A Uniform Submission Agreement is a written agreement between parties to an arbitration to submit the dispute to an arbitrator or arbitration panel in accordance with relevant arbitration forum’s By-Laws, Rules, and Code of Arbitration Procedure. Significantly, the parties agree to abide by and be bound by any arbitration award(s) rendered.
The following are sample Uniform Submission Agreement for various arbitration forums:
- FINRA Uniform Submission Agreement
- NYSE Uniform Submission Agreement
- CBOE Uniform Submission Agreement
If You Lost Money In Your Investment, Retirement Or Brokerage Account, Find Out How You May Be Able To Recover Your Losses Through The Securities Arbitration Process.