Misrepresentations or False Statements

in Financial Advisor, Consultant & Broker Misconduct

If Your Broker, Brokerage Firm, Financial Advisor or Investment Consultant Misrepresented or Falsely Stated Material Facts To You Concerning Your Investments, You May Have A False Statement or Misrepresentation Claim Against Your Broker.

-Report Misrepresentations and False Statements-

What Are Misrepresentations and False Statements?

A false statement or misrepresentation is a statement or representation that is not true, misleads or creates a false impression.  Misrepresentations and false statements are prohibited under federal and state securities statutes.  Securities laws prohibit brokers from making false representations of material facts in connection with the purchase or sale of securities.  

False statements and misrepresentations might include, among other things, guaranties (i.e., guaranteeing customers that they will not lose money on a particular securities transaction), making specific price predictions, giving phony “hot tips,”  agreeing to share in any losses in the customer’s account, or representing special or inside information regarding an important contract, approval, earnings announcement or other newsworthy event.   Such misrepresentations or false statements might also disguise the risk associated with a particular investment. 

Did Your Broker Mispresent or Falsely State Material Facts Concerning Your Account or Investments?

When a broker tells you something important about a security or anything in connection with the security (or the underlying company or issuer) that is untrue or makes any other false statement in connection with the sale of an investment that is not true that broker may be liable for misrepresentation. 

Failure to provide factually accurate and complete information about a recommended investment or providing information in a misleading manner can be the basis for  a securities arbitration claim.  If you believe that your broker made misrepresentations or false statements to you regarding your investments, your broker may be liable to you for a false statement or misrepresentation claim.

-Recover Investment Losses From Misrepresentations and False Statements-

If Your Broker, Brokerage Firm, Financial Advisor or Investment Consultant Misrepresented or Falsely Stated or Represented Material Facts Concerning Investments In Your Account, Contact A Securities Arbitration Lawyer.

-Request A Free Review By A Securities & Investment Attorney-

If You Were The Victim Of A False Statement, Share Your Misrepresentation Experiences With Other Investors Below.

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