A Statement of Claim is a legal document that is filed with FINRA or other self-regulatory organization or SRO that sets forth the claims that an investor (the “Claimant”) has against a broker and/or brokerage firm (the “Respondent” or “Respondents”).
A Statement of Claim should set forth the factual and legal reasons as to why you believe you are entitled to monetary or other relief against your stockbroker, advisor or investment professional. Although there are no formal pleading requirements in securities arbitration, the Statement of Claim, is essentialy the equivalent of a Complaint that would otherwise be filed in a court of law. The Statement of Claim should describe the types of claims being made and the investment losses suffered, including the dollar amount of damages being sought or requested.
If You Lost Money In Your Investment, Retirement Or Brokerage Account, You May Be Entitled To Recover Your Investment Losses Through Securities Arbitration.
-Recover Investment Losses. Contact A Securities Lawyer-
