In order to determine your eligibility to make and file a securities arbitration claim for the recovery of your securities and investment losses, you will generally need the following items to the extent you have them available:
- All current monthly, quarterly and/or annual securities brokerage account statements for all of the brokerage accounts going back for the last six years (if you have them);
- All documents related to the opening of your brokerage accounts. This includes the documents that were given to you by the broker and/or brokerage firm when you either first opened the account(s) or you transferred the account(s) to the brokerage firm. These are the documents that have your personal information contained on them such as your address, age, education, investment experience, risk tolerance, investment objective, net-worth, etc.;
- Any and all letters, cards and/or correspondence you received from the brokerage firm regarding any issue (even a birthday or holiday card or note) with respect to any matter regarding you and/or the account(s). This will include any monthly, quarterly; and/or semi-annual newsletters, promotional materials, investment and research reports, brochures, prospectus, trade confirmations and tickets, etc;
