Morgan Keegan Customer Awarded $50,000 In Securities Arbitration Over Investments In RMK Strategic Income Fund, RMK Select High Income Fund & RMK Advantage Income Fund.
A FINRA securities arbitration panel issued an award in a securities arbitration brought against Morgan Keegan & Company, Inc. in Nashville, Tennessee (styled Scruggs v. Morgan Keegan & Company, Inc., Case No. 08-03012) alleging that Morgan Keegan engaged in misrepresentations and omissions, breach of fiduciary duty, unsuitability, negligence, failure to supervise, breach of contract, vicarious liability and violation of FINRA rules in connection with the customer’s investments in RMK Strategic Income Fund, RMK Select High Income Fund and RMK Advantage Income Fund. The Morgan Keegan securities arbitration award reportedly provides, among other things, that Morgan Keegan pay the investor claimant $50,000 in compensatory damages.
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