If You Lost Money In Any Investment, Retirement or Brokerage Account and You Believe A FINRA Member Broker or Brokerage Firm May Be To Blame For Your Losses, Contact A Securities Fraud Lawyer & Investment Fraud Attorney.
-Report A FINRA Member Brokerage Firm-
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
List Of FINRA Member Brokerage Firms:
(as of May 5, 2010):
#
1 FINANCIAL MARKETPLACE SECURITIES, LLC
404 GARY LANE, BALA CYNWYD, PA 19004
1ST BCCW CAPITAL CORP
116B SOUTH RIVER ROAD, BEDFORD, NH 03110-6735
1ST BRIDGEHOUSE SECURITIES, LLC
800 SAWYER BEND COURT SUITE 100, FRANKLIN, TN 37069-7009
1ST DISCOUNT BROKERAGE, INC.
515 N. FLAGLER DRIVE, SUITE 703, WEST PALM BEACH, FL 33401
1ST GLOBAL CAPITAL CORP.
8150 N. CENTRAL EXPRESSWAY, SUITE 500, DALLAS, TX 75206
1ST MUNICH CAPITAL, LLC
HERZOGSTR. 60, MUNICH, D-80803 GERMANY
Mailing Address: 1499 W PALMETTO PARK ROAD, SUITE 250, BOCA RATON, FL 33486
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
6030 BETHELVIEW ROAD, SUITE 102, CUMMING, GA 30040
3 MARK EQUITIES, INC.
1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478
3C-WC PARTNERS, LLC
1500 ROSECRANS AVENUE, SUITE 315, MANHATTAN BEACH, CA 90266
4G FINANCIAL, INC.
18111 PRESTON RD. SUITE 100, DALLAS, TX 75252
Mailing Address: 18111 PRESTON RD SUITE 100, DALLAS, TX 75252
A
A & M SECURITIES, LLC
2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004
A B WONG CAPITAL LLC
10 CATHERINE SLIP 15H, NEW YORK, NY 10038
Mailing Address: P.O.BOX 479, NEW YORK, NY 10272
A&F FINANCIAL SECURITIES, INC.
6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791
A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721
A. R. SCHMEIDLER & CO., INC.
500 FIFTH AVENUE, NEW YORK, NY 10110-1405
A.B. WATLEY DIRECT, INC.
50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004
A.BRIDGE REALVEST SECURITIES CORPORATION
14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624
A.C.R. SECURITIES, INC.
687 PARK LANE, CEDARHURST, NY 11516
A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316
A.H. HAYNES & CO., INC.
711 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022
A.J. PACE & CO., INC.
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
A.J. SLOANE & COMPANY, LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022
A.K. CAPITAL, LLC
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022
A.L. WATERS CAPITAL, LLC
50 BRAINTREE HILL OFFICE PARK, SUITE 106, BRAINTREE, MA 02184
A.M. OPPENHEIMER SECURITIES,INC.
1150 SILVERADO, LA JOLLA, CA 92037
AARON CAPITAL, INCORPORATED
320 ENCINITAS BLVD., SUITE A, ENCINITAS, CA 92024
Mailing Address: 320 ENCINITA BLVD., SUITE A, ENCINITAS, CA 92024
ABA BUSINESS SERVICES, LLC
1120 CONNECTICUT AVE, NW, WASHINGTON, DC 20036
Mailing Address: 1120 CONNECTICUT AVE, NW, ATTN: HELEN SULLIVAN, 7TH FLOOR, WASHINGTON, DC 20036
ABACUS INTERNATIONAL CAPITAL CORP.
181 CANAL STREET-2ND FLOOR, NEW YORK, NY 10013
Mailing Address: 181 CANAL STREET – 2ND FLOOR, NEW YORK, NY 10013
ABACUS INVESTMENTS, INC.
N9673 TURKE LANE, WATERTOWN, WI 53094
ABAX BROKERAGE SERVICES, INC.
31658 ROCHEN ROAD, WALLER, TX 77484
Mailing Address: P.O. BOX 40506, HOUSTON, TX 77240-0506
ABBEY NATIONAL SECURITIES INC.
400 ATLANTIC STREET, STAMFORD, CT 06901
Mailing Address: 400 ATLANTIC STREET, 2ND FLOOR, STAMFORD, CT 06901
ABEL/NOSER CORP.
ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004
ABERDEEN FUND DISTRIBUTORS, LLC
1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103
ABG SUNDAL COLLIER INC.
535 MADISON AVENUE, NEW YORK, NY 10022-4212
ABNER HERRMAN & BROCK, LLC
HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311
ABRAHAM & CO., INC.
3724 47TH STREET CT. NW, GIG HARBOR, WA 98335
ABRAMSON FINANCIAL, LLC
1633 BROADWAY, NINTH FLOOR, NEW YORK, NY 10019
ABSHIER WEBB DONNELLY & BAKER, INC.
2500 CITY WEST BLVD., SUITE 590, HOUSTON, TX 77042
ACA/PRUDENT INVESTORS PLANNING CORPORATION
239 ROUTE 22 EAST, THIRD FLOOR, GREEN BROOK, NJ 08812
ACAP FINANCIAL INC.
57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101
ACCENT CAPITAL ADVISORS, L.L.C.
ONE FERRY BUILDING, SUITE 210, SAN FRANCISCO, CA 94111
ACCESS FINANCIAL GROUP, INC.
118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661
ACCESS INVESTMENTS, INC.
3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000
ACCESS SECURITIES, LLC
30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905
ACCESSALPHA WORLDWIDE LLC
630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468
ACCREDITED EQUITIES INCORPORATED
3985 RESEARCH PARK DRIVE, SUITE 800, ANN ARBOR, MI 48108
Mailing Address: 3985 RESEARCH PARK DRIVE, ANN ARBOR, MI 48108
ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747
ACCUMULATION PLANNING, INC.
6172 NORTH 28 PLACE, PHOENIX, AZ 85016
Mailing Address: POST OFFICE BOX 32429, PHOENIX, AZ 85064-2429
ACE DIVERSIFIED CAPITAL, INC.
923 EAST VALLEY BLVD.,, SUITE 106, SAN GABRIEL,, CA 91776
ACF INTERNATIONAL INC.
50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109
ACHELOUS PARTNERS, LLC
THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002
ACKRELL CAPITAL, LLC
38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129
Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123
ACN SECURITIES INC.
100 PARK AVENUE – SUITE 1600, NEW YORK, NY 10017
ACP SECURITIES, LLC
444 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131
ACQUEST ADVISORS L.L.C.
700 LOUISIANA, SUITE 2450, HOUSTON, TX 77002
ACTINVER SECURITIES, INC.
5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056
ACTIVA CAPITAL MARKETS, INC.
1110 BRICKELL AVENUE, SUITE 902, MIAMI, FL 33131
ADIRONDACK TRADING GROUP LLC
13 HAYSLETTE DRIVE, LAKE LUZERNE, NY 12846
ADMINISTRATIVE SYSTEMS, INC.
6201 ROOSEVELT WAY NE, SEATTLE, WA 98115
ADP BROKER-DEALER, INC.
ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786
ADVANCE CAPITAL SERVICES, INC.
ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076
ADVANCED ADVISOR GROUP, LLC
440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008
ADVANCED ASSET TRADING, INC
5050 POPLAR AVE, SUITE 528, MEMPHIS, TN 38157
Mailing Address: 5050 POPLAR AVE NO.528, MEMPHIS, TN 38157
ADVANCED EQUITIES SERVICES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507
ADVANCED EQUITIES, INC.
311 SOUTH WACKER DRIVE, SUITE 1650, CHICAGO, IL 60606
ADVANTAGE GFC LLC
2 WALL STREET, NEW YORK, NY 10005
ADVANTAGE SECURITIES LLC
141 WEST JACKSON, SUITE 2045, CHICAGO, IL 60604
ADVENT SECURITIES, INC.
7501 BOULDERS VIEW DR, SUITE 601, RICHMOND, VA 23225
ADVISER DEALER SERVICES, INC.
6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767
ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132
ADVISORS CLEARING NETWORK, INC.
7 N. FAIR OAKS AVENUE, PASADENA, CA 91103
ADVISORS EDGE SECURITIES, LLC
18425 BURBANK BLVD., SUITE 715, TARZANA, CA 91356
ADVISORY GROUP EQUITY SERVICES LTD.
161 ASH STREET SUITE D, READING, MA 01867
AEB CORPORATION
518 SOUTH MAIN STREET, GREAT BARRINGTON, MA 01230
AEGIS CAPITAL CORP.
810 7TH AVE, 11TH FLOOR, NEW YORK, NY 10019
AEGIS ENERGY ADVISORS CORP.
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201
AEGIS INVESTMENTS, INC.
431 S 7TH STREET, SUITE 2400, MINNEAPOLIS, MN 55415-1854
AEI SECURITIES, INC.
1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901
AETHLON CAPITAL, L.L.C
80 SOUTH 8TH STREET SUITE 4920, MINNEAPOLIS, MN 55402
AFFILIATED BANKERS CAPITAL, L.L.C.
2801 VIA FORTUNA DRIVE, SUITE 625, AUSTIN, TX 78746
AFFILIATED FUNDING CORP.
3801 E. FLORIDA AVENUE, SUITE 400, DENVER, CO 80210
Mailing Address: P. O. BOX 218, DANIA BEACH, FL 33004
AFFINA BROKERAGE SERVICES, LLC
600 MIDLAND AVE, SUITE 101, RYE, NY 10580-3999
AFFINITY INVESTMENT SERVICES, LLC
73 MOUNTAIN VIEW BLVD., BUILDING 200, BASKING RIDGE, NJ 07920
AG BD LLC
245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094
AGECROFT PARTNERS, LLC
103 CANTERBURY ROAD, RICHMOND, VA 23221-3211
AGENCY TRADING GROUP, INC.
235 EAST LAKE STREET, WAYZATA, MN 55391
Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391
AGINCOURT, LTD.
C/O MERIDIAN FIDUCIARY SERVICES 73 FRONT STREET, 2ND FLOOR, HAMILTON, HM12 BERMUDA
Mailing Address: P.O. BOX HM 528, HAMILTON, HMCX BERMUDA
AGM SECURITIES LLC
277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172
AGRICAPITAL SECURITIES INC.
1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018
AHT FINANCIAL GROUP, LTD.
432 NORTH HOUGH STREET, BARRINGTON, IL 60010
AI SECURITIES,INC.
33 UNION STREET, BOSTON, MA 02108-2406
AIG FINANCIAL SECURITIES CORP.
50 DANBURY ROAD, WILTON, CT 06897-4444
AIS FINANCIAL, INC.
31111 AGOURA ROAD, STE. 245, WESTLAKE VILLAGE, CA 91361
AJAX INVESTMENTS, LLC
600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035
Mailing Address: 600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035
AKAR CAPITAL MANAGEMENT, INC.
8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322
AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017
AKJ
PW MARINE CENTER, UPPER FLOOR, 37 SERPENTINE ROAD, HAMILTON, HMPX BERMUDA
Mailing Address: PO BOX HM3306, HAMILTON, HMPX BERMUDA
ALADDIN CAPITAL LLC
SIX LANDMARK SQUARE, STAMFORD, CT 06901
ALAMO CAPITAL
201 N CIVIC DR, SUITE 145, WALNUT CREEK, CA 94596
ALARIS TRADING PARTNERS, LLC
2002 JIMMY DURANTE BLVD, SUITE 202, DEL MAR, CA 92014
ALBERT FRIED & COMPANY, LLC
45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006
ALBRIGHT SECURITIES LLC
1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005
ALCHEMY ALTERNATIVES, INC.
777 MARINER’S ISLAND BLVD., SUITE 750, SAN MATEO, CA 94404
Mailing Address: 751 LAUREL STREET, SUITE 119, SAN CARLOS, CA 94070
ALDERMAN & COMPANY CAPITAL, LLC
20 SILVER BROOK ROAD, RIDGEFIELD, CT 06877
ALDERWOOD CAPITAL LLC
505 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111
ALERUS SECURITIES CORPORATION
2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201
Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206
ALETHEIA SECURITIES, INC.,
100 WILSHIRE BLVD STE 1960, SANTA MONICA, CA 90401
ALEXANDER CAPITAL, L.P.
445 BROADHOLLOW RD, SUITE 42, MELVILLE, NY 11747
ALEXANDER INVESTMENT SERVICES CO.
12701 TOWNEPARK WAY, SUITE 303, LOUISVILLE, KY 40243-2301
ALFORMA CAPITAL MARKETS, INC.
540 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY 10022
ALFS, INC.
3100 SANDERS RD, STE N3B, NORTHBROOK, IL 60062-7156
Mailing Address: 3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062
ALL FUNDS, INC.
1444 ORANGE TURNPIKE, MONROE, NY 10950-3716
Mailing Address: PO DRAWER H, VALLEY COTTAGE, NY 10989
ALLEGHENY INVESTMENTS, LTD.
STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237
ALLEGIANCE CAPITAL, L.L.C.
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106
ALLEGIANT SECURITIES L.L.C.
200 S.E. 1ST STREET, SUITE 502, MIAMI, FL 33131
ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022
ALLEN & COMPANY OF FLORIDA, INC.
1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803
Mailing Address: P.O. BOX 387, LAKELAND, FL 33802
ALLEN C. EWING & CO.
50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202
Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799
ALLIANCE ADVISORY & SECURITIES, INC.
3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362
ALLIANCE AFFILIATED EQUITIES CORPORATION
ONE WARD PARKWAY, #345, KANSAS CITY, MO 64112
ALLIANCE FINANCIAL GROUP, INC.
5950 BERKSHIRE LANE #1060, DALLAS, TX 75225
ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.
601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES,, CA 90017
Mailing Address: 601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES, CA 90017
ALLIANCEBERNSTEIN INVESTMENTS, INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096
ALLIANT EQUITY INVESTMENTS, LLC
21600 OXNARD STREET – SUITE 1200, WOODLAND HILLS, CA 91367
Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
ALLIANZ LIFE FINANCIAL SERVICES, LLC
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117
ALLIED ASSET MANAGEMENT, INC.
2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121
ALLISON-WILLIAMS COMPANY
90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441
ALLSTATE DISTRIBUTORS, L.L.C.
3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062
ALLSTATE FINANCIAL SERVICES, LLC
2920 S 84TH STREET, LINCOLN, NE 68506
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271
ALLUVION SECURITIES, LLC
5100 POPLAR AVENUE, SUITE 809, MEMPHIS, TN 38137
ALMAX FINANCIAL SOLUTIONS, LLC
12 VAN SYCKLES ROAD, CLINTON, NJ 08809
ALPHA FINANCE US CORPORATION
410 PARK AVE, NEW YORK, NY 10022
ALPHA OMEGA CAPITAL SECURITIES, LLC
7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND, VA 23226
ALPHASOURCE CAPITAL SECURITIES LLC
32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022
ALPINA CAPITAL, LLC
100 JACKSON STREET, SUITE 101, DENVER, CO 80206
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
100 UNION AVENUE, CRESSKILL, NJ 07626
ALPINE PARTNERS, L.P.
100 UNION AVENUE, CRESSKILL, NJ 07626
ALPINE SECURITIES CORPORATION
440 EAST 400 SOUTH, SALT LAKE CITY, UT 84111
ALPS DISTRIBUTORS, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328
ALTA VISTA FINANCIAL, INC.
2776 GATEWAY ROAD, CARLSBAD, CA 92009
ALTEGRIS INVESTMENTS, INC.
1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037
ALTERNATIVE ACCESS CAPITAL, LLC
2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274
ALTERNATIVE INVESTMENT SERVICES, LLC
141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604
ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.
401 SOUTH TRYON STREET, CHARLOTTE, NC 28288-1195
ALTERNATIVE WEALTH STRATEGIES, INC.
1040 N. KINGS HIGHWAY, SUITE 405, CHERRY HILL, NJ 08034
ALTERNET SECURITIES INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017
ALTIMA SECURITIES LP
399 PARK AVENUE, SUITE #3805, NEW YORK, NY 10022
ALTON SECURITIES GROUP INC.
2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002
Mailing Address: P.O. BOX 160, ALTON, IL 62002
ALTRUSHARE SECURITIES LLC
10 MIDDLE STREET, 6TH FLOOR, BRIDGEPORT, CT 06604
ALVAREZ & MARSAL SECURITIES, LLC
600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
ALYSSA LLC
888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106
AMBASSADOR FINANCIAL GROUP, INC.
1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104
AMCORE INVESTMENT SERVICES, INC
501 7TH STREET, ROCKFORD, IL 61104-1242
AMD CAPITAL, LLC
100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069
AMEGY INVESTMENTS, INC.
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459
AMEREST SECURITIES, INC.
2828 NORTH HARWOOD SUITE 2000, DALLAS, TX 75201
AMERICA INVEST ONLINE, INC.
97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
Mailing Address: 97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
AMERICA’S CHOICE EQUITIES LLC
840 US HIGHWAY 1, SUITE 315, PALM BEACH GARDENS, FL 33408
AMERICA’S GROWTH CAPITAL, LLC
125 HIGH STREET, HIGH STREET TOWER, FLOOR 30, BOSTON, MA 02110
AMERICAN BEACON PARTNERS, INC.
3603 N. HASTINGS WAY, STE 100, EAU CLAIRE, WI 54703
AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788
AMERICAN CENTURY BROKERAGE, INC.
1665 CHARLESTON RD, MOUNTAIN VIEW, CA 94043
AMERICAN CENTURY INVESTMENT SERVICES INC.
4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141
AMERICAN CLASSIC FINANCIAL COMPANY
15745 ROLLER COASTER ROAD, COLORADO SPRINGS, CO 80921
AMERICAN CLASSIC SECURITIES, INC.
201 ATP TOUR BLVD., SUITE 150, PONTE VEDRA, FL 32082
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC
600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
AMERICAN EQUITY CAPITAL, INC.
6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711
Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325
AMERICAN EQUITY INVESTMENT CORPORATION
4222 GRANTLINE ROAD, NEW ALBANY, IN 47150
AMERICAN FAMILY SECURITIES, LLC
6000 AMERICAN PARKWAY, MADISON, WI 53783-0001
AMERICAN FIDELITY SECURITIES, INC.
2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092
Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523
AMERICAN FINANCIAL ASSOCIATES, INC.
1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
AMERICAN FINANCIAL SECURITIES, INC.
6003 UNIVERSITY AVE. – SUITE C, CEDAR FALLS, IA 50613
Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613
AMERICAN FUNDS & TRUSTS INCORPORATED
3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554
AMERICAN FUNDS DISTRIBUTORS, INC.
333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071
AMERICAN GENERAL DISTRIBUTORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Mailing Address: 2929 ALLEN PARKWAY L4-01, HOUSTON, TX 77019
AMERICAN GENERAL EQUITY SERVICES CORPORATION
2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019
AMERICAN HERITAGE SECURITIES, INC.
655 W MARKET STREET, AKRON, OH 44303-1438
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616
AMERICAN INVESTORS COMPANY
2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583
AMERICAN INVESTORS GROUP, INC.
10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343
AMERICAN MEDTECH ADVISORS, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017
AMERICAN MUNICIPAL SECURITIES, INC.
720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749
AMERICAN NETWORK SECURITIES CORP.
10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741
AMERICAN REAL ESTATE SECURITIES, INC.
110-110TH AVENUE, SUITE 520, BELLEVUE, WA 98004
AMERICAN REALTY CAPITAL MARKETS, LLC
27281 LAS RAMBLAS, SUITE 200, MISSION VIEJO, CA 92691
AMERICAN REPUBLIC EQUITIES CORPORATION
601 SIXTH AVE, DES MOINES, IA 50309
AMERICAN RESEARCH & MANAGEMENT COMPANY
145 FRONT ST, MARION, MA 02738-0576
Mailing Address: P.O. BOX 576, MARION, MA 02738-0576
AMERICAN SECURITIES TEAM, INC.
500 W CUMMINGS PARK-SUITE 6050, WOBURN, MA 01801
AMERICAN TRUST INVESTMENT SERVICES, INC.
1349 CALUMET AVENUE, HAMMOND, IN 46394-1003
Mailing Address: 1349 CALUMET AVENUE, WHITING, IN 46394-1003
AMERICAN UNION SECURITIES, INC.
100 WALL STREET, 15TH FLOOR, NEW YORK, NY 10005
AMERICAN WEALTH MANAGEMENT, INC.
1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338
AMERIFUND CAPITAL SECURITIES, LLC
1177 WEST LOOP SOUTH, SUITE 1725, HOUSTON, TX 77027
Mailing Address: 1177 WEST LOOP SOUTH, 1725, HOUSTON, TX 77027
AMERIPRISE FINANCIAL SERVICES, INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
AMERITAS INVESTMENT CORP.
5900 “O” STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507
AMERIVET SECURITIES, INC.
26550 SILVERADO COURT, MORENO VALLEY, CA 92555
Mailing Address: POB 1074, INGLEWOOD, CA 90308
AMHERST SECURITIES GROUP, L.P.
7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731
AMPER INVESTMENT BANKING L.L.C.
2015 LINCOLN HIGHWAY, EDISON, NJ 08818
AMREIT SECURITIES COMPANY
8 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046
AMTRUST INVESTMENT SERVICES, INC.
1801 E. NINTH ST, CLEVELAND, OH 44114
AMUR ADVISORS LLC
12 EAST 49TH STREET, 40TH FLOOR, NEW YORK, NY 10017
AMVEST SECURITIES, INCORPORATED
1395 E. DUBLIN-GRANVILLE RD., #203, COLUMBUS, OH 43229-3314
ANCHIN CAPITAL ADVISORS LLC
1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018
ANCHOR ASSET MANAGEMENT LLC
267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016
ANCHOR BAY SECURITIES, LLC
5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008
ANCORA SECURITIES, INC.
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122
ANDEREN CAPITAL
301 SOUTH MISSOURI AVENUE, 2ND FLOOR, CLEARWATER, FL 33756
ANDERSON & STRUDWICK, INCORPORATED
707 E. MAIN STREET 20TH FLOOR, RICHMOND, VA 23219
Mailing Address: P.O. BOX 1459, RICHMOND, VA 23218-1459
ANDERSON LENEAVE & CO.
6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210
ANDES CAPITAL GROUP, LLC
233 SOUTH WACKER DRIVE, SUITE 5400, CHICAGO, IL 60606
ANDREW GARRETT INC.
140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017
ANDREWS SECURITIES, LLC
5251 DTC PARKWAY, SUITE 1090, GREENWOOD VILLAGE, CO 80111-2739
ANGELES CAPITAL GROUP, LLC
545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071
Mailing Address: 545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071
ANNASCAUL ADVISORS LLC
1177 HIGH RIDGE ROAD, STAMFORD, CT 06905
ANOVEST FINANCIAL SERVICES, INC.
3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062
ANSLEY SECURITIES LLC
55 SOUTH MAIN STREET, SUITE 367, NAPERVILLE, IL 60540-5381
ANTAEUS CAPITAL, INC.
1875 CENTURY PARK EAST, SUITE 1460, LOS ANGELES, CA 90067
ANTHEM SECURITIES, INC.
1550 CORAOPOLIS HEIGHTS RD., SUITE 300, MOON TOWNSHIP, PA 15108
ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003
AON BENFIELD SECURITIES, INC.
200 EAST RANDOLPH STREET, CHICAGO, IL 60601
AOS, INC.
311 S. WACKER DR., STE 650, CHICAGO, IL 60606
APB FINANCIAL GROUP, LLC
17 STATE ST. – SUITE 1650, NEW YORK, NY 10004
APPLE LANE GROUP LLC
2393 MAIN STREET, LANCASTER, MA 01523
APS FINANCIAL CORPORATION
1301 CAPITAL OF TEXAS HIGHWAY, #B220, AUSTIN, TX 78746
Mailing Address: 1301 CAPITAL OF TEXAS HIGHWAY #B-220, AUSTIN, TX 78746
AQUA SECURITIES L.P.
110 EAST 59TH STREET, NEW YORK, NY 10022
AQUEDUCT CAPITAL GROUP, LLC
201 SOUTH COLLEGE STREET, SUITE 1440, CHARLOTTE, NC 28244
AQUILA DISTRIBUTORS, INC.
380 MADISON AVENUE #2300, NEW YORK, NY 10017-2598
Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017
AQUILO PARTNERS, L.P.
ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111
ARBOR ADVISORS, LLC
1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303
Mailing Address: 1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94304
ARBOR COURT CAPITAL, LLC
30775 BAINBRIDGE ROAD, SUITE 100, CLEVELAND, OH 44139
ARBOR RESEARCH & TRADING, INC.
1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010
ARBORHEDGE INVESTMENTS, INC.
2024 SOUTH WABASH AVENUE, STE. 401, CHICAGO, IL 60616
ARCADIA INVESTMENT CORPORATION
1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209
ARCADIA SECURITIES, LLC
720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019
ARCHIPELAGO SECURITIES L.L.C.
100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606
ARCHIPELAGO TRADING SERVICES, INC.
100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606
Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606
ARDOUR CAPITAL INVESTMENTS, LLC
350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118
ARETE RESEARCH LLC
3 POST OFFICE SQUARE, 7TH FLOOR, BOSTON, MA 02109
ARETE WEALTH MANAGEMENT, LLC
9 CRYSTAL LAKE RD., SUITE 100, LAKE IN THE HILLS, IL 60156
ARI FINANCIAL SERVICES, INC.
5204 W. 128TH STREET, LEAWOOD, KS 66209
Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224
ARIA CAPITAL ADVISORS, LLC
475 CENTRAL AVENUE, SUITE 400, ST. PETERSBURG, FL 33701
ARIANE CAPITAL PARTNERS LLC
501 CANDACE LANE, VILLANOVA, PA 19085
Mailing Address: P.O. BOX 32, CONSHOHOCKEN, PA 19428
ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601
ARJENT SERVICES LLC
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
ARK INVESTMENTS
16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500
Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500
ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236
ARMA FINANCIAL SERVICES, INC.
8585 E. HARTFORD DRIVE, SUITE 118, SCOTTSDALE, AZ 85255
ARMONK CAPITAL SECURITIES LLC
16 ROSE HILL DRIVE, ARMONK, NY 10504
ARONSON CAPITAL ADVISORS, LLC
805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850
ARQUE CAPITAL, LTD.
5080 NORTH 40TH STREET, SUITE 103, PHOENIX, AZ 85018
ARROW INVESTMENTS, INC.
3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577
ARTISAN DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202
ARVCO FINANCIAL VENTURES, LLC
295 HIGHWAY 50, SUITE 20, STATELINE, NV 89449
Mailing Address: P.O. BOX 1460, ZEPHYR COVE, NV 89448
ARVEST ASSET MANAGEMENT
921 WEST MONROE AVENUE, LOWELL, AR 72745
Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515
ARVON SECURITIES, LLC
222 S. RIVERSIDE PLAZA, 29TH FLOOR, CHICAGO, IL 60606
ASANTE PARTNERS LLC
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022
ASCENDANT FINANCIAL PARTNERS, LLC
5555 DTC PARKWAY,, SUITE A-4000, GREENWOOD VILLAGE, CO 80111
ASCENDIANT SECURITIES, LLC
18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612
ASCENT REAL ESTATE SECURITIES, LLC
8400 E. CRESCENT PARKWAY, SUITE 600, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8400 E. CRESCENT PARKWAY, SITE 600, GREENWOOD VILLAGE, CO 80111
ASCENTAGE ADVISORS, LLC
2 PILLSBURY STREET, SUITE 405, CONCORD, NH 03301
ASCHER/DECISION SERVICES, INC.
1210 MILL LANE, SAN MARINO, CA 91108
Mailing Address: P.O. BOX 2139, PASADENA, CA 91102-2139
ASD FINANCIAL SERVICES CORP
25 SOUTHEAST 2ND AVENUE, SUITE 606, MIAMI, FL 33131
ASG SECURITIES, INC.
2605 EAST ATLANTIC BOULEVARD, SUITE 201, POMPANO BEACH, FL 33062
ASHTON GARNETT SECURITIES, LLC
12715 NE 36TH STREET, BELLEVUE, WA 98005
ASHTON YOUNG, INC.
2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA
ASKAR CORP.
8101 34TH AVENUE S, SUITE #300, BLOOMINGTON, MN 55425
ASPEN EQUITY PARTNERS, LLC
2100 MCKINNEY AVENUE, SUITE 1550, DALLAS, TX 75201
ASPERION GROUP LLC
300 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
ASSENT LLC
5 MARINE VIEW PLAZA, HOBOKEN, NJ 07030
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
11300 TOMAHAWK CREEK PARKWAY, SUITE 240, LEAWOOD, KS 66211-2670
Mailing Address: P.O. BOX 11322, SHAWNEE MISSION, KS 66207-1022
ASSOCIATED BOND BROKERS, INC.
3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204
ASSOCIATED FINANCIAL SERVICES, INC.
818 MAIN AVE., SUITE #2, FARGO, ND 58103
Mailing Address: P.O. BOX 2163, FARGO, ND 58107
ASSOCIATED INVESTMENT SERVICES, INC.
2985 S. RIDGE ROAD, SUITE C, GREEN BAY, WI 54304
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640
ASSOCIATED SECURITIES CORP.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
ASTORIA CAPITAL MARKETS, INC.
30-08 36TH STREET, LONG ISLAND CITY, NY 11103
ATEL SECURITIES CORPORATION
600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108
ATHENA CAPITAL PARTNERS, INC.
4811 W BEACHWAY DR, TAMPA, FL 33609
ATIS, INC
8252 HOHMAN AVENUE, MUNSTER, IN 46321
ATLANTIC – PACIFIC CAPITAL, INC.
102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830
ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
45 EXCHANGE STREET, PORTLAND, ME 04101
ATLANTIC SECURITIES, INC.
920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988
ATLANTIC STATE PARTNERS, LLC
7 AVON ROAD, LARCHMONT, NY 10538-1420
ATLAS ONE FINANCIAL GROUP, LLC
200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131
ATLAS STRATEGIC ADVISORS, LLC
140 EAST 45TH STREET, NEW YORK, NY 10017
ATM USA, LLC
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
ATRIUM SECURITIES, INC.
141 WEST JACKSON BLVD. – SUITE 1340A, CHICAGO, IL 60604
AUERBACH GRAYSON & COMPANY LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036
AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841
AURIGA USA, LLC
ONE PENN PLAZA, 46TH FLOOR, NEW YORK, NY 10119
AURORA CAPITAL LLC
205 EAST 22ND STREET., #4L, NEW YORK, NY 10010
AURORA SECURITIES
111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639
AURUS ADVISORS, INC.
520 S. EL CAMINO REAL, SUITE 655, SAN MATEO, CA 94402
AUSDAL FINANCIAL PARTNERS, INC.
220 NORTH MAIN ST, STE 400, DAVENPORT, IA 52801-1921
AUTO CLUB FUNDS, INC.
1 AUTO CLUB DRIVE, DEARBORN, MI 48126
Mailing Address: 1 AUTO CLUB DR, DEARBORN, MI 48126
AUTOMATED EQUITY FINANCE MARKETS, INC.
529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464
AVALON INVESTMENT & SECURITIES GROUP, INC.
404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661
AVALON PARTNERS, INC.
30 BROAD STREET, FLOOR 24, NEW YORK, NY 10004
AVALON SECURITIES, LTD.
1375 BROADWAY, NEW YORK, NY 10018
Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018
AVANTI SECURITIES CORPORATION
22 ST. CLAIR AVENUE EAST – SUITE 1700, TORONTO, M4T 2S3 CANADA
Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA
AVATAR CAPITAL GROUP LLC
7 WORLD TRADE CENTER PLAZA, 32ND FLOOR, NEW YORK, NY 10007-2140
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
AVENTURA SECURITIES, LLC
2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180
Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180
AVERIL CAPITAL MARKETS GROUP, INC.
1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067
AVIAN SECURITIES, LLC
260 FRANKLIN STREET, SUITE 1010, BOSTON, MA 02110
AVIATE GLOBAL LP
40 ARGYLL STREET, LONDON, W1F 7EB U.K.
AVISEN SECURITIES, INC.
3626 FAIR OAKS BLVD., SUITE 300, SACRAMENTO, CA 95864-7256
AVIVA SECURITIES, LLC
699 WALNUT STREET, SUITE 1700, DES MOINES, IA 50309
AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431
AVONDALE PARTNERS, LLC
3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203
Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203
AXA ADVISORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104
AXA DISTRIBUTORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10104
AXCESSNET, LLC
ONE CRANBERRY HILL, SUITE 6, LEXINGTON, MA 02421
AXIOM CAPITAL MANAGEMENT, INC.
780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024
AXIS THOUGHT CAPITAL, LLC
708 THIRD AVENUE, SUITE 500, NEW YORK, NY 10017
AYRE INVESTMENTS, INC.
648 MAIN STREET, AGAWAM, MA 01001
B
B & B SECURITIES, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005
B & T SECURITIES, INC.
110 E. ATLANTIC AVENUE, SUITE 230, DELRAY BEACH, FL 33444
B&A CAPITAL, INC.
14N679 ROUTE 25, STE C, EAST DUNDEE, IL 60118
B. C. ZIEGLER AND COMPANY
200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606
B. RILEY & CO., LLC
11100 SANTA MONICA BLVD-STE 800, LOS ANGELES, CA 90025
B.B. GRAHAM & COMPANY, INC.
1700 W. KATELLA AVE., ORANGE, CA 92867
BABSON CAPITAL SECURITIES INC
INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210
BAC FLORIDA INVESTMENTS
2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134
BACHER & CO INC
6B CAY HARBOR, KEY LARGO, FL 33037
Mailing Address: 24 DOCKSIDE LANE, PMB #101, KEY LARGO, FL 33037
BACKSTROM MCCARLEY BERRY & CO., LLC
115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104
BAILARD FUND SERVICES, INC.
950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131
Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131
BAIRD, PATRICK & CO., INC.
HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311
Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311
BAKER & CO., INCORPORATED
19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116
Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116
BAKER TILLY CAPITAL, LLC
TEN TERRACE COURT, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398
BALANCE SHEET SOLUTIONS LLC
4450 WEAVER PARKWAY, SUITE 250, WARRENVILLE, IL 60555-3926
BALANCED FINANCIAL SECURITIES CORPORATION
4A LAKEWAY, ROCKWALL, TX 75032
Mailing Address: P.O. BOX 969, ROCKWALL, TX 75087
BALANCED SECURITY PLANNING, INC.
16956 MCGREGOR BLVD. # 7, FORT MYERS, FL 33908
BALDWIN ANTHONY SECURITIES, INC.
4131 NORTH CENTRAL EXPWY STE 930, DALLAS, TX 75204
BALLEW INVESTMENTS, INC.
4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211
Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888
BALLISTA SECURITIES, LLC
110 WALL ST., 9TH FLOOR, NEW YORK, NY 10005
BANC INVESTMENT GROUP, LLC
340 PINE STREET, SUITE 601, SAN FRANCISCO, CA 94104
Mailing Address: 340 PINE STREET, SUITE 401, SAN FRANCISCO, CA 94104
BANC OF AMERICA SECURITIES LLC
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: ONE BRYANT PARK, NY1-100-17-07, NEW YORK, NY 10036
BANC OF AMERICA SPECIALIST, INC.
14 WALL STREET, 21ST FLOOR, NEW YORK, NY 10005
BANC OF MANHATTAN CAPITAL
5023 N PARKWAY CALABASAS, CALABASAS, CA 91302
BANCA IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004
BANCO DO BRASIL SECURITIES LLC
600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302
Mailing Address: 600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302
BANCO VOTORANTIM SECURITIES, INC.
909 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10022
BANCORPSOUTH INVESTMENT SERVICES, INC.
525 EAST CAPITOL STREET, JACKSON, MS 39201
BANCWEST INVESTMENT SERVICES, INC.
13505 CALIFORNIA STREET, OMAHA, NE 68154-9750
BANDON PARTNERS, LLC
176 PALM AVENUE, SAN FRANCISCO, CA 94118
Mailing Address: P.O. BOX 471195, SAN FRANCISCO, CA 94147-1195
BANESTO SECURITIES, INC.
730 FIFTH AVENUE, SUITE 701, NEW YORK, NY 10019
BANIF SECURITIES INC
1001 BRICKELL BAY DR., SUITE 2904, MIAMI, FL 33131
Mailing Address: 1001 BRICKELL BAY DR., SUITE 2906, MIAMI, FL 33131
BANIF TRADING, INC.
1001 BRICKELL BAY DRIVE, SUITE 2904, MIAMI, FL 33131
BANK FUND EQUITIES, INC.
600 SOUTH HIGHWAY 169, SUITE 1800, ST LOUIS PARK, MN 55426
BANKERS & INVESTORS CO.
1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112
Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112
BANKERS INTERNATIONAL SECURITIES, INC.
11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST. PETERSBURG, FL 33716-2334
Mailing Address: 11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST.PETERSBURG, FL 33716-2334
BANKOH INVESTMENT SERVICES, INC.
130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405
BANNOCKBURN PARTNERS, LLC
2 RECTOR STREET SUITE 2101, NEW YORK, NY 10006
Mailing Address: 175 SHIEL AVE, STATEN ISLAND, NY 10309
BANORTE SECURITIES INTERNATIONAL, LTD.
540 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
BANYAN SECURITIES, LLC
100 DRAKE’S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904
BARCLAY INVESTMENTS, INC.
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019
BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 200 PARK AVENUE, NEW YORK, NY 10166
BARNARD JACOBS MELLET (USA) LLC
301 TRESSER BLVD, 11TH FLOOR, STAMFORD, CT 06901
BARNETT & PARTNERS ADVISORS, LLC
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153
BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903
BARRETT SECURITIES INC.
777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017
BARRETTO SECURITIES INC
1105 DELAWARE AVENUE, BUFFALO, NY 14209
BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221
BARTON HALL SECURITIES, INC.
1280 MASS AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
Mailing Address: 1280 MASS. AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
BASE SECURITIES, LLC
1233 WEST LOOP SOUTH, SUITE 1275, HOUSTON, TX 77027-9113
BASIC CAPITAL ADVISORS, LLC
120 W 15TH STREET, #3-L, NEW YORK, NY 10011
BASIS FINANCIAL, LLC
3363 NE 163RD STREET, SUITE 705, N. MIAMI BEACH, FL 33160
BASS CREEK ADVISORS, LTD
2193 CHATFIELD DRIVE, CLEVELAND HEIGHTS, OH 44106
BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107
BATS TRADING, INC.
8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214
BAY COLONY SECURITIES CO., INC.
400 TRADECENTER, SUITE 4880, WOBURN, MA 01801
BAY CREST PARTNERS, LLC
40 WALL STREET, 45TH FLOOR, NEW YORK, NY 10005
BAY MUTUAL FINANCIAL, LLC
2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404
BAYSHORE PARTNERS, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 1160, FORT LAUDERDALE, FL 33301
BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040
BAYTIDE SECURITIES CORPORATION
7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158
BAYVIEW CAPITAL SECURITIES, LLC
445 LAKE STREET EAST, SUITE 200, WAYZATA, MN 55391
BB&T AM DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
BB&T INVESTMENT SERVICES, INC.
200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202
BBVA COMPASS INVESTMENT SOLUTIONS, INC
15 SOUTH 20TH STREET, SUITE 602, BIRMINGHAM, AL 35233
Mailing Address: P.O. BOX 10566, ALBICHRIC, BIRMINGHAM, AL 35296
BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302
BBVA SECURITIES OF PUERTO RICO, INC.
254 MUNOZ RIVERA AVENUE LOBBY LEVEL, HATO REY, PR 00918
Mailing Address: 254 MUNOZ RIVERA AVE LOBBY, HATO REY, PR 00918
BBW CAPITAL MARKETS
1743 WAZEE ST., SUITE 250, DENVER, CO 80202
BCC ADVISORY SERVICES, LLC
4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660
BCG SECURITIES, INC.
600 DELRAN PARKWAY, SUITE B, DELRAN, NJ 08075
Mailing Address: P.O. BOX 406, RIVERTON, NJ 08077-0406
BCP SECURITIES, LLC
289 GREENWICH AVENUE – 4TH FL, GREENWICH, CT 06830
BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007
BCW SECURITIES LLC
200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
Mailing Address: 200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
BDO CAPITAL ADVISORS, LLC
150 FEDERAL STREET, SUITE 900, BOSTON, MA 02110
Mailing Address: 3200 BRISTOL STREET, 4TH FLOOR, COSTA MESA, CA 92626
BDR RESEARCH LLC
1500 BROADWAY, SUITE #904, NEW YORK, NY 10036
BDT & COMPANY, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250
BEACON CAPITAL MARKETS, LLC
420 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10017
BEACON HILL FINANCIAL CORPORATION
120 WATER STREET, BOSTON, MA 02109
Mailing Address: 120 WATER STREET, BOSTON, MA 02109
BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 10, CANONSBURG, PA 15317
BEANPOT FINANCIAL SERVICES, INC.
1073 GAGE STREET, SUITE 203, WINNETKA, IL 60093-1704
BEAR AND BULL INVESTMENTS
4061 POWDER MILL ROAD, 7TH FLOOR, CALVERTON, MD 20705-4053
Mailing Address: P.O. BOX 31138, BETHESDA, MD 20824-1138
BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202
BEARD FINANCIAL SERVICES, INC.
108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514
BECHTEL FINANCING SERVICES, LLC
50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965
BEDMINSTER FINANCIAL GROUP, LIMITED
4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295
BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
Mailing Address: 555 THEODORE FREMD AVENUE, C-301, RYE, NY 11580
BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730
BEEKMAN SECURITIES, INC.
750 THIRD AVENUE, NEW YORK, NY 10017
BEHRINGER SECURITIES LP
ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001
BEL AIR SECURITIES LLC
1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067
BELLAMAH, NEUHAUSER & BARRETT, INC.
8730 GEORGIA AVENUE, SUITE 500, SILVER SPRING, MD 20910-3648
BELLE HAVEN INVESTMENTS, L.P.
1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604
BELVEDERE GLOBAL INVESTORS LLC
TWO BELVEDERE PLACE, SUITE 120, MILL VALLEY, CA 94941
BENCHMARK INVESTMENTS, INC.
509 MAIN STREET, ARKADELPHIA, AR 71923
BENEDETTO, GARTLAND & COMPANY, INC.
1330 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1330 AVENUE OF THE AMERICAS-29TH FLOOR, NEW YORK, NY 10019
BENEFICIAL INVESTMENT SERVICES, INC.
150 EAST SOCIAL HALL AVE., SUITE 500, SALT LAKE CITY, UT 84145
Mailing Address: P.O. BOX 45654, SALT LAKE CITY, UT 84145-0654
BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164
BENEFIT FUNDING SERVICES, LLC
6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367
BENGAL PARTNERS LLC
3 PARKLANDS DRIVE, DARIEN, CT 06820
BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202
BENJAMIN & JEROLD BROKERAGE I, LLC
111 W. JACKSON BLVD., STE. 1146, CHICAGO, IL 60604-3102
BENJAMIN F. EDWARDS & COMPANY, INC.
10 SOUTH BRENTWOOD BLVD, SUITE 100, ST. LOUIS, MO 63105
BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459
BENJAMIN SECURITIES, INC.
378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509
BENNETT ROSS, INC.
200 CRESCENT COURT, SUITE 1801, DALLAS, TX 75201
BENTLEY SECURITIES CORPORATION
360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022
BERENSON & COMPANY, LLC
667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021
BERGHOFF & COMPANY, INC.
130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004
BERKELEY CAPITAL SECURITIES, L.L.C.
555 MONTGOMERY STREET, 15TH FLOOR, SAN FRANCISCO, CA 95111
BERKSHIRE BRIDGE CAPITAL, LLC
2596 GRASSY SPRING PL, LAS VEGAS, NV 89135
BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
BERMAN CAPITAL, LLC
2350 TAYLOR STREET, SAN FRANCISCO, CA 94133
BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513
BERNARDI SECURITIES, INC.
105 W. ADAMS ST., SUITE 1900, CHICAGO, IL 60603
BERNARDO FIRST SECURITIES CORPORATION
332 S. JUNIPER ST., SUITE 203-B, ESCONDIDO, CA 92025
BERRY-SHINO SECURITIES, INC.
15100 N. 78TH WAY, SUITE 100, SCOTTSDALE, AZ 85260
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
701 TAMA STREET, BUILDING B, MARION, IA 52302-0609
Mailing Address: P. O. BOX 609, MARION, IA 52302-0609
BERWYN FINANCIAL SERVICES CORP.
1189 LANCASTER AVE, BERWYN, PA 19312-1243
Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243
BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE – 37TH FLOOR, NEW YORK, NY 10111-0333
BEST DIRECT SECURITIES, LLC
ONE PEREGRINE WAY, CEDAR FALLS, IA 50613
BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063
BETA CAPITAL MANAGEMENT, L.P.
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131
BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632
BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141
BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021
BG STRATEGIC ADVISORS LLC
THE SLAT HOUSE, 50 COCOANUT ROW, SUITE 212, PALM BEACH, FL 33480
BG WORLDWIDE SECURITIES, INC.
1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067-2522
Mailing Address: 1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067
BGB SECURITIES, INC.
1100 NORTH GLEBE RD-STE 1040, ARLINGTON, VA 22201-4798
BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038
BHARGAVA WEALTH MANAGEMENT, LLC
609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
Mailing Address: 609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
BHIL DISTRIBUTORS, INC.
4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
BHIRUD ASSOCIATES, INC.
6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820
BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209
BIA CAPITAL STRATEGIES, LLC
15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
BIDS TRADING L.P.
111 BROADWAY, SUITE 1603, NEW YORK, NY 10006
BIGELOW & COMPANY
700 17TH STREET, SUITE 2400, DENVER, CO 80202
BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801
BILL FEW SECURITIES, INC.
107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237
BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864
BILLOW BUTLER & COMPANY, L.L.C.
10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411
BILTMORE INTERNATIONAL CORPORATION
RARITAN PLAZA I, 110 FIELDCREST AVE. 4TH FLOOR, EDISON, NJ 08837
BIO-IB CAPITAL PARTNERS, LLC.
800 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022
BIONDO ASSET MANAGEMENT LLC
540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337
BIRCHTREE FINANCIAL SERVICES, INC.
801 NICOLLET AVENUE, SUITE 1100 WEST TOWER, MINNEAPOLIS, MN 55402
BIRCHWOOD SECURITIES CORP.
1900 MARKET ST, SUITE 616, PHILADELPHIA, PA 19103
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055
BIREMIS, CORP.
225 FRANKLIN ST., 26TH FLOOR, BOSTON, MA 02110
BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082
BIRKELBACH INVESTMENT SECURITIES, INC.
208 S. LA SALLE #1442, CHICAGO, IL 60604-1103
BISHOP, ROSEN & CO., INC.
100 BROADWAY, NEW YORK, NY 10005
BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151
BKD CORPORATE FINANCE, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025
BKD INSURANCE, LLC
910 E. ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
Mailing Address: 910 E ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
BLACK CANYON SECURITIES LLC
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067
BLACK FOSSIL SECURITIES, LLC
425 CUMBERLAND PLACE, NASHVILLE, TN 37215
BLACK OAK SECURITIES, INC.
205 S. WALNUT, ROCHESTER, IL 62563
BLACKBOOK CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
BLACKHILL ADVISORS LP
2602 MCKINNEY, SUITE 400, DALLAS, TX 75204
Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204
BLACKROCK CAPITAL MARKETS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055
BLACKROCK EXECUTION SERVICES
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204
BLACKROCK FUND DISTRIBUTION COMPANY
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2618
BLACKROCK INVESTMENTS, LLC
40 EAST 52ND STREET, NEW YORK, NY 10022
BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191
BLACKWATCH BROKERAGE INC.
321 SUMMER STREET, BOSTON, MA 02210
BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401
BLAYLOCK ROBERT VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
BLC FINANCIAL SERVICES, INC.
600 WEST CHICAGO AVE, CHICAGO, IL 60654
BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109
BLOCK ORDERS EXECUTION, LLC
14 WALL STREET, SUITE 2013, 20TH FLOOR, NEW YORK, NY 10005
BLOCK-KELLY COMPANY
304 NORTH BROAD STREET, MONROE, GA 30655
Mailing Address: P.O. BOX 1005, MONROE, GA 30655
BLOOMBERG TRADEBOOK LLC
731 LEXINGTON AVENUE, NEW YORK, NY 10022
BLP ADVISORS, LLC
19 WELCH RD., LONDONDERRY, NH 03053
BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019
BLUE CAPITAL SECURITIES, INC.
29 BROADWAY, SUITE 1002, NEW YORK, NY 10006
BLUE CREEK SECURITIES, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801
BLUE MOON FINANCIAL, LLC
700 17TH ST, SUITE 1200, DENVER, CO 80202
Mailing Address: P.O. BOX 102433, DENVER, CO 80205-2433
BLUE POINT SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
BLUE ROCK GLOBAL PARTNERS, INC.
445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
Mailing Address: 445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
BLUE ROCK SECURITIES, INC.
5930 GRANITE LAKE DRIVE, SUITE 130, GRANITE BAY, CA 95746
BLUE SAND SECURITIES LLC
610 PROFESSIONAL DR., STE 215, GAITHERSBURG, MD 20879
BLUE TRADING, LLC
250 PARK AVENUE SOUTH – 10TH FLOOR, NEW YORK, NY 10003
BLUE VISTA CAPITAL, LLC
111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
BLUECHIP SECURITIES, INC.
GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
Mailing Address: GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
BLUEFIN RESEARCH PARTNERS, INC.
1 BOSTON PLACE –38TH FLOOR, BOSTON, MA 02108
BLUEORCHARD FINANCE ADVISORS, LLC
1140 BROADWAY SUITE 304, NEW YORK, NY 10001
BLUESTONE INVESTMENT BANKING GROUP, LLC
3600 SOUTH YOSEMITE STREET – SUITE 600, DENVER, CO 80237
BLUFFVIEW CAPITAL, LP
1700 PACIFIC, SUITE 2660, DALLAS, TX 75201
BLUFFVIEW SECURITIES, L.P.
2000 MCKINNEY AVENUE, 6TH FLOOR, DALLAS, TX 75201
BMA SECURITIES
608 SILVER SPUR ROAD, SUITE 100, ROLLING HILLS ESTATES, CA 90274
BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036
BMO CAPITAL MARKETS GKST INC.
115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603
BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
BMO NESBITT BURNS TRADING CORP. S.A.
3 TIMES SQUARE, NEW YORK, NY 10036
BMS INTERNATIONAL INCORPORATED
CHEMIN DU BLOCHMONT, LUTTER, 68480 FRANCE
Mailing Address: 10300 HWY 27 SOUTH, WAYNESBURG, KY 40489
BNP PARIBAS INVESTMENT SERVICES, LLC
201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131
BNP PARIBAS PRIME BROKERAGE, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310
BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310
BNY CONVERGEX EXECUTION SOLUTIONS LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
BNY MELLON CAPITAL MARKETS, LLC
32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286
BNY MELLON SECURITIES LLC
480 WASHINGTON BOULEVARD, 27TH FLOOR, JERSEY CITY, NJ 07310
BOC INTERNATIONAL (USA) INC.
1270 AVE. OF THE AMERICAS – RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020
BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237
BODINGTON & COMPANY
50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050
BOE SECURITIES INC.
2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE 430, PHILADELPHIA, PA 19102
BOEING CAPITAL SECURITIES INC.
500 NACHES AVENUE SW, RENTON, WA 98057
BOENNING & SCATTERGOOD, INC.
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979
BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740
BOND LANE PARTNERS LLC
11726 SAN VICENTE BLVD SUITE 300, LOS ANGELES, CA 90049
BONDDESK TRADING LLC
350 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10017
BONDS.COM, INC.
1515 S. FEDERAL HIGHWAY, SUITE 212, BOCA RATON, FL 33432
BOOGIE INVESTMENT GROUP, INC.
47 WEST NEW HAVEN AVENUE, MELBOURNE, FL 32901
BOOMERANG CAPITAL LLC
140 SUITE C ROWAYTON AVE, ROWAYTON, CT 06853
BOREALIS PARTNERS, LLC
14 STEVENS ROAD, CRANSTON, RI 02910
BORNHOFT GROUP SECURITIES CORPORATION
1660 LINCOLN STREET, SUITE 100, DENVER, CO 80264
BORST INVESTMENT PLANNING SERVICES, INC.
1316 DAWSON ROAD, ALBANY, GA 31707
Mailing Address: P O BOX 1654, ALBANY, GA 31702-1654
BOSC, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192
BOSSIO FINANCIAL GROUP, INC.
28004 CENTER OAKS COURT, SUITE 100, WIXOM, MI 48393
BOSTON CAPITAL SECURITIES, INC.
ONE BOSTON PLACE, BOSTON, MA 02108
BOSTON EQUITY ADVISORS, LLC
275 TURNPIKE STREET, SUITE 202, CANTON, MA 02021
BOSTON INVESTMENT SECURITIES CORP.
151 TREMONT STREET, BOSTON, MA 02111
BOSTON MERCHANT FINANCIAL SERVICES, INC.
419 BOYLSTON ST, SUITE 801, BOSTON, MA 02116
Mailing Address: 419 BOYLSTON STREET, SUITE 801, BOSTON, MA 02116
BOSTONIA GLOBAL SECURITIES, LLC
264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
Mailing Address: 264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
BOUCHEY & ASSOCIATES, INC.
16 SILO DRIVE, WATERFORD, NY 12188
BOWEN ADVISORS, INC.
300 LEDGEWOOD PLACE, SUITE 205, ROCKLAND, MA 02370
BOWERS SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005
BOZARTH, NEWTON & MURPHY SECURITIES, INC.
528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99202
Mailing Address: 528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99201
BP DIRECT SECURITIES LLC
ONE PENN PLAZA, SUITE 4615, NEW YORK, NY 10119
BPU INVESTMENT MANAGEMENT INC.
ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219
BRADESCO SECURITIES, INC.
126E 56TH STREET 9TH FLOOR, NEW YORK, NY 10022-2605
BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022
BRADY WARE CORPORATE FINANCE, LLC
1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402
BRANDIS TALLMAN LLC
22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111
BRANDON INVESTMENTS, INC.
5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870
BRANDT, KELLY & SIMMONS SECURITIES, LLC
28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034
BRAUVIN SECURITIES, INC.
205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601
Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601
BRAVER STERN SECURITIES LLC
725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
4123 MCCULLOUGH, SAN ANTONIO, TX 78212
BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214
BREAN MURRAY, CARRET & CO., LLC.
570 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022
BRECHLING ANDERSEN SECURITIES
ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
BRECKENRIDGE SECURITIES CORP.
945 E. PACES FERRY RD., STE. 1250, ATLANTA, GA 30326
BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022
BRENDAN E. CRYAN AND COMPANY, L.L.C.
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
BRENTWOOD CAPITAL ADVISORS LLC
1600 DIVISION STREET – SUITE 520, NASHVILLE, TN 37203
BRERETON, HANLEY SECURITIES INC.
1500 E. HAMILTON AVE.,, SUITE 102, CAMPBELL, CA 95008
BREVAN HOWARD US LLC
590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022
BREWER FINANCIAL SERVICES, LLC
200 SOUTH MICHIGAN AVENUE, 21ST FLOOR, CHICAGO, IL 60604
BRI PARTNERS LLC
120 SOUTH RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
BRIAN COHN, INC.
5525 SHERIER PLACE, NW, WASHINGTON, DC 20016
Mailing Address: PO BOX 40367, WASHINGTON, DC 20016-0367
BRIDGE 1 ADVISORS, LLC
6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901
BRIDGE CAPITAL ASSOCIATES, INC.
127 MAIN STREET, LILBURN, GA 30047
BRIDGEWATER JAMES LIMITED, LLC
ONE MARITIME PLAZA, SUITE 1400, SAN FRANCISCO, CA 94111
BRIGGS-FICKS SECURITIES, LLC
250 EAST WISCONSIN AVENUE, 8TH FLOOR, MILWAUKEE, WI 53202
BRIGHTCHOICE FINANCIAL, LLC
618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219
BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487
BRILL SECURITIES, INC.
152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019
BRIMBERG & CO.
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY 10111
BRINKER CAPITAL SECURITIES, INC.
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312
BRINSON PATRICK SECURITIES CORPORATION
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036
BRISTOL FINANCIAL SERVICES, INC
255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803
BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 29TH FL., NEW YORK, NY 10022
BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103
BRITTINGHAM, INC.
5809 KENNETT PIKE, WILMINGTON, DE 19807
BROADBAND CAPITAL MANAGEMENT, LLC
712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019
BROADMARK CAPITAL, LLC
600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101
BROADOAK PARTNERS, LLC
7201 WISCONSIN AVENUE, SUITE 630, BETHESDA, MD 20814
BROADPOINT AMTECH, INC.
10 GLENVILLE STREET, GREENWICH, CT 06831
BROADPOINT CAPITAL, INC.
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104
BROADSPAN SECURITIES LLC
1401 BRICKELL AVENUE, SUITE 930, MIAMI, FL 33131
BROCK SECURITIES LLC
622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017
BROCKETT TAMNY & CO. INCORPORATED
444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071
BROCKHOUSE & COOPER INC.
1250 BOUL. RENE-LEVESQUE W – SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
BROCKINGTON SECURITIES, INC.
2805 VETERANS HIGHWAY, STE # 1, RONKONKOMA, NY 11779
Mailing Address: 2805 VETERANS HIGHWAY, SUITE # 1, RONKONKOMA, NY 11779
BROKER DEALER FINANCIAL SERVICES CORP.
8800 NW 62ND AVENUE, P O BOX 6240, JOHNSTON, IA 50131-6240
BROKER/DEALER, INC.
2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026
BROKERBANK SECURITIES, INC.
SUITE 513 – 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
102 SOUTH EAST 13TH STREET, PANORA, IA 50216
BROKERSXPRESS LLC
311 W. MONROE ST.- SUITE 1000, CHICAGO, IL 60606
BROOKFIELD FINANCIAL
3 WORLD FINANCIAL CENTRE, 200 VESEY STREET, 11TH FLOOR, NEW YORK, NY 10281-1021
BROOKS, HOUGHTON SECURITIES, INC.
444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
BROOKSTONE SECURITIES, INC.
2920 DRANE FIELD ROAD, LAKELAND, FL 33813
Mailing Address: PO BOX 8087, LAKELAND, FL 33802
BROOKVIEW CAPITAL LLC
ONE WATER STREET, WHITE PLAINS, NY 10601
Mailing Address: ONE WATER STREET, SUITE 180, WHITE PLAINS, NY 10601
BROOKVILLE CAPITAL PARTNERS LLC.
384 RXR PLAZA, UNIONDALE, NY 11556
BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305
BROOKWOOD SECURITIES PARTNERS, L.P.
72 CHERRY HILL DRIVE, BEVERLY, MA 01915
BROWN ADVISORY SECURITIES, LLC
901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231
BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026
BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507
BROWN BROTHERS HARRIMAN & CO.
140 BROADWAY, NEW YORK, NY 10005
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
1111 SUPERIOR AVENUE, STE. 900, CLEVELAND, OH 44114
Mailing Address: 1111 SUPERIOR AVENUE, SUITE 900, CLEVELAND, OH 44114
BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE – SUITE 800, PROVIDENCE, RI 02903-2273
BROWNSTONE INVESTMENT GROUP, LLC
655 THIRD AVENUE, 23RD FLOOR, NEW YORK, NY 10017
BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109
BRUDERMAN BROTHERS, INC.
64 BIRCH HILL RD, LOCUST VALLEY, NY 11560
BRYAN FUNDING, INC.
125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557
BRYANT PARK CAPITAL, INC.
489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017
BSG MARKETS LLC
712 FIFTH AVENUE, NEW YORK, NY 10019
BTG PACTUAL US CAPITAL CORP.
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831
BTIG, LLC
450 SANSOME STREET, SAN FRANCISCO, CA 94111
BTMU FINANCIAL SERVICES, INC.
111 HUNTINGTON AVENUE, SUITE 400, BOSTON, MA 02199
BTS SECURITIES CORPORATION
420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420
BUCK KWASHA SECURITIES LLC
1 PENNSYLVANIA PLAZA, 30TH FLOOR, NEW YORK, NY 10119-4798
BUCKMAN, BUCKMAN & REID, INC.
174 PATTERSON AVENUE, SHREWSBURY, NJ 07702
BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542
BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
BUETER AND COMPANY, INC.
355 E. CAMPUS VIEW BLVD. SUITE 115, SUITE 115, COLUMBUS, OH 43235
BULGER CAPITAL, LLC
130 TURNER STREET, BUILDING 3, SUITE 530, WALTHAM, MA 02453
BULL & BEAR BROKERAGE SERVICES, INC.
6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216
BULLARO SECURITIES CORP.
25-19 STEINWAY STREET, ASTORIA, NY 11103
BULLISH BOB BAGLEY SECURITIES, INC.
2535-A CEDAR SPRINGS, DALLAS, TX 75201
BULLTICK SECURITIES, LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131
BULLTICK, LLC
PASEO DE LOS TAMARINDOS 400, TORRE A PISO 23, COL. BOSQUES DE LAS LOMAS, MEXICO D.F., 05120 MEXICO
Mailing Address: 701 BRICKELL AVENUE SUITE 2550, MIAMI, FL 33131
BURCH & COMPANY, INC
1201 NW BRIARCLIFF PKWY, SUITE 360, KANSAS CITY, MO 64116
BURKE, LAWTON, BREWER & BURKE, LLC
516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477
BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007
BURNHAM HILL PARTNERS LLC
590 MADISON AVE, 5TH FL, NEW YORK CITY, NY 10022
BURNHAM SECURITIES INC.
1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
BURNS FINANCIAL CENTRE, INC.
8903 BRECKSVILLE ROAD, BRECKSVILLE, OH 44141
BURRILL MERCHANT ADVISORS GROUP, LLC
ONE EMBARCADERO CENTER, SUITE 2700, SAN FRANCISCO, CA 94111
BUSADA ADVISORY SERVICES, INC.
2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126
BUTLER CAPITAL INVESTMENTS, LLC
100 EAST SOUTH STREET, 2ND FLOOR, SUITE 3, CHARLOTTESVILLE, VA 22902
BUTLER MUNI, LLC
3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583
BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717
BWK TRINITY CAPITAL SECURITIES LLC
11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025
C
C C F INVESTMENTS, INC.
320 N. BROAD ST, THOMASVILLE, GA 31792
C. A. BOTZUM & CO.
505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509
C. E. GAYE & SONS SECURITIES LTD.
75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124
C. G. MENK & ASSOCIATES, INC.
7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076
C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207
C. P. EATON PARTNERS, LLC
131 ROWAYTON AVENUE, ROWAYTON, CT 06853
C. R. DAVIS & COMPANY
939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303
C.E. PFEIFER LLC
262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT 06902
C.K. COOPER & COMPANY, INC.
18300 VON KARMAN AVENUE, SUITE 700, IRVINE, CA 92612
C.P. BAKER SECURITIES INCORPORATED
10 HIGH STREET, SUITE 502, BOSTON, MA 02110
C3 CAPITAL, LLC
333 WEST END AVENUE # 12B, NEW YORK, NY 10023
CA FUNDS GROUP, INC.
526 CRESENT BLVD. #329, GLENELLYN, IL 60137
CABRERA CAPITAL MARKETS, LLC
10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603
CABRILLO BROKER, L.L.C
4320 LA JOLLA VILLAGE DRIVE, SUITE 300, SAN DIEGO, CA 92122
CACHEMATRIX BROKER/DEALER LLC
3200 CHERRY CREEK SOUTH DRIVE, SUITE 360, DENVER, CO 80209
CADARET, GRANT & CO., INC.
ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202
Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856
CAHN CAPITAL CORP.
645 FIFTH AVENUE C/O STEVEN HALL PARTNERS, NEW YORK, NY 10022
CAI INSTITUTIONAL SERVICES, LLC
201 S. BISCAYNE BLVD., TWENTY-EIGHTH FLOOR, MIAMI, FL 33131
Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209
CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017
CALAMOS FINANCIAL SERVICES LLC
2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787
CALATRAVA SECURITIES LLC
212 W. KINZIE STREET, 4TH FLOOR, CHICAGO, IL 60610
CALDWELL INTERNATIONAL SECURITIES
7635 FM 32, FISCHER, TX 78623
CALDWELL SECURITIES, INCORPORATED
30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-1757
CALES INVESTMENTS, INC.
300 NORTH LINCOLN STREET, DENVER, CO 80203-3929
Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929
CALLAHAN FINANCIAL SERVICES, INC.
1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036
CALLAWAY FINANCIAL SERVICES, INC.
721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012
CALTON & ASSOCIATES, INC.
14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618
CALVERT DISTRIBUTORS, INC.
4550 MONTGOMERY AVENUE – SUITE 1000N, BETHESDA, MD 20814
CAMBRIA CAPITAL, LLC
488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107
Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107
CAMBRIDGE INTERNATIONAL PARTNERS INC.
780 THIRD AVENUE – 25TH FLOOR, NEW YORK, NY 10017-2024
CAMBRIDGE INTERNATIONAL SECURITIES, INC.
518 RIVERSIDE AVENUE, WESTPORT, CT 06880
CAMBRIDGE INVESTMENT RESEARCH, INC.
1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757
CAMBRIDGE LEGACY SECURITIES L.L.C.
15660 N DALLAS PARKWAY, SUITE 700, DALLAS, TX 75248
Mailing Address: 4100 SPRING VALLEY ROAD, STE 500, DALLAS, TX 75244
CAMDEN FINANCIAL SERVICES
2301 CAMPUS DR, SUITE 250, IRVINE, CA 92612
CAMELOT INVESTMENT ADVISERS, LTD.
995 OLD EAGLE SCHOOL ROAD, SUITE 320, WAYNE, PA 19087
CAMERON, MURPHY & SPANGLER, INC.
170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509
CAMMACK LARHETTE BROKERAGE, INC.
65 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481
CAMPBELL FINANCIAL SERVICES, INC.
2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209
CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020
CANACCORD ADAMS INC.
99 HIGH STREET, BOSTON, MA 02110
CANACCORD FINANCIAL (USA) INC.
609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA
Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA
CANDLEWOOD SECURITIES, LLC
10 1/2 EAST WASHINGTON STREET, CHAGRIN FALLS, OH 44022
CANTELLA & CO., INC.
2 OLIVER STREET, 11TH FL., BOSTON, MA 02109
Mailing Address: 2 OLIVER STREET, 11TH FLOOR, BOSTON, MA 02109
CANTERBURY CONSULTING INCORPORATED
660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660
CANTONE RESEARCH INC.
766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724
CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022
CAPE SECURITIES INC.
2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253
CAPITAL & CREDIT INTERNATIONAL, INC.
4400 BISCAYNE BOULEVARD, SUITE 750, MIAMI, FL 33137
CAPITAL ANALYSTS, INCORPORATED
303 BROADWAY, SUITE 1500, CINCINNATI, OH 45202
CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771
CAPITAL BROKERAGE CORPORATION
6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230
CAPITAL CITY SECURITIES, LLC
1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215
CAPITAL DIRECTIONS, INC.
8038 ANNE COURT, ORLAND PARK, IL 60462
CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022
CAPITAL FINANCIAL SERVICES, INC.
#1 NORTH MAIN STREET, MINOT, ND 58703
CAPITAL GROWTH RESOURCES
405 E. LEXINGTON AVENUE, SUITE 201, EL CAJON, CA 92020
Mailing Address: P.O. BOX 69, EL CAJON, CA 92020
CAPITAL GROWTH SECURITIES LLC
1325 AVENUE OF THE AMERICAS, SUITE 2302, NEW YORK, NY 10019
Mailing Address: PO BOX 5117, NEW YORK, NY 10185
CAPITAL GUARDIAN, LLC
420 PARK ST, SUITE 100, BELMONT, NC 28012
Mailing Address: 420 PARK ST, BELMONT, NC 28012
CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017
CAPITAL INNOVATIONS SECURITIES, LLC
1130 JAMES DRIVE, SUITE 101, HARTLAND, WI 53029
CAPITAL INSTITUTIONAL SERVICES, INC.
1601 ELM STREET, SUITE 3900, DALLAS, TX 75201
CAPITAL INVESTMENT BROKERAGE, INC.
17 GLENWOOD AVENUE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622
CAPITAL INVESTMENT GROUP, INC.
17 GLENWOOD AVE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622
CAPITAL INVESTMENTS, INC.
1815 SATELLITE BLVD, SUITE 502, DULUTH, GA 30097-4074
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203
CAPITAL MANAGEMENT PARTNERS, INC.
1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556
CAPITAL MANAGEMENT SECURITIES, INC.
7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120
CAPITAL ONE INVESTMENT SERVICES LLC
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747
CAPITAL ONE SOUTHCOAST, INC
909 POYDRAS STREET, SUITE 1000, NEW ORLEANS, LA 70112
CAPITAL PATH SECURITIES, LLC
1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
Mailing Address: 1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
CAPITAL PORTFOLIO MANAGEMENT, INC.
2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
1 PARKLANDS DRIVE, DARIEN, CT 06820
CAPITAL SECURITIES INVESTMENT CORPORATION
2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336
CAPITAL TECHNOLOGY, INC.
46 TORY HILL LANE, ROWAYTON, CT 06853
CAPITALINK, L.C.
4400 BISCAYNE BOULEVARD, 14TH FLOOR, MIAMI, FL 33137
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022
CAPITALQUEST SECURITIES, INC.
105 FIFTH AVE S., SUITE 300, MINNEAPOLIS, MN 55401
CAPITALVALUE ADVISORS, LLC
188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111
CAPITOL SECURITIES MANAGEMENT, INC.
100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059
CAPMARK SECURITIES INC.
1801 CALIFORNIA STREET, SUITE 3900, DENVER, CO 80202
Mailing Address: 1801 CALIFORNIA ST., STE 3900, DENVER, CO 80202
CAPNET SECURITIES CORPORATION
738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079
CAPPELLO CAPITAL CORP.
100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401
CAPROCK SECURITIES, INC.
4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518
CAPSTONE ASSET PLANNING COMPANY
5847 SAN FELIPE, SUITE 4100, HOUSTON, 77057 UNITED STATES
Mailing Address: 5847 SAN FELIPE, SUITE 4100, HOUSTON, TX 77057
CAPSTONE CAPITAL MARKETS LLC
176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110
CAPSTONE FINANCIAL GROUP, INC.
8295 242ND STREET, FOREST LAKE, MN 55025
CAPSTONE GLOBAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
CAPSTONE INVESTMENTS
12760 HIGH BLUFF DRIVE, SUITE 120, SAN DIEGO, CA 92130
CAPSTONE PARTNERS, L.C.
3475 LENOX ROAD, SUITE 400, ATLANTA, GA 30326
CAPTRUST FINANCIAL ADVISORS
4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609
Mailing Address: 4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609
CAPWEALTH INVESTMENT SERVICES
19244 NATURES VIEW COURT, BOCA RATON, FL 33498
CAPWEST SECURITIES, INC.
3900 SOUTH WADSWORTH BLVD, SUITE 590, LAKEWOOD, CO 80235
CARDINAL INVESTMENTS, INC.
1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923
CAREY FINANCIAL, LLC
50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020
CAREY, THOMAS, HOOVER, & BREAULT, INC.
8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206
CARIS & COMPANY, INC.
853 CAMINO DEL MAR, SUITE 100, DEL MAR, CA 92014
CARL M. HENNIG, INC.
206 NORTH MAIN STREET, OSHKOSH, WI 54901
Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069
CARL MARKS SECURITIES, LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
CARL P. SHERR & CO., LLC
446 MAIN STREET, WORCESTER, MA 01608-2393
Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393
CARMICHAEL SECURITIES COMPANY L.L.C.
1507 W PARKSIDE LANE, PHOENIX, AZ 85027
CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373
CARNES CAPITAL CORPORATION
8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512
CAROLINA CAPITAL MARKETS, INC.
400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517
CAROLINA FINANCIAL SECURITIES, LLC
185 WEST MAIN STREET, BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712
CAROLINA MUNICIPAL SECURITIES, INC.
1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201
Mailing Address: 1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201-0000
CAROLINA SECURITIES, INC.
1225 CRESCENT GREEN, SUITE 115, CARY, NC 27518
CAROLINAS INVESTMENT CONSULTING LLC
5605 CARNEGIE BOULEVARD – SUITE 400, CHARLOTTE, NC 28209
CARR SECURITIES CORPORATION
14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050
CARREDEN GROUP, INC.
1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556
CARRINGTON INVESTMENT SERVICES, LLC
7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830
CARTER CAPITAL CORPORATION
167 OLD POST ROAD, SOUTHPORT, CT 06490
CARTER, TERRY & COMPANY, INC.
3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305
CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743
CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527
CARUSO FINANCIAL SERVICES INC.
20 ABBY LANE, ROCHESTER, NY 14606
CARVER CROSS SECURITIES CORP.
152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708
CARY STREET PARTNERS LLC
1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219
CASCADE FINANCIAL MANAGEMENT, INC.
1512 LARIMER STREET, SUITE 250, DENVER, CO 80202
CASCADE INVESTMENT GROUP, INC.
90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903
CASCADIA CAPITAL, LLC
701 FIFTH AVENUE, SUITE 2600, SEATTLE, WA 98104
CASEY PROFESSIONAL SERVICES, LLC
220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104
CASGRAIN & COMPANY (USA) LIMITED
1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA
CASIMIR CAPITAL L.P.
546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036
CASTLE CREEK FINANCIAL LLC
6051 EL TORDO, RANCHO SANTA FE, CA 92067
Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067
CASTLEBRIDGE RISK SOLUTIONS, INC.
2248 N. BURLING, CHICAGO, IL 60614
CASTLEOAK SECURITIES, LP
110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022
CATALYST FINANCIAL
225 N.E. MIZNER BLVD., SUITE 400, BOCA RATON, FL 33432
CATAPULT ADVISORS LLC
135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105
CATHAY SECURITIES, INC.
202 CANAL ST, SUITE 403, NEW YORK, NY 10013
CATHOLIC FINANCIAL SERVICES CORPORATION
1100 WEST WELLS STREET, MILWAUKEE, WI 53233
CATO CAPITAL, LLC
31 WOODLAND STREET 11-C, HARTFORD, CT 06105
Mailing Address: 31 WOODLAND STREET 11-C, HARTFORD, CT 06105
CAYMUS SECURITIES LLC
3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305
CAZENAVE AND CO., INC.
11666 OSCEOLA STREET, C/O WILLIAM H. CARSON, WESTMINSTER, CO 80031
CB REALTY SALES, INC.
5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253
Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253
CBG FINANCIAL GROUP, INC.
2101 NW CORPORATE BLVD, SUITE 402, BOCA RATON, FL 33431
CBIA ADVISORS, INC.
808 MOOREFIELD PARK DRIVE, SUITE106, RICHMOND, VA 23236
CBIS FINANCIAL SERVICES, INC.
1200 JORIE BLVD, SUITE 210, OAK BROOK, IL 60523-2262
CBIZ FINANCIAL SOLUTIONS, INC.
44 BALTIMORE STREET, CUMBERLAND, MD 21502
CBRE CAPITAL ADVISORS, INC.
2001 ROSS AVENUE, SUITE 3400, DALLAS, TX 75201
CCG SECURITIES, LLC
120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101
CCO INVESTMENT SERVICES CORP.
53 STATE STREET, 7TH FLOOR, BOSTON, MA 02109
Mailing Address: 1200 HANCOCK STREET, KEVIN FEIN – MHK110, QUINCY, MA 02169
CD FUNDING SECURITIES, LLC
4350 GLENDALE-MILFORD ROAD, SUITE 170, CINCINNATI, OH 45242
Mailing Address: 4350 GLENDALE-MILFORD, SUITE 170, CINCINNATI, OH 45242
CDK FINANCIAL SERVICES, LLC
405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
CE CAPITAL ADVISORS, INC.
293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752
CEA ATLANTIC ADVISORS, LLC
101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602
CEDAR CREEK SECURITIES, INC.
309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202
CEDAR POINT CAPITAL, LLC
5354 PARKDALE DRIVE, SUITE 100, ST. LOUIS PARK, MN 55416
CELADON FINANCIAL GROUP LLC
19 CENTER STREET, CHATHAM, NJ 07928-2599
CELTIC ADVISORS LLC
330 MADISON AVE, SUITE 918, NEW YORK, NY 10017-5001
CENTARA CAPITAL SECURITIES, INC.
8880 RIO SAN DIEGO, 4TH FLOOR, SAN DIEGO, CA 92108
CENTAURUS FINANCIAL, INC.
2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806
CENTENIUM ADVISORS, LLC
420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170
CENTENNIAL ASSET MANAGEMENT CORPORATION
6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112
CENTENNIAL SECURITIES COMPANY, LLC
3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49516-6217
Mailing Address: P.O. BOX 6217, GRAND RAPIDS, MI 49516-6217
CENTER STREET SECURITIES, INC.
26 CENTURY BLVD., SUITE 301, NASHVILLE, TN 37214
CENTERLEDGE CAPITAL MARKETS LLC
375 PARK AVENUE, SUITE 1604, NEW YORK, NY 10152
CENTERPOINT M&A ADVISORS, INC.
21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367
CENTERPRISE CAPITAL, LLC
30 SOUTH WACKER DRIVE, SUITE 2850, CHICAGO, IL 60606
Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 2850, CHICAGO, IL 60606
CENTERRE CAPITAL LLC
1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367
CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019
CENTRADE SECURITIES CORP.
65 HA’ORZIM STREET, #26, NETANYA, 42237 ISRAEL
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 65 BROADWAY – 18TH FLOOR, NEW YORK, NY 10006
CENTRAL SECURITIES, LLC
9090 DEADMAN HILL ROAD, CASHMERE, WA 98815
CENTRE CAPITAL ADVISORS, LLC
10 ELSKIP LANE, GREENWICH, CT 06831
CENTRUM SECURITIES LLC
18 E. 48TH STREET, 11TH FLOOR SUITE 1106, NEW YORK, NY 10017
CENTURION INSTITUTIONAL SERVICES, INC.
1282 PACIFIC OAKS PLACE, ESCONDIDO, CA 92029
CENTURION SECURITIES CORPORATION
319 LAFAYETTE ST., WASHINGTON, MO 63090
CENTURY PACIFIC SECURITIES, INC.
701 5TH AVE, # 3545, SEATTLE, WA 98104
CENTURY SECURITIES ASSOCIATES, INC.
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102
CEROS FINANCIAL SERVICES, INC.
866 EAST SIXTH ST. UNIT 4, SOUTH BOSTON, MA 02127
CERT DIRECT SECURITIES INC.
37 WEST 39 ST SUITE 903, NEW YORK, NY 10018
Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018
CERTIGROUP, INC
8302 GULF OF MEXICO BLVD, MARATHON, FL 33050
Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050
CF GLOBAL TRADING, LLC
527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022
CFC EQUITIES, LLC
2 BAY CLUB DRIVE APT 4LE, BAYSIDE, NY 11360
Mailing Address: 2 BAY CLUB DRIVE – APT 4LE, BAYSIDE, NY 11360
CFD INVESTMENTS, INC.
2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244
CFR-INC.
18804 NE 106TH STREET, REDMOND, WA 98052
CFS SECURITIES, INC.
3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518
CFT SECURITIES.LLC
379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837
CG BROKERAGE L.L.C.
8215 GREENWAY BLVD., SUITE 610, MIDDLETON, WI 53562
CG COMPASS (USA) LLC
135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022
CGI MERCHANT CAPITAL, LLC
8400 NORTHWEST 36TH STREET, SUITE 220, MIAMI, FL 33166
CHADWICK SECURITIES, INC.
1845 WALNUT STREET, 10TH FLOOR, PHILADELPHIA, PA 19103
CHAIN BRIDGE SECURITIES, INC.
9302 LEE HIGHWAY,, SUITE 300, FAIRFAX, VA 22031
CHALLENGER CAPITAL GROUP, LTD.
2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201
Mailing Address: 3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, LB 140, DALLAS, TX 75201
CHAMPION CAPITAL CORPORATION
141 WATERMAN AVE, SUITE 100, MOUNT DORA, FL 32757
CHAMPION SECURITIES COMPANY L.L.C.
3 FIFTH AVE, SAN FRANCISCO, CA 94118-1307
CHAMPLAIN ADVISORS, LLC
820 NORTH STREET, GREENWICH, CT 06831
Mailing Address: 343 TACONIC ROAD, GREENWICH, CT 06831
CHANNEL CAPITAL GROUP LLC
420 LEXINGTON AVE, SUITE 2510, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVE., SUITE 2510, NEW YORK, NY 10170
CHAPDELAINE & CO.
1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038
CHAPIN, DAVIS
2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210
CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004
CHARLES JORDAN & CO., LLC
805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022
CHARLES MORGAN SECURITIES, INC.
120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005
CHARLES RIVER BROKERAGE, LLC
24 NEW ENGLAND EXECUTIVE PARK, SUITE 150, BURLINGTON, MA 01803
CHARLES SCHWAB & CO., INC.
211 MAIN STREET, SAN FRANCISCO, CA 94105
Mailing Address: 211 MAIN STREET, MS:SF211MN-05-305, SAN FRANCISCO, CA 94105
CHARLES STREET SECURITIES, INC.
1 WILTON CRESCENT, LONDON, SW1X 8RN UNITED KINGDOM
CHARLES VISTA LLC
100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038
CHARLES W. PACE SECURITIES GROUP, INC.
14465 WEBB CHAPEL RD., DALLAS, TX 75234
CHART GROUP ADVISORS, LLC
75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019
CHARTER CAPITAL MANAGEMENT, INC.
2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226
CHARTER OAK ASSET MANAGEMENT, INC.
1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276
CHARTWELL ADVISORS, LLC
888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019
CHASE INVESTMENT SERVICES CORP.
300 SOUTH RIVERSIDE PLAZA, 11TH FLOOR, CHICAGO, IL 60606
Mailing Address: 1111 POLARIS PARKWAY, SUITE 2J, COLUMBUS, OH 43240
CHATSWORTH SECURITIES, LLC
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830
CHAUNER SECURITIES, INC.
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
CHEEVERS & COMPANY INC.
440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605
CHELSEA FINANCIAL SERVICES
880 ANNADALE ROAD, STATEN ISLAND, NY 10312
CHERRY TREE & ASSOCIATES, LLC
301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305
CHESSIECAP SECURITIES, INC.
7911 SHERWOOD AVENUE, TOWSON, MD 21204
Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814
CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602
CHESTNUT ENERGY PARTNERS, INC.
2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080
CHESTNUT SECURITIES, INC.
ONE FINANCIAL CENTER, 28TH FLOOR, BOSTON, MA 02111
CHEVAL CAPITAL, INC.
901 N. PITT STREET-110, ALEXANDRIA, VA 22314
CHEVY CHASE FINANCIAL SERVICES
7501 WISCONSIN AVENUE, BETHESDA, MD 20814
Mailing Address: 265 BROADHOLLOW ROAD, MELVILLE, NY 11747
CHICAGO ANALYTIC TRADING COMPANY, LLC
560 S WINCHESTER BLVD, SUITE 500, SAN JOSE, CA 95128
Mailing Address: 1 S DEARBORN ST, SUITE 2100, CHICAGO, IL 60603
CHICAGO INVESTMENT GROUP, LLC
190 SOUTH LASALLE STREET, SUITE 850, CHICAGO, IL 60603
CHICKASAW SECURITIES, LLC
6075 POPLAR AVENUE, SUITE 402, MEMPHIS, TN 38119
CHIEF CAPITAL LLC
633 WEST 5TH STREET, FLOOR 28, LOS ANGELES, CA 90071
CHILDS ADVISORY PARTNERS LLC
10 GLENLAKE PARKWAY SUITE 300, ATLANTA, GA 30328
CHILIAN PARTNERS, L.P.
1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401
Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480
CHILTON & ASSOCIATES, INC.
1875 CENTURY PARK EAST, #700-42, LOS ANGELES, CA 90067
CHOICE INVESTMENTS, INC.
4800 BEE CAVE ROAD, AUSTIN, TX 78746
Mailing Address: P.O. BOX 161718, AUSTIN, TX 78716-1718
CHOICETRADE
197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816
CHRISTIAN FINANCIAL SERVICES LLC
1350 GOLDEN CIRCLE #304, GOLDEN, CO 80401
Mailing Address: P.O. BOX 16476, GOLDEN, CO 80402
CHRISTOPHER J. FORBES, LLC
30 BROAD STREET, 20TH FL., NEW YORK, NY 10004
CHRISTOPHER WEIL & COMPANY, INC.
12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130
CHRYSALIS CAPITAL GROUP, LLC
131 FRANKLIN STREET, SAN FRANCISCO, CA 94102
CHURCH, GREGORY, ADAMS SECURITIES CORPORATION
658 CLAIREMONT AVENUE, DECATUR, GA 30030
CHURCHILL CAPITAL USA, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700
CHURCHILL FINANCIAL, LLC
1406 BROWNS LANE 2ND FLOOR, LOUISVILLE, KY 40207
CIBC WORLD MARKETS CORP.
425 LEXINGTON AVENUE, NEW YORK, NY 10017
CICC US SECURITIES, INC.
1 HARBOUR VIEW ST., CENTRAL, ONE INTERNATIONAL FINANCE CENTRE, 29TH FLOOR, HONG KONG, FOREIGN CHINA
CICERONE SECURITIES, LLC
150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022
CIG SECURITIES
28411 NORTHWESTERN HIGHWAY, SUITE 1350, SOUTHFIELD, MI 48034
CIM SECURITIES, LLC
5975 S. QUEBEC ST., SUITE 142, CENTENNIAL, CO 80111
CIMARRON RESOURCES, LLC
600 LEOPARD STREET, SUITE 1108, CORPUS CHRISTI, TX 78473
CIMB SECURITIES (USA), INC.
540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022
CIRRUS RESEARCH, LLC
303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591
CIT CAPITAL SECURITIES LLC
505 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10017
Mailing Address: 505 FIFTH AVENUE, NEW YORK, NY 10017
CITADEL SECURITIES LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603
CITATION FINANCIAL GROUP, L.P.
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271
CITI INTERNATIONAL FINANCIAL SERVICES LLC
SANTA MARINA I BUILDING SUITE 200, 400 ST C, REXCO PARK, GUAYNABO, PR 00968
Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263
CITICORP SECURITIES SERVICES, INC.
390 – 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE – 19TH FLOOR, LONG ISLAND CITY, NY 11120
CITIGROUP GLOBAL MARKETS INC.
390 – 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120
CITY CAPITAL ADVISORS, LLC
444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611
CITY NATIONAL SECURITIES, INC.
400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210
CITY SECURITIES CORPORATION
30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204
CJI CAPITAL MARKETS, INC.
1700 BROADWAY, 31ST FLOOR, NEW YORK, NY 10019
CJK SECURITIES, INC.
2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146
CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606
CKS SECURITIES LLC
8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957
Mailing Address: 8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957
CLANCY FINANCIAL SERVICES, INC.
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005
CLARENDON INSURANCE AGENCY, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481
CLARK DODGE & CO., INC.
2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
CLARK NOBIL & CO.
2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009
Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797
CLARK SECURITIES, INC.
2100 ROSS AVENUE, SUITE 2200, DALLAS, TX 75201-7906
CLARKESON RESEARCH INC.
19 TOWNSEND SQUARE, OYSTER BAY, NY 11771
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
43 BELMONT STREET, SO. EASTON, MA 02375
Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356
CLAYMORE SECURITIES, INC.
2455 CORPORATE WEST DRIVE, LISLE, IL 60532
CLAYTON LOWELL, & CONGER INC
2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
CLAYTON, WILLIAMS & SHERWOOD INVESTMENTS
14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660
CLEARVIEW CORRESPONDENT SERVICES, LLC
8006 DISCOVERY DRIVE, SUITE 200, RICHMOND, VA 23229
CLEARVIEW TRADING ADVISORS, INC.
114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036
CLEARY GULL INC.
100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590
CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.
243 E. BUFFALO STREET, MILWAUKEE, WI 53202
CLEVELAND RESEARCH COMPANY LLC
1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44114
Mailing Address: 1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44144
CLFS SECURITIES, INC.
925 EUCLID AVENUE, SUITE 645, CLEVELAND, OH 44115
CLG INVESTMENT COMPANY, INC.
10 GLENVILLE STREET – 3RD FLOOR, GREENWICH, CT 06831
CLIFDEN EQUITIES, LLC
5000-4A ESTATE ENIGHED, #65, ST. JOHN, 00830 US VIRGIN ISLANDS
CLINGER & CO., INC.
6505 CLAWSON ST., HOUSTON, TX 77055-7103
CM SECURITIES, LLC
1291 WEST GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014
Mailing Address: 1291 GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014
CMA PARTNERS, LLC
405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174
CME BD SERVICES, INC.
1211 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: 4300 N. ROUTE 1, SOUTH BRUNSWICK, NJ 08852
CMP EQUITIES, INC.
6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344
Mailing Address: 6400 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN 55344
CMS INVESTMENT RESOURCES, INC.
308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145
CNA INVESTOR SERVICES, INC.
333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604
CNBS
7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213
CND FINANCIAL LTD.
2368 TREE BRANCH, SCHERTZ, TX 78154
Mailing Address: P.O. BOX 360, SCHERTZ, TX 78154
CNL SECURITIES CORP.
450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801
Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920
CNS SECURITIES, LLC
1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080
Mailing Address: 1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080
COADY DIEMAR PARTNERS, LLC
87 MAIN STREET, PEAPACK, NJ 07977
Mailing Address: PO BOX 305, PEAPACK, NJ 07977
COASTAL EQUITIES, INC.
602 MAIN ST., SUITE 801, CINCINNATI, OH 45202
COASTAL SECURITIES, INC.
5555 SAN FELIPE, SUITE 2200, HOUSTON, TX 77056
COBALT CAPITAL, INC.
210 WYMORE ROAD, WINTER PARK, FL 32789
COBRA TRADING, INC.
825 MARKET STREET, SUITE 240, ALLEN, TX 75013
COBURN & MEREDITH, INC.
1 OLD MILL LANE, SIMSBURY, CT 06070
Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070
COBURN GROUP, LLC
1826 W. NEWPORT AVE., CHICAGO, IL 60657
COFFEY PUGLIESE, INC.
ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET- 34TH FLOOR, NEW YORK, NY 10005
COGENT ALTERNATIVE STRATEGIES, INC.
50 CHARLES LINDBERGH BOULEVARD, SUITE 400, UNIONDALE, NY 11553
COHEN & COMPANY SECURITIES, LLC
2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA 19104
Mailing Address: 2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104
COHEN & STEERS SECURITIES, LLC
280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017
COHEN CAPITAL GROUP, LLC
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
COHEN FINANCIAL EQUITIES LLC
TWO NORTH LASALLE STREET; SUITE 800, CHICAGO, IL 60602
COKER & PALMER
1667 LELIA DRIVE, JACKSON, MS 39216
COLCHESTER PARTNERS LLC
175 FEDERAL STREET, BOSTON, MA 02110
COLCHESTER SECURITIES, LLC
121 SUMMIT AVENUE, SUITE 210, SUMMIT, NJ 07901
COLDBROOKE FINANCIAL SERVICES, INC.
2601 MAIN STREET SUITE 700, IRVINE, CA 92614
COLDSTREAM SECURITIES, INC.
ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004
COLDWATER SECURITIES INCORPORATED
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700
COLE CAPITAL CORPORATION
2575 E. CAMELBACK ROAD, SUITE 500, PHOENIX, AZ 85016-4258
Mailing Address: 2555 E. CAMELBACK ROAD, SUITE 400, PHOENIX, AZ 85016-4258
COLE PARTNERS
415 N. LASALLE STREET, SUITE 501, CHICAGO, IL 60610
COLLECTIVE FINANCIAL SERVICES, LLC
58 BOSTON STREET, GUILFORD, CT 06437
COLLIER BROWNE & COMPANY
7355 DRAKE RD, CINCINNATI, OH 45243
COLLINS & COMPANY, LLC
100 LARKSPUR LANDING SUITE 102, LARKSPUR, CA 94939-1764
COLLINS STEWART LLC.
350 MADISON AVENUE, NEW YORK, NY 10017
COLLINS/BAY ISLAND SECURITIES, LLC
567 SAN NICOLAS DR, SUITE 460, NEWPORT BEACH, CA 92660
COLONIAL SECURITIES, INC.
41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013
COLONNADE SECURITIES LLC
125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422
Mailing Address: 125 S WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422
COLONY PARK FINANCIAL SERVICES LLC.
4350 GEORGETOWN SQUARE, SUITE 757, DUNWOODY, GA 30338
COLORADO FINANCIAL SERVICE CORPORATION
88 INVERNESS CIRCLE EAST, SUITE F-105, CENTENNIAL, CO 80112
COLTIN SECURITIES, LLC
415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017
Mailing Address: 415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017
COLUMBIA CAPITAL SECURITIES, INC.
10900 WILSHIRE BLVD., SUITE 500, LOS ANGELES, CA 90024
COLUMBIA MANAGEMENT DISTRIBUTORS, INC.
ONE FINANCIAL CENTER, BOSTON, MA 02111-2621
Mailing Address: ONE FINANCIAL CENTER, MA5-515-11-07, BOSTON, MA 02111
COLUMBIA WEST CAPITAL, LLC (“CWC”)
14646 N. KIERLAND BLVD., SUITE 125, SCOTTSDALE, AZ 85254
COMERICA SECURITIES
201 W. FORT STREET, DETROIT, MI 48226
Mailing Address: P.O. BOX 75000, DETROIT, MI 48275-3137
COMMERCE BROKERAGE SERVICES, INC.
8000 FORSYTH BLVD, SUITE 1200, ST. LOUIS, MO 63105-1707
Mailing Address: P.O. BOX 16891, ST. LOUIS, MO 63105-1491
COMMERCE ONE FINANCIAL INC.
515 RXR PLAZA, UNIONDALE, NY 11556
COMMERCE SECURITIES CORPORATION
710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024
COMMERCE SQUARE TRADING, LLC
6075 POPLAR AVENUE – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119
Mailing Address: 6075 POPLAR – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119
COMMERCE STREET CAPITAL, LLC
1700 PACIFIC AVE. SUITE 2020, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVE., SUITE 2020, DALLAS, TX 75201
COMMERZ MARKETS LLC
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281
COMMERZBANK CAPITAL MARKETS CORP.
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281-1050
COMMONFUND SECURITIES, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897
Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812
COMMONWEALTH ASSOCIATES
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022
COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022
COMMONWEALTH CAPITAL SECURITIES CORP.
400 CLEVELAND STREET, 7TH FLOOR, CLEARWATER, FL 33755-4041
COMMONWEALTH CHURCH FINANCE, INC. DBA CHARTER FINANCIAL SERVICES
677 JONESBORO ROAD, MCDONOUGH, GA 30253
Mailing Address: P.O. BOX 1620, STOCKBRIDGE, GA 30281
COMMONWEALTH FINANCIAL GROUP, INC.
38 COHASSET LANE, CHERRY HILL, NJ 08003
COMMONWEALTH FINANCIAL NETWORK
29 SAWYER ROAD, WALTHAM, MA 02453-3483
COMMONWEALTH FUNDING, INC.
50 CHUMASERO DRIVE; #2-L, SAN FRANCISCO, CA 94132
COMMONWEALTH PHARMA SECURITIES LLC
161 WORCESTER ROAD, SUITE 301, FRAMINGHAM, MA 01701
COMMUNITY INVESTMENT SERVICES, INC.
201 NORTH UNION STREET, OLEAN, NY 14760
COMPAK SECURITIES, INC.
8105 IRVINE CENTER DRIVE, SUITE 1100, IRVINE, CA 92691
COMPASS POINT RESEARCH & TRADING, LLC
1775 I STREET, SUITE 800, WASHINGTON, DC 20006
COMPASS SECURITIES CORPORATION
50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054
COMPUTERSHARE SECURITIES CORPORATION
2 N. LASALLE STREET, CHICAGO, IL 60602
COMSTOCK PARTNERS, L.L.C.
9430 READCREST DRIVE, BEVERLY HILLS, CA 90210-2552
CON AM SECURITIES, INC.
3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826
CONDATA FINANCIAL
150 BROADWAY, SUITE 1710, NEW YORK, NY 10038-4381
CONDERA SECURITIES, LLC
4900 WOODWAY DRIVE, SUITE 940, HOUSTON, TX 77056
CONDOR SECURITIES, INC.
712 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084
CONIFER CAPITAL PARTNERS, LLC
ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
CONIFER SECURITIES LLC
ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
CONNELL SECURITIES LLC
200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922
CONNERS & CO., INC.
1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843
CONNING INVESTMENT PRODUCTS, INC.
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627
Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627
CONOVER SECURITIES CORPORATION
11250 KIRKLAND WAY, SUITE 100, KIRKLAND, WA 98033-3421
CONSENSUS SECURITIES LLC
73 NEWBURY STREET, BOSTON, MA 02116-2550
CONSILIUM PARTNERS LLC
20 WILLIAM ST., G50, WELLESLEY, MA 02481
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702
CONSOLIDATED RESEARCH LLC
90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004
CONSOLIDATED SECURITIES
6525 MORRISON BLVD. SUITE 108, CHARLOTTE, NC 28211
CONSTANS CRESCENT GLOBAL LLC
500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086
CONSTELLATION WEALTH ADVISORS LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017
CONSULTIVA SECURITIES, INC.
SCOTIABANK PLAZA, SUITE 1201, 273 PONCE DE LEON AV, SAN JUAN, PR 00917-1923
CONTINENTAL INVESTORS SERVICES, INC.
1330 BROADWAY STREET, LONGVIEW, WA 98632-7552
Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552
COOMBE FINANCIAL SERVICES, INC.
6872 ROUTE 209, WAWARSING, NY 12489
COOPER MALONE MCCLAIN, INC.
7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706
Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684
COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.
333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071
COORDINATED CAPITAL SECURITIES, INC.
704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716
CORBY CAPITAL MARKETS, INC.
10 HIGH ST., 2ND FLOOR, BOSTON, MA 02110
Mailing Address: 10 HIGH ST., 6TH FLOOR, BOSTON, MA 02110
CORINTHIAN PARTNERS, L.L.C.
10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022
CORMARK SECURITIES (USA) LIMITED
SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA
CORNERSTONE CAPITAL CORPORATION
655 METRO PLACE, SUITE 720, DUBLIN, OH 43017
CORNERSTONE FINANCIAL SERVICES, INC.
325 EAST MAIN STREET, GREENFIELD, IN 46140
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
74 WEST BROAD STREET, SUITE 340, BETHLEHEM, PA 18018
CORNWALL PARTNERS, LLC
191 GREAT HILL ROAD, CORNWALL, CT 06753
Mailing Address: 191 GREAT HILL ROAD, BOX 192, CORNWALL, CT 06753
CORONADO INVESTMENTS, LLC
18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 5020, PMB 1111, RANCHO SANTA FE, CA 92067
CORPORATE DEVELOPMENT CAPITAL, LLC
14680 STERLING ROAD, SUITE 2000, COLORADO SPRINGS, CO 80921-2617
CORPORATE FINANCE SECURITIES, INC.
75 MARKET STREET, SUITE 305, PORTLAND, ME 04101
CORPORATE FUEL SECURITIES LLC
119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003
CORPORATE INVESTMENTS GROUP, INC.
1131 WEST ARGYLE STREET, SUITE 1, CHICAGO, IL 60640
CORRELL CO. INVESTMENT SERVICES CORP.
9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211
COSSE’ INTERNATIONAL SECURITIES, INC.
1301 5TH AVENUE #3024, SEATTLE, WA 98101
COST CONTAINMENT SERVICES, INC.
12444 POWERSCOURT DRIVE, STE. 200, ST. LOUIS, MO 63131
Mailing Address: 12444 POWERSCOURT DRIVE, STE 200, ST. LOUIS, MO 63131
COUCH FINANCIAL SERVICES, INC.
5339 ALPHA RD, SUITE 400, DALLAS, TX 75240
COUGHLIN & COMPANY, INC.
140 E. 19TH AVENUE – SUITE 700, DENVER, CO 80203-0135
COUNTRY CAPITAL MANAGEMENT COMPANY
1705 TOWANDA AVENUE, FIRST FLOOR, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222
COUNTRY CLUB FINANCIAL SERVICES, INC.
414 NICHOLS ROAD, KANSAS CITY, MO 64112
COURTLANDT SECURITIES CORPORATION
3991 MACARTHUR BLVD., SUITE 320, NEWPORT BEACH, CA 92660
Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929
COVENTRY CAPITAL, INC.
1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838
Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602
COVENTRY SECURITIES, LLC
7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034
COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017
COVINGTON ASSOCIATES, LLC
75 CENTRAL STREET, BOSTON, MA 02109
COWEN AND COMPANY
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
COYLE SECURITIES, L.L.C.
2700 PATRIOT BLVD., SUITE 440, GLENVIEW, IL 60026
CP CAPITAL SECURITIES
2121 SW 3RD AVENUE, SUITE 701, SUITE 701, MIAMI, FL 33129
CP COGENT SECURITIES LP
2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201
CPFG SECURITIES, INC
55 INDEPENDENCE CIRCLE, SUITE 101, CHICO, CA 95973
CPI CAPITAL
513 CENTENNIAL BLVD., VOORHEES, NJ 08043
CPIBD LLC
825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022
CPIM SECURITIES LLC
100 MAIN STREET, SUITE 430, CONCORD, MA 01742
CPS FINANCIAL & INSURANCE SERVICES, INC.
18551 VON KARMAN AVE., SUITE 150, IRVINE, CA 92612
CQ SOLUTIONS, LLC
400 KING ST., CHAPPAQUA, NY 10514
CRAIG-HALLUM CAPITAL GROUP LLC
222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402
CREATION CAPITAL LLC
485 UNDERHILL BOULEVARD, SUITE 301, SYOSSET, NY 11791
CREATIVE INVESTOR SERVICES, INC.
4 BURRITTS LANDING, WESTPORT, CT 06880
CREATIVE/CW EQUITIES CORPORATION
6700 ROCKLEDGE DRIVE #400A, BETHESDA, MD 20817
Mailing Address: 6700 ROCKLEDGE DR, #400A, BETHESDA, MD 20817
CREDICORP SECURITIES, INC.
121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019
CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS – 15TH FLOOR, NEW YORK, NY 10019
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629
CREDIT SUISSE PRIVATE ADVISORS AG
BLEICHERWEG 33, 6TH FLOOR, ZURICH, CH-8070 SWITZERLAND
Mailing Address: BLEICHERWEG 33, 6TH FLOOR, ZURICH, 8070 SWITZERLAND
CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010
CREDITEX SECURITIES CORPORATION
875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022
CRESAP, INC.
259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087
CRESCENT SECURITIES GROUP, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231
CRESSMAN ESSER SECURITIES, INC.
700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478
Mailing Address: 700 EAST DIEHL RD. – SUITE 140, NAPERVILLE, IL 60563-1478
CRESTA CAPITAL STRATEGIES, LLC
1175 WALT WHITMAN ROAD, SUITE #100, MELVILLE, NY 11747
CRESTONE SECURITIES LLC
1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302
CRESTVIEW SECURITIES, INC.
431 POST ROAD EAST – SUITE 1, WESTPORT, CT 06880-4403
CRETUS SECURITIES
3 KIMBERLY DRIVE, REDDING, CT 06896
CREWS & ASSOCIATES, INC.
521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729
Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696
CRI SECURITIES, LLC
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098
CROFT & BENDER, LLC
4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327
CRONIN & CO., INC.
800 NICOLLET MALL SUITE 2520, MINNEAPOLIS, MN 55402
Mailing Address: 800 NICOLLET MALL #2520, MINNEAPOLIS, MN 55402
CRONUS PARTNERS LLC
101 MERRITT 7, NORWALK, CT 06851-1059
CROSS BORDER PRIVATE CAPITAL, L.L.C.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
CROSS POINT CAPITAL LLC
700 ALEXANDER PARK, SUITE 201, PRINCETON, NJ 08540
CROSS RESEARCH
154 SOUTH LIVINGSTON AVENUE #202, LIVINGSTON, NJ 07039
CROSSBOW INVESTMENTS L.L.C
220 CENTRAL PARK SOUTH, SUITE 13B, NEW YORK, NY 10019
CROWDER RUBICAM INC.
2300 LAS FLORES CANYON ROAD, MALIBU, CA 90265
CROWE CAPITAL MARKETS LLC
70 W. MADISON STREET, SUITE 700, CHICAGO, IL 60602-4205
CROWELL, WEEDON & CO.
624 SOUTH GRAND AVENUE, LOS ANGELES, CA 90017
Mailing Address: P.O. BOX 54843, 624 SO. GRAND AVE. SUITE 2510, LOS ANGELES, CA 90054-0843
CROWN CAPITAL SECURITIES, L.P.
725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868
CRT CAPITAL GROUP LLC
262 HARBOR DRIVE, STAMFORD, CT 06902
CRUCIBLE CAPITAL GROUP, INC.
27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004
CRUSADER SECURITIES, LLC
63 MAIN STREET, SUITE 201, SOUTHAMPTON, NY 11968-4872
CRUTCHFIELD SECURITIES, L.L.C.
2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056
CSCA CAPITAL ADVISORS, LLC
280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017
CSI STRATEGIC PARTNERS, LLC
11111 SANTA MONICA BOULEVARD, SUITE 1210, LOS ANGELES, CA 90025
CSP SECURITIES, LP
13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240
CSSC BROKERAGE SERVICES, INC.
755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084
CU INVESTMENT SOLUTIONS, INC.
9701 RENNER BLVD, SUITE 350, LENEXA, KS 66219
CUE CAPITAL LIMITED PARTNERSHIP
800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065
CULLEN INVESTMENT GROUP, LTD.
1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503
Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669
CULLUM & BURKS SECURITIES, INC.
13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240
Mailing Address: 13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240
CUMBERLAND BROKERAGE CORPORATION
417 N. 8TH STREET, SUITE 507, PHILADELPHIA, PA 19123
CUNA BROKERAGE SERVICES, INC.
2000 HERITAGE WAY, WAVERLY, IA 50677
CURBSTONE FINANCIAL MANAGEMENT CORPORATION
741 CHESTNUT STREET, MANCHESTER, NH 03104
CURIAN CLEARING, LLC
7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237
CURRAN ADVISORY SERVICES
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207
CURREN & COMPANY
1900 MAIN ST, SUITE 325, IRVINE, CA 92614
CURTIS SECURITIES, LLC
ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103
CURTISWOOD CAPITAL, LLC
104 WOODMONT BLVD, SUITE 200, NASHVILLE, TN 37205
CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
CUSO FINANCIAL SERVICES, L.P.
10455 SORRENTO VALLEY ROAD, SUITE 210, SAN DIEGO, CA 92121
Mailing Address: P O BOX 85744, SAN DIEGO, CA 92186
CUSO PARTNERS, LLC
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
CUTLER SECURITIES, INC.
636 EAST ATLANTIC AVENUE, SUITE# 205, DELRAY BEACH, FL 33483
CUTTER & COMPANY, INC.
15415 CLAYTON ROAD, BALLWIN, MO 63011
CUTTONE & CO., INC.
111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006
CUTWATER ASSET MANAGEMENT
113 KING STREET, ARMONK, NY 10504-1610
CVF SECURITIES, INC.
343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041
CW SECURITIES, LLC
8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923
CYAN CAPITAL MARKETS LLC
399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
CYGNI SECURITIES, LLC
250 FISCHER AVENUE, COSTA MESA, CA 92626
CYPRESS ALTS
3924 BROOKFIELD AVENUE, LOUISVILLE, KY 40207
CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017
CYPRESS CAPITAL CORPORATION
BAYSIDE PLAZA – 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105
D
D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108
D. WECKSTEIN & CO., INC.
230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169
D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015
D.E. SHAW SECURITIES, L.L.C.
120 W. 45TH STREET, 39TH FLOOR, NEW YORK, NY 10036-4003
D.H. HILL SECURITIES LLP
7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346
D.J. MOSIER & ASSOCIATES, INC.
520 N. KINGSBURY ST., SUITE 3408, CHICAGO, IL 60654
D.J. ST. GERMAIN CO., INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115
D.M. KELLY & COMPANY
3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312
DABBAH SECURITIES CORP.
6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017
DAEWOO SECURITIES (AMERICA) INC.
600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022
DAG SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10006
DAHLMAN ROSE & COMPANY, LLC
142 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019
DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538
DAK CAPITAL, LLC
195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662
DAKOTA SECURITIES INTERNATIONAL, INC.
9100 SOUTH DADELAND BLVD, SUITE 903, MIAMI, FL 33156
DALE K. EHRHART, INC.
101 W. VENICE AVENUE, SUITE 22, VENICE, FL 34285
DALMORE GROUP LLC
350 FIFTH AVENUE, #6707, NEW YORK, NY 10118
DALTON STRATEGIC INVESTMENT SERVICES INC.
5690 W. 450 S., KNIGHTSTOWN, IN 46148
DANEVEST LLC
8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI 53562
Mailing Address: P.O. BOX 620347, MIDDLETON, WI 53562-0347
DANSKE MARKETS INC
HOLMENS KANAL 2-12, COPENHAGEN, DK-1092 DENMARK
DAROTH CAPITAL ADVISORS LLC
130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022
DART EXECUTIONS, LLC
230 S. LASALLE ST #400, CHICAGO, IL 60604
Mailing Address: 230 S. LASALLE ST, SUITE 400, CHICAGO, IL 60604
DART, PAPESH & COMPANY, INCORPORATED
4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385
DARWOOD ASSOCIATES INCORPORATED
284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844
DAS FINANCIAL SERVICES, INC.
FIVE TOWER BRIDGE, 300 BARR HARBOR DRIVE, SUITE 200, WEST CONSHOHOCKEN, PA 19428
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
397 DOGWOOD LANE, NAZARETH, PA 18064
DAV/WETHERLY FINANCIAL, L.P.
11601 WILSHIRE BLVD., SUITE 300, LOS ANGELES, CA 90025
DAVENPORT & COMPANY LLC
ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678
DAVID A. NOYES & COMPANY
209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203
DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602
DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006
DAVID M POLEN SECURITIES, LLC
2700 N. MILITARY TRAIL, SUITE 230, BOCA RATON, FL 33431
DAVID SHERMAN & COMPANY
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062
DAVINCI CAPITAL MANAGEMENT INC.
801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
DAVIS DISTRIBUTORS, LLC
3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756
DAVIS SECURITIES LLC
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016
DAVIS, MENDEL & REGENSTEIN, INC.
2100 RIVEREDGE PARKWAY, SUITE 750, ATLANTA, GA 30328-4656
DAVY SECURITIES
DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND
DAWNTREADER CAPITAL LLC
1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020
DAWSON JAMES SECURITIES, INC.
925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432
Mailing Address: 925 SOUTH FEDERAL HIGHWAY, 6TH FLOOR, BOCA RATON, FL 33432
DAYSPRING INVESTMENT GROUP
121 W MARKET, SEYMOUR, MO 65746
Mailing Address: PO BOX 249, SEYMOUR, MO 65746
DB SECURITIES SERVICES NJ INC.
100 PLAZA ONE, 34 EXCHANGE PLACE, JERSEY CITY, NJ 07311-3999
Mailing Address: 60 WALL STREET, NEW YORK, NY 10005
DBA THE DELTA COMPANY
901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209
DBS VICKERS SECURITIES (USA) INC.
805 THIRD AVENUE, SUITE 1201, NEW YORK, NY 10022
DCM BROKERS, LLC
626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
DCMB SECURITIES LLC
1800 AUGUSTA, STE 107, HOUSTON, TX 77057
DE GUARDIOLA ADVISORS, INC.
405 PARK AVENUE, SUITE 1201, NEW YORK, NY 10022
DEAM INVESTOR SERVICES, INC.
345 PARK AVENUE, MAILSTOP NYC03-0630, NEW YORK, NY 10154
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAIL STOP NYC30-0630, NEW YORK, NY 10017
DEARBORN CAPITAL MARKETS GROUP, LLC
3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138
DEBTX SECURITIES, INC.
133 FEDERAL STREET, 10TH FLOOR, BOSTON, MA 02110-1703
DECADE SECURITIES CORP.
13555 BISHOPS COURT, BROOKFIELD, WI 53005
DECOSIMO CORPORATE FINANCE, LLC
SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402
DEEP ATS, LLC
6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730
DELANEY EQUITY GROUP LLC
5090 PGA BLVD, SUITE 316, PALM BEACH GARDENS, FL 33418
DELAWARE DISTRIBUTORS, L.P.
2005 MARKET ST, 29TH FLOOR, PHILADELPHIA, PA 19103
Mailing Address: 2005 MARKET STREET, 29TH FLOOR, PHILADELPHIA, PA 19103
DELOITTE CORPORATE FINANCE LLC
600 RENAISSANCE CENTER – SUITE 900, DETROIT, MI 48243-1895
DELTA EQUITY SERVICES CORPORATION
579 MAIN STREET, BOLTON, MA 01740
DELTA TRUST INVESTMENTS, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222
DELTEC ASSET MANAGEMENT LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022
DEMATTEO MONNESS LLC
780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017
DEMETER ADVISORY GROUP, LLC
100 SPEAR STREET, SUITE 1115, SAN FRANCISCO, CA 94105
DEMPSEY FINANCIAL NETWORK, INC.
2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786
DEMPSEY LORD SMITH, LLC
901 N BROAD STREET, SUITE 400, ROME, GA 30161
DENNING & COMPANY LLC
ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111
DENTE & BOMBA, LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301
DERMOTT W. CLANCY CORP.
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
DESILVA & PHILLIPS CORPORATE FINANCE LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016
DESJARDINS SECURITIES INTERNATIONAL INC
1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA
DESON & CO.
945 ENCORVADO STREET, LAS VEGAS, NV 89138
DESPAIN FINANCIAL CORPORATION
502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019
DESTINY CAPITAL SECURITIES CORPORATION
14142 DENVER WEST PARKWAY – SUITE 290, GOLDEN, CO 80401-3127
Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127
DETWILER FENTON & CO.
100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110
DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005
DEVELOPMENT CORPORATION FOR ISRAEL
575 LEXINGTON AVENUE, NEW YORK, NY 10022
DEVENIR, LLC
7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435
DEWAAY FINANCIAL NETWORK, LLC
13001 UNIVERSITY AVENUE, CLIVE, IA 50325
DEXIA GLOBAL STRUCTURED FINANCE, LLC
445 PARK AVE., NEW YORK, NY 10022
DFA SECURITIES LLC
1299 OCEAN AVENUE, SANTA MONICA, CA 90401
DFP EQUITIES, INC.
501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280
Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280
DH FREDERICK SECURITIES, INC.
5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660
DHF SERVICES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005
DIAMANT INVESTMENT CORPORATION
170 MASON STREET, GREENWICH, CT 06830-6642
DIAMOND BAY SECURITIES CORP.
2974 LYNDON B JOHNSON FWY, SUITE 401, DALLAS, TX 75234
DIAMOND EDGE CAPITAL PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 1620, NEW YORK, NY 10170
DILLON – GAGE SECURITIES, INC.
15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001
DILWORTH SECURITIES, INC.
61 NORRANS RIDGE DRIVE, RIDGEFIELD, CT 06877
DIMENSION SECURITIES, LLC
100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011
DIMIRAK SECURITIES CORPORATION
310 ESCONDIDO AVENUE, VISTA, CA 92084
DINOSAUR SECURITIES, L.L.C.
404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016
DIRECT ACCESS BROKERAGE SERVICES, INC.
39 S. LASALLE STREET, SUITE 424, CHICAGO, IL 60603-1604
DIRECT ACCESS PARTNERS LLC
DIRECT ACCESS PARTNERS, LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
DIRECTED SERVICES LLC
1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380
DIRECTEDGE ECN
545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
DISALLE SECURITIES & MORTGAGE CO.
1909 RIVER ROAD, MAUMEE, OH 43537
DISCOVERY GROUP HOLDING COMPANY, LLC
191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606
DIVERSIFIED CAPITAL CORPORATION
2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131
DIVERSIFIED INVESTORS SECURITIES CORP.
440 MAMARONECK AVENUE, HARRISON, NY 10528
DIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD., WARWICK, RI 02888
DIVERSIFIED SECURITIES, INCORPORATED
6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801
DIVERSITY INVESTMENT CORP.
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019
DIVIDEND CAPITAL SECURITIES, LLC
518 17TH STREET, 12TH FLOOR, DENVER, CO 80202
DIVINE CAPITAL MARKETS LLC
39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006
DLS CAPITAL PARTNERS, INC.
4345 PARK LANE, DALLAS, TX 75220
DME SECURITIES, LLC
C/O MAC CONSULTING GROUP INC, 30 BROAD STREET SUITE 2201, NEW YORK, NY 10004
DMG SECURITIES, INC.
GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE3, GREAT FALLS, VA 22066
Mailing Address: GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE 3, GREAT FALLS, VA 22066
DNB NOR MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396
DODING & PARTNERS BROKERAGE, INC.
WEISSDORNWEG 35, D-50259 PULHEIM-STOMMELN, D-50667 GERMANY
DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022
DOLE CAPITAL, LLC
1188 BISHOP STREET, SUITE 1712, HONOLULU, HI 96813
DOLEY SECURITIES, LLC.
616 BARONNE STREET, NEW ORLEANS, LA 70113-1004
DOME SECURITIES CORP.
405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405
DOMESTIC FINANCIAL SERVICES, INC.
5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717
Mailing Address: 5220 HOLLYWOOD AVENUE, SUITE 350, SHREVEPORT, LA 71109-7717
DOMESTIC SECURITIES, INC.
160 SUMMIT AVENUE, MONTVALE, NJ 07645
DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022
DOMINION INVESTOR SERVICES, INC.
1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213
DOMINION PARTNERS, L.C.
4801COX ROAD, STE 104, GLEN ALLEN, VA 23060
DON ALEXANDER INVESTMENTS, INC.
1301 WEST 22ND STREET – SUITE 713, OAK BROOK, IL 60523
Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523
DONEGAL SECURITIES, INC.
20 WALNUT STREET, #12, WELLESLEY, MA 02481
DONNELLY PENMAN & PARTNERS
17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230
DORN & CO., INC.
216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812
Mailing Address: P.O. BOX 748, FERGUS FALLS, MN 56538-0748
DORSEY & COMPANY, INC.
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701
DOUBLE EAGLE SECURITIES OF AMERICA, INC.
6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321
DOUGHERTY & COMPANY LLC
90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108
DOUGLAS & CO. MUNICIPALS, INC.
14 EAST 60TH ST., NEW YORK, NY 10022
DOUGLAS FINANCIAL LLC
159 VALLEY ROAD, PRINCETON, NJ 08540-3442
DOUGLAS SCOTT SECURITIES, INC.
101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082
DOWLING & PARTNERS SECURITIES LLC
190 FARMINGTON AVENUE, FARMINGTON, CT 06032
DOWNER & COMPANY
60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109
DOWNSTATE SECURITIES GROUP, INC.
259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729
DOYLE, JOHN JOSEPH
C/O MAC CONSULTING GROUP INC., 30 BROAD STREET – SUITE 2201, NEW YORK, NY 10004
DPEC CAPITAL, INC.
135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010
DRAGONFLY CAPITAL PARTNERS, LLC
1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203
DRESNER INVESTMENT SERVICES, INC.
20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602
DREXEL HAMILTON, LLC
2000 MARKET STREET, SUITE 1460, PHILADELPHIA, PA 19103
DRIEHAUS SECURITIES LLC
25 EAST ERIE ST, CHICAGO, IL 60611-2703
Mailing Address: 25 EAST ERIE STREET, CHICAGO, IL 60611-2703
DRU STOCK, INC.
84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
Mailing Address: 84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
DSIL INVESTMENT SERVICES LLC
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939
DSRM BROKERAGE, LLC
501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022
DT SECURITIES, LTD.
11132 VENTURA BLVD., SUITE 415, STUDIO CITY, CA 91604
Mailing Address: 11132 VENTURA BLVD., STUDIO CITY, CA 91604
DU PASQUIER & CO., INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004
DUBEAU CAPITAL USA, INC.
405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA
DUFF & PHELPS SECURITIES LLC
311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606
DUNCAN-WILLIAMS, INC.
6750 POPLAR A VENUE – SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE – SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424
DUNDEE SECURITIES INC.
1 ADELAIDE STREET EAST, 21ST FLOOR, TORONTO, M5C 2V9 CANADA
DUNES SECURITIES CORPORATION
6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928
Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191
DUNN & PARTNERS, LLC
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534
DUPREE & COMPANY, INC.
125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149
DUXBURY FINANCIAL LLC
15 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02332
DVB CAPITAL MARKETS LLC
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017
DWM FINANCE LLC
800 POST ROAD, 3RD FLOOR, DARIEN, CT 06820
DWS INVESTMENTS DISTRIBUTORS, INC
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAILSTOP NYC03-0630, NEW YORK, NY 10017
DYNAMEX TRADING, LLC
220 BUSH ST., STE 360, SAN FRANCISCO, CA 94104-3533
DYNASTY CAPITAL PARTNERS, INC.
5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111
DZ FINANCIAL MARKETS LLC
609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017
E
E & G INVESTMENTS, LP
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007
E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
E*TRADE CAPITAL MARKETS LLC
440 S. LASALLE STREET – SUITE 3030, CHICAGO, IL 60605-1028
E*TRADE CLEARING LLC
HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II – 5TH FLOOR, JERSEY CITY, NJ 07311
E*TRADE SECURITIES LLC
135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022
E-W INVESTMENTS, INC.
205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046
E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004
E. MAGNUS OPPENHEIM & CO. INC.
14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005
E. S. HOPE FINANCIAL
1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106
E.J. DE LA ROSA & CO., INC.
10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024
E.L.K. CAPITAL ADVISORS, LLC
1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062
E.S. FINANCIAL SERVICES, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131
E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005
EA MARKETS SECURITIES LLC
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036
EAGLE EQUITIES, INC.
400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061
EAGLE FUND DISTRIBUTORS, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
EAGLE LEDGE CAPITAL, LLC
724 W. RICHMOND AVENUE, CLOVIS, CA 93619
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367
EAGLE ONE INVESTMENTS, LLC
401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886
EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747
EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788
EAST WIND SECURITIES, LLC
1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018
EAST/WEST SECURITIES CO.
555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111
Mailing Address: 555 MONTGOMERY STREET, STE 601, SAN FRANCISCO, CA 94111
EASTERN DENTAL BROKERAGE SERVICES, LLC
200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983
EASTGATE SECURITIES, LLC
TWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EASTON INVESTMENT SERVICES, LLC
320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188
EATON VANCE DISTRIBUTORS, INC.
TWO INTERNATIONAL PLACE, BOSTON, MA 02110
EBH SECURITIES, INC.
8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384
ECA SECURITIES, LLC
15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403
ECLYPSE SECURITIES LLC
1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338
ECM SECURITIES CORP.
4740 PEACH STREET, ERIE, PA 16509-2008
ECOBAN SECURITIES CORPORATION
60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663
ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715
EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217
EDGE CORPORATE FINANCE, LLC
1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
EDGE TRADING INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
EDGEMONT CAPITAL PARTNERS, L.P.
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018
EDGEPOINT CAPITAL ADVISORS LLC
3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122
Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122
EDGEWATER CAPITAL, LLC
9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
EDGEWOOD SERVICES, INC.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779
EDI FINANCIAL, INC.
12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207
EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729
EDWIN C. BLITZ INVESTMENTS, INC.
191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093
EFC FINANCIAL SERVICES, LLC
50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520
Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520
EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867
EHRENBERG CHESLER SECURITIES, INC
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094
EIDE BAILLY SECURITIES, LLC
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545
EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022
EK RILEY INVESTMENTS, LLC
1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101
EKN FINANCIAL SERVICES INC.
135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797
Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797
ELECTRONIC BROKERAGE SYSTEMS, LLC
141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604
ELECTRONIC GLOBAL SECURITIES, INC.
330 MADISON AVE, SUITE 606, NEW YORK, NY 10017
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005
ELECTRONIC TRANSACTION CLEARING, INC.
660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
ELEVATION, LLC
1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204
ELIASON FINANCIAL GROUP, LLC
548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558
ELLIOTT DAVIS BROKERAGE SERVICES, LLC
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607
ELLIOTT DAVIS CAPITAL PARTNERS, LLC
5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092
ELTEKON SECURITIES, LLC
100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701
EM SECURITIES LLC
162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010
EMCOR SECURITIES, INC.
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017
EMERALD VENTURES, LLC
84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216
EMERGENT FINANCIAL GROUP, INC.
3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
Mailing Address: 3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
EMERGING GROWTH EQUITIES, LTD.
1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816
EMERGING MANAGER ADVISORS LLC
130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302
EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931
EMPIRE AMERICAN REALTY, LLC
25 PHILIPS PARKWAY, MONTVALE, NJ 07645
EMPIRE ASSET MANAGEMENT COMPANY
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EMPIRE EXECUTIONS, INC.
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354
EMPIRIC DISTRIBUTORS, INC.
6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730
EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245
ENCLAVE CAPITAL LLC
708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017
ENDEAVOR CAPITAL
30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004
ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201
ENERGY SECURITIES, INC.
1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027
Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027
ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106
ENGLAND SECURITIES, LLC
1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036
ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534
Mailing Address: 179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599
ENSTREAM CAPITAL SECURITIES, LLC
100 CRESCENT COURT, STE. 700, DALLAS, TX 75201
ENTERPRISE EQUITIES, INC.
10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044
ENTRUST SECURITIES LLC
717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022
EP SECURITIES, LLC
99 PARK AVENUE (#1560), NEW YORK, NY 10016
EPOCH SECURITIES, INC.
132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
EQUABLE SECURITIES CORPORATION
330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895
EQUIBASE CAPITAL MARKETS, LLC
1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622
EQUIBOND, INC.
1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067
EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132
EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004
EQUINOX SECURITIES, INC.
4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371
EQUISHARES CORPORATION
#7 N. BEMISTON, ST LOUIS, MO 63105
EQUITABLE ADVISORS, INC.
4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205
EQUITAS AMERICA, LLC
38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429
EQUITRUST MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266
EQUITY CONCEPTS, INC.
10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040
EQUITY INVESTMENT SERVICES, INC
1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146
Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146
EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
EQUITY SOURCE PARTNERS, LLC
7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743
EQUITY STATION, INC.
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432
EQUUS FINANCIAL CONSULTING LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA
ERNST CAPITAL GROUP I, INC.
3130 WEST 57TH STREET, SUITE 101, SIOUX FALLS, SD 57108
EROOM SECURITIES L.L.C.
440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605
ESAE CAPITAL PARTNERS, LLC
233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279
ESICO CO.
15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST – #29F, NEW YORK, NY 10023
ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424
ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022
ESPOSITO SECURITIES, LLC
300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201
ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999
ESSEX NATIONAL SECURITIES, INC.
550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558
ESSEX RADEZ LLC
440 S. LASALLE #1111, CHICAGO, IL 60605-1028
ESSEX SECURITIES LLC
168 CENTRE STREET, DANVERS, MA 01923
ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, DALLAS, TX 75201-7361
EULAV SECURITIES, INC.
220 EAST 42ND STREET, NEW YORK, NY 10017
EUREKA CAPITAL MARKETS, LLC
610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660
EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022
EURO AMERICAN CAPITAL CORPORATION
3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234
EURO PACIFIC CAPITAL, INC.
88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880
EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
EUROCONSULT CAPITAL, LLC
230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169
EUROPA SECURITIES, LLC
3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210
Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210
EUROPEAN AMERICAN EQUITIES, INC.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017
EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
EVERTRADE DIRECT BROKERAGE, INC.
8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144
EVOLUTION CAPITAL ADVISORS, LLC
1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109
EVOLUTION MARKETS FINANCIAL SERVICES LLC
10 BANK STREET, WHITE PLAINS, NY 10606
EVOLUTION SECURITIES US INC.
100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM
EVOLVE SECURITIES, INC.
5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746
EWING BEMISS & CO.
901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033
EWING CAPITAL, INC.
2722 UNICORN LN., N.W., WASHINGTON, DC 20015
EWT, LLC
9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210
EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019
EXCALIBUR FINANCIAL GROUP, INC.
105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910
EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623
EXECUTION ACCESS, LLC
143 UNION BLVD, SUITE 250, LAKEWOOD, CO 80228
EXECUTION NOBLE, LLC
102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830
EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156
EXOS SECURITIES, LLC
560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105
EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
EXTENSION ADVISORS, LLC
4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215
EXVERE SECURITIES LLC
1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101
Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101
EZ STOCKS, INC.
165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005
EZE CASTLE TRANSACTION SERVICES LLC
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210
F
F G MARKETS, INC.
90 JOHN STREET, SUITE 703, NEW YORK, NY 10038
FACTSET DATA SYSTEMS, INC.
601 MERRITT 7, NORWALK, CT 06851
FAGENSON & CO., INC.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004
FAIRFAX I. S. (US) LLC
20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017
Mailing Address: 20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017
FAIRFAX SECURITIES CORPORATION
98 SAN JACINTO BLVD STE 2020, AUSTIN, TX 78701
Mailing Address: 1718 CROMWELL HL, AUSTIN, TX 78703
FAIRFIELD RESEARCH SECURITIES CORPORATION
65 LOCUST AVENUE, NEW CANAAN, CT 06840
Mailing Address: P.O. BOX 125, NEW CANAAN, CT 06840-0125
FAIRHOLME DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
FAIRMOUNT PARTNERS LP
100 FOUR FALLS CORPORATE CENTER, SUITE 660, WEST CONSHOHOCKEN, PA 19248
FAIRPORT CAPITAL, INC.
830 POST ROAD EAST, WESTPORT, CT 06880-5238
Mailing Address: 830 POST ROAD EAST, WESTPORT, CT 06880-2222
FAIRVIEW CAPITAL VENTURES, LLC.
10310 WILDLIFE RD., CHARLOTTE, NC 28278
FAIRVIEW SECURITIES, INC.
8 PRISCILLA LANE, DARIEN, CT 06820
FALCON RESEARCH, INC.
1230 SOUTH MYRTLE AVE, SUITE 401, CLEARWATER, FL 33756
FALCON SECURITIES, INC.
212 CENTER ST STE 800, LITTLE ROCK, AR 72201
FALCONBRIDGE CAPITAL MARKETS, LLC
5504 DEMOCRACY DRIVE, SUITE 240, PLANO, TX 75024
FALKENBERG CAPITAL CORPORATION
600 SOUTH CHERRY ST., SUITE 1108, DENVER, CO 80246-1710
FALLBROOK CAPITAL SECURITIES CORP.
6700 FALLBROOK AVENUE, SUITE 111, WEST HILLS, CA 91307
FAMILY INCOME PLANNING, INC.
540 N.W. BROAD STREET, SOUTHERN PINES, NC 28387
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388
FAMILY INVESTORS COMPANY
265 SOUTH AVENUE, FANWOOD, NJ 07023
Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023
FAMILY MANAGEMENT SECURITIES, LLC
485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022
FAP USA, L.P.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
FAR HILLS GROUP, LLC.
1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036
FARINA & ASSOCIATES, INC.
20 BROAD ST – 10TH FLOOR, NEW YORK, NY 10005
FARMERS FINANCIAL SOLUTIONS, LLC
30801 AGOURA RD., BLDG 1, AGOURA HILLS, CA 91301-2054
FARNAM STREET BROKERAGE COMPANY
TWIN TOWERS-3000 FARNAM, OMAHA, NE 68131-3526
FARRAGUT CAPITAL LLC
3 W 57TH ST, FL 10, NEW YORK, NY 10019
FARRELL MARSH & CO.
500 THE TIMES BLDG, SUBURBAN SQUARE, ARDMORE, PA 19003
FAS CORP.
4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224
FATOR SECURITIES LLC
500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110
FAVER SECURITIES, LLC
112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804
FB EQUITY SALES CORPORATION OF MICHIGAN
7373 W. SAGINAW HIGHWAY, LANSING, MI 48917
FBN SECURITIES, INC.
14 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
FBR CAPITAL MARKETS & CO.
1001 19TH STREET NORTH, ARLINGTON, VA 22209
FBR INVESTMENT SERVICES, INC.
1001 NINETEENTH STREET NORTH, ARLINGTON, VA 22209
FBT INVESTMENTS, INC.
909 POYDRAS, SUITE 2250, NEW ORLEANS, LA 70112
Mailing Address: 909 POYDRAS ST, SUITE 2250, NEW ORLEANS, LA 70112
FCC INVESTMENTS, INC.
2829 WESTOWN PARKWAY-SUITE 100, WEST DES MOINES, IA 50266
Mailing Address: 2829 WESTOWN PKWY., STE 100, WEST DES MOINES, IA 50266
FCG ADVISORS, LLC
ONE MAIN STREET #202, CHATHAM, NJ 07928
FCS SECURITIES
417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175
FD CAPITAL ADVISORS BD, LLC
600 PEACHTREE STREET, NE, SUITE 1950, ATLANTA, GA 30308
FED MUTUAL FINANCIAL SERVICES, INC.
3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541
Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541
FEDERATED SECURITIES CORP.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779
FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531
FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300
FEIL DAILY INVESTMENT CO.
6720 W. 167TH STREET, SUITE 1, TINLEY PARK, IL 60477-2834
FELDMAN, INGARDONA & CO.
2001 BUTTERFIELD ROAD, SUITE 170, DOWNERS GROVE, IL 60515
FELDSTEIN FINANCIAL GROUP, LLC
45 SEMINARY AVENUE, CHESTER, NJ 07930
FELIX INVESTMENTS LLC
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004
FELLS POINT RESEARCH LLC
1340-C SMITH AVENUE, BALTIMORE, MD 21209
FELTL & COMPANY
225 SOUTH SIXTH STREET, SUITE 4200, MINNEAPOLIS, MN 55402
FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET – BOX 399, COBLESKILL, NY 12043
FENNEBRESQUE & CO., LLC
100 N. TRYON STREET, SUITE 2710, CHARLOTTE, NC 28202
FENWICK SECURITIES, INC.
5217 LOVERS LANE, KALAMAZOO, MI 49002-1559
FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 2626, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE – SUITE 2626, NEW YORK, NY 10170
FERGUSON & BREWER SECURITIES
7052 SKYWAY, PARADISE, CA 95969
FG ADVISORS, LLC
132 WEST 31ST STREET, SUITE 1501, NEW YORK, NY 10001
FG CAPITAL LC
7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820
FIDELITY BROKERAGE SERVICES LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281
FIDELITY DISTRIBUTORS CORPORATION
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
100 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281
FIDEQUITY INC.
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036
FIDUS SECURITIES, LLC
121 WEST TRADE STREET, SUITE 1800, CHARLOTTE, NC 28202
FIELDSTONE SERVICES CORP.
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714
FIFTH AVENUE SECURITIES, INC.
8081 STANTON SUITE 200, BUENA PARK, CA 90620
FIFTH THIRD SECURITIES, INC.
34 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45202
Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45263
FIG PARTNERS, LLC
1175 PEACHTREE ST NE, SUITE 2250, ATLANTA, GA 30361
FIMCO SECURITIES GROUP, INC.
10624 N PORT WASHINGTON RD – SUITE 206, MEQUON, WI 53092
FINACORP SECURITIES
2302 MARTIN STREET, SUITE 225, IRVINE, CA 92612
FINANCE 500, INC.
19762 MACARTHUR BLVD. #200, IRVINE, CA 92612
Mailing Address: 19762 MACARTHUR BLVD, SUITE 200, IRVINE, CA 92612
FINANCIAL ADVISERS OF AMERICA, LLC
1930 PALOMAR POINT WAY, SUITE 104, CARLSBAD, CA 92008
FINANCIAL AMERICA SECURITIES, INC.
925 EUCLID AVE, SUITE #1525, CLEVELAND, OH 44115
Mailing Address: 925 EUCLID AVE., SUITE 1525, CLEVELAND, OH 44115
FINANCIAL ASSETS CORPORATION
30 WALL STREET, SUITE 1203, NEW YORK, NY 10005
Mailing Address: 30 WALL STREET SUITE 1203, NEW YORK, NY 10005
FINANCIAL COUNSELING CORPORATION
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254
FINANCIAL GOAL SECURITIES, INC.
35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270
FINANCIAL NETWORK INVESTMENT CORPORATION
200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672
FINANCIAL NORTHEASTERN SECURITIES, INC.
100 PASSAIC AVENUE, FAIRFIELD, NJ 07004
FINANCIAL PARADIGMS, INC.
4900 WOODWAY, SUITE 550, HOUSTON, TX 77056
FINANCIAL PLANNING CONSULTANTS, INC.
14500 S. OUTER 40 ROAD SUITE 201, CHESTERFIELD, MO 63017-5736
FINANCIAL RESEARCH COMPANY
1150 LOUISIANA AVENUE, SUITE 5A, WINTER PARK, FL 32789
FINANCIAL SCIENCES, INC.
21 MILK STREET, 2ND FL, BOSTON, MA 02109
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
575 LYNNHAVEN PARKWAY, SUITE 310, VIRGINIA BEACH, VA 23452
FINANCIAL SERVICES OF NEW ENGLAND
108 FOWLER RD., ORRINGON, ME 04474-9629
Mailing Address: 108 FOWLER RD., ORRINGTON, ME 04474-9629
FINANCIAL STRATEGIES FP, LLC
515 PROVIDENCE HIGHWAY, SUITE 103, DEDHAM, MA 02026
FINANCIAL TELESIS INC
4340 REDWOOD HIGHWAY, SUITE A23, SAN RAFAEL, CA 94903
FINANCIAL WEST GROUP
4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362
Mailing Address: P.O. BOX 5123, THOUSAND OAKS, CA 91359-5123
FINANCO SECURITIES LLC
535 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
FINANCORP GROUP INTERNATIONAL CORPORATION
10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022
FINANTIA USA LTD
950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022
FINTECH SECURITIES
6849 PEACHTREE DUNWOODY ROAD, BLDG. B-1, SUITE 250, ATLANTA, GA 30328
FINTEGRA, LLC
6120 EARLE BROWN DRIVE, SUITE 550, MINNEAPOLIS, MN 55430
FIRST ALLIED SECURITIES, INC.
655 WEST BROADWAY 12TH FLOOR, SAN DIEGO, CA 92101
Mailing Address: P.O. BOX 85549, SAN DIEGO, CA 92186-5549
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
1499 W. PALMETTO PARK RD, SUITE 250, BOCA RATON, FL 33486
FIRST AMERICAN MUNICIPALS, INC.
606 CORPORATE DRIVE, LANGHORNE, PA 19047-8013
FIRST AMERICAN SECURITIES, INC.
1624 HARMON PLACE, SUITE 218, MINNEAPOLIS, MN 55403
FIRST ANALYSIS SECURITIES CORPORATION
ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606
FIRST ANNAPOLIS SECURITIES, INC.
900 ELKRIDGE LANDING RD., SUITE 400, LINTHICUM, MD 21090-2926
FIRST ASSET FINANCIAL INC.
110 EAST IRON AVE, SALINA, KS 67401
Mailing Address: P.O. BOX 1364, SALINA, KS 67402-1364
FIRST BALLANTYNE, LLC
13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747
FIRST BANK PUERTO RICO SECURITIES, CORP.
1519 PONCE DE LEON AVENUE, STOP 23, SAN JUAN, PR 00908
Mailing Address: P.O. BOX 9146, SAN JUAN, PR 00908-0146
FIRST BANKERS’ BANC SECURITIES, INC
1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131
FIRST BERMUDA SECURITIES (BVI) LTD.
MAXWELL R ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA
Mailing Address: MAXWELL R. ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA
FIRST BROKERAGE AMERICA, L.L.C.
135 N MERAMEC, CLAYTON, MO 63105
Mailing Address: 135 N. MERAMEC, CLAYTON, MO 63105
FIRST BROKERS SECURITIES LLC
HARBORSIDE FINANCIAL CENTER, PLAZA FIVE, SUITE 1500, JERSEY CITY, NJ 07311
FIRST CANTERBURY SECURITIES, INC.
12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212
FIRST CAPITAL EQUITIES,LTD.
80 CUTTER MILL ROAD, SUITE 303, GREAT NECK, NY 11021
FIRST CAPITAL INVESTMENTS, LLC
38000 HIGHWAY 72, NEDERLAND, CO 80466
FIRST CHICAGO ADVISORS, INC.
960 ROUTE 22, SUITE 208, FOX RIVER GROVE, IL 60021
Mailing Address: 32 OTIS ROAD, BARRINGTON, IL 60010
FIRST CITIZENS FINANCIAL PLUS, INC.
2017 ST. JOHN AVE. SUITE A, DYERSBURG, TN 38024
Mailing Address: PO BOX 370, DYERSBURG, TN 38025-0370
FIRST CITIZENS INVESTOR SERVICES, INC.
4300 SIX FORKS ROAD, RALEIGH, NC 27609
Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131
FIRST CITIZENS SECURITIES CORPORATION
1230 MAIN STREET, COLUMBIA, SC 29201
FIRST CLEARING, LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-095, ST. LOUIS, MO 63103
FIRST COMMAND FINANCIAL PLANNING, INC.
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113
FIRST COMMONWEALTH SECURITIES CORPORATION
201 ST. CHARLES AVE, STE 2500, NEW ORLEANS, LA 70170
FIRST CORNERSTONE CAPITAL ADVISORS
23505 SMITHTOWN ROAD, SUITE 274, EXCELSIOR, MN 55331
FIRST DALLAS SECURITIES INCORPORATED
2905 MAPLE AVENUE, DALLAS, TX 75201
FIRST DOMINION CAPITAL CORP.
8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235
Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235
FIRST EMPIRE SECURITIES, INC.
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788
FIRST EQUITY CAPITAL SECURITIES, INC.
2 OAKLAWN RD, SHORT HILLS, NJ 07078
FIRST FINANCIAL EQUITY CORPORATION
7373 N. SCOTTSDALE ROAD, STE D120, SCOTTSDALE, AZ 85253
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
515 NORTH SAM HOUSTON PARKWAY EAST, STE. 500, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329
FIRST FLORIDA SECURITIES, INC.
11660 NIGHT HERON DRIVE, NAPLES, FL 34119
Mailing Address: 5621STRAND BOULEVARD, SUITE 209, NAPLES, FL 34110
FIRST GEORGETOWN SECURITIES, INC.
1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314
FIRST HEARTLAND CAPITAL, INC.
1839 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367
Mailing Address: 1839 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367
FIRST HONOLULU SECURITIES, INC.
900 FORT STREET, STE. 950, HONOLULU, HI 96813-3710
Mailing Address: 900 FORT STREET, SUITE 950, HONOLULU, HI 96813-3710
FIRST ILLINOIS SECURITIES INC.
22 HERITAGE DRIVE #105, BOURBONNAIS, IL 60914-2501
Mailing Address: PO BOX 777, BOURBONNAIS, IL 60914-0777
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766
Mailing Address: 6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766
FIRST INTEGRITY CAPITAL PARTNERS CORP.
330 CLEMATIS STREET, #210, WEST PALM BEACH, FL 33401
FIRST INTERNET SECURITIES NETWORK
4800 MONTGOMERY LANE, BETHESDA, MD 20814
FIRST INVESTORS CORPORATION
110 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
FIRST KENTUCKY SECURITIES CORPORATION
305 ANN STREET, STE 400, FRANKFORT, KY 40601
Mailing Address: P.O. BOX 554, FRANKFORT, KY 40602-0554
FIRST LEGACY GLOBAL MARKETS, LLC
16456 MARVIN ROAD, CHARLOTTE, NC 28277
FIRST LEGACY SECURITIES, LLC
1109 TOWNHOUSE ROAD, HELENA, AL 35080
Mailing Address: 1109 TOWNHOUSE ROAD, ATLANTA, GA 35080
FIRST LIBERTIES FINANCIAL
650 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
FIRST LINCOLN INVESTMENTS, INC.
1701 SOUTH 17TH STREET, SUITE 2B, LINCOLN, NE 68502
FIRST LONDON SECURITIES CORPORATION
2603 FAIRMOUNT ST, DALLAS, TX 75201
FIRST LONG ISLAND INVESTORS, LLC
1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673
FIRST MAN INVESTMENT SECURITIES CORP.
580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591
FIRST MANHATTAN CO
437 MADISON AVENUE, NEW YORK, NY 10022-7297
FIRST MERGER CAPITAL, INC
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
FIRST MIDSTATE INCORPORATED
306 N. MAIN STREET, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 3367, BLOOMINGTON, IL 61702-3367
FIRST MIDWEST SECURITIES, INC.
207 W. JEFFERSON STREET, SUITE 102, BLOOMINGTON, IL 61701
FIRST MUTUAL PLANNING CORP.
7370 SO. ORIOLE BOULEVARD, SUITE 601C, DELRAY BEACH, FL 33446
FIRST NATIONAL CAPITAL MARKETS
1620 DODGE STREET, 10TH FLOOR, MAIL STOP 1104, OMAHA, NE 68197
FIRST NEW YORK SECURITIES L.L.C.
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016
FIRST PUBLIC, LLC
12007 RESEARCH BLVD, AUSTIN, TX 78759
FIRST REPUBLIC SECURITIES COMPANY, LLC
111 PINE STREET, 7TH FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 111 PINE STREET, SAN FRANCISCO, CA 94111
FIRST RESEARCH FINANCIAL
4315 BRIARGROVE LANE, DALLAS, TX 75287
FIRST SECURITIES NORTHWEST, INC.
18824 SE MILDRED ST, MILWAUKIE, OR 97267
FIRST SOUTH CAROLINA SECURITIES, INC.
6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212
Mailing Address: P.O. BOX 21969, COLUMBIA, SC 29221
FIRST SOUTHEAST INVESTOR SERVICES, INC.
2430 MALL DRIVE, SUITE 200, CHARLESTON, SC 29406
Mailing Address: 2440 MALL DRIVE, CHARLESTON, SC 29406
FIRST SOUTHWEST COMPANY
325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652
FIRST STATE FINANCIAL MANAGEMENT, INC.
225 EAST COLUMBIA, FARMINGTON, MO 63640
FIRST STATE SECURITIES, INC.
7136 S. YALE #102, TULSA, OK 74136-6315
FIRST TENNESSEE BROKERAGE, INC.
530 OAK COURT DRIVE, SUITE 200, MEMPHIS, TN 38117
Mailing Address: P.O. BOX 240655, MEMPHIS, TN 38124-0655
FIRST TITAN FINANCIAL CORP.
5620 S. W. GREEN OAKS, SUITE D, ARLINGTON, TX 76017
FIRST TRUST PORTFOLIOS L.P.
120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187
FIRST TRYON SECURITIES, LLC
1355 GREENWOOD CLIFF, SUITE 401, CHARLOTTE, NC 28204
FIRST WASHINGTON CORPORATION
601 UNION ST – SUITE 3701, SEATTLE, WA 98101
FIRST WESTERN ADVISORS
6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121
Mailing Address: 6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121
FIRST WESTERN SECURITIES, INC.
669 AIRPORT FREEWAY #409, HURST, TX 76053
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
1224 EAST GREEN STREET, SUITE 200, PASADENA, CA 91106-3171
FIRST WINSTON SECURITIES, INC.
121-E REYNOLDA VILLAGE, WINSTON-SALEM, NC 27106
FIRSTENERGY CAPITAL (USA) CORP.
1100, 311-6TH AVENUE S.W., CALGARY, CALGARY, AB, T2P 3H2 CANADA
Mailing Address: 1100-311-6TH AVENUE S.W., CALGARY, T2P 3H2 CANADA
FIRSTMERIT FINANCIAL SERVICES, INC
3 CASCADE PLAZA, AKRON, OH 44308
FIRSTRADE SECURITIES INC.
133-25 37TH AVENUE, FLUSHING, NY 11354
FITZGIBBON TOIGO & CO. LLC
412 PARK STREET, UPPER MONTCLAIR, NJ 07043
FIVE MILE CAPITAL SECURITIES LLC
THREE STAMFORD PLAZA, 301 TRESSER BOULVARD, 9TH FLOOR, STAMFORD, CT 06901
FIVE STAR INVESTMENT SERVICES, INC.
55 N. MAIN STREET, WARSAW, NY 14569
FIXED INCOME CAPITAL PARTNERS, LLC
500 PARK BOULEVARD, SUITE 1325, ITASCA, IL 60143
FLEMING SECURITIES INCORPORATED
17797 NORTH PERIMETER DRIVE, SUITE 105, SCOTTSDALE, AZ 85255
FLETCHERBENNETT CAPITAL LLC
623 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10022
FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021
FLORIDA ATLANTIC SECURITIES CORP.
9130 SOUTH DADELAND BLVD., SUITE 1704, MIAMI, FL 33156
FLORIDA CAPITAL SECURITIES CORP.
300 INTERNATIONAL PARKWAY, SUITE 300, HEATHROW, FL 32746
FLORIDA INVESTMENT ADVISORS
601 BAYSHORE BLVD., SUITE 960, TAMPA, FL 33606
FMG DISTRIBUTORS, INC.
501 MERRITT 7, PENTHOUSE, NORWALK, CT 06851
Mailing Address: 501 MERRITT 7., PENTHOUSE, NORWALK, CT 06851
FMI CAPITAL ADVISORS, INC.
55 MADISON STREET, SUITE 410, DENVER, CO 80206
FMN CAPITAL CORPORATION
26041 ACERO, MISSION VIEJO, CA 92691
FMSBONDS, INC.
4775 TECHNOLOGY WAY, BOCA RATON, FL 33431
FMV CAPITAL MARKETS, LLC
3333 MICHELSON DR.# 900, IRVINE, CA 92612
FNB BROKERAGE SERVICES, INC.
815 COLORADO AVE., STUART, FL 34994
Mailing Address: 815 COLORADO AVENUE, STUART, FL 34994
FNBB CAPITAL MARKETS, LLC
600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209
FOCALPOINT SECURITIES, LLC
11766 WILSHIRE BLVD., SUITE 1270, LOS ANGELES, CA 90025
FOCUS CAPITAL GROUP, INC.
60 SOUTH SIXTH STREET, SUITE 2540, MINNEAPOLIS, MN 55402
FOCUS SECURITIES LLC
3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
725 15TH STREET N.W., WASHINGTON, DC 20005-2109
FOLIOFN INVESTMENTS, INC.
8180 GREENSBORO DR, 8TH FLOOR, MCLEAN, VA 22102
FONDSFINANS INC.
950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022
FOOTHILL SECURITIES, INC.
150 E. DANA STREET, MOUNTAIN VIEW, CA 94041
FORDHAM FINANCIAL MANAGEMENT, INC.
14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
FORESIDE DISTRIBUTION SERVICES, L.P.
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
FORESIDE FUND SERVICES, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
FORESIDE INVESTMENT SERVICES, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
FORESIGHT INVESTMENTS, LLC
450 SKOKIE BLVD, SUITE 507, NORTHBROOK, IL 60062
FOREST SECURITIES,INC.
7085 N.W. 100TH STREET, GRIMES, IA 50111
Mailing Address: P.O. BOX 523, JOHNSTON, IA 50131
FORESTERS EQUITY SERVICES, INC.
6640 LUSK BLVD, SUITE A202, SAN DIEGO, CA 92121
FORGE FINANCIAL GROUP, INC.
7682 N. FEDERAL HIGHWAY, SUITE 1, BOCA RATON, FL 33487
FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017
FORSYTH SECURITIES, INC.
243 N. LINDBERGH BLVD., ST. LOUIS, MO 63141
FORT DEARBORN CAPITAL ADVISORS, LLC
101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606
Mailing Address: 101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606
FORT WAYNE SECURITIES CORPORATION
206 HWY 930 WEST, NEW HAVEN, IN 46774
Mailing Address: P.O. BOX 187, NEW HAVEN, IN 46774
FORTIGENT SECURITIES COMPANY, LLC.
2600 TOWER OAKS BLVD, SUITE 500, ROCKVILLE, MD 20852-3103
FORTIS CLEARING AMERICAS LLC
175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604
FORTIS SECURITIES LLC
520 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, NEW YORK, NY 10022
FORTREND SECURITIES, INC.
1163 WAGON WHEEL CIRCLE, RENO, NV 89503
Mailing Address: LEVEL 42 55 COLLINS STREET, MELBOURNE, 3000 AUSTRALIA
FORTRESS GROUP, INC.
3379 PEACHTREE ROAD N.E.-SUITE 272, ATLANTA, GA 30326-1020
FORTUNE FINANCIAL SERVICES, INC.
1010 3RD AVENUE, NEW BRIGHTON, PA 15066-2012
Mailing Address: P.O. BOX 296, NEW BRIGHTON, PA 15066-0296
FORTUNE SECURITIES, INC.
388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801
FORUM CAPITAL SECURITIES LLC
140 EAST 45TH STREET, 23RD FLOOR, NEW YORK, NY 10017
FOUNDATION MARKETS CORPORATION
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
FOUNDERS FINANCIAL SECURITIES LLC
1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286
FOUR POINTS CAPITAL PARTNERS LLC
14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005
FOURBRIDGES CAPITAL ADVISORS, LLC
1300 BROAD STREET, SUITE 201, CHATTANOOGA, TN 37402
FOURTH STREET FINANCIAL GROUP, INC.
2245 GILBERT AVENUE, SUITE 100, CINCINNATI, OH 45206
FOX CHASE CAPITAL PARTNERS, LLC
167 MAIN ST, SUITE 2A, METUCHEN, NJ 08840
Mailing Address: 167 MAIN ST, METUCHEN, NJ 08840
FOX FINANCIAL MANAGEMENT CORPORATION
2129 NORTH JOSEY LANE, CARROLLTON, TX 75006
FOX RIVER EXECUTION TECHNOLOGY, LLC
2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101
Mailing Address: 2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101
FOX, REUSCH & CO., INC.
500 TRI-STATE BUILDING, 432 WALNUT STREET, CINCINNATI, OH 45202
Mailing Address: 432 WALNUT STREET, SUITE 500, CINCINNATI, OH 45202
FOX-DAVIES CAPITAL USA INC.
WHITEFRIARS HOUSE, 6 CARMELITE STREET, LONDON, EC4Y 0BS UK
FPA FUND DISTRIBUTORS, INC.
11400 W. OLYMPIC BLVD., STE. 1200, LOS ANGELES, CA 90064
Mailing Address: 11400 W. OLYMPIC BLVD, SUITE 1200, LOS ANGELES, CA 90064
FPCM SECURITIES, LLC
140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
FRANK CRYSTAL CAPITAL, INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504
FRANKLIN CAPITAL INC
5263 CRESTHAVEN BLVD-VILLA H, WEST PALM BEACH, FL 33415
FRANKLIN STREET SECURITIES, INC.
1450 RALEIGH RD, SUITE 300, CHAPEL HILL, NC 27517
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
600 FIFTH AVENUE, NEW YORK, NY 10020
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777
FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777
FRED ALGER & COMPANY, INCORPORATED
111 FIFTH AVENUE, NEW YORK, NY 10003
FREDERICK & COMPANY, INC.
WHITE MANOR, 1234 E. JUNEAU AVENUE, MILWAUKEE, WI 53202
FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022
FREEDOM INVESTMENTS, INC.
375 RARITAN CENTER PARKWAY, EDISON, NJ 08837
FREEDOM INVESTORS CORP.
333 BISHOPS WAY, STE 122, BROOKFIELD, WI 53005
FREEMAN & CO. SECURITIES LLC
645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022
FREESTONE SECURITIES, LLC
1918 EIGHTH AVENUE, SUITE 3400, SEATTLE, WA 98101
FREIMARK BLAIR & COMPANY, INC.
48 S.FRANKLIN TURNPIKE, RAMSEY, NJ 07446
Mailing Address: ONE RICE BLUFF ROAD, PAWLEY’S ISLAND, SC 29585
FREMONT CAPITAL, INC.
199 FREMONT STREET, SAN FRANCISCO, CA 94105-1895
FRIEDMAN, LUZZATTO & CO.
14755 PRESTON RD. STE 510, DALLAS, TX 75254
Mailing Address: 14755 PRESTON RD. STE 510, DALLAS, TX 75254
FRONTEGRA STRATEGIES, LLC
400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062
FRONTIER SOLUTIONS, LLC
1230 PEACHTREE STREET NE, SUITE 1750, ATLANTA, GA 30309
FROST BROKERAGE SERVICES, INC.
100 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299
FROST SECURITIES, INC.
2727 N. HARWOOD STE. 1000, DALLAS, TX 75201-1515
FRS SECURITIES, LLC
1110 BONIFANT STREET, SUITE 301, SILVER SPRING, MD 20910
FS2 CAPITAL PARTNERS, LLC
801 NORTH ORANGE AVENUE, SUITE 815, ORLANDO, FL 32801
FSB WARNER FINANCIAL, INC.
1001 PEOPLES SQUARE, WATERLOO, IA 50702
FSC SECURITIES CORPORATION
2300 WINDY RIDGE PKWY, SUITE 1100, ATLANTA, GA 30339
FSIC
701 – FIFTH AVENUE, SUITE 6870, SEATTLE, WA 98104
FSP INVESTMENTS LLC
401 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880
FT GLOBAL CAPITAL, INC.
1200 ABERNATHY ROAD, BLDG 600, SUITE 1700, ATLANTA, GA 30328
FTAM FUNDS DISTRIBUTOR, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328
FTI CAPITAL ADVISORS, LLC
1101 K STREET NW, 10TH FLOOR, WASHINGTON, DC 20005
Mailing Address: 1101 K STREET NW, SUITE B100, WASHINGTON, DC 20005
FTN FINANCIAL SECURITIES CORP
845 CROSSOVER LANE STE 150, MEMPHIS, TN 38117
Mailing Address: 845 CROSSOVER LANE, SUITE 150, MEMPHIS, TN 38117
FTP SECURITIES LLC
601 CALIFORNIA STREET, 22ND FLOOR, SAN FRANCISCO, CA 94108
FUBON SECURITIES USA, LLC
3452 EAST FOOTHILL BLVD, SUITE 100, PASADENA, CA 91107
FULCRUM SECURITIES, INC.
555 MARYVILLE UNIVERSITY DRIVE, SUITE 250, SAINT LOUIS, MO 63141
FUND INVESTORS, INC.
636 SCALP AVENUE, JOHNSTOWN, PA 15904
Mailing Address: 636 SCALP AVENUE, JOHNSTON, PA 15904
FUND SERVICES ADVISORS, INC. (FSA)
777 S. FIGUEROA STREET, 8TH FLOOR, LOS ANGELES, CA 90017
Mailing Address: 777 S. FIGUEROA STREET, SUITE 3200, LOS ANGELES, CA 90017
FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
FURTHER LANE SECURITIES, L.P.
250 EAST 54TH STREET, PENTHOUSE 1, NEW YORK, NY 10022
FUSAP SECURITIES LLC
630 FIFTH AVENUE, SUITE 1401, NEW YORK, NY 10111
FUSION ANALYTICS SECURITIES LLC
535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017
FUTURES INVESTMENT COMPANY
5914 NORTH 300 WEST, FREMONT, IN 46737
Mailing Address: 5914 N. 300 WEST, FREMONT, IN 46737
FUTURITY FIRST INVESTMENT SERVICES INC.
500 ENTERPRISE DR.,SUITE 4C, ROCKY HILL, CT 06067
G
G & W EQUITY SALES, INC.
201 W. 103RD STREET, SUITE 505, INDIANAPOLIS, IN 46290-1137
Mailing Address: P.O. BOX 40948, INDIANAPOLIS, IN 46240-0948
G – W BROKERAGE GROUP, INC.
215 WARREN STREET, BEVERLY, NJ 08010
G EQUITY INVESTMENT GROUP LTD.
527 S. WELLS ST., SUITE 700, CHICAGO, IL 60607
G&L PARTNERS, INC.
20 WEST STREET, APT. 5F, NEW YORK, NY 10006
G-TRADE SERVICES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
G. A. REPPLE & COMPANY
101 NORMANDY RD, CASSELBERRY, FL 32707
G. SELECT SECURITIES, LLC
2005 10TH STREET, SUITE D, BOULDER, CO 80302
G. W. & WADE ASSET MANAGEMENT COMPANY, INC.
93 WORCESTER STREET, WELLESLEY, MA 02481
G.C. ANDERSEN PARTNERS CAPITAL, LLC
430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019
G.F. INVESTMENT SERVICES, LLC
2080 RINGLING BOULEVARD, 3RD FLOOR, SARASOTA, FL 34237
G.L.S. & ASSOCIATES, INC.
200 CLINTON AVE SUITE 707, HUNTSVILLE, AL 35801
G.W. SHERWOLD ASSOCIATES, INC
22994 EL TORO ROAD, LAKE FOREST, CA 92630
G.X. CLARKE & CO.
10 EXCHANGE PLACE – SUITE 1005, JERSEY CITY, NJ 07302
Mailing Address: 10 EXCHANGE PLACE, JERSEY CITY, NJ 07302
G2 SECURITIES, LLC
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019
GA FINANCIAL, INC.
41 SOUTH HIGH STREET, SUITE 3400, COLUMBUS, OH 43215-3437
GABELLI & COMPANY, INC.
ONE CORPORATE CENTER, RYE, NY 10580-1435
GAGE-WILEY & CO., INC.
30 PLEASANT ST., NORTHAMPTON, MA 01060
Mailing Address: P.O. BOX 1028, NORTHAMPTON, MA 01061-1028
GAGNON SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
GAIN SECURITIES
27600 CHAGRIN BLVD., BEACHWOOD, OH 44122-3203
GAINES FINANCIAL CORPORATION
1919 NORTH BELT EAST STE 100, BELLEVILLE, IL 62221
Mailing Address: 1919 NORTH BELT EAST, BELLEVILLE, IL 62221
GALEN CORPORATION SECURITIES, INC
4000 LEGATO ROAD, SUITE 830, FAIRFAX, VA 22033
GALILEO GLOBAL SECURITIES, LLC
TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020
GALLATIN CAPITAL LLC
444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
GALT FINANCIAL GROUP, INC.
2815 TOWNSGATE RD., SUITE 100, WEST LAKE VILLAGE, CA 91361
Mailing Address: 2815 TOWNSGATE RD., SUITE 100, WESTLAKE VILLAGE, CA 91361
GALWAY CAPITAL, L.P.
3050 POST OAK BLVD., SUITE 1300, HOUSTON, TX 77056
GAM SERVICES, INC.
ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
GAMA GLOBAL INVESTMENTS, LLC
ONE MARKET STREET, SPEAR TOWER. 36TH FLOOR, SAN FRANCISCO, CA 94105
GAR WOOD SECURITIES, LLC
440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605
GARDEN STATE SECURITIES, INC.
1540 HIGHWAY 138, SUITE 303, WALL, NJ 07719
Mailing Address: 1540 HIGHWAY 138, WALL, NJ 07719
GARDNER FINANCIAL SERVICES, INC.
8421 WAYZATA BOULEVARD, SUITE 350, MINNEAPOLIS, MN 55426
GARDNER RICH, L.L.C.
401 S. FINANCIAL PLACE, CHICAGO, IL 60605
GARDNYR MICHAEL CAPITAL, INC.
2281 LEE ROAD, SUITE 105, WINTER PARK, FL 32789
GARP RESEARCH & SECURITIES COMPANY
2800 QUARRY LAKE DRIVE, SUITE 140, BALTIMORE, MD 21209
GARRETT NAGLE & CO., INC.
300 UNICORN PARK DRIVE, WOBURN, MA 01801
GARRY PIERCE FINANCIAL SERVICES,LLP
1929 N. WASHINGTON ST., BISMARCK, ND 58501
Mailing Address: P. O. BOX 7203, BISMARCK, ND 58507-7203
GARTMORE DISTRIBUTION SERVICES, INC.
GARTMORE HOUSE, 8 FENCHURCH PLACE, LONDON, EC3M 4PB UNITED KINGDOM
Mailing Address: ASCENDANT COMPLIANCE MANAGEMENT, INC., BOX 402, 16 CONKLIN STREET, SALISBURY, CT 06068
GARY GOLDBERG & CO., INC.
MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901
GARY HOCH AGENCY, INC.
2645 ELMWOOD AVE., BUFFALO, NY 14217
GATE US LLC
5 PENN PLAZA, 19 TH FLOOR, NEW YORK, NY 10001
Mailing Address: 5 PENN PLAZA, NEW YORK, NY 10001
GATES CAPITAL CORPORATION
100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516
GATEWAY FINANCIAL AGENCY CORPORATION
HC 79, BOX 640, OXFORD, AR 72565-9500
GB INVESTMENT SECURITIES, INC.
3250 WILSHIRE BLVD, SUITE 1404, LOS ANGELES, CA 90010
GBM INTERNATIONAL, INC.
2700 POST OAK BLVD., SUITE 1110, HOUSTON, TX 77056
GBS FINANCIAL CORP.
558 B STREET, SANTA ROSA, CA 95401-5274
GBS RETIREMENT SERVICES, INC.
TWO PIERCE PLACE, 21ST FLOOR, ITASCA, IL 60143
GCA SAVVIAN ADVISORS, LLC
150 CALIFORNIA STREET, 23RD FLOOR, SAN FRANCISCO, CA 94111
GCMI SECURITIES CORP.
19200 VON KARMAN AVENUE, SUITE 525, IRVINE, CA 92612
GCP SECURITIES, INC.
363 N. SAM HOUSTON PARKWAY #550, HOUSTON, TX 77060-2405
Mailing Address: 363 N. SAM HOUSTON PARKWAY E., SUITE 550, HOUSTON, TX 77060-2405
GDC SECURITIES, LLC
929 KINGS HIGHWAY EAST, FAIRFIELD, CT 06432
GE CAPITAL MARKETS, INC.
201 MERRITT 7, 3RD FLOOR, NORWALK, CT 06851
GE INVESTMENT DISTRIBUTORS, INC
3001 SUMMER STREET, STAMFORD, CT 06904-7900
Mailing Address: 3001 SUMMER STREET, P.O. BOX 7900, STAMFORD, CT 06904-7900
GEARY SECURITIES, INC.
211 NORTH ROBINSON STREET SUITE 200, OKLAHOMA CITY, OK 73102-7101
GEI BROKERAGE, INC.
ONE IBM PLAZA, 330 N. WABASH-STE. 2600, CHICAGO, IL 60611-3608
GELBAND & CO., INC.
750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017
GELBER SECURITIES, LLC
141 W. JACKSON BLVD. SUITE 2100A, CHICAGO, IL 60604
GEMINI CAPITAL L.L.C.
111 WEST JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604
GEMSTONE SECURITIES LLC
19321 US HIGHWAY 19 NORTH, BUILDING C, SUITE 412, CLEARWATER, FL 33764
GENEOS WEALTH MANAGEMENT, INC.
9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112
GENERAL SECURITIES CORP
422 E. ARMOUR ROAD, NORTH KANSAS CITY, MO 64116
GENERATIONAL CAPITAL MARKETS INC.
14241 DALLAS PARKWAY, SUITE 610, DALLAS, TX 75254
GENESIS CAPITAL, LLC
3414 PEACHTREE ROAD, NE, SUITE 700, ATLANTA, GA 30326
GENESIS SECURITIES, LLC
50 BROAD ST., NEW YORK, NY 10004
Mailing Address: 50 BROAD ST., SUITE 288, NEW YORK, NY 10004
GENEVE INTERNATIONAL CORPORATION
28712 MIRA VISTA, LAGUNA NIGUEL, CA 92677
GENUITY CAPITAL MARKETS USA CORP.
40 KING STREET WEST, SUITE 4900, TORONTO, ONTARIO, M5H 3Y2 CANADA
GENWORTH FINANCIAL SECURITIES CORPORATION
200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173
GEOFFREY RICHARDS SECURITIES CORP.
7570 S. FEDERAL HWY, SUITE 7, HYPOLUXO, FL 33462
GEORGE K. BAUM & COMPANY
4801 MAIN STREET, SUITE 500, KANSAS CITY, MO 64112
GEORGE MCKELVEY CO., INC.
529 WASHINGTON BLVD, SEA GIRT, NJ 08750-2904
Mailing Address: P.O. BOX 375, SEA GIRT, NJ 08750-2904
GEORGESON SECURITIES CORPORATION
199 WATER STREET 26TH FLOOR, NEW YORK, NY 10038
Mailing Address: 2 NORTH LASALLE STREET, MEZZANINE, CHICAGO, IL 60602
GERARD ASSET MANAGEMENT, LTD.
N87 W16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051
Mailing Address: N87 W 16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051
GERBRO SECURITIES, INC.
427 BEDFORD ROAD SUITE 270, PLEASANTVILLE, NY 10570
GERSON, HOROWITZ, GREEN SECURITIES CORP.
250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107
GERWIN GROUP, INC.
1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362
Mailing Address: 1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362
GETCO EXECUTION SERVICES LLC.
141 WEST JACKSON BLVD., STE 210, CHICAGO, IL 60604
GETCO SECURITIES, LLC
141 WEST JACKSON BLVD., STE. 210, CHICAGO, IL 60604
GFA SECURITIES, LLC
100 WILLIAM ST., SUITE 1825, NEW YORK, NY 10038
Mailing Address: 100 WILLIAM ST. SUITE 1825, NEW YORK, NY 10038
GFG SECURITIES, LLC
701 BRICKELL AVENUE, SUITE 1730, MIAMI, FL 33131
GFI SECURITIES LLC
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041
GH HASTINGS ASSOCIATES LLC
171 LILY LANE, GREENBANK, WA 98253
GILBERT, DONIGER & CO., INC.
825 THIRD AVENUE, NEW YORK, NY 10022
GILDER GAGNON HOWE & CO. LLC
3 COLUMBUS CIRCLE, NEW YORK, NY 10019
GILFORD SECURITIES INCORPORATED
777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017
GILL AND ROESER HOLDINGS, INC.
535 FIFTH AVENUE, 35TH FLOOR, NEW YORK, NY 10017
GILL CAPITAL PARTNERS
600 S. CHERRY ST., SUITE 800, DENVER, CO 80246-1710
GILT-EDGED EQUITIES, LLC
60 BROAD STREET, 38TH FL., NEW YORK, NY 10004
GIRARD CAPITAL, LLC
555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406
GIRARD PARTNERS LTD.
555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406
GIRARD SECURITIES, INC.
9560 WAPLES STREET, SUITE B, SAN DIEGO, CA 92121
GIT INVESTMENT SERVICES, INC.
1700 NORTH MOORE STREET, SUITE M1E, ARLINGTON, VA 22209-1903
GLADOWSKY CAPITAL MANAGEMENT CORP.
18 MANOR ROAD, SMITHTOWN, NY 11787
GLADSTONE SECURITIES, LLC
22 OAK DRIVE, GREENWICH, CT 06878
GLAUCON CAPITAL PARTNERS, L.L.C.
21 CARLTON DRIVE, MOUNT KISCO, NY 10549
GLEACHER PARTNERS LLC
660 MADISON AVE, 19TH FLOOR, NEW YORK, NY 10065
GLEN EAGLE ADVISORS LLC
200 AMERICAN METRO BOULEVARD, SUITE 114, HAMILTON, NJ 08619
GLENDALE SECURITIES, INC.
15233 VENTURA BLVD., SUITE 712, SHERMAN OAKS, CA 91403
GLENWOOD SECURITIES, INC.
11 WALL STREET, EBR 260, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET-34TH FL, NEW YORK, NY 10005
GLICKENHAUS & CO.
546 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10036-5000
GLOBAL ARENA CAPITAL CORP
708 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
GLOBAL BROKERAGE SERVICES, INC.
11350 MCCORMICK RD., EP III SUITE 901, HUNT VALLEY, MD 21031
GLOBAL CREDIT PARTNERS, LLC
10 MOUNTAINVIEW RD., SUITE 115, UPPER SADDLE RIVER, NJ 07458
GLOBAL DIRECT EQUITIES, LLC
C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 185 GREAT NECK ROAD, SUITE 300, GREAT NECK, NY 11021
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 65 BROADWAY 18TH FLOOR, NEW YORK, NY 10006
GLOBAL EQUITY HOLDINGS, LLC
20 HILL AND DALE ROAD, LEBANON, NJ 08833
GLOBAL FINANCIAL SERVICES, L.L.C.
1330 POST OAK BLVD., STE 2100, HOUSTON, TX 77056-3019
Mailing Address: 1330 POST OAK BLVD, STE 2100, HOUSTON, TX 77056-3019
GLOBAL HUNTER SECURITIES, LLC
400 POYDRAS STREET, SUITE 1510, NEW ORLEANS, LA 70130
GLOBAL INVESTOR SERVICES, L.C.
777 BRICKELL AVE. — SUITE 1010, MIAMI, FL 33131
GLOBAL LEISURE PARTNERS, LLC
17/18 OLD BOND STREET, LONDON, W1S 4PT ENGLAND
GLOBAL MARKETS, LLC
2700 QUEBEC STREET NW, WASHINGTON, DC 20008-1223
GLOBAL RESOURCE INVESTMENTS, LTD.
7770 EL CAMINO REAL, CARLSBAD, CA 92009-8506
GLOBAL STRATEGIC INVESTMENTS, LLC
701 BRICKELL AVENUE, SUITE 1420, MIAMI, FL 33131
GLOBAL TRADING GROUP, INC.
195 HAZELWOOD DRIVE, WESTBURY, NY 11590
GLOBAL TRANSITION SOLUTIONS, INC.
4700 N PROSPECT RD, SUITE 6, PEORIA HEIGHTS, IL 61616
GLOBAL UNITED SECURITIES LTD.
118 BAXTER STREET, ROOM 505, NEW YORK, NY 10013
GLOBAL WINE PARTNERS (U.S.) LLC
899 ADAMS STREET, SUITE F, ST. HELENA, CA 94574
GLOBAL-AMERICAN INVESTMENTS, INC.
20277 VALLEY BLVD, STE A, WALNUT, CA 91789
GLOBALINK SECURITIES, INC.
1045 WEST HUNTINGTON DR., SUITE 201, ARCADIA, CA 91007
GLOBEOP MARKETS LIMITED
ONE SOUTH ROAD, HARRISON, NY 10528
GLOVER CAPITAL, INC.
506 INTERNATIONAL TOWER, 229 PEACHTREE ST N.E., ATLANTA, GA 30303
Mailing Address: 506 INTERNATIONAL TOWER, 229 PEACHTREE ST NE, ATLANTA, GA 30303
GLP INVESTMENT SERVICES, LLC
37000 TWELVE MILE ROAD, SUITE 101, FARMINGTON HILLS, MI 48331
GMAC SECURITIES LLC
300 GALLERIA OFFICENTRE, SUITE 200, MAIL CODE 480-300-226, SOUTHFIELD, MI 48034
Mailing Address: P.O. BOX 5074, MAIL CODE 480-300-226, SOUTHFIELD, MI 48086
GNV ADVISORS, LLC
181 W. MADISON STREET, SUITE 3575, CHICAGO, IL 60602
GOELZER INVESTMENT MANAGEMENT
111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204
Mailing Address: 111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204
GOLD BRIDGE CAPITAL, LLC
ONE MARKET STREET, STEUART STREET TOWER, SUITE 2550, SAN FRANCISCO, CA 94105
GOLD COAST SECURITIES, INC.
275 E. HILLCREST DRIVE-SUITE 225, THOUSAND OAKS, CA 91360-8241
GOLDEN BENEFICIAL SECURITIES CORPORATION
5850 SAN FELIPE, SUITE 111, HOUSTON, TX 77057
Mailing Address: 5850 SAN FELIPE, SUITE111, HOUSTON, TX 77057
GOLDEN STREAM SECURITIES, INC.
9494 SOUTHWEST FREEWAY #360, HOUSTON, TX 77074
Mailing Address: 9494 SOUTHWEST FREEWAY #360, HOUSTON, TX 77074
GOLDK INVESTMENT SERVICES, INC
175 FEDERAL STREET, 6TH FLOOR, BOSTON, MA 02110
GOLDMAN CAPITAL MANAGEMENT, INC.
767 THIRD AVE. 25TH FL, NEW YORK, NY 10017
Mailing Address: 767 THIRD AVE. 25TH FL, NEW YORK, NY 10017
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
30 HUDSON STREET, JERSEY CITY, NJ 07302-4699
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
GOLDMAN SACHS JBWERE INC.
200 WEST STREET, 4TH FLOOR, NEW YORK, NY 10282-2198
GOLDMAN, LASS SECURITIES
20 S BROADWAY RM 907, YONKERS, NY 10701
GOLDMAN, SACHS & CO.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
GOLF HOST SECURITIES, INC.
36750 US HWY 19 N., PALM HARBOR, FL 34684
GONOW SECURITIES, INC.
3580 WILSHIRE BOULEVARD, 17TH FLOOR, LOS ANGELES, CA 90010
GOODBODY SECURITIES INC
405 PARK AVENUE, NEW YORK, NY 10022
GOODWIN BROWNING & LUNA SECURITIES, INC.
7801 ACADEMY NE BLDG. 2 STE. 101, ALBUQUERQUE, NM 87109
GOOGINS & ANTON, INC.
6417 UNIVERSITY AVE, MIDDLETON, WI 53562-3417
GORDIAN GROUP, LLC
950 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022
GORDIAN KNOT INC.
410 PARK AVENUE – 7TH FLOOR, NEW YORK, NY 10022
GORDON & CO.
63 PLEASANT STREET, SUITE 200, WATERTOWN, MA 02472
GORDON, HASKETT & CO.
71 ARCH STREET, GREENWICH, CT 06830
GORDON, HASKETT CAPITAL CORPORATION
441 LEXINGTON AVENUE 10TH FL., NEW YORK, NY 10017
GOTTBETTER CAPITAL MARKETS, LLC
488 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022
Mailing Address: 488 MADISON AVENUE, 12 FLOOR, NEW YORK, NY 10022
GOULD CAPITAL, LLC
5245 CATTERTON ROAD, FREE UNION, VA 22940
GOULD, AMBROSON & ASSOCIATES LTD.
600 OLD COUNTRY ROAD, SUITE 337, GARDEN CITY, NY 11530
GOVDESK, LLC
999 N. SEPULVEDA BLVD, SUITE # 550, EL SEGUNDO, CA 90245
Mailing Address: 999 N. SEPULVEDA BLVD, SUITE 550, EL SEGUNDO, CA 90245
GOVERNMENT CAPITAL SECURITIES CORPORATION
345 MIRON DR, SOUTHLAKE, TX 76092
Mailing Address: 345 MIRON DR., SOUTHLAKE, TX 76092
GOVERNMENT PERSPECTIVES, LLC
20 TOLAN WAY, LAFAYETTE, CA 94549
Mailing Address: 20 TOLAN WAY, LAFAYETTE, CA 94549
GP BULLHOUND, INC.
ONE MARITIME PLAZA, SUITE 1620, SAN FRANCISCO, CA 94111
GPC SECURITIES, INC.
715 PEACHTREE STREET NE, 10TH FL, GA2-002-10-43, ATLANTA, GA 30308
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
GRACE FINANCIAL GROUP LLC
25 HAMPTON ROAD, SOUTHHAMPTON, NY 11968
GRADIENT SECURITIES, LLC
4570 CHURCHILL STREET SUITE 110, SHOREVIEW, MN 55126
GRAIL SECURITIES, LLC
767 3RD AVE, 21ST FLOOR, NEW YORK CITY, NY 10017
GRAMERCY FINANCIAL SERVICES LLC
20 DAYTON AVENUE, GREENWICH, CT 06830
Mailing Address: 20 DAYTON AVENUE, GREENWICH, CT 06830
GRAMERCY SECURITIES, INC.
3949 OLD POST ROAD, CHARLESTON, RI 02813
Mailing Address: P.O. BOX 1059, CHARLESTOWN, RI 02813
GRAND AVENUE CAPITAL PARTNERS, LLC
600 S. LAKE AVENUE, SUITE 507, PASADENA, CA 91106
GRAND CAPITAL CORP.
115 WEST 45TH STREET, SUITE 602, NEW YORK, NY 10036
GRAND DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233
GRAND FINANCIAL, INC.
15303 DALLAS PARKWAY STE. 1010, ADDISON, TX 75001
GRANDFUND INVESTMENT GROUP, LLC
26 SANFORD LANE, LAFAYETTE, CA 94549
GRANDVIEW CAPITAL, INC.
300 S PINE ISLAND RD, SUITE 305, FORT LAUDERDALE, FL 33324
GRANDWOOD SECURITIES LLC
15 WEST 26TH STREET, 9TH FLOOR, NEW YORK, NY 10010
GRANITE FINANCIAL GROUP, LLC
447 PALMITAS STREET, SOLANA BEACH, CA 92075
Mailing Address: PO BOX 19876, SAN DIEGO, CA 92159
GRANT STREET SECURITIES, INC.
ALLEGHENY BUILDING, 429 FORBES AVE. – SUITE 1800, PITTSBURGH, PA 15219-1604
GRANT THORNTON CORPORATE FINANCE, LLC
226 CAUSEWAY STREET, BOSTON, MA 02114
GRANT WILLIAMS L.P.
1650 MARKET STREET, 53RD FLOOR, PHILADELPHIA, PA 19103
GRAYBILL INVESTMENTS
22151 VENTURA BOULEVARD, SUITE 203, WOODLAND HILLS, CA 91364-1649
Mailing Address: 22151 VENTURA BLVD., SUITE 203, WOODLAND HILLS, CA 91364
GRB FINANCIAL LLC
1415 W. RANDOL MILL, ARLINGTON, TX 76012
GREAT AMERICAN ADVISORS, INC.
525 VINE STREET, 7TH FLOOR, CINCINNATI, OH 45202
Mailing Address: P.O. BOX 357, CINCINNATI, OH 45201-0357
GREAT AMERICAN INVESTORS, INC.
6025 METCALF LANE, OVERLAND PARK, KS 66202
GREAT CIRCLE FINANCIAL
675 SIERRA ROSE DRIVE, RENO, NV 89511
Mailing Address: P.O. BOX 18200, RENO, NV 89511
GREAT NATION INVESTMENT CORPORATION
5408-A BELL STREET, AMARILLO, TX 79109
Mailing Address: P.O. BOX 7566, AMARILLO, TX 79114-7566
GREAT PACIFIC SECURITIES
151 KALMUS DRIVE, BUILDING H8, COSTA MESA, CA 92626
GREAT POINT CAPITAL LLC
175 W. JACKSON, SUITE 1450, CHICAGO, IL 60604-2710
GREEN MANNING & BUNCH, LTD.
1515 WYNKOOP ST, SUITE 800, DENVER, CO 80202
GREEN STREET ADVISORS, INC.
660 NEWPORT CENTER DRIVE, SUITE 800, NEWPORT BEACH, CA 92660
GREENBERG FINANCIAL GROUP
4511 N CAMPBELL AVE, TUCSON, AZ 85718
Mailing Address: 4511 N CAMBELL AVE, TUCSON, AZ 85718
GREENBRIER DIVERSIFIED, INC.
8530 WILSHIRE BOULEVARD, SUITE 200, BEVERLY HILLS, CA 90211-3113
GREENCOAST CAPITAL PARTNERS LLC
15263 MULHOLLAND DRIVE, LOS ANGELES, CA 90077
GREENE HOLCOMB & FISHER LLC
90 S. SEVENTH ST, SUITE 5400, MINNEAPOLIS, MN 55402
Mailing Address: SUITE 5400, 90 S. 7TH STREET, MINNEAPOLIS, MN 55402
GREENHILL & CO., LLC
300 PARK AVENUE, NEW YORK, NY 10022
GREENMAN PARKER CONNALLY GREENMAN INCORPORATED
2800 S HULEN SUITE 201, FT. WORTH, TX 76109
GREENMOOR FINANCIAL GROUP, LLC
200 S. WACKER, 19TH FLOOR, CHICAGO, IL 60606
GREENTECH CAPITAL ADVISORS SECURITIES, LLC
780 THIRD AVENUE, 27TH FLOOR, NEW YORK, NY 10017
GREENTREE BROKERAGE SERVICES, INC.
1700 MARKET STREET, SUITE 1420, PHILADELPHIA, PA 19103
Mailing Address: 1700 MARKET ST., SUITE 1420, PHILADELPHIA, PA 19103
GREENTREE INVESTMENT SERVICES, INC.
600 WASHINGTON AVENUE, SUITE 200, BRIDGEVILLE, PA 15017-0088
Mailing Address: P.O. BOX 88, BRIDGEVILLE, PA 15017-0088
GREENWICH FINANCIAL SERVICES, L.L.C.
599 WEST PUTNAM AVENUE, GREENWICH, CT 06830
GREENWICH PRIME TRADING GROUP, LLC
100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT 06902
GREGORY J. SCHWARTZ & CO., INC.
3707 WEST MAPLE ROAD, BLOOMFIELD HILLS, MI 48301-3212
GREGORY, ZENT & SWANSON INC.
4011 W. JEFFERSON BLVD. – SUITE 225, FORT WAYNE, IN 46804
Mailing Address: 4011 W. JEFFERSON BLVD., SUITE 225, FORT WAYNE, IN 46804
GREIF & CO.
633 WEST FIFTH STREET, 65TH FLOOR, LOS ANGELES, CA 90071-2005
GREMO INVESTMENTS, INC.
2724 PLANTE ROAD, NORTH AURORA, IL 60542
GRENEL & CO., LLC
31-33 CRESTWOOD DRIVE, WEST ORANGE, NJ 07052
Mailing Address: 31-33 CRESTWOOD DRIVE, WEST ORANGE, NJ 07052
GREY BASSETT LLC
1455 EAST PUTNAM AVE., 2ND FL, GREENWICH, CT 06870
GREYWOLF EXECUTION PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL ST., – 34TH FLOOR, NEW YORK, NY 10005
GRF CAPITAL INVESTORS, INC.
6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020
Mailing Address: 6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020
GRIDLEY & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022
GRIFFIN CAPITAL SECURITIES, INC.
2121 ROSECRANS AVENUE, SUITE 3321, EL SEGUNDO, CA 90245
Mailing Address: 2121 ROSECRANS AVENUE, SUITE 3321, EL SEGUNDO, CA 90245
GRIFFIN FINANCIAL GROUP, LLC
607 WASHINGTON STREET, READING, PA 19603
Mailing Address: 607 WASHINGTON STREET, READING, PA 19603
GRIFFIN SECURITIES, INC.
17 STATE STREET, NEW YORK, NY 10004
GRIFFITHS MCBURNEY CORP.
145 KING STREET W, SUITE 300, TORONTO, M5H 1J8 CANADA
Mailing Address: 145 KING STREET W-SUITE 300, SUITE 300, TORONTO, M5H 1J8 CANADA
GRIGSBY & ASSOCIATES, INC.
311 CALIFORNIA STREET #3, SUITE 320, SAN FRANCISCO, CA 94104-2605
Mailing Address: 311 CALIFORNIA STREET, SUITE 320, SAN FRANCISCO, CA 94104-2605
GRODSKY ASSOCIATES, INC.
76 SOUTH ORANGE AVENUE, SOUTH ORANGE, NJ 07079-1923
GROSVENOR SECURITIES LLC
900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL 60611-6541
GROTON SECURITIES LLC
640 FIFTH AVENUE, SUITE 1700, NEW YORK, NY 10019
GROUPARGENT SECURITIES, LLC
445 PARK AVE., 2ND FLOOR, NEW YORK, NY 10022
GROWTH CAPITAL SERVICES, INC.
582 MARKET STREET, SUITE 1503, SAN FRANCISCO, CA 94104
GROWTH VENTURE PARTNERS, INC.
10275 COLLINS AVENUE, SUITE 518, SUITE 518, BAL HARBOUR, FL 33154
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
835 PAGE MILL ROAD, PALO ALTO, CA 94304
GRUBB & ELLIS SECURITIES, INC.
1551 N. TUSTIN AVENUE, SUITE 300, SANTA ANA, CA 92705
GRUPPO, LEVEY & CO.
122 EAST 42ND STREET, 46TH FLOOR, NEW YORK, NY 10168
GRW CAPITAL CORPORATION
1010 VERMONT AVE NW, STE #710, WASHINGTON, DC 20005
GS CAPITAL MANAGEMENT, LLC
1100 PEACHTREE ST. NE, SUITE 1480, ATLANTA, GA 30309
GSF CAPITAL MARKETS, LLC
200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810
Mailing Address: 200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810
GSH ADVISORY SERVICES, INC.
5 REVERE DRIVE, SUITE 200, NORTHBROOK, IL 60062-8000
GSP SECURITIES LLC
6 EAST 43RD STREET, NEW YORK, NY 10017
GT SECURITIES, INC.
6033 W. CENTURY BLVD., SUITE 150, LOS ANGELES, CA 90045
GTO GROUP, LLC
56 SOUTH SUNNYCREST DRIVE, LITTLE SILVER, NJ 07739
GUARANTY BROKERAGE SERVICES, INC.
400 FIRST ST. S., SUITE 300, ST. CLOUD, MN 56301
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
120 S. VILLAGECENTER DR., SOUTHLAKE, TX 76092
Mailing Address: 100 S. VILLAGECENTER DR., SOUTHLAKE, TX 76902
GUARDIAN INVESTOR SERVICES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004
Mailing Address: 81 HIGHLAND AVE., BETHLEHEM, PA 18017
GUGGENHEIM INVESTOR SERVICES, LLC
135 EAST 57TH ST, 15TH FLOOR, NEW YORK, NY 10022
GUGGENHEIM LIQUIDITY SERVICES, LLC
280 PARK AVENUE, 31ST FLOOR, WEST BUILDING, NEW YORK, NY 10017-1216
GUGGENHEIM SECURITIES, LLC
135 EAST 57TH STREET, 7TH FLOOR, NEW YORK, NY 10022
GUIDANCE SECURITIES, LLC
11109 SUNSET HILLS ROAD, RESTON, VA 20190
GUIDESTONE FINANCIAL SERVICES
2401 CEDAR SPRINGS ROAD, DALLAS, TX 75201-1498
GULFSTAR GROUP I, LTD.
700 LOUISIANA STREET STE 3800, HOUSTON, TX 77002
Mailing Address: 700 LOUISIANA ST STE 3800, HOUSTON, TX 77002
GUNN & COMPANY INCORPORATED
711 NAVARRO, SUITE 406, SAN ANTONIO, TX 78205
GURUN INVESTMENT ADVISORS, INC.
4925 GREENVILLE AVE, SUITE 1102, DALLAS, TX 75206-4026
GUZMAN & COMPANY
101 ARAGON AVENUE, CORAL GABLES, FL 33134-5426
GVC CAPITAL LLC
5350 SO. ROSLYN ST., SUITE 400, GREENWOOD VILLAGE, CO 80111-2124
GWFS EQUITIES, INC.
8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8525 EAST ORCHARD ROAD, 2T3, GREENWOOD VILLAGE, CO 80111-5002
GWM GROUP, INC.
410 PARK AVENUE, SUITE 410, NEW YORK, NY 10022
GWN SECURITIES INC.
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764
GYRE SECURITIES, LLC
370 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10017
H
H & L EQUITIES, LLC
1175 PEACHTREE ST., N.E., SUITE 2120, ATLANTA, GA 30361-6206
H. BECK, INC.
11140 ROCKVILLE PIKE, SUITE 400, ROCKVILLE, MD 20852
Mailing Address: 11140 ROCKVILLE PIKE-400, ROCKVILLE, MD 20852
H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028
H. KAWANO & CO., INC.
1149 BETHEL STREET #503, HONOLULU, HI 96813-2212
Mailing Address: P.O. BOX 4406, HONOLULU, HI 96812-4406
H. RIVKIN & CO., INC.
12 WEST DELAWARE AVENUE, PENNINGTON, NJ 08534
H. ROARK & ASSOCIATES, INC.
10775 DOUBLE R BLVD, RENO, NV 89521
Mailing Address: 7445 BRYAN CANYON ROAD, CARSON CITY, NV 89704
H.C. WAINWRIGHT & CO., INC.
52 VANDERBILT AVENUE 12TH FLOOR, NEW YORK, NY 10017
H.D. BRENT & COMPANY, INC.
208 SOUTH LASALLE, SUITE #1350, CHICAGO, IL 60604
H.D. VEST INVESTMENT SERVICES
6333 NORTH STATE HIGHWAY 161, 4TH FLOOR, IRVING, TX 75038-2200
HA&W STRATEGIC PARTNERS, LLC
FIVE CONCOURSE PARKWAY, SUITE 600, ATLANTA, GA 30328
HAAS FINANCIAL PRODUCTS, INC.
29600 NORTHWESTERN HWY-STE. 114, SOUTHFIELD, MI 48034
Mailing Address: 29600 NORTHWESTERN HWY-STE 114, SOUTHFIELD, MI 48034
HABERMAN BROS.
900 THIRD AVE., 2ND FLOOR, NEW YORK, NY 10022
HADLEY PARTNERS, INCORPORATED
2301 ROSECRANS AVENUE, SUITE 4160, EL SEGUNDO, CA 90245
HAGEN SECURITIES, INC.
2112 CENTURY PARK LANE, #415, LOS ANGELES, CA 90067
HAHN SECURITIES, INC.
201 HILLSBORO AVENUE, 2ND FLOOR, EDWARDSVILLE, IL 62025
Mailing Address: P.O. BOX 630, 201 HILLSBORO AVE 2ND FLOOR, EDWARDSVILLE, IL 62025
HALBERT, HARGROVE & CO.
111 W. OCEAN BLVD., STE. 2300, LONG BEACH, CA 90801-9931
Mailing Address: P.O. BOX 1070, LONG BEACH, CA 90801-9931
HALCYON CAPITAL MARKETS LLC
11 FISH COVE ROAD, MEREDITH, NH 03253
Mailing Address: 11 FISH COVE ROAD, MEREDITH, NH 03253
HALES CAPITAL SECURITIES
250 PARK AVENUE, SUITE 2050, NEW YORK, NY 10177
HALEY SECURITIES, INC.
10703 J STREET, SUITE 102, OMAHA, NE 68127
HALL & ROMKEMA FINANCIAL SERVICES, LLC
3495 COOLIDGE, EAST LANSING, MI 48823
HALLMARK INVESTMENTS, INC.
420 LEXINGTON AVENUE, NEW YORK, NY 10170
HALPERN CAPITAL, INC.
20900 NE 30TH AVE., SUITE 200, AVENTURA, FL 33180
HALTER FINANCIAL SECURITIES, INC.
500 WEST PUTNAM AVE.1, SUITE 400, GREENWICH, CT 06830
HALYARD SECURITIES, LLC
375 PARK AVENUE SUITE 1604, NEW YORK, NY 10152
HAMERSLEY PARTNERS LLC
420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116
HAMILTON CAVANAUGH & ASSOCIATES, INC.
661 NORTH BROADWAY, WHITE PLAINS, NY 10603
HAMILTON CLARK SECURITIES COMPANY
1701 PENNSYLVANIA AVENUE NW, SUITE 300, WASHINGTON, DC 20006
HAMILTON EXECUTIONS L.L.C.
71 BROADWAY, STE 12 J, NEW YORK, NY 10006
HAMILTON MILLER INVESTMENTS, LLC
5350 S. ROSLYN ST. SUITE 350, GREENWOOD VILLAGE, CO 80111
HAMILTON, JOHNSTON & CO., INC.
600 COLLEGE ROAD EAST, PRINCETON, NJ 08540
HAMMERMAN & STRICKLAND SECURITIES, LLC
18544 DALE MABRY HWY N, LUTZ, FL 33548-7900
HAMPTON HEDGE FUND MARKETING, LLC
2605 GENEVA HILL COURT, OAKTON, VA 22124
HAMPTON SECURITIES (USA), INC.
141 ADELAIDE STREET WEST, SUITE 1800, TORONTO, ONTARIO, M5H 3L5 CANADA
HANCOCK FINANCIAL, INC.
1563 VIRGINIA WAY, LA JOLLA, CA 92037-3836
HANCOCK INVESTMENT SERVICES, INC.
2600 CITIPLACE DR., SUITE 100, BATON ROUGE, LA 70808
HANCOCK SECURITIES GROUP, LLC
383 MARSHALL AVENUE, ST. LOUIS, MO 63119
HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024
HANDELSBANKEN MARKETS SECURITIES, INC.
875 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022-4678
HANKERSON FINANCIAL, INC.
2929 NORTH 44TH STREET #200, PHOENIX, AZ 85018
Mailing Address: 2929 N. 44TH ST. STE. 200, PHOENIX, AZ 85018
HANMI ASSET SECURITIES,INC.
3600 WILSHIRE BLVD, SUITE 2226, LOS ANGELES, CA 90010
HANOVER CAPITAL SECURITIES INC.
200 METROPLEX DRIVE, SUITE 100, EDISON, NJ 08817
HANSON MCCLAIN
3620 FAIR OAKS BLVD #300, SACRAMENTO, CA 95864
HANSON-IMPERATORE SECURITIES, INC.
2 MORRISTOWN ROAD, BERNARDSVILLE, NJ 07924
HANTZ FINANCIAL SERVICES, INC.
24901 NORTHWESTERN HWY., SUITE 710, SOUTHFIELD, MI 48075
Mailing Address: 24901 NORTHWESTERN HWY., SUITE 710, SOUTHFIELD, MI 48075
HAPOALIM SECURITIES USA, INC.
ONE BATTERY PARK PLAZA – 2ND FLOOR, NEW YORK, NY 10004-1405
HARBOR FINANCIAL SERVICES, LLC
RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL 36602
HARBOR FUNDS DISTRIBUTORS, INC.
111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606
HARBOR INVESTMENT ADVISORY, LLC
100 LIGHT STREET, SUITE 1300, BALTIMORE, MD 21202
HARBOR LIGHT SECURITIES, LLC
1039 DEEP WOODS DRIVE, MARION, NC 28752
HARBOUR INVESTMENTS, INC.
575 D’ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719
HARDCASTLE TRADING USA L.L.C.
755 SECAUCUS ROAD, SUITE F1110, SECAUCUS, NJ 07094
HARDT GROUP INVESTOR SERVICES LLC
99 PARK AVENUE, SUITE 1550, NEW YORK, NY 10016
Mailing Address: 99 PARK AVENUE, SUITE 1550, NEW YORK, NY 10016
HARGER AND COMPANY, INC.
8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809
HAROLD C. BROWN & CO., LLC
ONE HSBC CENTER (SUITE 3800), BUFFALO, NY 14203-2898
HAROLD DANCE INVESTMENTS
360 NORTH MAIN, LOGAN, UT 84321
HARPETH SECURITIES, LLC
FIFTH THIRD CENTER, 424 CHURCH STREET – SUITE 2900, NASHVILLE, TN 37219-2334
HARRIS ASSOCIATES SECURITIES L.P.
TWO NORTH LASALLE STREET, SUITE 500, CHICAGO, IL 60602-3790
HARRIS CAPITAL CORP.
37 JEROME AVENUE, #5, BLOOMFIELD, CT 06002
Mailing Address: 37 JEROME AVENUE, BLOOMFIELD, CT 06002
HARRIS INVESTOR SERVICES, INC.
311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606
Mailing Address: 311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606
HARRIS WILLIAMS & CO.
1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219
HARRISON DOUGLAS, INC.
3025 SOUTH PARKER RD., 801, AURORA, CO 80014
HARTFIELD, TITUS & DONNELLY, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
HARTFORD EQUITY SALES COMPANY INC.
200 HOPMEADOW ST, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06089
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
200 HOPMEADOW STREET, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06016
HARTFORD LIFE DISTRIBUTORS, LLC
1500 LIBERTY RIDGE DRIVE, STE 100, WAYNE, PA 19087-5592
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.
200 HOPMEADOW STREET, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06016
HARVEST CAPITAL LLC
530 SILAS DEANE HWY, SUITE 300, WETHERSFIELD, CT 06109
HARVEST FINANCIAL CORPORATION
1100 SMALLMAN STREET, PITTSBURGH, PA 15222
HARVESTONS SECURITIES, INC.
8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111
HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
HATTERAS CAPITAL
8540 COLONNADE CENTER DR, # 401, RALEIGH, NC 27615
HAVENWOOD CAPITAL MARKETS, LLC
909 RIDGEBROOK ROAD SUITE 104, SPARKS, MD 21152
HAVERFORD TRUST SECURITIES, INC.
THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087-4599
HAVKIT CORPORATION
64-31 ELLWELL CRESCENT, REGO PARK, NY 11374-5030
HAWTHORNE SECURITIES CORPORATION
500 FRANKLIN VILLAGE DRIVE, SUITE 208, FRANKLIN, MA 02038
HAYWOOD SECURITIES (USA) INC.
400 BURRARD STREET, SUITE 2000, VANCOUVER, BC, V6C 3A6 CANADA
HAZARD & SIEGEL, INC.
5790 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214
HAZLETT, BURT & WATSON, INC.
1300 CHAPLINE STREET, WHEELING, WV 26003
HBH ADVISORS, LLC
1415 W. 22ND STREET, SUITE 1250, OAK BROOK, IL 60523
HBK GLOBAL SECURITIES L.P.
2101 CEDAR SPRINGS ROAD, SUITE 700, DALLAS, TX 75201
HBK SORCE BROKERAGE LLC
7620 MARKET STREET, #202, BOARDMAN, OH 44512
HBW SECURITIES LLC
3355 COCHRAN STREET, SUITE 100, SIMI VALLEY, CA 93063
HEADWATERS BD, LLC
ONE TABOR CENTER-SUITE 900, 1200 SEVENTEENTH STREET, DENVER, CO 80202
HEALTHCARE COMMUNITY SECURITIES CORPORATION
ONE EMPIRE DRIVE, RENSSELAER, NY 12144
HEARTLAND INVESTMENT ASSOCIATES, INC.
2202 HERITAGE GREEN DRIVE, HIAWATHA, IA 52233
Mailing Address: P.O. BOX 10167, CEDAR RAPIDS, IA 52410-0167
HEDGE FUND CAPITAL PARTNERS, LLC
546 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10036
HEDGE HARBOR INC.
800 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022
HEDGECO SECURITIES, LLC
400 CLEMATIS STREET, SUITE 205, WEST PALM BEACH, FL 33401
HEFFERNAN SECURITIES, LLC
120 HOWARD STREET, SUITE 550, SAN FRANCISCO, CA 94105
HEFLIN & CO., L.L.C.
2101 ROSECRANS AVENUE, SUITE 3220, EL SEGUNDO, CA 90245
HEFREN-TILLOTSON, INC.
308 SEVENTH AVENUE, PITTSBURGH, PA 15222-3909
HEIGHT SECURITIES, LLC
975 F STREET, NW, SUITE 520, WASHINGTON, DC 20004
HEIM, YOUNG & ASSOCIATES, INC.
1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211
HEITMAN SECURITIES LLC
191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
Mailing Address: 191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
HELVEA INC.
1800 MCGILL COLLEGE AVENUE, SUITE 1020, MONTREAL QUEBEC, H3A 3J6 CANADA
HENDERSON CAPITAL PARTNERS, LLC
1300 CLAY STREET, SUITE 600, OAKLAND, CA 94612
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
737 N. MICHIGAN AVE., SUITE 1700, CHICAGO, IL 60611
HENLEY & COMPANY LLC
1290 RXR PLAZA, UNIONDALE, NY 11556
HENNION & WALSH, INC.
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018
HEPFNER SECURITIES CORP.
3554 LEXINGTON DRIVE, AUBURN HILLS, MI 48326
HERBERT J. SIMS & CO. INC.
3530 POST ROAD, SUITE 301, SOUTHPORT, CT 06890
HERITAGE BENEFITS FINANCIAL SERVICES, INC.
2950 NORTHUP WAY STE 105, BELLEVUE, WA 98004-1406
HERITAGE CAPITAL GROUP, INC.
4811 BEACH BOULEVARD, SUITE 300, JACKSONVILLE, FL 32207
HERITAGE FINANCIAL SYSTEMS, INC.
2 WEST LIBERTY BLVD, SUITE 203, MALVERN, PA 19355
HERMAN, ALEXIS & CO., INC.
1522 W. MANCHESTER AVENUE, LOS ANGELES, CA 90047
HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401
HEWITT FINANCIAL SERVICES LLC
100 HALF DAY ROAD, LINCOLNSHIRE, IL 60069
HEXAGON SECURITIES LLC
555 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
HFBE CAPITAL, LP
815 WALKER STE 1140, HOUSTON, TX 77002
HFF SECURITIES L.P.
10100 SANTA MONICA BOULEVARD, STE. 1400, LOS ANGELES, CA 90067
HFG HEALTHCO SECURITIES
C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET, 20TH FLOOR, NEW YORK, NY 10038
Mailing Address: ATTN J. GELWICKS C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET 20TH FLOOR, NEW YORK, NY 10038
HFP CAPITAL MARKETS LLC
685 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022
HGP SECURITIES, LLC
110 E. SCHILLER STREET, SUITE 224, ELMHURST, IL 60126
HIDDEN RIVER CAPITAL PRIVATE PLACEMENT ADVISORS LLC
109 SOUTH 13TH STREET, 3RD FLOOR, PHILADELPHIA, PA 19107
HIGGINS CAPITAL MANAGEMENT, INC.
2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218
HIGH POINT CAPITAL GROUP, INC.
400 HIGH POINT DRIVE, SUITE 375, COCOA, FL 32926
Mailing Address: 400 HIGH POINT DRIVE SUITE 375, COCOA, FL 32926
HIGH SECURITIES, LTD.
1853 WILLIAM PENN WAY, LANCASTER, PA 17605-0008
Mailing Address: P.O. BOX 10008, LANCASTER, PA 17605-0008
HIGH STREET SECURITIES, INC.
216 N. EL PASO, STE. B, RUSSELLVILLE, AR 72801
Mailing Address: PO BOX 640, RUSSELLVILLE, AR 72811
HIGHLAND FINANCIAL, LTD.
915 MENOHER BLVD. -STE A, JOHNSTOWN, PA 15905-2800
Mailing Address: 915 MENOHER BLVD.-STE A, JOHNSTOWN, PA 15905-2800
HIGHLANDER CAPITAL GROUP, INC.
119 LITTLETON ROAD, PARSIPPANY, NJ 07054
HIGHMARK FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
HIGHTOWER SECURITIES, LLC
525 W. MONROE STREET, SUITE 2300, CHICAGO, IL 60661
HILBY WILSON INC.
2198 E. CAMELBACK RD #355, PHOENIX, AZ 85016
HILL STREET CAPITAL LLC
126 E. 56TH STREET, NEW YORK, NY 10022
HILLIARD FARBER & CO., INC.
45 BROADWAY, NEW YORK, NY 10006-3007
HILLIARD FARBER SECURITIES CORP.
45 BROADWAY, NEW YORK, NY 10006
HILTON SECURITIES CORPORATION
11024 N. 28TH DR., STE. 170, PHOENIX, AZ 85029
HINES REAL ESTATE INVESTMENTS, INC.
2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056
HKC SECURITIES, INC.
60 EAST 42ND STREET, SUITE 3112, NEW YORK, NY 10165
HLH SECURITIES, INC.
23 SILVER PINE DRIVE, NEWPORT COAST, CA 92657
HLM SECURITIES, INC.
190 S. LASALLE ST, SUITE 1640, CHICAGO, IL 60603
Mailing Address: 190 S. LASALLE ST., SUITE 1640, CHICAGO, IL 60603
HMC INVESTMENTS, INC.
2100 3RD AVENUE NORTH, BIRMINGHAM, AL 35203
HOBERT & SVOBODA, INC.
350 BISHOPS WAY, BROOKFIELD, WI 53005
HODIN ASSOCIATES, INC.
40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803
HOLBROOK & COMPANY LLC
25 SAN GABRIEL DRIVE, FAIRFAX, CA 94930
HOLBROOK CAPITAL LLC
2 PENN PLAZA, SUITE 1500, NEW YORK, NY 10121
HOLD BROTHERS EXECUTION SERVICES, LLC
525 WASHINGTON BLVD., 14TH FL, JERSEY CITY, NJ 07310
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.
525 WASHINGTON BLVD., SUITE 1400A, JERSEY CITY, NJ 07310
HOLLENCREST CAPITAL MANAGEMENT
100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, CA 92660
HOLLOWAY & ASSOCIATES, INC.
ONE MILL PLACE, STE 101, EASTON, MD 21601
Mailing Address: P.O. BOX 1559, EASTON, MD 21601
HOME FINANCIAL SERVICES, INC.
507 MARKET STREET, KNOXVILLE, TN 37902
HOPPER SECURITIES-VERMONT
226 LAUREL HILL DR, SOUTH BURLINGTON, VT 05403
Mailing Address: P.O. BOX 4231, BURLINGTON, VT 05406
HORACE MANN INVESTORS INC
ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001
HORAN SECURITIES, INC.
4990 EAST GALBRAITH ROAD, SUITE 102, CINCINNATI, OH 45236
HORIZON FINANCIAL INVESTMENT CORPORATION
151 HARRINGTON CIRCLE, WILLINGBORO, NJ 08046
HORNOR, TOWNSEND & KENT, INC.
600 DRESHER RD, STE C1C, HORSHAM, PA 19044
HORWITZ & ASSOCIATES, INC.
2610 LAKE COOK RD., SUITE 190, RIVERWOODS, IL 60015-5710
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC.
1930 CENTURY PARK WEST, LOS ANGELES, CA 90067
HOULIHAN SMITH & COMPANY, INC.
105 W. MADISON STREET, SUITE 1200, CHICAGO, IL 60602
HOVDE SECURITIES LLC
1826 JEFFERSON PLACE NW, WASHINGTON, DC 20036
HOWARD WEIL INCORPORATED
1100 POYDRAS STREET, SUITE 3500, NEW ORLEANS, LA 70163
HOWE BARNES HOEFER & ARNETT, INC.
222 SOUTH RIVERSIDE PLAZA, 7TH FLOOR, CHICAGO, IL 60606-5808
HP SECURITIES, INC.
1500 SW FIRST #910, PORTLAND, OR 97201
Mailing Address: PO BOX 488, TROUTDALE, OR 97060
HRC FUND ASSOCIATES, LLC
125 MAIDEN LANE, 6TH FLOOR, NEW YORK, NY 10038
HRC INVESTMENT SERVICES, INC.
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545
HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 452 FIFTH AVENUE 7TH FLOOR, NEW YORK CITY, NY 10018
HSH N FINANCIAL SECURITIES LLC
230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10169
HT CAPITAL SECURITIES, LLC
437 MADISON AVE. 39TH FLOOR, NEW YORK, NY 10022
HUB INTERNATIONAL INVESTMENT SERVICES INC.
40 E. ALAMAR AVENUE, SANTA BARBARA, CA 93105
HUCKIN FINANCIAL GROUP, INC.
3700 BUFFALO SPEEDWAY, SUITE 950, HOUSTON, TX 77098
HUDSON ALLEN & CO.
250 KITCHAWAN RD., SOUTH SALEM, NY 10590
HUDSON CAPITAL ADVISORS BD LLC
9601 WILSHIRE BOULEVARD, PENTHOUSE, BEVERLY HILLS, CA 90210
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520
HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111
HUDSON PARTNERS SECURITIES LLC
ONE LANDMARK SQUARE, 6TH FLOOR, STAMFORD, CT 06901
HUDSON SECURITIES,INC.
111 TOWN SQUARE PLACE, 15TH FLOOR, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE PLACE, 15TH FLOOR, JERSEY CITY, NJ 07310-1609
HUDSON VALLEY CAPITAL MANAGEMENT
2039 ALBANY POST ROAD, SUITE 200, CROTON-ON-HUDSON, NY 10520
HUGO MARX & CO INC
711 SOUTH 29TH STREET, BIRMINGHAM, AL 35233-2809
Mailing Address: P.O. BOX 12004, BIRMINGHAM, AL 35202-2004
HUMBARD, JAMES W.
1151 GIBSON RD., SELAH, WA 98942
HUNNICUTT & CO., INC.
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022
HUNTER ASSOCIATES, INC.
436 SEVENTH AVENUE, KOPPERS BUILDING, FIFTH FLOOR, PITTSBURGH, PA 15219-1818
Mailing Address: 436 SEVENTH AVENUE-5TH FLOOR, PITTSBURGH, PA 15219
HUNTER SCOTT FINANCIAL LLC.
500 GULFSTREAM BLVD, STE 105, DELRAY BH, FL 33483
HUNTER WISE SECURITIES, LLC
2361 CAMPUS DRIVE, SUITE 100, IRVINE, CA 92612
HUNTER, KEITH, MARSHALL & CO., INCORPORATED
450 SEVENTH AVENUE, SUITE 1505, NEW YORK, NY 10123
HUNTHILL CAPITAL, LLC
150 EAST 52ND STREET, 26TH FLOOR, NEW YORK, NY 10022
HUNTLEIGH SECURITIES CORPORATION
7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105
HUSS SERVICES, INC.
2 HAYES STREET, NORWICH, NY 13815
HUTCHINSON, SHOCKEY, ERLEY & CO.
222 WEST ADAMS-STE 1700, CHICAGO, IL 60606-5308
HWJ CAPITAL PARTNERS II, LLC
751 PARK OF COMMERCE DRIVE, SUITE 118, BOCA RATON, FL 33487
HYDE PARK CAPITAL ADVISORS, LLC
701 N. FRANKLIN STREET, TAMPA, FL 33602
HYPATIA CAPITAL ADVISORS LLC
485 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY 10022
HYUNDAI SECURITIES (AMERICA) INC.
1370 AVENUE OF THE AMERICAS, SUITE 2200, NEW YORK, NY 10019
I
I-BANKERS SECURITIES, INC.
201 WILSHIRE BLVD., SUITE A14, SANTA MONICA, CA 90401
I.D.A. FINANCIAL SERVICES, LLC
23200 CASS AVENUE, WOODLAND HILLS, CA 91364
Mailing Address: 23200 CASS AVENUE, WOODLAND HILLS, CA 91364
IAM CAPITAL CORPORATION
276 POST ROAD WEST, WESTPORT, CT 06880-4704
IATMARKETS LLC
350 CPW, SUITE 13A, NEW YORK, NY 10025
IBC INVESTMENTS
3817 NW EXPRESSWAY, #100, OKLAHOMA CITY, OK 73112
IBG TRADING INC.
1691 MICHIGAN AVE. SUITE 240, MIAMI BEACH, FL 33139
Mailing Address: 1691 MICHIGAN AVE. SUITE 240, MIAMI, FL 33139
IBN FINANCIAL SERVICES, INC.
8035 OSWEGO RD., LIVERPOOL, NY 13090
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089
IBS SECURITIES, LLC
721 E. MADISON – SUITE 100, VILLA PARK, IL 60181
ICAP CORPORATES LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311-4996
ICAP ELECTRONIC BROKING LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA 5, JERSEY CITY, NJ 07311
ICAP SECURITIES USA LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311
ICBA FINANCIAL SERVICES CORPORATION
775 RIDGE LAKE BOULEVARD, SUITE 185, MEMPHIS, TN 38120
ICBA SECURITIES
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120
ICD SECURITIES INC.
7301 SW 57TH COURT, SUITE 420, MIAMI, FL 33143
ICICI SECURITIES INC.
415 MADISON AVENUE – SUITE 1427, NEW YORK, NY 10017
ICM CAPITAL MARKETS LTD.
888 SEVENTH AVE, 17 TH FLOOR, NY, NY 10019
ICMA-RC SERVICES, LLC
777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240
ICON DISTRIBUTORS, INC.
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO 80111
Mailing Address: 5299 DTC BLVD., SUITE 1200, GREENWOOD VILLAGE, CO 80111
ICON SECURITIES CORP.
120 FIFTH AVENUE, EIGHTH FLOOR, NEW YORK, NY 10011
ICP SECURITIES LLC
360 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10017
IDB CAPITAL CORP.
511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017
IDC SECURITES CORP.
2103 CORAL WAY, SUITE 202, MIAMI, FL 33145
IDX DERIVATIVES, LLC
432 PARK AVENUE SOUTH, 12TH FLOOR, NEW YORK, NY 10016
IICC – TRADECO, INC.
46 CAROLANE TRAIL, HOUSTON, TX 77024
Mailing Address: P.O.BOX 79228, HOUSTON, TX 77279-9228
IIFL INC.
1114 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036
IIG HORIZONS SECURITIES, LLC
1500 BROADWAY – 17TH FLOOR, NEW YORK, NY 10036
ILG SECURITIES CORPORATION
200 W CESAR CHAVEZ, 3RD FLOOR, AUSTIN, TX 78701
Mailing Address: P O BOX 149339, AUSTIN, TX 78714-9339
ILLUSTRO TRADING, LLC
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
IMA SECURITIES LLC
2021 SUNDEW DR., TROY, MI 48098
Mailing Address: P.O. BOX 33073, BLOOMFIELD HILLS, MI 48303
IMPERIAL CAPITAL, LLC
2000 AVENUE OF THE STARS, SUITE 900-S, LOS ANGELES, CA 90067
IMS SECURITIES, INC.
10205 WESTHEIMER, SUITE 500, HOUSTON, TX 77042
INCAPITAL LLC
200 SOUTH WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606
INDEPENDENCE CAPITAL CO., INC.
5579 PEARL ROAD, SUITE 100, PARMA, OH 44129
INDEPENDENT BROKERS LLC
55 BROAD STREET, NEW YORK, NY 10004
INDEPENDENT FINANCIAL GROUP, LLC
12636 HIGH BLUFF DRIVE, SUITE 100, SAN DIEGO, CA 92130
INDIAN HARBOR, LLC
ONE RIVER ROAD, COS COB, CT 06807
Mailing Address: P.O. BOX 4019, GREENWICH, CT 06831
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
55 MONUMENT CIRCLE, SUITE 715, INDIANAPOLIS, IN 46204
INDIANA SECURITIES, LLC
1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202
Mailing Address: 1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202
INDIEVEST SECURITIES, INC.
1416 NORTH LA BREA, LOS ANGELES, CA 90028
INDUS ADVISORY PARTNERS, LLC
6 SAMUEL ROAD, CHELMSFORD, MA 01824
INEO CAPITAL, LLC
83 WARREN STREET, APT. 4, NEW YORK, NY 10007
INFINEX INVESTMENTS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858
INFINITY FINANCIAL SERVICES
1624 FRANKLIN STREET, SUITE 1001, OAKLAND, CA 94612
INFINIUM SECURITIES INC.
1115 MAGNOLIA AVENUE, LARKSPUR, CA 94939
ING AMERICA EQUITIES, INC.
ATTENTION:COMPLIANCE, 1290 BROADWAY, DENVER, CO 80203-5699
ING FINANCIAL ADVISERS, LLC
ONE ORANGE WAY, C1S, WINDSOR, CT 06095
ING FINANCIAL MARKETS LLC
1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
ING FINANCIAL PARTNERS, INC.
909 LOCUST STREET, DES MOINES, IA 50309
ING FUNDS DISTRIBUTOR, LLC
7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ 85258
Mailing Address: 7337 DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ 85258
ING INVESTMENT ADVISORS, LLC
400 ATRIUM DRIVE, SOMERSET, NJ 08873-4172
Mailing Address: ONE HERITAGE DRIVE, QUINCY, MA 02171
ING INVESTMENT MANAGEMENT SERVICES LLC
230 PARK AVENUE, NEW YORK, NY 10169
INGALLS & SNYDER, LLC
61 BROADWAY, NEW YORK, NY 10006-2802
INLAND SECURITIES CORPORATION
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523
INLET SECURITIES, LLC
233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169
INNER CIRCLE SPORTS LLC
317 MADISON AVENUE, SUITE 510, NEW YORK, NY 06901
INNOVA SECURITIES, INC.
3703 WOODSMAN COURT, SUITLAND, MD 20746-1376
INNOVATION ADVISORS LLC
ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119
INNOVATION CAPITAL, LLC
222 NORTH SEPULVEDA BOULEVARD SUITE – 2175, EL SEGUNDO, CA 90245
INNOVATION PARTNERS LLC
2423A PLANTATION CENTER DRIVE, MATTHEWS, NC 28105
Mailing Address: PO BOX 1300, MATTHEWS, NC 28106
INSTINET, LLC
3 TIMES SQUARE, NEW YORK, NY 10036
Mailing Address: THREE TIMES SQUARE, NEW YORK, NY 10036
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079
INSTITUTIONAL CASH DISTRIBUTORS, LLC
580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104
INSTITUTIONAL SECURITIES CORPORATION
3100 MONTICELLO, SUITE 800, DALLAS, TX 75205
INSTREAM PARTNERS LLC
545 MIDDLEFIELD RD, SUITE 150, MENLO PARK, CA 94025
INTEGRAL FINANCIAL LLC
1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129
INTEGRATED FINANCIAL PLANNING SERVICES
KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY
INTEGRATED TRADING AND INVESTMENTS, INC.
46 PELICAN CT, NEWPORT BEACH, CA 92660
Mailing Address: 46 PELICAN COURT, NEWPORT BEACH, CA 92660
INTEGRIS SECURITIES, LLC
2026 CARIBOU DRIVE, SUITE 101, FT. COLLINS, CO 80525
INTEGRITY BROKERAGE SERVICES, INC.
5067 PALMERA DRIVE, OCEANSIDE, CA 92056
INTEGRITY FUNDS DISTRIBUTOR, LLC
1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500
INTEGRITY INVESTMENTS, INC.
221 PENSACOLA ROAD, VENICE, FL 34285
INTEGRITY SECURITIES, INC.
345 9TH STRREET, SUITE 307, OAKLAND, CA 94607
Mailing Address: 345 9TH STREET, SUITE 307, OAKLAND, CA 94607
INTELLIGENT EDGE SECURITIES, LLC
126 EAST 56TH STREET, SUITE 430, NEW YORK, NY 10022
Mailing Address: 400 EAST 84TH STREET, SUITE 29B, NEW YORK, NY 10028
INTELLIVEST SECURITIES, INC.
1540 CHASE COURT, RIVERDALE, GA 30296-2610
INTER SECURITIES LTD.
700 AIRPORT BLVD., STE. 370, BURLINGAME, CA 94010
INTER-MARKET CAPITAL CORPORATION
135 SANDS POINT ROAD, PORT WASHINGTON, NY 11050
INTERACTIVE BROKERS CORP.
8 GREENWICH OFFICE PARK, GREENWICH, CT 06831
INTERACTIVE BROKERS LLC
ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830
INTERCAM SECURITIES, INC.
1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131
INTERCAROLINA FINANCIAL SERVICES, INC.
3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
300 CONVENT STREET – SUITE 1350, SAN ANTONIO, TX 78205
INTERDEALER SECURITIES, LLC
14 WALL STREET, SUITE 4D, NEW YORK, NY 10005
INTERLINK SECURITIES CORP.
20750 VENTURA BLVD STE 300, WOODLAND HILLS, CA 91364
INTERMERCHANT SECURITIES LLC
750 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVE, NEW YORK, NY 10017
INTERMOUNTAIN FINANCIAL SERVICES, INC.
2636 S. OLD SETTLERS RD, HEBER CITY, UT 84032
Mailing Address: P.O. BOX 669, HEBER CITY, UT 84032
INTERNATIONAL ASSETS ADVISORY, LLC
300 SOUTH ORANGE AVENUE, STE 1100, ORLANDO, FL 32801
Mailing Address: 300 SOUTH ORANGE AVENUE, SUITE 1100, ORLANDO, FL 32801
INTERNATIONAL CORRESPONDENT TRADING, INC.
525 WASHINGTON BLVD STE 2401, JERSEY CITY, NJ 07310
INTERNATIONAL EQUITY SERVICES, INC.
120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605
INTERNATIONAL FINANCIAL SOLUTIONS, INC.
303 PERIMETER CENTER N. SUITE 300, ATLANTA, GA 30346
INTERNATIONAL FUND MARKETING LIMITED
5 PARK ROAD, ARGONAUT HOUSE, HAMILTON, HM 09 BERMUDA
Mailing Address: 5 PARK RD-ARGONAUT HOUSE, HAMILTON, HM HX BERMUDA
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666
Mailing Address: 301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666
INTERNATIONAL RESEARCH SECURITIES, INC.
2301 CEDAR SPRINGS – STE. 150, DALLAS, TX 75201-7801
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC.
40 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019
INTERNET SECURITIES
300 FRANK H. OGAWA PLAZA, SUITE 210, OAKLAND, CA 94612
INTERPACIFIC INVESTORS SERVICES, INC.
2623 2ND AVENUE, SEATTLE, WA 98121-1294
INTERVEST INTERNATIONAL EQUITIES CORPORATION
1980 DOMINION WAY – SUITE 202, COLORADO SPRINGS, CO 80918
INTL TRADING, INC.
329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
INTRADE, LLC
2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006
INVEMED ASSOCIATES LLC
375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189
INVERNESS SECURITIES, LLC
2000 AUBURN DRIVE, SUITE 440, BEACHWOOD, OH 44122
INVESCO AIM DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046-1173
INVESCOR WHOLESALE BD, INC.
32901 MIDDLEBELT ROAD, SUITE 700, FARMINGTON HILLS, MI 48334
INVEST FINANCIAL CORPORATION
8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634
Mailing Address: 8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634
INVESTACORP, INC.
15450 NEW BARN ROAD, MIAMI LAKES, FL 33014
INVESTEC SECURITIES (US) LLC
666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103
INVESTMENT ARCHITECTS, INC.
34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079
INVESTMENT BANK SERVICES, INC.
6200 DUTCHMAN’S LANE-STE 305, LOUISVILLE, KY 40205
INVESTMENT CENTERS OF AMERICA, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097
INVESTMENT CONSULTING GROUP, INC.
122847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804
Mailing Address: 2847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804
INVESTMENT DISTRIBUTORS, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
INVESTMENT MANAGEMENT SERVICE, INC.
7 NW 72ND STREET SUITE 301, GLADSTONE, MO 64118-1860
INVESTMENT NETWORK, INC.
484 S. MILLER RD., SUITE 101, FAIRLAWN, OH 44333-4176
INVESTMENT PLACEMENT GROUP
350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
INVESTMENT PLANNERS, INC.
226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170
INVESTMENT PROFESSIONALS, INC.
16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245
INVESTMENT SECURITY CORPORATION
23200 CASS AVENUE, WOODLAND HILLS, CA 91364
INVESTMENTS BY PLANNERS, INC.
2500 N. MILITARY TRAIL, SUITE 285, BOCA RATON, FL 33431-6306
INVESTMENTS FOR YOU, INC.
1040 N. MAPLE STREET, MARYSVILLE, OH 43040
INVESTOR SERVICE CENTER, INC.
11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005
INVESTORS ADVISORY SERVICES, LLC
100 WINNERS CIRCLE, SUITE 400, BRENTWOOD, TN 37027
INVESTORS BROKERAGE OF TEXAS, LTD.
225 S. 5TH ST., WACO, TX 76701
Mailing Address: P.O. BOX 2683, WACO, TX 76702
INVESTORS BROKERAGE SERVICES, INC.
1707 N RANDALL ROAD, STE 310, ELGIN, IL 60123-9409
INVESTORS CAPITAL CORP.
230 BROADWAY EAST 203, LYNNFIELD, MA 01940-2320
INVESTORS PLANNING SERVICES, CORP.
641 6TH AVE. WEST, EAST NORTHPORT, NY 11731
Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731
INVESTORS PROPERTIES, INC.
3724 THOMAS POINT RD., ANNAPOLIS, MD 21403
Mailing Address: PO BOX 4220, ANNAPOLIS, MD 21403
INVESTORS SECURITY COMPANY, INC.
127 E. WASHINGTON STREET, SUITE 101, SUFFOLK, VA 23434
INVESTORS’ CHOICE SECURITIES, LLC
2909 ROUTE 100 N., SUITE 230, OREFIELD, PA 18069
INVEX, INC.
601 BRICKELL KEY DRIVE, SUITE 400, MIAMI, FL 33131
ION PARTNERS LLC
521 FIFTH AVENUE, (SUITE 625), NEW YORK, NY 10175
Mailing Address: 521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175
IRC SECURITIES LLC
420 LEXINGTON AVENUE 14TH FLOOR, NEW YORK, NY 10170
IRON CAPITAL SECURITIES, LLC
39 ROQUE MORAES CT #3, MILL VALLEY, CA 94941
IROQUOIS CAPITAL ADVISORS, LLC
401 COMMERCE STREET, SUITE 740, NASHVILLE, TN 37219
IRR CAPITAL MARKETS, INC.
1901 WEST 47TH PLACE, WESTWOOD, KS 66205-1834
ISAAK BOND INVESTMENTS, INC.
600 17TH STREET STE 2610 SOUTH, DENVER, CO 80202-5401
Mailing Address: 600 17TH STREET STE 2610 S, DENVER, CO 80202-5401
ISBIN INVESTMENTS, INC.
5775 WAYZATA BLVD. STE 700, PARK OFFICENTER, ST. LOUIS PARK, MN 55416
ISEROUTE, LLC
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102
ISG EQUITY SALES CORPORATION
5242 PLAINFIELD AVE NE, SUITE D, GRAND RAPIDS, MI 49525
ISI CAPITAL, LLC
747 THIRD AVENUE, SUITE 25B, NEW YORK, NY 10017
ISLAND TRADING
44 MONTGOMERY ST., SUITE 3020, SAN FRANCISCO, CA 94104
ISRAEL A. ENGLANDER & CO., INC.
666 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10103
ITAU EUROPA SECURITIES INC.
200 S.BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131
ITAU USA SECURITIES INC.
540 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
ITB SECURITIES, LLC
160 VARICK STREET, 12TH FLOOR, NEW YORK, NY 10013
ITG DERIVATIVES LLC.
601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605
Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605
ITG EXECUTION SERVICES, INC.
4 INTERNATIONAL DRIVE, RYE BROOK, NY 10573
ITG INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017
ITRADEDIRECT.COM CORP
1600 NW BOCA RATON BLVD., SUITES 22, BOCA RATON, FL 33432
Mailing Address: 701 MIDDLE COUNTRY ROAD, SELDEN, NY 11784
IVA FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976
IVY FUNDS DISTRIBUTOR, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217
IVY LEAGUE FINANCIAL SERVICES, INC
8322 E FEATHERSONG LN, SCOTTSDALE, AZ 85255
Mailing Address: 8322 E FEATHERSONG LN, SCOTTSDALE, 85255 USA
IVY SECURITIES, INC.
320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021
IXE SECURITIES, LLC
140 EAST 45TH STREET, 2ND FLOOR, NEW YORK, NY 10017
J
J K R & COMPANY, INC.
1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651
J. ALDEN ASSOCIATES, INC.
261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046
Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046
J. D. ANDREWS CO.
290 KING OF PRUSSIA ROAD, BLDG 2, SUITE 300, RADNOR, PA 19087
J. D. SEIBERT & COMPANY, INC.
20 WEST 9TH STREET, CINCINNATI, OH 45202-2024
J. J. & M. GELDZAHLER
1347 49TH ST., BROOKLYN, NY 11219
Mailing Address: 1347-49TH ST, BROOKLYN, NY 11219
J. STREICHER & CO. L.L.C.
60 BROAD STREET, NEW YORK, NY 10004
J.A. GLYNN & CO.
9841 CLAYTON ROAD, ST LOUIS, MO 63124
J.H. DARBIE & CO., INC.
99 WALL ST. 6TH FL., NEW YORK, NY 10005
Mailing Address: 99 WALL ST 20TH FL, C/O ROBERT ROBINOWITZ, NEW YORK, NY 10005
J.H. LILLIAN SECURITIES CORP.
767 THIRD AVE – 36TH FLOOR, NEW YORK, NY 10017
J.J.B HILLIARD, W.L. LYONS, LLC
500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202-2517
Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760
J.K. FINANCIAL SERVICES, INC.
149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860
J.M LUMMIS SECURITIES, INC.
50 LOCUST AVE, NEW CANAAN, CT 06840
J.P. MCGOWAN & COMPANY INCORPORATED
1631 LOCUST STREET, 5TH FLOOR, PHILADELPHIA, PA 19103
J.P. MORGAN CLEARING CORP.
THREE CHASE METROTECH CENTER, BROOKLYN, NY 11245
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
245 PARK AVENUE, NY1-Q454, NEW YORK, NY 10167
J.P. MORGAN SECURITIES INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310
J.P. TURNER & COMPANY, L.L.C.
ONE BUCKHEAD PLAZA, 3060 PEACHTREE RD NW, 11TH FLOOR, ATLANTA, GA 30305
J.P.P. EURO-SECURITIES, INC.
595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022
J.S.H. TRADING, LLC
235 SUNRISE AVE, UNIT 2213, PALM BEACH, FL 33480
Mailing Address: 235 SUNRISE AVE., UNIT 2213, PALM BEACH, FL 33480
J.V. DELANEY & ASSOCIATES
20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660
J.W. COLE FINANCIAL, INC.
6928 W. LINEBAUGH AVE. STE. 101, TAMPA, FL 33625
J.W. KORTH & COMPANY
6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917
J.W. MILLEGAN, INC.
P.O. BOX 615, GLENEDEN BEACH, OR 97388
Mailing Address: 4949 SW MEADOWS ROAD, SUITE 600, LAKE OSWEGO, OR 97035
JACK V. BUTTERFIELD INVESTMENT COMPANY
100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204
JACKSON & SMITH INVESTMENT SECURITIES, LLC
275 W. MAIN AVENUE, GASTONIA, NC 28052
Mailing Address: P. O. BOX 876, GASTONIA, NC 28053-0876
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237
Mailing Address: 7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237
JACKSON PARTNERS & ASSOCIATES, INC.
381 PARK AVENUE SOUTH, STE.621, NEW YORK, NY 10016
Mailing Address: 381 PARK AVENUE SOUTH, SUITE 621, NEW YORK, NY 10016
JACKSON SECURITIES LLC
HERNDON PLAZA, 100 AUBURN AVENUE, ATLANTA, GA 30303-6801
JACKSON, GRANT & COMPANY
TWO HIGH RIDGE PARK, STAMFORD, CT 06905
JACQUES FINANCIAL, LLC
15430 AVERY ROAD, ROCKVILLE, MD 20855
JAE INVESTMENTS, INC.
7310 DOVER COURT, PARKLAND, FL 33067
JAMES C. BUTTERFIELD INC.
111 E. MICHIGAN AVENUE, JACKSON, MI 49201-1401
JAMES FOX SECURITIES, INC.
118 S. PACIFIC STREET, #31, OCEANSIDE, CA 92054
JAMES I. BLACK & COMPANY
311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802
JAMES L. FINEFROCK AND ASSOCIATES CORP.
5335 FAR HILLS AVE SU. 200, DAYTON, OH 45429-2317
Mailing Address: P.O. BOX 4208, DAYTON, OH 45401-4208
JAMES RIVER SECURITIES CORP.
58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213
JAMES T. BORELLO & CO.
151 DUNDEE AVE., EAST DUNDEE, IL 60118
JANCO PARTNERS, INC.
5231 SO. QUEBEC ST. STE.200, GREENWOOD VILLAGE, CO 80111-2739
Mailing Address: 5231 SO. QUEBEC ST. STE. 200, GREENWOOD VILLAGE, CO 80111-2739
JANE STREET MARKETS, LLC
1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10004
Mailing Address: 1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10006
JANNEY MONTGOMERY SCOTT LLC
1801 MARKET STREET, PHILADELPHIA, PA 19103-1675
JANSSEN PARTNERS, INC.
1345 OLD NORTHERN BLVD, ROSLYN, NY 11576
Mailing Address: 1345 OLD NORTHERN BLVD, ROSLYN, NY 11576
JANUS DISTRIBUTORS LLC
151 DETROIT STREET, DENVER, CO 80206-4923
JAPANINVEST INC.
405 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10174
JAPANWORKS CAPITAL, LLC
3210 CANYON ROAD, SUITE 101, PROVO, UT 84604
JAYPEE INTERNATIONAL, INC.
30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498
Mailing Address: 30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498
JB DRAX HONORE’ INC.
1270 AVENUE OF THE AMERICAS, SUITE 212, 2ND FLOOR, NEW YORK, NY 10020
JBS LIBERTY SECURITIES, INC.
8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262
JCP SECURITIES
19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612
JCRA FINANCIAL LLC
2500 PLAZA 5, 25TH FLOOR, HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311
JDB CAPITAL SECURITIES LLC
17550 NORTH PERIMETER DRIVE, SUITE 350, SCOTTSDALE, AZ 85255
JDF CAPITAL ADVISORS, LLC
650 S. CHERRY STREET STE 1200, DENVER, CO 80246-1801
JDL SECURITIES CORPORATION
1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816
JEFFERIES & COMPANY, INC.
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
JEFFERIES EXECUTION SERVICES, INC.
520 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022
JEFFERIES HIGH YIELD TRADING, LLC
THE METRO CENTER, ONE STATION PLACE, THREE NORTH, STAMFORD, CT 06902
JEFFERSON NATIONAL SECURITIES CORPORATION
9920 CORPORATE CAMPUS DRIVE, SUITE 1000, LOUISVILLE, KY 40223
JEFFERSON WORLDWIDE GROUP LTD.
1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407
Mailing Address: 1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407
JEFFERSON-PILOT VARIABLE CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302
JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022
JENNINGS CAPITAL (USA) INC.
SUITE 2600, 520-5TH AVENUE SW, CALGARY AB, T2P3R7 CANADA
JESUP & LAMONT SECURITIES CORP
623 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
JETTRADE, INC.
463 OHIO PIKE, STE 105, CINCINNATI, OH 45255
JFD SECURITIES, INC.
1401 WALNUT STREET, UNIT 305, PHILADELPHIA, PA 19102
JHS CAPITAL ADVISORS, INC.
4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431
JK SECURITIES, INC.
52 SMITH STREET, CHARLESTON, SC 29401
JLM SECURITIES COMPANY
32255 NORTHWESTERN HWY. – SUITE 290, FARMINGTON HILLS, MI 48334-1573
Mailing Address: 32255 NORTHWESTERN #290, FARMINGTON HILLS, MI 48334-1573
JMC FINANCIAL CORPORATION
9710 SCRANTON ROAD #100, SAN DIEGO, CA 92121-1744
JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111
JNK SECURITIES CORP.
489 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017
JOBEL FINANCIAL, INC.
711 E. WASHINGTON STREET, CARSON CITY, NV 89701
Mailing Address: P.O. BOX 943, CARSON CITY, NV 89702-0943
JOE JOLLY & CO., INC.
2350 WACHOVIA TOWER, 420 NO 20TH ST, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008
JOHN A. SIBERELL & CO.
SUITE 824 KEY BANK BLDG, 202 SO MICHIGAN ST, SOUTH BEND, IN 46601
Mailing Address: SUITE 824 KEY BANK BLDG, 202 SO. MICHIGAN ST., SOUTH BEND, IN 46601
JOHN CARRIS INVESTMENTS LLC
44 WALL STREET, NEW YORK, NY 10005
JOHN HANCOCK DISTRIBUTORS LLC
200 BLOOR STREET EAST, TORONTO, M4W 1E5 CANADA
Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240-4700
JOHN HANCOCK FUNDS, LLC
601 CONGRESS STREET, BOSTON, MA 02210-2805
JOHN JAMES INVESTMENTS, LTD.
8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221
JOHN M, CUNNINGHAM, INC
145 E. 57TH STREET, 8TH FL., NEW YORK, NY 10022
JOHN MAGACS
293 BUNDY RD, ITHACA, NY 14850
JOHN N. SEIP & CO., INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
JOHN THOMAS FINANCIAL
14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005
JOHN W. LOOFBOURROW ASSOCIATES, INC.
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005
JOHNSON RICE & COMPANY L.L.C.
639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105
JOHNSON SECURITIES, INC.
40 LLOYD AVENUE-STE. 102, MALVERN, PA 19355
JOHNSTON BLAKELY & COMPANY, LLC
21 PINE STREET, #4, MANCHESTER, MA 01944
JOHNSTON, LEMON & CO. INCORPORATED
1101 VERMONT AVENUE – NW, WASHINGTON, DC 20005-3521
JOMAR SERVICES
10555 U.S. 23 SOUTH, OSSINEKE, MI 49766
Mailing Address: 10555 U.S. 23 SOUTH, BOX 85, OSSINEKE, MI 49766
JONES LANG LASALLE SECURITIES, LLC
601 LEXINGTON AVENUE, 32ND FLOOR, NEW YORK, NY 10022
JONESTRADING
32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226
Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226
JORDAN, KNAUFF & COMPANY
200 W. MADISON ST., STE. 980, CHICAGO, IL 60606
JOSEPH CAPITAL, LLC
501 FIFTH AVENUE, ROOM 1605, NEW YORK, NY 10017
JOSEPH GRACE
44 WALL STREET, 12TH FL., NEW YORK, NY 10005
JOSEPH GUNNAR & CO. LLC
30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004
JOSEPH JAMES FINANCIAL SERVICES, INC.
3993 RIDGEMONTE CT., ROCHESTER, MI 48306
Mailing Address: 3993 RIDGEMONTE CT, ROCHESTER, MI 48306
JOSEPH KOSINSKY, INC.
400 SECOND AVENUE, NEW YORK, NY 10010
JPM ADVISORS, LLC
38 DONNELLY DRIVE, DOVER, MA 02030
JPMORGAN DISTRIBUTION SERVICES, INC.
245 PARK AVENUE, NEW YORK, NY 10167
Mailing Address: 1111 POLARIS PARKWAY, OH1-0211, COLUMBUS, OH 43240-2050
JRL CAPITAL CORPORATION
1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660
Mailing Address: 1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660
JRM SECURITIES
1103 POWELL AVENUE, ERIE, PA 16505
JSB PARTNERS, LP
260 BEAR HILL RD, SUITE 105, WALTHAM, MA 02451
JSI TRANSACTION ADVISORS, LLC
7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770
JSL SECURITIES, INC.
300 WEST 10TH STREET, WEST POINT, GA 31833
Mailing Address: P.O. BOX 70, WEST POINT, GA 31833
JSVC, LLC
2222 KALAKAUA AVENUE, SUITE 1212, HONOLULU, HI 96815
Mailing Address: PO BOX 10219, HONOLULU, HI 96816-0219
JUDGE & ASSOCIATES, INC.
495 BELL DRIVE, DES PLAINES, IL 60016
JULIAN LECRAW REALTY ADVISORS, INC.
1575 NORTHSIDE DRIVE N.W., SUITE 200, ATLANTA, GA 30318-4208
JUNIPER CAPITAL GROUP, LLC
9 WEST 57TH STREET, 26 TH FLOOR, NEW YORK, NY 10019
Mailing Address: 9 WEST 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019
JUPITER DISTRIBUTION PARTNERS, INC.
2230 JOG ROAD, GREENACRES, FL 33415
Mailing Address: P.O. BOX 1884, JUPITER, FL 33468
JVB FINANCIAL GROUP, LLC
2700 N. MILITARY TRAIL, SUITE 200, BOCA RATON, FL 33431
JWH SECURITIES, INC.
301 YAMATO ROAD, SUITE 2200, BOCA RATON, FL 33431-4931
JWM SECURITIES LLC
4150 GRAND AVENUE, WESTERN SPRINGS, IL 60558
K
K&Z PARTNERS, LLC
2445 M STREET NW, 2ND FLOOR, WASHINGTON, DC 20037
K. W. CHAMBERS & CO.
7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105
K.C. WARD FINANCIAL
4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
KA ASSOCIATES, INC.
1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA 90067
KACZMAREK FINANCIAL SERVICES, LLC
316 RITCHIE AVENUE, WEIRTON, WV 26062
KADICK, INCORPORATED
310 4TH STREET NE SUITE 104, CHARLOTTESVILLE, VA 22902-5178
KAHN BROTHERS LLC
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301
KAIETEUR INVESTMENTS LLC
90 BROAD STREET, SUITE 1701, NEW YORK, NY 10004-2670
KAISER AND COMPANY
6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009
KALORAMA CAPITAL, LLC
1050 CONNECTICUT AVENUE NW, 10TH FLOOR, WASHINGTON, DC 20036
KALOS CAPITAL, INC.
3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022
Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022
KAMSKY SECURITIES, LLC
563 PARK AVENUE, SUITE 600, NEW YORK, NY 10021
KANE, MCKENNA CAPITAL, INC.
150 N. WACKER DRIVE-SUITE 1600, CHICAGO, IL 60606
KANSAS CITY BROKERAGE. INC
6320 LAMAR, OVERLAND PARK, KS 66202
Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113
KARVY, INC.
11 BROADWAY, SUITE 1568, NEW YORK, NY 10004
KASHNER DAVIDSON SECURITIES CORPORATION
77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724
KATALYST SECURITIES LLC
116 JOHN STREET, ROOM 501, NEW YORK, NY 10038
KAUFMAN & COMPANY, LLC
101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110
KAUFMAN BROS., L.P.
800 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10022
KBC FINANCIAL PRODUCTS USA, INC.
140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017
KBD SECURITIES, LLC
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523
KBS CAPITAL MARKETS GROUP LLC
660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660
KC BROKERAGE SERVICES, LLC
1423 NW ILWACO CT., CAMAS, WA 98607
Mailing Address: PO BOX 872857, VANCOUVER, WA 98687
KCCI, LTD.
80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038
KCD FINANCIAL, INC.
3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115
KCG SECURITIES, LLC
13961 S. MINUTEMAN DR., #300, DRAPER, UT 84020
KCPAG BROKERAGE LLC
302 E. WALNUT, ROBINSON, IL 62454
KDC MERGER ARBITRAGE FUND, LP
900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728
KEANE SECURITIES CO., INC.
33 WHITEHALL STREET, 10TH FLOOR, NEW YORK, NY 10004-2114
KEDEM CAPITAL CORPORATION
534 BROAD HOLLOW ROAD, MELVILLE, NY 11747-2502
KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019
KEELEY INVESTMENT CORP.
401 S. LASALLE ST #1201, CHICAGO, IL 60605
KELLOGG CAPITAL MARKETS, LLC
55 BROADWAY, NEW YORK, NY 10006
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
55 BROADWAY, NEW YORK, NY 10006
KEMA PARTNERS LLC
309 LAVERNE AVE., MILL VALLEY, CA 94941
KEMPEN & CO U.S.A., INC.
747 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 747 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10017
KENAI INVESTMENTS, INC.
6900 I-40 WEST SUITE 245, AMARILLO, TX 79106
KENDRICK PIERCE & CO
511 W. BAY STREET, SUITE 300, TAMPA, FL 33606
Mailing Address: 511 W. BAY STREET, SUITE 300, TAMPA, FL 33606
KENMAR SECURITIES INC.
900 KING STREET, SUITE 100, RYE BROOK, NY 10573
KENNETH, JEROME & CO.,INC.
147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038
KENNY SECURITIES CORP.
101 SOUTH HANLEY, SUITE 1070, SUITE 308, ST. LOUIS, MO 63105
KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100
KENT CAPITAL, INC.
4941 CREMSHAW COURT, RALEIGH, NC 27614
Mailing Address: 10911 RAVEN RIDGE ROAD, SUITE 103, BOX 45, RALEIGH, NC 27614
KEPLER CAPITAL MARKETS, INC.
600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022
KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249
KERLIN CAPITAL GROUP LLC
555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602
KERN, SUSLOW SECURITIES, INC.
50 BROAD STREET STE.1600, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004
KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281
KESSLER & COMPANY INVESTMENTS, INC.
1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835
KEVIN DANN & PARTNERS, LLC
400 MADISON AVENUE STE. 4A, NEW YORK, NY 10017
KEVIN HART KORNFIELD & COMPANY, INC.
2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423
KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, OH-01-49-3TBC, BROOKLYN, OH 44144
Mailing Address: 4900 TIEDEMAN ROAD, BROOKLYN, OH 44144
KEY WEST INVESTMENTS, LLC
33 E. VALLEY BLVD,, UNIT #201, ALHAMBRA, CA 91801
KEYBANC CAPITAL MARKETS INC.
127 PUBLIC SQUARE, CLEVELAND, OH 44114
KEYSTONE CAPITAL CORPORATION
3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108
KFM SECURITIES, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
KGW CAPITAL CORPORATION
5 HAMPTON CLOSE, WESTHAMPTON BEACH, NY 11978
KILDARE CAPITAL, INC.
555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087
KILEY PARTNERS, INC.
13241 OAKMEADE, PALM BEACH GARDENS, FL 33418
KILLARNEY SECURITIES CORPORATION
230 PARK AVENUE SUITE 1152, NEW YORK, NY 10169
KIM ENG SECURITIES U.S.A. INC.
406 EAST 50TH ST., NEW YORK, NY 10022-8002
KIMBERLY CAPITAL CORP.
14 GEORGE ROAD, GLEN ROCK, NJ 07452
KIMELMAN & BAIRD, LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516
KINECTA FINANCIAL & INSURANCE SERVICES, LLC
1440 ROSECRANS AVE., MAIL STOP 38, MANHATTAN BEACH, CA 90266
KINETICS FUNDS DISTRIBUTOR, INC.
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523
KINGSBRIDGE CAPITAL CORP.
12407 RIDGE RD, KING GEORGE, VA 22485
KINGSBURY CAPITAL, LLC
200 SOUTH MICHIGAN AVE., 10TH FLOOR, CHICAGO, IL 60604
KINGSDALE CAPITAL MARKETS (USA) INC.
130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022
KINSELL, NEWCOMB & DE DIOS, INC
2776 GATEWAY ROAD, CARLSBAD, CA 92009
KIOUS AND COMPANY, INCORPORATED
320 GOLD AVE SW, SUITE 919, ALBUQUERQUE, NM 87102
Mailing Address: P.O. DRAWER L, ALBUQUERQUE, NM 87103
KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941
KIPLING JONES & CO., LTD.
1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002
Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002
KIPPSDESANTO & COMPANY
1600 TYSONS BOULEVARD, SUITE 375, MCLEAN, VA 22102
KIRK SECURITIES CORPORATION
400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041
Mailing Address: P.O. BOX 1934, DENTON, TX 76202
KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734
KKR CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019
KMHT SECURITIES, INC
1011 PLUM DRIVE, IRVING, TX 75063
KMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866
KNIGHT BONDPOINT, INC.
2859 PACES FERRY ROAD, SUITE 2125, ATLANTA, GA 30339
KNIGHT CAPITAL MARKETS LLC
100 MANHATTANVILLE ROAD, PURCHASE, NY 10577
KNIGHT CLEARING SERVICES LLC
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310
KNIGHT DIRECT LLC
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310
KNIGHT EQUITY MARKETS, L.P.
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310-1607
Mailing Address: 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310-1607
KNIGHT LIBERTAS LLC
ONE GREENWICH OFFICE PARK, SOUTH, SECOND FL., GREENWICH, CT 06831
KNOX SECURITIES CORP.
33 RIVERSIDE AVENUE, 5TH FLOOR, WESTPORT, CT 06880
KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127
KOONCE SECURITIES, INC.
6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550
KOREA INVESTMENT & SECURITIES AMERICA, INC.
400 KELBY STREET, 11TH FLOOR, FORT LEE, NJ 07024
KOTAK MAHINDRA, INC.
50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606
KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308
KOVITZ SECURITIES, LLC
115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603
KPMG CORPORATE FINANCE LLC
1 EAST PRATT STREET, 6TH FLOOR, BALTIMORE, MD 21202
KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787
KRAMBO CORPORTION
1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310
KRAMER SECURITIES CORPORATION
7120 S.W. 95 STREET, MIAMI, FL 33156
Mailing Address: P.O. DRAWER 431456, MIAMI, FL 33243
KRD BROKERAGE, LLC
1101 PERIMETER DRIVE , SUITE 730, SCHAUMBURG, IL 60173
Mailing Address: 1101 PERIMETER DRIVE, SUITE 730, SCHAUMBURG, IL 60173
KRIEBEL GAS & OIL INVESTMENTS CORP.
633 MAYFIELD DRIVE, CLARION, PA 16214
Mailing Address: P.O. BOX 765, CLARION, PA 16214
KRK LIMITED
1107 NIGHTINGALE DR, PALATINE, IL 60067-7038
KRUEGER BROKERAGE INC.
406 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632
Mailing Address: P.O. BOX 1448, KEOKUK, IA 52632
KTA CAPITAL, LLC
C/O SPRINGTREE GLOBAL INVESTORS, LLC, 370 LEXINGTON AVENUE SUITE 1900, NEW YORK, NY 10017
KUEHL CAPITAL CORPORATION
14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154
KUHNS BROTHERS SECURITIES CORPORATION
558 LIME ROCK ROAD, LIME ROCK, CT 06039
Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039
KUN-LUN DEVELOPMENT CORPORATION
6080 STEWART AVENUE, FREMONT, CA 94538
KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC.
1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309
KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410
KW SECURITIES CORPORATION
1001 BAYHILL DRIVE, SUITE 170, SAN BRUNO, CA 94066
KYSON & CO
411 E. HUNTINGTON DR., #212, ARCADIA, CA 91006
L
L&M FINANCIAL SERVICES
5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129
Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129
L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248
L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD – SUITE 325, ST. LOUIS, MO 63017
Mailing Address: 16401 SWINGLEY RIDGE ROAD – SUITE 210, ST. LOUIS, MO 63017
L.M. KOHN & COMPANY
9810 MONTGOMERY ROAD, CINCINNATI, OH 45242-6414
L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221
L.P. LITTLEWOOD AND ASSOCIATES, INC.
2713 FLOSSMOOR RD., FLOSSMOOR, IL 60422
Mailing Address: 2713 FLOSSMOOR ROAD, FLOSSMOOR, IL 60422
LABRANCHE & CO. LLC
33 WHITEHALL STREET, NEW YORK, NY 10005
Mailing Address: 33 WHITEHALL STREET, NEW YORK, NY 10006-3008
LABRANCHE FINANCIAL SERVICES, LLC
33 WHITEHALL STREET, NEW YORK, NY 10004
LABRANCHE STRUCTURED PRODUCTS DIRECT
33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004
LABRANCHE STRUCTURED PRODUCTS LLC
33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004
LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B“, COLUMBIA, MO 65203
LADENBURG THALMANN & CO. INC.
520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022
LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814
LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131
LAIDLAW & COMPANY (UK) LTD.
41 DOVER STREET, LONDON, W1S 4NS ENGLAND
Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016
LAKE FOREST SECURITIES LLC
39 SOUTH LASALLE ST. STE. 716, CHICAGO, IL 60603
LAKEPOINTE CAPITAL ADVISORS LLC
60 SOUTH SIXTH STREET, SUITE 2310, MINNEAPOLIS, MN 55402
LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121
LAMAUTE CAPITAL INCORPORATED
5500 FRIENDSHIP BLVD., #1709N, CHEVY CHASE, MD 20815
Mailing Address: 1940 DUKE STREET, SUITE 200, ALEXANDRIA, VA 22314
LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339
LAMPOST CAPITAL, L.C.
7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434
LANCASTER POLLARD & CO.
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215
LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202
LANDMARK INVESTMENT GROUP, INC
350 CAYUGA RD, CHEEKTOWAGA, NY 14225
LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703
LANE CAPITAL MARKETS LLC
2425 POST ROAD, SUITE 205, SOUTHPORT, CT 06890
LANE FINANCIAL L.L.C.
1420 SHERIDAN RD., SUITE 1E, WILMETTE, IL 60091-1848
LANE, BERRY & CO. INTERNATIONAL, LLC
125 HIGH STREET, SUITE 2500, BOSTON, MA 02110
LANGDON SHAW SECURITIES, INC.
320 N. MERIDIAN STREET, SUITE 908, INDIANAPOLIS, IN 46204-1727
LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747
LARA, SHULL & MAY, LLC
7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043
LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382
LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222
LARKSPUR CAPITAL CORPORATION
445 PARK AVENUE-15TH FLR., NEW YORK, NY 10022
LARSONALLEN FINANCIAL, LLC
220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505
LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131
LAUREL HILL SECURITIES LLC
100 WALL STREET 22ND FLOOR, SUITE 22223, NEW YORK, NY 10005
LAVAFLOW, INC.
388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013
LAVECCHIA CAPITAL LLC
444 MANSFIELD AVENUE, DARIEN, CT 06820
LAWSON FINANCIAL CORPORATION
3352 E. CAMELBACK RD, PHOENIX, AZ 85018
Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018
LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112
LAZARD CAPITAL MARKETS LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900
LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900
LAZARD MIDDLE MARKET LLC
225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402
Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402
LB GROUP LLC
274 RIVERSIDE AVENUE, PH, WESTPORT, CT 06880
LBC CAPITAL PARTNERS LLC
700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005
LCG CAPITAL ADVISORS, LLC
401 EAST JACKSON STREET, SUITE 2450, TAMPA, FL 33602
LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022
LEADER CAPITAL CORP.
1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221
Mailing Address: 1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221
LEBENTHAL & CO., LLC
521 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10175
LEC INVESTMENT CORP.
1015 FINANCIAL CENTER, BIRMINGHAM, AL 35203
LEDGEMONT CAPITAL MARKETS LLC
780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017
Mailing Address: 780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017
LEDGEMONT SECURITIES LLC
780 THIRD AVE., 23RD FLOOR, NEW YORK, NY 10017
LEDGEWOOD CAPITAL MANAGEMENT, LLC
92 PORTSMOUTH AVENUE, SUITE 15, EXETER, NH 03833
LEE FINANCIAL SECURITIES, INC.
2756 WOODLAWN DRIVE, SUITE #6-201, HONOLULU, HI 96822-1856
Mailing Address: 503 BLACKBIRD DRIVE, HOCKESSIN, DE 19707-2053
LEERINK SWANN LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110
LEGACY ASSET SECURITIES, INC.
1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027
LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005
LEGEND EQUITIES CORPORATION
4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410
LEGEND MERCHANT GROUP, INC.
30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004
LEGEND SECURITIES, INC.
39 BROADWAY (SUITE 740), NEW YORK, NY 10006
LEGENT CLEARING
9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114
LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202
LEHMAN BROTHERS INC.
100 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660
LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006
LEMLEY, YARLING & CO.
42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521
LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451
LEONARD & COMPANY
1450 WEST LONG LAKE RD, SUITE 150, TROY, MI 48098
LEONARD SECURITIES, INC
1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118
LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890
LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036
LEVEL ATS
65 FRANKLIN STREET, SUITE 201, BOSTON, MA 02110
LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017
LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660
LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101
LEXICON PARTNERS (US) LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022
LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504
LF FINANCIAL, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433
LFC SECURITIES, LLC
1250 CONNECTICUT AVE NW, SUITE 550, WASHINGTON, DC 20036
LIABILITY SOLUTIONS
ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901
LIABSOL INC.
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
LIATI CAPITAL, LLC
17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004
LIBERTY ASSOCIATES, INC.
36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036
LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201
LIBERTY GLOBAL PARTNERS
10 LIBERTY SQUARE 6TH FLOOR, BOSTON, MA 02109
LIBERTY GROUP, LLC
3923 GRAND AVENUE, OAKLAND, CA 94610
LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY-SUITE #300, ELM GROVE, WI 53122
LIBERTY LIFE SECURITIES LLC
100 LIBERTY WAY, DOVER, NH 03820
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
4540 CALIFORNIA AVENUE, SUITE 530, BAKERSFIELD, CA 93309
LIBERTY TREE ADVISORS, LLC
24 LIBERTY STREET, ACTON, MA 01720
LIBERUM CAPITAL INC
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
LIBUCKI & CO., LLC
1900 MARKET STREET SUITE 113, SUITE 113, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 113, PHILADELPHIA, PA 19103
LIEBLONG & ASSOCIATES, INC.
10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221
LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623
LIFEVEST FINANCIAL, INC.
10 BAY STATE ROAD, BELMONT, MA 02478
LIGHTHOUSE CAPITAL CORPORATION
659 ABREGO ST., SUITE 6, MONTEREY, CA 93940
LIGHTHOUSE FINANCIAL GROUP, LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170
LIGHTHOUSE SECURITIES, LTD.
241 MAIN STREET, HARTFORD, CT 06106-1862
LIGHTSPEED TRADING, LLC
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016
LIGHTSTONE SECURITIES, LLC
1 INTERNATIONAL BLVD SUITE 200, MAHWAH, NJ 07495
LIME BROKERAGE LLC
625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012
LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239
LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103
LINCOLN FINANCIAL SECURITIES CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301-3258
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302
LINCOLN INTERNATIONAL L.L.C.
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661
LINCOLN INVESTMENT
FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595
LINEAR FINANCIAL SERVICES, INC.
4 HUTTON CENTRE DRIVE, SUITE 1000, SANTA ANA, CA 92707
LINKBROKERS DERIVATIVES CORPORATION
107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10012
LIQUID CAPITAL SECURITIES, LLC
71 SOUTH WACKER DRIVE, SUITE 2100, CHICAGO, IL 60606
LIQUIDNET, INC.
498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018
LITTLE AND COMPANY
211 WEST WALL, MIDLAND, TX 79701-4506
LIVERMORE TRADING GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
LIVINGSTON MONROE CAPITAL GROUP INC.
5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431
LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519
LJS CAPITAL, LLC
4027 GUADELOUPE ST, BOULDER, CO 80301
LMV CAPITAL CORP.
11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010
LOCKEBRIGE PARTNERS, INC.
1666 MASSACHUSETTES AVENUE, LEXINGTON, MA 02420
LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112
LOEB PARTNERS CORPORATION
61 BROADWAY, NEW YORK, NY 10006
LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED
HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA
Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA
LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231
LOMBARDI & CO., INC.
29 BROADWAY @ TRINITY PLACE, STREET LEVEL, NEW YORK, NY 10006
LONDON & PACIFIC CAPITAL ADVISORS, LLC
2301 ROSECRANS AVENUE, SUITE 3170, EL SEGUNDO, CA 90245
LONE STAR SECURITIES, INC.
15851 DALLAS PKWY. – SUITE 105, ADDISON, TX 75001-3360
LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576
LONGBOW SECURITIES, LLC
6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050
LONGVIEW FINANCIAL GROUP, INC
370 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10017
LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620
LOOP CAPITAL MARKETS LLC
200 W. JACKSON., SUITE 1600, CHICAGO, IL 60606
Mailing Address: 200 W. JACKSON, SUITE 1600, CHICAGO, IL 60606
LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973
LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527
LORING WARD SECURITIES INC.
3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128
LOUIS CAPITAL MARKETS, LP
445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022
LOVELL INCORPORATED
1519 LIPSCOMB DRIVE, BRENTWOOD, TN 37027
Mailing Address: P.O. BOX 157, BRENTWOOD, TN 37024
LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423
LPL FINANCIAL CORPORATION
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108-3106
LTC INVESTMENT SERVICES, INC.
717 – 17TH ST., SUITE 2100, DENVER, CO 80202-3323
Mailing Address: 717 – 17TH ST, SUITE 2100, DENVER, CO 80202-3323
LUCIA FINANCIAL LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751
LUDLOW WARD SECURITIES LLC
ONE FINANCIAL WAY, SUITE 309, CINCINNATI, OH 45242
LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC
2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405
LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE 1104, BOSTON, MA 02116
LYNX CAPITAL, LLC
10900 WILSHIRE BOULEVARD, SUITE 300, LOS ANGELES, CA 90024
LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019
M
M & W FINANCIAL INC.
140 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
Mailing Address: 100 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
M B FINANCIAL SERVICES
193 DOWD ST., NEWINGTON, CT 06111-2608
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963
M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209
M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207
M&A CAPITAL, LLC
32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361
M&I DISTRIBUTORS LLC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
Mailing Address: 111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
M&I FINANCIAL ADVISORS, INC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202
M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202
M. AMARICO, INC.
96 LIMEKILN ROAD, WEST REDDING, CT 06896
M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831
M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD – BUILDING 2, NEW HARTFORD, NY 13413-0895
Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895
M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022
M. HADLEY SECURITIES, INC.
1700 CALIFORNIA STREET, SUITE 335, SAN FRANCISCO, CA 94109
M. R. BEAL & COMPANY
110 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
M. RAMSEY KING SECURITIES, INC.
93 TOMLIN CIRCLE, BURR RIDGE, IL 60527
M. S. HOWELLS & CO.
20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255
M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025
M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699
M.E.S.A. SECURITIES, INC.
85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
Mailing Address: 85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
M.J. WHITMAN LLC
622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715
M3 CAPITAL PARTNERS LLC
233 SOUTH WACKER DRIVE, SUITE 5200, CHICAGO, IL 60606
MACALLASTER PITFIELD MACKAY INC.
30 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST, NEW YORK, NY 10004
MACGREGOR GLOBAL INVESTMENTS, LLC
980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611
MACK INVESTMENT SECURITIES, INC.
1939 WAUKEGAN RD.,SUITE 300, GLENVIEW, IL 60025
MACKIE RESEARCH USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA
MACMAR INVESTMENT CORPORATION
2482 11TH ST. SW, AKRON, OH 44314
MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
MACQUARIE PRIVATE WEALTH CORP
BCE PLACE, 181 BAY STREET, SUITE 3200, P.O. BOX 779, TORONTO, ONTARIO, M5J 2T3 CANADA
MACRO FINANCIAL, LLC
14 MAIN STREET, SUITE 100, MADISON, NJ 07940
MACRO RISK ADVISORS LLC
1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018
MADDEN SECURITIES CORPORATION
1901 NORTH AKARD, DALLAS, TX 75201
MADISON AVENUE SECURITIES, INC.
15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128
MADISON CAPITAL MARKETS, INC.
666 FIFTH AVENUE SUITE 1411, NEW YORK CITY, NY 10103
MADISON PARK GROUP LLC
521 FIFTH AVENUE (17TH FLOOR), NEW YORK, NY 10175
MADISON WILLIAMS AND COMPANY
527 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10022
MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054
MAGNER SECURITIES, LLC
3414 PEACHTREE ROAD, NE, SUITE 1020, ATLANTA, GA 30326
MAGUIRE INVESTMENTS, INC.
1862 S. BROADWAY, SUITE 100, SANTA MARIA, CA 93454
Mailing Address: P.O. BOX 1848, SANTA MARIA, CA 93456-1848
MAHLER & EMERSON INC.
570 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146
MAIA SECURITIES, INC.
17800 CASTLETON ST. SUITE 435, CITY OF INDUSTRY, CA 91748
Mailing Address: 17800 CASTLETON ST. – SUITE 435, CITY OF INDUSTRY, CA 91748
MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101
MAINFIRST SECURITIES US INC.
SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY
MAINLINE WEST MUNICIPAL SECURITIES LLC
700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202
MAINSAIL GROUP LLC
350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017
MAITLAND SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714
MAKO FINANCIAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
MAKO USA LLP
25 CHRISTOPHER STREET, LONDON, EC2A 2BS UK
MALKIN SECURITIES CORP.
60 EAST 42ND STREET, NEW YORK, NY 10165-0015
MALLORY CAPITAL GROUP, LLC
19 OLD KING’S HIGHWAY SOUTH – STE. 14, DARIEN, CT 06820
MAM WEALTH MANAGEMENT, LLC.
15456 VENTURA BOULEVARD; SUITE 302, SHERMAN OAKS, CA 91403
Mailing Address: 16161 VENTURA BOULEVARD, BOX 631, ENCINO, CA 91436
MAN INVESTMENTS INC.
ONE ROCKEFELLER PLAZA, 16TH FLOOR, NEW YORK, NY 10022
MANAGED ACCOUNT SERVICES, LLC
565 E. SWEDESFORD RD., SUITE 310, WAYNE, PA 19087
MANAGERS DISTRIBUTORS, INC.
333 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL 60606
MANARIN SECURITIES CORPORATION
15858 WEST DODGE ROAD, SUITE 310, OMAHA, NE 68118
MANCHESTER FINANCIAL GROUP, LLC
4700 IDS CENTER, MINNEAPOLIS, MN 55402
Mailing Address: 4700 IDS CENTER, 80 SOUTH EIGHTH ST., MINNEAPOLIS, MN 55402
MANITOU CAPITAL MANAGEMENT, INC.
1425 MICHIGAN AVE., FRANKFORT, MI 49635
Mailing Address: 1425 MICHIGAN AVE, FRANKFORT, MI 49635
MANN MANN JENSEN PARTNERS LP
TWO GRAND CENTRAL TOWER, 140 EAST 45TH STREET, SUITE 14A, NEW YORK, NY 10017
MANNA CAPITAL MANAGEMENT
6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042
MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450
MANOR HOUSE CAPITAL LLC
2005 MARKET STREET, 8TH FLOOR, SUITE 820, PHILADELPHIA, PA 19103
MANOR PRIVATE CAPITAL, LLC
10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235
MAP SECURITIES, INC.
1682 E. GUDE DRIVE – SUITE 201, ROCKVILLE, MD 20850
MAPLE SECURITIES U.S.A. INC.
10 EXCHANGE PLACE, 26TH FLOOR, JERSEY CITY, NJ 07302
MAPLEWOOD INVESTMENT ADVISORS, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231
MARATHON CAPITAL MARKETS, LLC
2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015
Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015
MARATHON FINANCIAL GROUP, INC.
401 SOUTH LASALLE STREET, SUITE 204, CHICAGO, IL 60605
Mailing Address: 401 SOUTH LASALLE ST, SUITE 204, CHICAGO, IL 60605
MARBLEHEAD TRADING GROUP, LLC
14 VANDERVENTER AVENUE, SUITE 201, PORT WASHINGTON, NY 11050
MARC J. LANE & COMPANY
180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701
MARCH CAPITAL CORP.
200 E RANDOLPH ST STE 2100, CHICAGO, IL 60601-6432
MARCH GROUP FINANCIAL, LLC
4685 MACARTHUR COURT, SUITE 400, NEWPORT BEACH, CA 92660
MARCO POLO SECURITIES INC.
75 BROAD STREET, 15TH FLOOR, NEW YORK, NY 10004
MARINER GROUP CAPITAL MARKETS, INC.
500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528
MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024
MARK BOYAR & COMPANY, INC.
35 EAST 21ST STREET, NEW YORK, NY 10010
MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583
Mailing Address: 404 EAST 66TH STREET APT 5E, NEW YORK, NY 10021
MARK R. WILFERT & COMPANY, LLC
1025 POLO CLUB ROAD, SUITE 300, INDEPENDENCE, MN 55359
MARK STEWART SECURITIES, INC.
30071 TOMAS, SUITE 175, RANCHO SANTA MARGARITA, CA 92688
Mailing Address: P. O. BOX 51150, IRVINE, CA 92619
MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171
MARKS BAUGHAN SECURITIES LLC
ONE TOWER BRIDGE, CONSHOHOCKEN, PA 19428
MARQUETTE DE BARY CO., INC.
230 PARK AVENUE, SUITE 939, NEW YORK, NY 10169
MARQUIS FINANCIAL SERVICES, INC.
16501 VENTURA BLVD. SUITE 512, ENCINO, CA 91436
MARQUIS HOLDINGS, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, 65 BROADWAY, 18TH FLOOR, NEW YORK, NY 10006
Mailing Address: 31 APACHE TRAIL, FREEHOLD, NJ 07728
MARSCO INVESTMENT CORPORATION
101 EISENHOWER PARKWAY, ROSELAND, NJ 07068
MARTIN CURRIE INVESTOR SERVICES, INC.
1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019
MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031
MARTIN VENTURES LLC
7921 JONES BRANCH DRIVE, #600, MCLEAN, VA 22102
MARTIN WOLF SECURITIES, LLC
4000 EXECUTIVE PARKWAY, SUITE 515, SAN RAMON, CA 94583
MARTINEZ-AYME SECURITIES
9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173
MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391
MARV CAPITAL INC.
4600 CAMPUS DRIVE, SUITE 105, NEWPORT BEACH, CA 92660
Mailing Address: 4600 CAMPUS DRIVE SUITE 105, NEWPORT BEACH, CA 92660
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017
MASON SECURITIES, INC.
11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321
MAST SERVICES LLC
2 CANAL PARK, CAMBRIDGE, MA 02141
MASTERTRADER.COM
7-11 SOUTH BROADWAY, SUITE 210A, WHITE PLAINS, NY 10601
MATHESON SECURITIES, L.L.C.
23160 FASHION DR., #225, ESTERO, FL 33928
MATRIX CAPITAL GROUP, INC.
420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170
MATRIX PRIVATE EQUITIES, INC.
11 SOUTH 12TH STREET, 3RD FLOOR, RICHMOND, VA 23219
MAX INTERNATIONAL BROKER/DEALER CORP.
75 MAIDEN LANE STE 503, NEW YORK, NY 10038
MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174
MAXWELL NOLL INVESTMENT ADVISORS
600 SOUTH LAKE AVENUE, SUITE 405, PASADENA, CA 91106-3955
MAXWELL SIMON, INC.
708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415
MAXXTRADE, INC.
880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
Mailing Address: 880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107
MAYFAIR CAPITAL MARKETS LLC
TWO SOUND VIEW DRIVE, SUITE 100, GREENWICH, CT 06830
Mailing Address: 93 E. MIDDLE PATENT ROAD, GREENWICH, CT 06831-2807
MAYFAIR SECURITIES, LLC
333 SOUTH HOPE STREET, 16TH FLOOR, LOS ANGELES, CA 90071
MAYHILL AGENCY, LLC
3621 ROUTE 94, HAMBURG, NJ 07419
MAYMONT PARTNERS, INC.
1801 LIBBIE AVE, SUITE 104, RICHMOND, VA 23226
MAZZONE & ASSOCIATES, INC.
8 PIEDMONT CENTER, SUITE 510, 3525 PIEDMONT RD., NE, ATLANTA, GA 30305
MB TRADING
1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
Mailing Address: 1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
MBM SECURITIES, INC.
440 LOUISIANA – SUITE 2600, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA, SUITE 2600, HOUSTON, TX 77002
MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166
MC FINANCIAL SERVICES LTD.
655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017
MCA SECURITIES LLC
200 SOUTH WACKER DRIVE, SUITE 726, CHICAGO, IL 60606
MCADAMS WRIGHT RAGEN, INC.
925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104
MCCAFFERTY & COMPANY, LLC
2029 CENTURY PARK EAST, SUITE 430, LOS ANGELES, CA 90067
MCCAULEY SECURITIES, LTD.
80 BROAD STREET, 27TH FL, NEW YORK, NY 10004
MCCLENDON, MORRISON & PARTNERS, INC.
150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
Mailing Address: 150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903
MCCOLL PARTNERS, LLC
100 NORTH TRYON STREET, SUITE 5400, CHARLOTTE, NC 28202
MCCOURTNEY-BRECKENRIDGE & COMPANY
9986 MANCHESTER ROAD, STE. 200, ST. LOUIS, MO 63122-1934
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744
MCFARLAND DEWEY SECURITIES CO., L.P.
420 LEXINGTON AVENUE, NEW YORK, NY 10170-2699
MCGLADREY CAPITAL MARKETS, LLC
575 ANTON BOULEVARD, 11TH FLOOR, COSTA MESA, CA 92626
MCKIM CAPITAL, INC.
215 SMMIT ROAD, WALNUT CREEK, CA 94598
Mailing Address: 215 SUMMIT ROAD, WALNUT CREEK, CA 94598
MCKINNON & COMPANY, INC.
999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
Mailing Address: 999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
MCL FINANCIAL GROUP, INC.
1851 EAST FIRST STREET, SUITE 150, SANTA ANA, CA 92705
MCLEAN SECURITIES, LLC
7900 WESTPARK DRIVE, SUITE A320, MCLEAN, VA 22102
MCLINEY AND COMPANY
2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108
MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019
MCMAHAN SECURITIES CO. L.P.
500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086
Mailing Address: 500 WEST PUTNAM AVE., GREENWICH, CT 06830-6086
MCMANUS & MILES INCORPORATED
575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022
Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022
MCMILLION SECURITIES, INC.
701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408
Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420
MCNALLY FINANCIAL SERVICES CORPORATION
1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928
MCNAMEE LAWRENCE SECURITIES, LLC
420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116
MCNICOLL, LEWIS & VLAK LLC
420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
MD GLOBAL PARTNERS, LLC
825 THIRD AVENUE, 2ND FLOOR – SUITE 231, NEW YORK, NY 10022
MDB CAPITAL GROUP LLC
401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401
Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401
MEADOWBROOK SECURITIES LLC
4266 I-55 NORTH, SUITE 106, MEADOWBROOK OFFICE PARK, JACKSON, MS 39211
MEADOWVALE ADVISORS LLC
1 WEST STREET, SUITE 100, NEW YORK, NY 10004-1021
MEANS INVESTMENT CO., INC.
802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614
MEB OPTIONS, LLC
440 S. LASALLE, SUITE 959, CHICAGO, IL 60605
Mailing Address: 14444 OAK TRAIL, HOMER GLEN, IL 60491
MEDALIST SECURITIES INC.
100 SHOCKOE SLIP, 2ND FL, RICHMOND, VA 23219
MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017
MEESCHAERT CAPITAL MARKETS, INC.
600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
MEESPIERSON SECURITIES LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516
MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006
MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251
MELLIN SECURITIES, INC.
33W469 MARE BARN LANE, WAYNE, IL 60184
MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1050, CHICAGO, IL 60604
Mailing Address: 141 WEST JACKSON BLVD., SUITE 2045, CHICAGO, IL 60604
MELVIN SECURITIES, L.L.C.
111 WEST JACKSON BLVD #2110, CHICAGO, IL 60604
MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305
MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362
MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619
MERCANTI SECURITIES, LLC
60 SOUTH 6TH STREET, 3720 DAIN RAUSCHER PLAZA, MINNEAPOLIS, MN 55402
MERCANTIL COMMERCEBANK INVESTMENT SERVICES
220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134
MERCATOR ASSOCIATES, LLC
121 RICHMOND STREET WEST, SUITE 601, TORONTO, M5H 2K1 CANADA
MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860
MERCHANT CAPITAL, L.L.C.
LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117
Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124
MERCOR SECURITIES LLC
1375 GATEWAY BOULEVARD, SUITE 35, BOYNTON BEACH, FL 33426
Mailing Address: PO BOX 1214, BOYNTON BEACH, FL 33425
MERCURY EQUITY GROUP, LLC
380 LEXINGTON AVENUE, SUITE 2020, NEW YORK, NY 10168
MERCURY SECURITIES, LLC
1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
Mailing Address: 1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
MEREDITH WHITNEY SECURITIES, LLC
50 WEST 57TH STREET, 2ND FLOOR, NEW YORK, NY 10019
MERGER & ACQUISITION CAPITAL SERVICES, INC.
336 EAST 53RD STREET, NEW YORK, NY 10022
Mailing Address: 336 EAST 53RD STREET, 4TH FLOOR, NEW YORK, NY 10022
MERIDIAN CAPITAL PARTNERS, LLC
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169
MERIDIAN EQUITY PARTNERS, INC.
5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
MERIDIAN INVESTMENTS, INC.
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169
MERIDIAN UNITED CAPITAL, LLC
8800 N. GAINEY CENTER DR., SUITE 176, SCOTTSDALE, AZ 85258
MERIDIEN FINANCIAL GROUP, INC.
10 DORRANCE STREET 5TH FLOOR, SUITE 524, PROVIDENCE, RI 02903
Mailing Address: 10 DORRANCE STREET 5TH FLOOR, PROVIDENCE, RI 02903
MERITUS FINANCIAL GROUP, INC.
645 TOLLGATE RD., STE. 140, ELGIN, IL 60123
MERLIN SECURITIES, LLC
101 CALIFORNIA STREET, SUITE 3050, SAN FRANCISCO, CA 94111
MERRILL LYNCH GOVERNMENT SECURITIES INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
222 BROADWAY – 6TH FLOOR, NEW YORK, NY 10038
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRIMAC CORPORATE SECURITIES, INC.
1185 SPRING CENTRE SOUTH BLVD, STE 1060, ALTAMONTE SPRINGS, FL 32714
MERRIMACK VALLEY INVESTMENT, INC.
109 MERRIMACK STREET, HAVERHILL, MA 01830
MERRIMAN CURHAN FORD & CO.
600 CALIFORNIA STREET, SUITE 900, SAN FRANCISCO, CA 94108
MERRION SECURITIES, LLC
210 ELMER STREET, WESTFIELD, NJ 07090
MERTZ ASSOCIATES, INC
N17W24222 RIVERWOOD DRIVE, #305, WAUKESHA, WI 53188
MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654
METCAP SECURITIES, LLC
405 LEXINGTON AVE., 39TH FLOOR, NEW YORK CITY, NY 10174
METCIRCLE SECURITIES LLC
103 EAST 84TH STREET, SUITE 5B, NEW YORK, NY 10028
Mailing Address: 103 EAST 84TH STREET, NEW YORK, NY 10028
METLIFE INVESTORS DISTRIBUTION COMPANY
5 PARK PLAZA, IRVINE, CA 92614
METLIFE SECURITIES INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
METROPOLITAN CAPITAL, INC.
9 EAST ONTARIO, CHICAGO, IL 60611
METZLER SECURITIES GMBH
18 GROSSE GALLUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
Mailing Address: 18 GROSSE GALUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
MEWBOURNE SECURITIES, INC.
3901 SOUTH BROADWAY, TYLER, TX 75701
MEYERS ASSOCIATES, L.P.
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006
MF GLOBAL INC.
717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022
MFI SECURITIES, L.P.
950 THIRD AVENUE-FLOOR 27, NEW YORK, NY 10022-2705
MFR SECURITIES, INC.
675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017
MFS FUND DISTRIBUTORS, INC.
500 BOYLSTON STREET, BOSTON, MA 02116-3741
MG SECURITIES LLC
ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY 10004
MGI FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
MGI SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA
MGO SECURITIES CORP.
THE TOWER AT ERIEVIEW, 1301 E. NINTH STREET SUITE 1400, CLEVELAND, OH 44114
MHA FINANCIAL CORP
4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409
MHT SECURITIES, L.P.
2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201
MICG INVESTMENT MANAGEMENT, LLC
11815 FOUNTAIN WAY, SUITE 400, NEWPORT NEWS, VA 23606
MICHAEL P. O’KEEFE INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: MICHAEL O’KEEFE, 1 MELROSE TERRACE, APT. 217, LONG BRANCH, NJ 07740
MICHAEL SAUNDERS SECURITIES CORP.
307 S. ORANGE AVENUE, SARASOTA, FL 34236
MICHIGAN SECURITIES, INC.
21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901
MICROPLACE, INC.
2211 N. FIRST STREET, SAN JOSE, CA 95131
MICROTRADE NETWORKS, INC.
2091 BUSINESS CENTER DRIVE, SUITE 120, IRVINE, CA 92612
MID ATLANTIC CAPITAL CORPORATION
1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368
MID FLORIDA CAPITAL MANAGEMENT, INC.
1807 CROWN WAY, ORLANDO, FL 32804
Mailing Address: P.O. BOX 608039, ORLANDO, FL 32860-8039
MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609
MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841
MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549
MID-OHIO SECURITIES CORP
225 BURNS ROAD, ELYRIA, OH 44035-5526
Mailing Address: P.O. BOX 1529, ELYRIA, OH 44035-1529
MIDAMERICA FINANCIAL SERVICES, INC.
1007 E. 20TH STREET, JOPLIN, MO 64804
MIDDLE MARKET TRANSACTIONS, INC.
158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523
MIDDLEBURY SECURITIES LLC
1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753
MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805
MIDKIFF & STONE CAPITAL GROUP, INC.
4808 PALMETTO, BELLAIRE, TX 77401-3414
Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705
MIDSOUTH CAPITAL, INC.
1050 CROWN POINTE PARKWAY, SUITE 200, ATLANTA, GA 30338
MIDTOWN PARTNERS & CO., LLC
4218 WEST LINEBAUGH AVENUE, TAMPA, FL 33624
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
925 CURTISS STREET, DOWNERS GROVE, IL 60515
MIDWEST RESOURCES SECURITIES CORP.
2511 N 124TH ST.STE. 105, BROOKFIELD, WI 53005-4684
Mailing Address: P.O. BOX 76, ELM GROVE, WI 53122-0076
MIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611
Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611
MIDWOOD SECURITIES, INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004
MILESTONE ADVISORS LLC
1775 I STREET, NW, SUITE 800, WASHINGTON, DC 20006
MILESTONE INVESTMENTS, INC.
6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246
MILKIE/FERGUSON INVESTMENTS, INC.
8750 N.CENTRAL EXPRESSWAY, STE. 1700, DALLAS, TX 75231
MILLENNIUM ADVISORS, LLC
14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277
MILLENNIUM GLOBAL CAPITAL, LLC
75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019
MILLENNIUM WAVE INVESTMENTS
3204 BEVERLY, DALLAS, TX 75205
MILLER BUCKFIRE & CO., LLC
153 E 53RD ST, 22ND FLOOR, NEW YORK, NY 10022
MILLER CAPITAL MARKETS, LLC
4900 NORTH SCOTTSDALE ROAD, SUITE 3800, SCOTTSDALE, AZ 85251-7663
MILLER TABAK + CO., LLC
331 MADISON AVE, NEW YORK, NY 10017
MILLER TABAK ROBERTS SECURITIES, LLC
331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017
Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017
MILLINGTON SECURITIES, INC.
222 SOUTH MILL STREET, NAPERVILLE, IL 60540
MINNESOTA VALLEY INVESTMENTS
600 EAST BRIDGE STREET, REDWOOD FALLS, MN 56283
Mailing Address: PO BOX 70, REDWOOD FALLS, MN 56283
MINSHALL & COMPANY INC.
2200 S. UTICA PL. STE 150, TULSA, OK 74114
MIRAE ASSET SECURITIES (USA) INC.
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY 10036
MIRAMAR SECURITIES, LLC
12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA, GA 30004
Mailing Address: 12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA,, GA 30004
MIRUS SECURITIES, INC.
200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803
MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625
MISMI, INC.
17 STATE STREET, SUITE 703, NEW YORK, NY 10004
MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231
MITCHELL SECURITIES, INC.
213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946
MITRE GROUP LLC
1504 NORTH MAIN STREET, CROWN POINT, IN 46307
MITSUBISHI UFJ SECURITIES (USA), INC.
1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708
MIZUHO SECURITIES USA INC.
1251 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10020
MJC ADVISORS LLC
535 MADISON AVE., 5TH FLOOR, NEW YORK, NY 10022
MKG FINANCIAL GROUP, INC.
1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201
MKM PARTNERS LLC
ONE SOUND SHORE DRIVE, 3RD FLOOR, GREENWICH, CT 06830-7251
MMA SECURITIES, INC.
1110 NORTH MAIN STREET, GOSHEN, IN 46528
Mailing Address: P.O. BOX 483, GOSHEN, IN 46527
MMC SECURITIES CORP.
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
MML DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MML INVESTORS SERVICES, INC.
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MMLISI FINANCIAL ALLIANCES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MMR, INC.
550 N. 159TH STREET EAST, SUITE 200, WICHITA, KS 67230
MND PARTNERS, INC.
20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005
MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022
MOFFAT CAPITAL, LLC
765 NORTH ISLAND DR. NW, ATLANTA, GA 30327-4619
MOGAVERO LEE & CO INC.
20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005
MOLECULAR SECURITIES INC.
45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111
MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021
MOMENTUM TRADING PARTNERS, LLC
17 STATE STREET, 11TH FLOOR, NEW YORK, NY 10004
MONADNOCK SECURITIES, LP
219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801
MONARCH BAY ASSOCIATES, LLC
30950 RANCHO VIEJO ROAD, SUITE 120, SAN JUAN CAPISTRANO, CA 92675
MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110
MONARCH FINANCIAL CORPORATION OF AMERICA
230 PARK AVENUE, STE 939, NEW YORK, NY 10169
MONDIALE SECURITIES, LLC
75 ROCKEFELLER PLAZA, 15 WEST 51ST STREET, SUITE 2102, NEW YORK, NY 10019
MONETA SECURITIES CORPORATION
15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169
Mailing Address: PO BOX 909, HAYMARKET, VA 20168
MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002
MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764
MONEY MANAGEMENT ADVISORY, INC.
102 W. STREET RD, FEASTERVILLE, PA 19053
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
260 CALIFORNIA STREET, SUITE 200, SAN FRANCISCO, CA 94111
MONITOR CAPITAL LLC
8 SOUNDSHORE DRIVE, GREENWICH, CT 06830
MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047
MONROE SECURITIES, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
MONTAG & JOSELSON
21 PARK DRIVE SOUTH, RYE, NY 10580
MONTECITO ADVISORS, INC.
2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105
MONTGOMERY & CO., LLC
100 WILSHIRE BLVD., SUITE 400, SANTA MONICA, CA 90401
MONTGOMERY, MARSHALL HEALTHCARE PARTNERS,LLC
THREE EMBARCADERO CENTER, SUITE 1420, SAN FRANCISCO, CA 94111
MONTROSE SECURITIES INTERNATIONAL
44 MONTGOMERY STREET, SUITE 3050, SAN FRANCISCO, CA 94104
MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116
MOODY CAPITAL SOLUTIONS, INC
5575 NORTH POINT PKWY, SUITE 89, ALPHARETTA, GA 30022
MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057
MOORELAND PARTNERS LLC
537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830
MOORGATE SECURITIES LLC
45 ROCKEFELLER PLAZA, SUITE 1406, NEW YORK, NY 10111
MOORS & CABOT, INC.
111 DEVONSHIRE STREET, BOSTON, MA 02109
MORALES & CO. CAPITAL MARKETS, LLC
7878 STRATFORD LANE, ATLANTA, GA 30350
MORAN SECURITIES, INC.
ONE NORTH FRANKLIN SUITE 700, CHICAGO, IL 60606
MORETON BROKERAGE SERVICES, LLC
709 EAST SOUTH TEMPLE, SALT LAKE CITY, UT 84102
MORGAN INVESTMENT MANAGEMENT, INC.
12520 HIGH BLUFF DR STE 360, SAN DIEGO, CA 92130-2041
MORGAN JOSEPH & CO. INC.
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10020
Mailing Address: 600 FIFTH AVENUE 19TH FLOOR, NEW YORK, NY 10020
MORGAN KEEGAN & COMPANY, INC.
FIFTY FRONT STREET, MORGAN KEEGAN TOWER, MEMPHIS, TN 38103-9980
MORGAN STANLEY & CO. INCORPORATED
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 901 SOUTH BOND STREET, 3RD FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231
MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311
MORGAN STANLEY DISTRIBUTORS INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311
MORGAN STANLEY SMITH BARNEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 901 S BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231
MORGAN WILSHIRE SECURITIES, INC.
960 FRANKLIN AVENUE, 2ND FLOOR, GARDEN CITY, NY 11530
MORNINGSTAR INVESTMENT SERVICES, INC.
22 W WASHINGTON ST, 13TH FLOOR, CHICAGO, IL 60602-1605
MORRIS FINANCIAL, INC.
413 AVE G #1, REDONDO BEACH, CA 90277
MORRIS GROUP, INC.
8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240
MORRISON INVESTMENTS, INC.
620 W. ROOSEVELT RD, SUITE C2, WHEATON, IL 60187-2306
MORTON CLARKE FU & METCALF, INC.
520 PIKE STREET, SUITE 2250, SEATTLE, WA 98101
MORTON SEIDEL & COMPANY, INC.
8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708
MOSAIC CAPITAL SECURITIES, LLC
15165 VENTURA BOULEVARD, SUITE 425, SHERMAN OAKS, CA 91403
MOSAIC FUNDS DISTRIBUTOR, LLC
8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258
Mailing Address: 8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258
MOSS ADAMS CAPITAL LLC
999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019
MOSS ADAMS SECURITIES & INSURANCE LLC
999 THIRD AVE STE 2800, SEATTLE, WA 98104
MOUNT YALE SECURITIES, LLC
1125 17TH STREET, SUITE 1400, DENVER, CO 80202
Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437
MOUNTAIN VIEW SECURITIES, LLC
999 18TH STREET, SUITE 1001, DENVER, CO 80202
MOWELL FINANCIAL GROUP, INC.
407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312
MPG FINANCIAL, LLC
2140 LAKE PARK BLVD., STE. 204, RICHARDSON, TX 75080
MPI SECURITIES, INC.
101 POOR FARM ROAD, PRINCETON, NJ 08540
MPS GLOBAL SECURITIES, LLC
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016
MS GLOBAL FINANCE, LLC
500 FIFTH AVENUE, SUITE 3000, NEW YORK, NY 10110
MS SECURITIES SERVICES INC.
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231
MSA SECURITIES, LLC
3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405
MSCS FINANCIAL SERVICES, LLC
700 17TH STREET, S300, DENVER, CO 80202
MSF SECURITIES, INC.
6565 AMERICAS PARKWAY N.E., SUITE 611, ALBUQUERQUE, NM 87110
MT RUSHMORE SECURITIES LLC
1703 PADMAVANI LANE, FAIRFIELD, IA 52556
MTG, LLC
250 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10003
MTL EQUITY PRODUCTS, INC.
1200 JORIE BLVD., OAK BROOK, IL 60523-2269
MTS SECURITIES, LLC
623 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10022
MUFSON HOWE HUNTER & PARTNERS LLC
1717 ARCH STREET, 32ND FLOOR, PHILADELPHIA, PA 19103
MULTI-BANK SECURITIES, INC.
24280 WOODWARD AVENUE, PLEASANT RIDGE, MI 48069
MULTI-FINANCIAL SECURITIES CORPORATION
1290 BROADWAY, 14TH FLOOR, DENVER, CO 80203
MULTIPLE FINANCIAL SERVICES, INC.
15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447
MULTITRADE SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170
MUNICIPAL CAPITAL MARKETS GROUP, INC.
4851 LBJ FREEWAY – SUITE 200, DALLAS, TX 75244
MUREX CAPITAL, LLC
2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134
MURIEL SIEBERT & CO., INC.
885 THIRD AVENUE STE 1720, NEW YORK, NY 10022
MURPHY & DURIEU
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271
MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701
MUSKET RESEARCH ASSOCIATES INC.
125 CAMRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140
Mailing Address: 125 CAMBRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140
MUTUAL FUND SPECIALISTS, INC.
1531 ALOMA AVE, WINTER PARK, FL 32789
Mailing Address: P.O. BOX 2767, WINTER PARK, FL 32790-2767
MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624
MUTUAL FUNDS INVESTMENT COMPANY
1500 MASSACHUSETTS AVE. NW, WASHINGTON, DC 20005-1895
Mailing Address: 1500 MASSACHUSETTS AVE NW, WASHINGTON, DC 20005-1895
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869
MUTUAL OF AMERICA SECURITIES CORPORATION
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020
MUTUAL SECURITIES, INC.
807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011
MUTUAL SERVICE CORPORATION
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
MUTUAL TRUST CO. OF AMERICA SECURITIES
2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759
Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759
MV SECURITIES GROUP, INC.
1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002
MVISION PRIVATE EQUITY ADVISERS USA LLC
CONNAUGHT HOUSE, 1 – 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM
MVP FINANCIAL, LLC
99 JOHN STREET, #223, NEW YORK, NY 10038
MWA FINANCIAL SERVICES INC.
1701 1ST AVENUE, ROCK ISLAND, IL 61201
MWAM DISTRIBUTORS, LLC
865 S. FIGUEROA ST, SUITE 1800, LOS ANGELES, CA 90017
MYD MARKET, INC
608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020
MYSTOCKFUND SECURITIES, INC.
4711 E FALCON DRIVE, SUITE 221, MESA, AZ 85215
Mailing Address: PO BOX 21566, MESA, AZ 85277
N
N. HAHN & CO., INC.
230 PARK AVENUE, NEW YORK, NY 10169
Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163
N.A. INVESTCORP LLC
280 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10017
N.B. ZOULLAS SECURITIES, INC.
909 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022
N.E. PRIVATE CLIENT ADVISORS, LTD.
790 NORTH MAIN STREET, PROVIDENCE, RI 02904
N.E.I. ENERGY PARTNERS, INC.
12200 N. STEMMONS FREEWAY – SUITE 207, DALLAS, TX 75234
N.I.S. FINANCIAL SERVICES, INC.
500 EAST 9TH ST., KANSAS CITY, MO 64106
Mailing Address: 500 EAST 9TH STREET, KANSAS CITY, MO 64106
NABSECURITIES, LLC
245 PARK AVE 28TH FL, NEW YORK, NY 10167
NAFA CAPITAL MARKETS, LLC
100 NORTH BROADWAY, SUITE 2550, OKLAHOMA CITY, OK 73102
NANCY BARRON & ASSOCIATES, INC.
150 GRAND BOULEVARD, LEXINGTON, KY 40507
NANES, DELORME CAPITAL MANAGEMENT LLC
400 MADISON AVENUE, SUITE 12C, NEW YORK, NY 10017
NAPLES AIS, INC.
23150 FASHION DRIVE, SUITE 231, ESTERO, FL 33928
NASDAQ EXECUTION SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006
NASDAQ OPTIONS SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006
NATIONAL ALLIANCE SECURITIES CORPORATION
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234
NATIONAL BANK OF CANADA FINANCIAL INC.
65 EAST 55TH STREET, 34TH FLOOR, NEW YORK, NY 10022
Mailing Address: 65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022
NATIONAL FINANCIAL SERVICES LLC
200 SEAPORT BOULEVARD, BOSTON, MA 02110
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281
NATIONAL PENSION & GROUP CONSULTANTS, INC
3130 BROADWAY, KANSAS CITY, MO 64111-2406
NATIONAL PLANNING CORPORATION
401 WILSHIRE BLVD.-STE. 1100, SANTA MONICA, CA 90401
NATIONAL SECURITIES CORPORATION
1001 FOURTH AVENUE, SUITE 2200, SEATTLE, WA 98154-1100
NATIONS FINANCIAL GROUP, INC.
4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402
NATIONWIDE FUND DISTRIBUTORS LLC
1000 CONTINTENTAL DRIVE, SUITE 400, KING OF PRUSSIA, PA 19406
NATIONWIDE INVESTMENT SERVICES CORPORATION
ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH 43215
NATIONWIDE PLANNING ASSOCIATES INC.
PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652
NATIONWIDE SECURITIES, LLC
5100 RINGS ROAD, MAIL CODE: RR1-05-D6, DUBLIN, OH 43017
Mailing Address: ONE NATIONWIDE PLAZA, MAIL CODE: 01-33-401, COLUMBUS, OH 43215
NATIXIS BLEICHROEDER LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300
NATIXIS DISTRIBUTORS, L.P.
399 BOYLSTON STREET, BOSTON, MA 02116-9848
NATIXIS SECURITIES NORTH AMERICA INC.
9 W. 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019
NATSOURCE SECURITIES LLC
100 WILLIAM ST., SUITE 2005, NEW YORK, NY 10038
NAVAID FINANCIAL SERVICES, INC.
1522 LOCUST ST., FL. 2, PHILADELPHIA, PA 19102
NAVIDAR GROUP LLC
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017
NAVIGANT CAPITAL ADVISORS, LLC
30 S. WACKER ST., SUITE 3100, CHICAGO, IL 60606
Mailing Address: 30 S. WACKER, SUITE 3200, CHICAGO, IL 60606
NAVIGATE ADVISORS
ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 111, STAMFORD, CT 06902
Mailing Address: ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 114, STAMFORD, CT 06902
NAVIGATOR FINANCIAL CORPORATION
101 WESTCOTT STREET, SUITE 604, HOUSTON, TX 77007
NAVY FEDERAL BROKERAGE SERVICES, LLC
12851 WORLDGATE DRIVE, HERNDON, VA 20170
Mailing Address: P.O. BOX 866, MERRIFIELD, VA 22116
NBC SECURITIES, INC.
1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686
Mailing Address: POST OFFICE BOX 10686, BIRMINGHAM, AL 35202-0686
NBF SECURITIES (USA) CORP.
1155 METCALFE STREET, MONTREAL, H3B 4S9 CANADA
Mailing Address: EXCHANGE TOWER, 130 KING ST W. STE. 3200, P. O. BOX 21, TORONTO M5X 1J9, M5X 1J9 CANADA
NC SECURITIES, LLC
3 BETHESDA METRO CENTER, SUITE 500, BETHESDA, MD 20814
NCB SECURITIES, LLC
330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017
NDX TRADING, INC.
900 LONG LAKE ROAD, SUITE 101, NEW BRIGHTON, MN 55112
NEAR EARTH, LLC
945 WEST ROAD, NEW CANAAN, CT 06840
NEEDHAM & COMPANY, LLC
445 PARK AVENUE, NEW YORK, NY 10022-2602
NEIDIGER, TUCKER, BRUNER, INC.
1331 17TH ST, SUITE 400, DENVER, CO 80202
NELKIN CAPITAL MANAGEMENT, INC.
111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021
NELNET CAPITAL LLC
6811 SOUTH 27TH STREET, LINCOLN, NE 68512
Mailing Address: P.O. BOX 82618, LINCOLN, NE 68501
NELSON CAPITAL COMPANY
500 PINE STREET, SUITE 8, JAMESTOWN, NY 14701
Mailing Address: 90 HOWARD STREET, JAMESTOWN, NY 14701
NELSON IVEST BROKERAGE SERVICES, INC.
423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968
NELSON SECURITIES,INC.
601 W. MAIN AVENUE, SUITE 1118, SPOKANE, WA 99201
NELSONREID, INC.
14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014
Mailing Address: 14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014
NEONET SECURITIES, INC.
111 TOWN SQUARE PLACE, SUITE 317, JERSEY CITY, NJ 07310
NESTLERODE & LOY, INC.
430 WEST IRVIN AVENUE, STATE COLLEGE, PA 16801-4642
Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343
NETHERLAND SECURITIES, INC.
12720 HILLCREST ROAD STE 900, DALLAS, TX 75230
NETWORK 1 FINANCIAL SECURITIES INC.
THE GALLERIA PENTHOUSE, 2 BRIDGE AVENUE BLDG 2, RED BANK, NJ 07701
NEUBERGER BERMAN LLC
605 THIRD AVENUE, NEW YORK, NY 10158-3698
NEUBERGER BERMAN MANAGEMENT LLC
605 THIRD AVENUE, NEW YORK, NY 10158-0180
NEW CENTURY CAPITAL PARTNERS, INC.
1510 11TH STREET, SUITE 206, SANTA MONICA, CA 90401
NEW COVENANT FUNDS DISTRIBUTOR, INC.
200 EAST TWELFTH STREET, JEFFERSONVILLE, IN 47130
NEW ENGLAND SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
NEW HARBOR CAPITAL INC
546 FIFTH AVENUE – 23RD FLOOR, NEW YORK, NY 10036
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
11 RACQUET ROAD, NEWBURGH, NY 12550
Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552
NEW INVESTOR WORLD INCORPORATED
6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248
NEWALLIANCE INVESTMENTS, INC.
195 CHURCH STREET, 7TH FLOOR, NEW HAVEN, CT 06510
NEWBRIDGE SECURITIES CORPORATION
1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309
Mailing Address: 1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309
NEWBURY PIRET & CO.
200 STATE STREET, 12TH FLOOR, BOSTON, MA 02109
NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
372 WASHINGTON STREET, WELLESLEY, MA 02481
NEWCAP PARTNERS, INC.
5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045
NEWCASTLE DISTRIBUTORS LLC
127 WOODHAVEN DRIVE, AVON, CT 06001-2432
NEWCOMB AND COMPANY
TWO MILL ROAD, HANCOCK, NH 03449-5403
NEWCOURT SECURITIES, LTD
23 WARING RD, POUND RIDGE, NY 10576
NEWEDGE USA, LLC
550 W. JACKSON, SUITE 500, CHICAGO, IL 60661
NEWFORTH PARTNERS, LLC
950 TOWER LANE, SUITE 1950, FOSTER CITY, CA 94404
NEWOAK CAPITAL MARKETS LLC
485 LEXINGTON AVE., 25TH FL., NEW YORK, NY 10017
NEWPORT CAPITAL, INC
360 THAMES STREET, SUITE 200, NEWPORT, RI 02840
NEWPORT COAST SECURITIES, INC.
18872 MACARTHUR BLVD., SUITE 100, IRVINE, CA 92612
NEWPORT GROUP SECURITIES, INC.
300 INTERNATIONAL PARKWAY STE 270, SUITE 270, HEATHROW, FL 32746-5035
NEWPORT SECURITIES CORPORATION
40853 BUCHAREST LANE, TEMECULA, CA 92591
NEWPORTX.COM
18004 SKY PARK CR, SUITE 140, IRVINE, CA 92614
NEXBANK SECURITIES INC
13455 NOEL ROAD, SUITE 1710, DALLAS, TX 75240
NEXGEN CAPITAL ADVISORS, LLC
TWO FIRST NATIONAL PLAZA, 20 SOUTH CLARK STREET, SUITE 2650, CHICAGO, IL 60603
NEXITY FINANCIAL SERVICES, INC.
5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209
Mailing Address: 5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209
NEXT FINANCIAL GROUP, INC.
2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042
NEXTREND SECURITIES, INC.
5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248
Mailing Address: P.O. BOX 1755, ADDISON, TX 75001-1755
NFP SECURITIES, INC.
1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746
NGAS SECURITIES, INC.
120 PROSPEROUS PLACE, SUITE 105, LEXINGTON, KY 40509
Mailing Address: 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY 40509
NGC FINANCIAL, LLC
2444 FRANCIS LEWIS BLVD, WHITESTONE, NY 11357
NI ADVISORS
5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608
Mailing Address: 5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608
NIA SECURITIES, L.L.C.
66 ROUTE 17, PARAMUS, NJ 07652
NIAGARA INTERNATIONAL CAPITAL LIMITED
8940 MAIN STREET, CLARENCE, NY 14031
NICOL INVESTORS CORPORATION
1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907
Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907
NIGHTHAWK PARTNERS INC.
120 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ 07632
NIKOH SECURITIES CORPORATION
1650 LAKE COOK ROAD, SUITE 140, DEERFIELD, IL 60015
NILE CAPITAL, LLC
275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466
NIPHIX INVESTMENTS INC.
4507 N. STERLING AVE. SUITE 201, PEORIA, IL 61615
Mailing Address: 4507 N. STERLING AVE SUITE 201, PEORIA, IL 61615
NOBLE INTERNATIONAL INVESTMENTS, INC.
6501 CONGRESS AVENUE, SUITE 100, BOCA RATON, FL 33487
NOBLES & RICHARDS, INC.
801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074
NOBLETRADING.COM, INC.
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016
NOESIS CAPITAL CORP.
1801 CLINT MOORE ROAD, SUITE 100, BOCA RATON, FL 33487
NOLAN SECURITIES CORP.
535 MAIN ROAD, MONTEREY, MA 01245
NOLLENBERGER CAPITAL PARTNERS INC.
101 CALIFORNIA STREET, #3100, SAN FRANCISCO, CA 94111
Mailing Address: 101 CALIFORNIA STREET #3150, SAN FRANCISCO, CA 94111
NOMURA SECURITIES INTERNATIONAL, INC.
2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198
Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198
NOMURA SECURITIES NORTH AMERICA, LLC
2 WORLD FINANCIAL CENTER, BUILDING B, NEW YORK, NY 10281
NORDBERG CAPITAL INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022
NORFOLK MARKETS, LLC
157 CHURCH STREET, CONNECTICUT FINANCIAL CENTER, 20TH FLOOR, NEW HAVEN, CT 06510
NORTH ATLANTIC SECURITIES, L.L.C.
16 MIDDLE STREET, SACO, ME 04072
NORTH BRIDGE CAPITAL, LLC
45 SCHOOL STREET, 1ST FLOOR, BOSTON, MA 02108
NORTH GLOBAL SECURITIES, INC.
4667 MACARTHUR BLVD., SUITE 220, NEWPORT BEACH, CA 92660
NORTH NASSAU ADVISORS, LLC
485 UNDERHILL BLVD,, SUITE 103, SYOSSET, NY 11791
NORTH POINT ADVISORS, LLC
580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105
NORTH RIDGE SECURITIES CORP.
1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031
NORTH SEA SECURITIES L.P.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017
NORTH SOUTH CAPITAL, LLC
200 W. ADAMS, STE 2230, CHICAGO, IL 60606
NORTH STAR INVESTMENT SERVICES, INC.
20 NORTH WACKER DRIVE, SUITE 1416, CHICAGO, IL 60606
NORTH WOODWARD FINANCIAL CORP.
690 EAST MAPLE, BIRMINGHAM, MI 48009
NORTHBRIDGE FINANCIAL SERVICES
3650 WEST LIBERTY, ANN ARBOR, MI 48103
NORTHCOAST RESEARCH PARTNERS, LLC
1001 LAKESIDE AVENUE, 15TH FLOOR, CLEVELAND, OH 44114
NORTHEAST CAPITAL MARKETS CORP.
80 STATE ST 9TH FL, ALBANY, NY 12207
Mailing Address: 80 STATE STREET 9TH FL, ALBANY, NY 12207
NORTHEAST SECURITIES, INC.
333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553
NORTHERN CAPITAL SECURITIES CORPORATION
300 BRICKSTONE SQUARE, 10TH FLOOR, ANDOVER, MA 01810-1435
NORTHERN FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
NORTHERN LIGHTS DISTRIBUTORS, LLC
4005 SOUTH 148TH STREET, OMAHA, NE 68137
Mailing Address: 4020 SOUTH 147TH STREET, OMAHA, NE 68137
NORTHERN SECURITIES, INC.
3003 HAMEL ROAD, MEDINA, MN 55340-0275
Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275
NORTHERN TRUST SECURITIES, INC.
50 SOUTH LASALLE STREET, CHICAGO, IL 60603
NORTHGATE SECURITIES INC.
14505 TORREY CHASE, #410, HOUSTON, TX 77014
NORTHLAND SECURITIES, INC.
45 SOUTH 7TH STREET, 20TH FLOOR, MINNEAPOLIS, MN 55402
NORTHPOINT TRADING PARTNERS, LLC
11175 CICERO DRIVE, 200 MILTON PARK, SUITE 575, ALPHARETTA, GA 30022
NORTHSTAR FINANCIAL PARTNERS, INC.
2150 BUTTERFIELD DR., SUITE 220, TROY, MI 48084
NORTHWATER CAPITAL MARKETS, LLC
233 SOUTH WACKER DRIVE, SUITE 9800, SEARS TOWER, CHICAGO, IL 60606
Mailing Address: 233 SOUTH WACKER DRIVE, SUITE # 9800, SEARS TOWER, CHICAGO, IL 60606
NORTHWEST FINANCIAL GROUP
200 SPRING STREET, SUITE 120, HERNDON, VA 20170
NORTHWEST INVESTMENT ADVISORS, INC.
9 S WASHINGTON ST STE 210, SPOKANE, WA 99201
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797
Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797
NORTHWINDS ADVISORS LLC
205 NORTH MICHIGAN AVENUE, SUITE 4310, CHICAGO, IL 60601
NOVA CAPITAL MARKETS, LLC
100 FRONT STREET, STE. 999, WEST CONSHOHOCKEN, PA 19428
NPA FINANCIAL SERVICES, INC.
PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652
NPB FINANCIAL GROUP, LLC
3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505
NRF CAPITAL MARKETS, LLC
9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112
NRP FINANCIAL, INC.
677 N MAIN STREET, BRYAN, OH 43506
Mailing Address: P.O. BOX 998, BRYAN, OH 43506
NSM SECURITIES, INC.
1655 PALM BEACH LAKES BLVD., #808, WEST PALM BEACH, FL 33401
NSX SECURITIES LLC
440 SOUTH LASALLE STREET, 26TH FLOOR, CHICAGO, IL 60605
NUMIS SECURITIES INC.
275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016
NUNAMI SERVICES, LLC.
1512 LARIMER ST SUITE 200, DENVER, CO 80202
NUTMEG SECURITIES, LLC
257 RIVERSIDE AVE., 1ST FLOOR, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, 1ST FLOOR, WESTPORT, CT 06880
NUVEEN INVESTMENTS, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286
NW ADVISORS LLC
ONE ROCKEFELLER PLAZA, SUITE 1505, NEW YORK, NY 10020
NW CAPITAL MARKETS INC.
10 EXCHANGE PLACE – 17TH FLOOR, JERSEY CITY, NJ 07302
NWT FINANCIAL GROUP, LLC
275 1ST PLACE NW, ISSAQUAH, WA 98027
NYFIX SECURITIES CORPORATION
100 WALL STREET, NEW YORK, NY 10005
NYLIFE DISTRIBUTORS LLC
169 LACKAWANNA AVENUE, THIRD FLOOR, COMPLIANCE, PARSIPPANY, NJ 07054
Mailing Address: 169 LACKAWANNA AVENUE, PARSIPPANY, NJ 07054
NYLIFE SECURITIES LLC
51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010
NYPPEX, LLC
55 OLD FIELD POINT ROAD, GREENWICH, CT 06830
Mailing Address: 55 OLD FIELD POINT ROAD, GREENWICH, CT 06830
O
O & G SECURITIES, INC.
1204 W. UNIVERSITY, SUITE 400, DENTON, TX 76201
Mailing Address: 2000 SOUTH STEMMONS FREEWAY, SUITE 200, LAKE DALLAS, TX 75065
O’BRIEN & SHEPARD, INC.
75 MONTGOMERY STREET, SUITE 602, JERSEY CITY, NJ 07302
O’CONNOR & COMPANY SECURITIES INC.
620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CA 92660
O’NEIL SECURITIES, INCORPORATED
12655 BEATRICE STREET, SUITE 2B, LOS ANGELES, CA 90066
O’TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356
OAK GROVE INVESTMENT SERVICES, INC.
207 SOUTH WALNUT STREET, ROCHESTER, IL 62563
OAK HILLS SECURITIES, INC.
13905 QUAIL POINTE DRIVE, SUITE A, OKLAHOMA CITY, OK 73134
OAK RIVER INVESTMENTS, INC.
334 BEECHWOOD RD., SUITE 304, FORT MITCHELL, KY 41017
OAK TREE SECURITIES, INC.
1576 SECOND STREET, SUITE F, LIVERMORE, CA 94550
OAKBROOK INVESTMENT BROKERS, INC.
300 S MONTEREY AVE, VILLA PARK, IL 60181
Mailing Address: 300 S MONTEREY AVE., VILLA PARK, IL 60181
OAKPOINT ADVISORS LLC
320 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10022
OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018
OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532
OBEX SECURITIES LLC
1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538
OBJECTIVE EQUITY, LLC
380 BRETANO WAY, GREENBRAE, CA 94904
OBS BROKERAGE SERVICES, INC.
10200 WATERVILLE ST., WHITEHOUSE, OH 43571
OBSIDIAN FINANCIAL GROUP, LLC
1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797
OC SECURITIES, INC.
22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630
Mailing Address: 22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630
OCEANCROSS CAPITAL, LLC
58 ROSE AVENUE, GREAT NECK, NY 11021
OCEANUS SECURITIES, LLC
17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004
OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071
OCNAYR
2200 SOUTH OCEAN LANE, #2004, FT. LAUDERDALE, FL 33316
OCTAGON AMERICA LIMITED
181 UNIVERSITY AVENUE, SUITE 400, TORONTO,ONTARIO, M4K3M8 CANADA
OCTAVUS LLC
37 WATER ST, EXCELSIOR, MN 55331
ODD LOT BONDS, INC
18851 N.E. 29 AVE., SUITE 721, AVENTURA, FL 33180
ODDO SECURITIES CORPORATION
150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022
ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022
OEM CAPITAL CORP.
2507 POST ROAD, SOUTHPORT, CT 06890
OES BROKERAGE SERVICES, LLC
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102
OFFUTT SECURITIES, INC.
3515 BUTLER ROAD, GLYNDON, MD 21071
Mailing Address: P.O. BOX 559, COCKEYSVILLE, MD 21030
OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515
OGDENBURR PARTNERS LLC
3129 BURR STREET, FAIRFIELD, CT 06824
OGILVIE SECURITY ADVISORS CORPORATION
71 S WACKER, SUITE 3025, CHICAGO, IL 60606
OHANESIAN / LECOURS, INC.
433 SOUTH MAIN STREET, SUITE 104, WEST HARTFORD, CT 06110-9944
OHIO NATIONAL EQUITIES, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371
OIEN SECURITIES, INC.
127 TORRANCE BLVD STE 101, REDONDO BEACH, CA 90277
OKOBOJI FINANCIAL SERVICES, INC.
1019 HIGHWAY 71 SOUTH, OKOBOJI, IA 51355-0259
Mailing Address: P. O. BOX 259, OKOBOJI, IA 51355-0259
OLD GREENWICH PARTNERS, LLC
1456 CLASSIC OAK COURT, JACKSONVILLE, FL 32225
Mailing Address: PO BOX 351419, JACKSONVILLE, FL 32235
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
1001 FLEET STREET, 6TH FLOOR, BALTIMORE, MD 21202
Mailing Address: 1001 FLEET STREET, 6TH FLOOR ATTN: ANGELA HOLLAND, BALTIMORE, MD 21202
OLD MUTUAL INVESTMENT PARTNERS
200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116
OLDS SECURITIES CORPORATION
50 WEST LIBERTY STREET, SUITE 1080, RENO, NV 89501
OLEET SECURITIES, LLC
125 COLLEGE STREET, 3RD FLOOR, BURLINGTON, VT 05401
OLMSTED & MULHALL, INC.
100 WEST CROSSTOWN PARKWAY, KALAMAZOO, MI 49001-2791
Mailing Address: 100 WEST CROSSTOWN PKWY., KALAMAZOO, MI 49001-2791
OLSEN SECURITIES CORP.
10 CHIUSA LANE, CORTLANDT MANOR, NY 10567
OLSTEIN CAPITAL MANAGEMENT, L.P.
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577
OLYMPIA ASSET MANAGEMENT,LTD.
888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019
OLYMPUS SECURITIES, LLC
170 CHANGEBRIDGE RD., SUITE B1, MONTVILLE, NJ 07045
OMEGA SECURITIES, INC.
309 W. 7TH STREET, STE 900, FORT WORTH, TX 76102-6996
Mailing Address: 309 W. 7TH ST-STE. 900, FORT WORTH, TX 76102-6996
OMNI BROKERAGE, INC.
150 W. CIVIC CENTER DRIVE, SUITE 103, SANDY, UT 84070
OMNI FINANCIAL SECURITIES, INC.
6530 SINGLETREE DRIVE, COLUMBUS, OH 43229
OMNICAP, LLC
415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017
OMNIVEST, INC.
8801 E. HAMPDEN AVE. #202, DENVER, CO 80231
ONEAMERICA SECURITIES, INC.
433 NORTH CAPITOL AVE, THIRD FLOOR, INDIANAPOLIS, IN 46204-1984
Mailing Address: 433 NORTH CAPITOL AVE, P.O. BOX 1984, INDIANAPOLIS, IN 46204-1984
ONESHARE INVESTMENTS, LLC
3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124
Mailing Address: 3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124
ONYX PARTNERS, INCORPORATED
9901 COVINGTON CROSS DRIVE #190, LAS VEGAS, NV 89144
OPL SECURITIES, LLC
52 THOMAS STREET, PH D, NEW YORK, NY 10013
Mailing Address: 28808 CLIFFSIDE DRIVE, MALIBU, CA 90265
OPPENHEIMER & CLOSE, INC.
119 WEST 57TH STREET, SUITE 1515, NEW YORK, NY 10019
OPPENHEIMER & CO. INC.
125 BROAD STREET, 16TH FLOOR, NEW YORK, NY 10004
Mailing Address: 125 BROAD STREET, 16TH FLOOR, NY, NY 10004
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
2 WORLD FINANCIAL CENTER, 225 LIBERTY STREET – 11TH FLOOR, NEW YORK, NY 10281-1008
Mailing Address: 6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112
OPTIMAL INVESTMENT CORPORATION
5 GREAT VALLEY PARKWAY, SUITE 323, MALVERN, PA 19355
Mailing Address: 5 GREAT VALLEY PARKWAY, SUITE 318, MALVERN, PA 19355
OPTIONSHOUSE, LLC
303 E. WACKER DRIVE, SUITE 700, CHICAGO, IL 60601
OPTIONSXPRESS, INC.
311 WEST MONROE ST., SUITE 1000, CHICAGO, IL 60606-4661
OPTIONVUE SECURITIES CORP.
950 TECHNOLOGY WAY, SUITE 125, LIBERTYVILLE, IL 60048
OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202
ORACLE CAPITAL SECURITIES, LLC
1985 E. RIVER ROAD, STE. 111, TUCSON, AZ 85718
ORCHARD SECURITIES, LLC
150 W CIVIC CENTER DRIVE #104, SANDY, UT 84070
Mailing Address: 150 W CIVIC CENTER DRIVE #104, SALT LAKE CITY, UT 84070
ORIENTAL FINANCIAL SERVICES CORP.
997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR 00926
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119
ORION TRADING, LLC
8615 COMMODITY CIRCLE, SUITE 3, ORLANDO, FL 32819
OSCAR GRUSS & SON, INCORPORATED
292 MADISON AVENUE, NEW YORK, NY 10017
OSHIMA & ASSOCIATES
21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109
OSPREY PARTNERS LLC
50 RIVERSIDE AVENUE, WESTPORT, CT 06880
OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577
OTR GLOBAL TRADING LLC
1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
Mailing Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
OUNAVARRA CAPITAL LLC
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022
OWENS SECURITIES CORP.
2221 OLYMPIC BLVD., WALNUT CREEK, CA 94595
Mailing Address: 2221 OLYMPIC BLVD, WALNUT CREEK, CA 94595
OXBRIDGE, LLC
420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
P
P & A FINANCIAL SECURITIES, INC.
17 COURT STREET SUITE 500, BUFFALO, NY 14202-3294
P & M CORPORATE FINANCE, LLC
26300 NORTHWESTERN HIGHWAY, SUITE 120, SOUTHFIELD, MI 48076
Mailing Address: P.O. BOX 442, SOUTHFIELD, MI 48037-0442
P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052
P. A. N. SECURITIES, LP
233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279
P. R. HERZIG & CO. INC.
1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577
P.J. ROBB VARIABLE CORPORATION
4250 CRUMS MILL ROAD, HARRISBURG, PA 17112
P.R. GILBOY & ASSOCIATES, INC.
11006 RUSHMORE DRIVE, SUITE 110, CHARLOTTE, NC 28277
PACCO CAPITAL SOLUTIONS, LLC
1821 56TH AVENUE, GREELEY, CO 80634
PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022
PACE FINANCIAL SERVICES, LLC
4401 FAIR LAKES COURT, FAIRFAX, VA 22033-3848
Mailing Address: 4401 FAIR LAKES COURT, FAIFAX, VA 22033-3848
PACER FINANCIAL, INC.
16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301
PACES BATTLE GROUP, INC.
4414 PACES BATTLE, ATLANTA, GA 30327
PACIFIC ADVISORY GROUP OF AMERICA, LLC
444 SOUTH FLOWER ST SUITE 2350, LOS ANGELES, CA 90071
PACIFIC AMERICAN SECURITIES, LLC
9191 TOWNE CENTRE DRIVE, SUITE 406, SAN DIEGO, CA 92122
PACIFIC COMMONWEALTH CORPORATION
1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861
Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920
PACIFIC CORNERSTONE CAPITAL INCORPORATED
1920 MAIN ST., SUITE 400, IRVINE, CA 92614
PACIFIC CREST SECURITIES LLC
111 SW 5TH AVENUE 42ND FLOOR, PORTLAND, OR 97204-3600
PACIFIC FINANCIAL ASSOCIATES, INC.
30240 RANCHO VIEJO RD STE A, SAN JUAN CAPISTRANO, CA 92675-1515
PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203
PACIFIC INVESTMENT SECURITIES CORP.
311 AVENUE “B”, SUITE “G”, LAKE OSWEGO, OR 97034-3055
Mailing Address: 311 AVENUE B, SUITE G, LAKE OSWEGO, OR 97034-3055
PACIFIC PEARL GROUP
80 S. LAKE AVENUE, SUITE 702, PASADENA, CA 91101-2638
PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047
PACIFIC SELECT DISTRIBUTORS, INC.
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397
PACIFIC SUMMIT SECURITIES
6 VENTURE, SUITE 100, IRVINE, CA 92618
PACIFIC WEST SECURITIES, INC.
555 S. RENTON VILLAGE PL, SUITE 700, RENTON, WA 98057
Mailing Address: P.O. BOX 860, RENTON, WA 98057-0860
PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., SUITE 101, GREEN BAY, WI 54313
PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131
PAGEMILL PARTNERS, LLC
2475 HANOVER STREET, PALO ALTO, CA 94304
PAINTER, SMITH AND GORIAN INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374
PALADIN REALTY SECURITIES, LLC
10880 WILSHIRE BLVD., SUITE 1400, LOS ANGELES, CA 90024
PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603
PALLADIUM CAPITAL ADVISORS, LLC
230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10169
PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455
PALMIERI, ANGNARDO & CO., INC.
130 TOWSON DR NW, WARREN, OH 44483
PALOMA SECURITIES L.L.C.
2 AMERICAN LANE, GREENWICH, CT 06836-2571
PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151
PANATTONI SECURITIES, INC.
8775 FOLSOM BOULEVARD, SUITE 200, SACRAMENTO, CA 95826
PAPALIA SECURITIES
2 WALNUT STREET, DANVILLE, PA 17821
PAPAMARKOU WELLNER & CO., INC.
399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022
PARACAP GROUP LLC
6140 PARKLAND BOULEVARD, SUITE 300, MAYFIELD HEIGHTS, OH 44124
PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST – SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
PARADIGM EQUITIES, INC.
1480 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1480 KENDALE BOULEVARD, EAST LANSING, MI 48823
PARAGON CAPITAL PARTNERS, LLC
450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022
PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221
PARAMOUNT BIOCAPITAL, INC.
787 SEVENTH AVENUE, NEW YORK, NY 10019
PARCHMAN, VAUGHAN & COMPANY, L.L.C.
1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201
PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022
PARIS SECURITIES CORPORATION
66 HUDSON STREET, SUITE 201, HOBOKEN, NJ 07030
PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922
PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004
PARK CITY CAPITAL, INC.
261 OLD YORK RD # 914, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #914, JENKINTOWN (MONTGOMERY), PA 19046
PARK HILL GROUP LLC
101 CALIFORNIA STREET, SUITE 2880, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10154
PARK HILL REAL ESTATE GROUP LLC
345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154
PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050
PARK SUTTON SECURITIES, LLC
295 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10017
PARKBROOK CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
PARKER GLOBAL INVESTMENTS, L.L.C.
1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905
Mailing Address: 1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905
PARKER POINT CAPITAL, LLC
2 PARK CENTRAL DRIVE, 3RD FLOOR, SOUTHBOROUGH, MA 01772
PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002
PARNASSUS FUNDS DISTRIBUTOR
1 MARKET, SUITE #1600, SAN FRANCISCO, CA 94105
PARSONEX SECURITIES, INC.
2851 S. PARKER ROAD, SUITE 800, AURORA, CO 80014
PARTNER CAPITAL GROUP, LLC
6368 CHICKERING CIRCLE, NASHVILLE, TN 37215
PARTNERS INVESTMENT NETWORK, INC.
601 W. RIVERSIDE, SUITE 940, SPOKANE, WA 99201
PARTNERSHIP CAPITAL GROWTH, LLC
1 EMBARCADERO CENTER, SUITE 3810, SAN FRANCISCO, CA 94111
PARTNERVEST SECURITIES, INC.
510 CASTILLO STREET, 2ND FLOOR, SANTA BARBARA, CA 93101
Mailing Address: P.O. BOX 1902, SANTA BARBARA, CA 93102
PASSCO CAPITAL, INC.
96 CORPORATE PARK, SUITE 200, IRVINE, CA 92606
PATRICK CAPITAL MARKETS, LLC
88 KENRICK PLAZA, ST LOUIS, MO 63119
Mailing Address: 88 KENRICK PLAZA, ST. LOUIS, MO 63119
PAUL P. ST. ONGE COMPANY
5586 POST ROAD, EAST GREENWICH, RI 02818-3800
PAULSON INVESTMENT COMPANY, INC.
811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR 97204-3332
PAX MAGNUS ASIA-USA, INC.
666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103
PAYCHEX SECURITIES CORPORATION
1175 JOHN STREET, WEST HENRIETTA, NY 14586
PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536
PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789
PCS DISTRIBUTORS, LLC
1500 MARKET STREET, SUITE 3310E, PHILADELPHIA, PA 19102
PCS DUNBAR SECURITIES, LLC
2 MANHATTANVILLE ROAD, SUITE 205, PURCHASE, NY 10577
PCS SECURITIES, INC.
19020 88TH AVE W, EDMONDS, WA 98026
PDC SECURITIES INCORPORATED
120 GENESIS BLVD., BRIDGEPORT, WV 26330
Mailing Address: PO BOX 26, BRIDGEPORT, WV 26330
PDQ ATS, INC.
2624 PATRIOT BOULEVARD, GLENVIEW, IL 60026
PEACHTREE CAPITAL CORPORATION
3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305
PEAK6 MARKETS LLC
141 WEST JACKSON BLVD. SUITE 500, CHICAGO, IL 60604
PELION SECURITIES CORPORATION
650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
PENATES GROUP, INC.
6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250
Mailing Address: 6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250
PENNALUNA & COMPANY
421 SHERMAN AVENUE, SUITE 203, COEUR D’ALENE, ID 83814
Mailing Address: POB 1889, COEUR D ALENE, ID 83816-1889
PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615
PENSERRA SECURITIES, LLC
20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005
PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955
PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720
PENSION SERVICE ASSOCIATES SECURITIES
4570 VAN NUYS BLVD, SUITE 550, SHERMAN OAKS, CA 91403
Mailing Address: 4570 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403
PENSON FINANCIAL SERVICES, INC.
1700 PACIFIC AVENUE – SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201
PENTALPHA CAPITAL, LLC
ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831
PENTEGRA DISTRIBUTORS INC.
108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604
PENVEST SECURITIES, INC.
5942 6TH AVE, KENOSHA, WI 53140
PEOPLE’S SECURITIES, INC.
1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031
PERAZA CAPITAL AND INVESTMENT, LLC
111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33701
Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33704
PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210
PERDIUE SECURITIES, LLC
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005
PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 350, CHICAGO, IL 60661
PERICULUM ADVISORS, LLC
CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176
PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236
PERKINS FUND MARKETING, L.L.C.
136 OLD POST ROAD, SOUTHPORT, CT 06890
PERKINS, SMART & BOYD, INC.
4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205
PERLINSKI & ASSOCIATES
50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677
PERMAC SECURITIES, INC.
1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE – SUITE 1725, DALLAS, TX 75251
PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PETER ELISH INVESTMENTS SECURITIES
165 E. PIKE ST., CANONSBURG, PA 15317-1765
PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022
PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021
PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA
PETERSEN & RAMISTELLA, INC.
2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940
PETERSEN INVESTMENTS, INC.
2221 LANDMARK PLACE, WALL, NJ 08736
PETRO CAPITAL SECURITIES, LLC
3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219
PETROGROWTH ENERGY ADVISORS, L.L.C.
433 LAS COLINAS BLVD., SUITE 1200, IRVING, TX 75039
PETSKY PRUNIER SECURITIES, LLC
40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALLL STREET, 10TH FLOOR, NEW YORK, NY 10005
PEYTON, CHANDLER & SULLIVAN, INC.
720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661
PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011
PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722
PFM FUND DISTRIBUTORS, INC.
ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101
PFPC DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
PFS INVESTMENTS INC.
3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001
PGP CAPITAL ADVISORS, LLC
11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025
PGR SECURITIES, LLC
300 MONTGOMERY ST., SUITE 208, SAN FRANCISCO, CA 94104
Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367
PHALANX TRADING, LLC
58 MAIN STREET, TOPSFIELD, MA 01983
PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
PHD CAPITAL
5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004
PHILADELPHIA BROKERAGE CORPORATION
2 RADNOR CORPORATE CENTER, SUITE 111, 100 MATSONFORD ROAD, RADNOR, PA 19087
PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET – SUITE 510, PHILADELPHIA, PA 19102
PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE – SUITE 111, NORTHBROOK, IL 60062
PHILLIPS & COMPANY
1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201
PHILLIPS CAPITAL
1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137
PHOENIX DERIVATIVES GROUP, LLC
315 PARK AVE. SOUTH, NEW YORK, NY 10010
PHOENIX EQUITY PLANNING CORPORATION
610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462
PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
1000 SKOKIE BLVD, SUITE 320, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 320, WILLMETTE, IL 60091
PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC
PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601
PICO QUANTITATIVE TRADING LLC
120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271
PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA
PIERPONT SECURITIES LLC
281 TRESSER BLVD., 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: 281 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901
PIN FINANCIAL, LLC
224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001
PINEBRIDGE SECURITIES LLC
70 PINE STREET, NEW YORK, NY 10270
PINNACLE BROKERAGE SERVICE, INC.
6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138
PINNACLE CAPITAL MARKETS, LLC
4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609
PINNACLE EQUITY MANAGEMENT, INC.
410 SOVEREIGN COURT, SUITE 14, MANCHESTER, MO 63011
PINNACLE FINANCIAL GROUP, LLC
33 EAST PINE STREET #200, ORLANDO, FL 32801
PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204
PINNACLE PARTNERS FINANCIAL CORPORATION
21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
Mailing Address: 21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
PIONEER FUNDS DISTRIBUTOR, INC.
60 STATE STREET, BOSTON, MA 02109-1820
PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726
PIPELINE LIQUIDITY PRO LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020
PITTSBURGH FINANCIAL PLANNERS, INC.
120 FIRESIDE DR., MCMURRAY, PA 15317-3610
Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610
PIVOTAL CAPITAL SOLUTIONS LLC
9015 MOUNTAIN RIDGE DRIVE, SUITE 250, AUSTIN, TX 78759
PLACE TRADE FINANCIAL, INC.
1300 YALE PLACE, 306, MINNEAPOLIS, MN 55403
Mailing Address: 6501 NEW MARKET WAY, RALEIGH, NC 27615
PLAINSCAPITAL SECURITIES, LLC
2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219
PLAN B INVESTMENTS, INC.
4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505
PLAN PROFESSIONALS, LIMITED
112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210
PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060
PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216
PLANNED INVESTMENT CO., INC.
9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240
PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022
PLANNERS FINANCIAL SERVICES, INC.
7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435
PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307
PLEXUS ENERGY CAPITAL, LLC
1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203
PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020
PM SECURITIES, LLC
110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317
PMA SECURITIES, INC.
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
PMK SECURITIES & RESEARCH, INC.
105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444
PNC CAPITAL MARKETS LLC
249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
PNC FUND DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
PNC INVESTMENTS
620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604
POINTE ATLANTIC, INC
1413 SOUTH HOWARD AVENUE, SUITE 220, TAMPA, FL 33606
POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701
POLYNOUS SECURITIES, LLC
880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
Mailing Address: 880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
PONDER SECURITIES, INC.
217 WEST MONROE STREET, HERRIN, IL 62948
Mailing Address: P.O. BOX 579, HERRIN, IL 62948
PONDVIEW CAPITAL LLC
151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770
POPULAR SECURITIES, INC.
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035
PORT SECURITIES, INC.
2713 W. COAST HWY, NEWPORT BEACH, CA 92663
PORTALES PARTNERS, LLC
32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016
PORTER, WHITE & COMPANY, INC.
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103
Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367
PORTFOLIO ADVISORS ALLIANCE, INC.
3525 PIEDMONT RD, BUILDING 7, SUITE 300, ATLANTA, GA 30305
Mailing Address: POST OFFICE BOX 18632, ATLANTA, GA 31126
PORTFOLIO BROKERAGE SERVICES, INC.
1999 BROADWAY, 42ND FLOOR, DENVER, CO 80202-3922
PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131
PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830
PORTSMOUTH FINANCIAL SERVICES
625 MARKET STREET, 7TH FLOOR, SAN FRANCISCO, CA 94105
POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022
POTOMAC CAPITAL MARKETS, LLC
5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701
POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815
POTOMAC SECURITIES, LLC
7445 B GLENMONT DRIVE, NORTH ROYALTON, OH 44133
POWDER POINT FINANCIAL LLC
54 BAY POND ROAD, DUXBURY, MA 02332
POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745
PPA INVESTMENTS, INC.
500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076
PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056
PRAGER, SEALY & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111
PRAGMA SECURITIES LLC
360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010
PRC SECURITIES, LLC
230 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10169
PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127
PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205
PREMIER GROUP, INC.
8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217
PREMIER SECURITIES OF AMERICA, INC.
4600 COLONY POINT, SUWANEE, GA 30024
PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111
PRESIDIO CAPITAL ADVISORS, LLC
101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847
Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111
PRESIDIO FINANCIAL SERVICES, INC.
755 EAST MULBERRY, SUITE 430, SAN ANTONIO, TX 78212
PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111
PRESIDIO PARTNERS LLC
101 MONTGOMERY STREET, SUITE 2500, SAN FRANCISCO, CA 94104-4139
PRESIDIO SECURITIES, INC.
3 RIVER PLACE, LEXINGTON, VA 24450
PRESTIGE FINANCIAL CENTER, INC.
1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036
Mailing Address: 80 BROAD STREET, 33RD FLOOR, NEW YORK, NY 10004
PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401
PRESTWICK SECURITIES, INC.
4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076
PREVAIL CAPITAL LLC
16 LANE FARM DRIVE, BEDFORD, MA 01730
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 10TH FLOOR, CHICAGO, IL 60606
PRIDE FINANCIAL, LLC
9127 POINTE COURT, FISHERS, IN 46038
PRIM SECURITIES, INCORPORATED
6500 ROCKSIDE ROAD, SUITE 370, INDEPENDENCE, OH 44131
PRIMARY CAPITAL, LLC
80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005
PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVE, POUGHKEEPSIE, NY 12603
Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603
PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231
PRIME EXECUTIONS, INC.
40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
PRIMESOLUTIONS SECURITIES, INC.
17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133
PRIMEVEST FINANCIAL SERVICES, INC.
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283
PRIMEX
33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550
Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550
PRINCETON SECURITIES GROUP, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024
PRINCIPAL FUNDS DISTRIBUTOR, INC.
1100 INVESTMENT BOULEVARD, SUITE 200, EL DORADO HILLS, CA 95762
PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314
PRINCOR FINANCIAL SERVICES CORPORATION
680 8TH STREET, DES MOINES, IA 50392-0200
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200
PRIORITY CAPITAL INVESTMENTS, LLC
10188 TELESIS COURT, SUITE 130, SAN DIEGO, CA 92121
PRISOL SECURITIES, INC.
3415 WEST CHESTER PIKE, SUITE 204, NEWTOWN SQUARE, PA 19073
PRITCHARD CAPITAL PARTNERS, LLC
103 NORTHPARK BOULEVARD, SUITE 101, COVINGTON, LA 70433
PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206
PRIVATE COMPANY MARKET PLACE, INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005-1107
PRIVATE EQUITY SECURITIES, INC.
4600 CAMPUS DRIVE, STE 102, NEWPORT BEACH, CA 92660
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328
PRO SECURITIES, L.L.C.
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102
PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104
PROCTOR INVESTMENT DISTRIBUTORS, LLC
575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022
PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518
PROFESSIONAL ASSET MANAGEMENT, INC.
36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629
PROFESSIONAL FUNDS DISTRIBUTOR, LLC
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
PROFINANCE ASSOCIATES, INC.
2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106
PROFINANCIAL, INC.
7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809
PROFOR SECURITIES, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201
PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000, BETHESDA, MD 20814
Mailing Address: 7501 WISCONSIN AVE., SUITE 1000, EAST TOWER, BETHESDA, MD 20814
PROFUTURES FINANCIAL GROUP, INC.
11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738
PROGRESS INVESTMENTS LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131
PROGRESSIVE ASSET MANAGEMENT, INC.
1814 FRANKLIN STREET SUITE 503, OAKLAND, CA 94612
Mailing Address: 1814 FRANKLIN STREET, SUITE 503, OAKLAND, CA 94612
PROMETHEAN CAPITAL GROUP LLC
55 FIFTH AVE 17TH FL, NEW YORK, NY 10003
PROSPERA BROKERAGE SOLUTIONS LLC
601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201
PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240
PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612
PROTECTED INVESTORS OF AMERICA
235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104
PROVIDENT INTERNATIONAL SECURITIES, INC.
654 MADISON AVE, SUITE 1009, NEW YORK, NY 10065
PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506
PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777
PRUDENT BROKERAGE ASSOCIATES
1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484
PRUDENTIAL BACHE SECURITIES, LLC
ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
PRUDENTIAL-AMERICAN SECURITIES, INC.
921 EAST GREEN STREET, PASADENA, CA 91106
PSA EQUITIES, INC.
11311 MCCORMICK ROAD, HUNT VALLEY, MD 21031-8622
PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC
SIX LANDMARK SQUARE, 5TH FLOOR, STAMFORD, CT 06901
PSG EXECUTIONS, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024
PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607
PTP SECURITIES, LLC
540 HOPMEADOW STREET, SUITE 5, SIMSBURY, CT 06070
PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069
PULSE TRADING, INC.
2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
Mailing Address: 2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
PUMA CAPITAL, LLC
11 BROADWAY, SUITE 668, NEW YORK, NY 10004
PUPLAVA SECURITIES, INC.
10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147
PURITAN BROKERAGE SERVICES, INC.
16801 ADDISON RD., STE 430, ADDISON, TX 75001
Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001
PURITAN SECURITIES, INC.
980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880
PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211
PURSUIT PARTNERS LLC
333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137
PWA SECURITIES, INC.
4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229
PWMCO, LLC
311 S. WACKER DRIVE, SUITE 2360, CHICAGO, IL 60606
PYRAMID FINANCIAL CORP.
10562 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA 95014
PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205
PYRAMIS DISTRIBUTORS CORPORATION LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Q
Q ADVISORS LLC
1324 15TH STREET, DENVER, CO 80202
QA3 FINANCIAL CORP.
ONE VALMONT PLAZA 4TH FLOOR, P O BOX 542055, OMAHA, NE 68154-5203
Mailing Address: ONE VALMONT PLAZA-4TH FL., P O BOX 542055, OMAHA, NE 68154-5203
QATALYST PARTNERS LP
THREE EMBARCADERO CENTER, SIXTH FLOOR, SAN FRANCISCO, CA 94111
QUANTITATIVE ANALYSIS SERVICE, INC.
95 CHRISTOPHER COLUMBUS DRIVE, JERSEY CITY, NJ 07302-2927
Mailing Address: 95 CHRISTOPHER COLUMBUS DR. FLOOR 12, JERSEY CITY, NJ 07302-2927
QUANTLAB SECURITIES LP
4200 MONTROSE BOULEVARD, SUITE 200, HOUSTON, TX 77006
QUANTUM CAPITAL, LLC
1911 HILLANDALE ROAD, SUITE 1020, DURHAM, NC 27705
QUANTUM SECURITIES, INC.
301 YAMATO ROAD, SUITE 2121, BOCA RATON, FL 33431
QUASAR DISTRIBUTORS, LLC
615 EAST MICHIGAN STREET, MILWAUKEE, WI 53202
QUATTRO M SECURITIES INC.
2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324
QUAYLE & CO. SECURITIES
1063 W. HILL ROAD-STE G, FLINT, MI 48507-4750
QUAYLE MUNRO INC.
405 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY 10174
QUEENS ROAD SECURITIES, LLC
1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
Mailing Address: 1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
QUEST CAPITAL STRATEGIES, INC.
23832 ROCKFIED BLVD, SUITE 130, LAKE FOREST, CA 92630
Mailing Address: 23832 ROCKFIELD BLVD., SUITE 130, LAKE FOREST, CA 92630
QUEST SECURITIES, INC.
8080 MADISON AVENUE STE.102A, FAIR OAKS, CA 95628
Mailing Address: 8080 MADISON AVENUE STE. 102A, FAIR OAKS, CA 95628
QUESTAR CAPITAL CORPORATION
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416
Mailing Address: P O BOX 59177, MINNEAPOLIS, MN 55459-0177
QUESTRADE USA INC.
5650 YONGE STREET, SUITE 1700, TORONTO, ONTARIO, M2M 4G3 CANADA
QUESTRION RESEARCH CORPORATION
150 EAST 52ND STREET, NEW YORK, NY 10022
QUINCE HILL PARTNERS, LLC
3600 BUST HEAD ROAD, THE PLAINS, VA 20198
QUINCY CASS ASSOCIATES, INCORPORATED
11111 SANTA MONICA BLVD, SUITE 1450, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BLVD., SUITE 1450, LOS ANGELES, CA 90025
QUOIN CAPITAL LLC
1515 MARKET STREET, SUITE 1808, PHILADELPHIA, PA 19102
R
R & R PLANNING GROUP LTD
1981 MARCUS AVENUE, SUITE C114, NEW HYDE PARK, NY 11042
R H INVESTMENT CORPORATION, INC.
15760 VENTURA BLVD., STE. 1732, ENCINO, CA 91436-3095
R. F. LAFFERTY & CO., INC.
80 BROAD ST. 26 FL., NEW YORK, NY 10004
R. HOBMAN SECURITIES, INC.
6466 E. EVENING DR., SCOTTSDALE, AZ 85266
Mailing Address: P.O. BOX 5148, CAREFREE, AZ 85377
R. L. RENCK & CO., INC.
116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011
R. SEELAUS & CO.,INC.
25 DEFOREST AVENUE – SUITE 102, SUMMIT, NJ 07901
Mailing Address: 25 DEFOREST AVENUE, SUMMIT, NJ 07901
R.A. MACKIE & CO., L.P.
31 MATTHIESSEN PARK, IRVINGTON, NY 10533-1512
R.J. O’BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
R.M. DUNCAN SECURITIES, INC.
501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205
R.M. STARK & CO., INC.
701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483-5186
Mailing Address: 701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483
R.T. HICKMAN SECURITIES BROKERAGE FIRM, LLC
96 FOREST PLACE, ROCHELLE PARK, NJ 07662
Mailing Address: POST OFFICE BOX 280, ROCHELLE PARK, NJ 07662
R.T. JONES CAPITAL EQUITIES, INC.
8151 CLAYTON ROAD, ST. LOUIS, MO 63117
R.W. SMITH & ASSOCIATES, INC.
10940 NE 33RD PLACE, SUITE 102, BELLEVUE, WA 98004
R.W. TOWT & ASSOCIATES
10022 PASEO MONTRIL, SUITE 228, SAN DIEGO, CA 92129
R.W.PRESSPRICH & CO.
520 MADISON AVENUE – 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022
RA BENCH
1301 5TH AVENUE, SUITE 3525, SEATTLE, WA 98101
RA CAPITAL ADVISORS LLC
12340 EL CAMINO REAL, SUITE 450, SAN DIEGO, CA 92130
RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062
RADIANT SECURITIES LLC
145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036
RADNOR RESEARCH & TRADING COMPANY, LLC
290 KING OF PRUSSIA ROAD, RADNOR STATION 2, SUITE 120, RADNOR, PA 19087
RAFFERTY CAPITAL MARKETS, LLC
59 HILTON AVENUE, GARDEN CITY, NY 11530
RAINE SECURITIES LLC
47 ARCH STREET, GREENWICH, CT 06830
RAINIER SECURITIES, LLC
10500 NE 8TH ST; SUITE 1130, BELLEVUE, WA 98004
RAINMAKER SECURITIES, LLC
200 S MICHIGAN AVE, SUITE 2100, CHICAGO, IL 60604
RAINMAKERS PARTNERS, LLC
101 CALIFORNIA STREET, SUITE 2450, SAN FRANCISCO, CA 94111
RAIT SECURITIES, LLC
2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104
RAMAT SECURITIES LTD.
23811 CHAGRIN BLVD. SUITE 200, BEACHWOOD, OH 44122
Mailing Address: 23811 CHAGRIN BLVD SUITE 200, BEACHWOOD, OH 44122
RAMPART FINANCIAL SERVICES, INC.
DOYLESTOWN COMMERCE CENTER, 2005 S. EASTON ROAD, SUITE 202, DOYLESTOWN, PA 18901
RAMPART SECURITIES, INC.
ONE INTERNATIONAL PLACE 14TH FLOOR, BOSTON, MA 02110-2634
RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104
RANGEMARK CAPITAL MARKETS, INC.
ONE STATE STREET PLAZA, NEW YORK, NY 10004
RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367
RAPTOR PARTNERS LLC
ONE MELLON CENTER, 500 GRANT ST.,, 20TH FLOOR, PITTSBURGH, PA 15219-2502
RAVEN SECURITIES CORP.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
RAYMOND C. FORBES & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004
RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Mailing Address: P.O. BOX 12749, ST. PETERSBURG, FL 33733-2749
RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET – 2200, VANCOUVER, B.C., V6C 3L2 CANADA
RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET – 8TH FLOOR, NEW YORK, NY 10006
RBC CAPITAL MARKETS CORPORATION
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006-1404
RBS SECURITIES INC.
600 WASHINGTON BOULEVARD, STAMFORD, CT 06901
RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036
RCG, LLC
885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022
RD CAPITAL GROUP, INC.
MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903
RDM INVESTMENT SERVICES, INC.
1555 POST ROAD EAST, WESTPORT, CT 06880
RDSC, LLC
300 MAIN STREET, CINCINNATI, OH 45202
RE INVESTMENT CORPORATION
4301 WILSON BOULEVARD, ARLINGTON, VA 22203
REALTY CAPITAL SECURITIES, LLC
3 COPLEY PLACE, BOSTON, MA 02116
RED CAPITAL MARKETS, INC.
TWO MIRANOVA PLACE, 12TH FLOOR, COLUMBUS, OH 43215
RED RIVER SECURITIES, LLC
5601 DEMOCRACY DRIVE, SUITE 280, PLANO, TX 75024
REDBURN PARTNERS (USA) LP
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017
REDI MARKETS LLC
24 WEST 40TH STREET, 2ND FLOOR, NEW YORK, NY 10018
Mailing Address: 24 WEST 40TH STREET, 3RD FLOOR, NEW YORK, NY 10018
REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904
REDWINE & COMPANY, INC.
5955 CARNEGIE BOULEVARD, SUITE 225, CHARLOTTE, NC 28209
REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122
REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558
REGAL CAPITAL ADVISORS, LLC
10877 WILSHIRE BLVD, SUITE 1605, LOS ANGELES, CA 90024
REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766
REGENCY SECURITIES, INC.
20 CORPORATE PARK, SUITE 160, IRVINE, CA 92606-5183
REGENT CAPITAL GROUP, INC.
4035 E. THOUSAND OAKS BLVD., SUITE 240, WESTLAKE VILLAGE, CA 91362
REGIONAL BROKERS, INC.
1628 JOHN F KENNEDY BLVD, PHILADELPHIA, PA 19103-2925
Mailing Address: 1628 JOHN F KENNEDY BLVD., SUITE 1901, PHILADELPHIA, PA 19103-2925
REGIONAL INVESTMENT SERVICES, INC.
700 WEST PETE ROSE WAY SUITE 127, CINCINNATI, OH 45203
REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326
REICH & TANG DISTRIBUTORS, INC.
600 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10020-2302
REID & RUDIGER LLC
110 WALL STREET, NEW YORK, NY 10005
REID AND ASSOCIATES, LLC
14 COMPUTER DRIVE EAST, ALBANY, NY 12205
REIGNS CAPITAL, LTD.
235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE – MIRAMAR, HALF MOON BAY, CA 94019
RELIANCE WORLDWIDE INVESTMENTS, LLC
1240 BARCLAY BLVD.,, BUFFALO GROVE, IL 60089
Mailing Address: 2033 N. MILWAUKEE AVE., #125, RIVERWOODS, IL 60015-3581
RENAISSANCE CAPITAL INVESTMENTS, INC.
TWO GREENWICH PLAZA, SUITE 100, GREENWICH, CT 06830
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022
RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017
RENSSELAER SECURITIES CORP.
1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110
REPEX & CO., INC.
550 DURIE AVE., CLOSTER, NJ 07624-0577
REPUBLIC SECURITIES OF AMERICA,INC.
600 E. COLONIAL DR. #100, ORLANDO, FL 32803
Mailing Address: 600 EAST COLONIAL DRIVE, SUITE 100, ORLANDO, FL 32803
RESIDENTIAL FUNDING SECURITIES, LLC
ONE MERIDAN CROSSINGS, SUITE 100, RICHFIELD, MN 55423
RESORT SECURITIES AND INVESTMENTS, INC.
11030 JONES BRIDGE ROAD, SUITE 300, ALPHARETTA, GA 30022
RESOURCE HORIZONS GROUP LLC
1350 CHURCH ST EXT, THIRD FLOOR, MARIETTA, GA 30060
Mailing Address: 1350 CHURCH ST. EXT, THIRD FLOOR, MARIETTA, GA 30060
RESOURCE PRODUCTION ADVISORS, LLC
2549 HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311
RESOURCIVE CAPITAL, LLC
2908 N. 1050 E., LEHI, UT 84043
Mailing Address: 147 W. ELECTION, STE. 200, DRAPER, UT 84020
RESRV PARTNERS, INC.
1250 BROADWAY – 32ND FLOOR, NEW YORK, NY 10001-3701
RETIREMENT CAPITAL GROUP SECURITIES, INC.
12340 EL CAMINO REAL, SUITE 400, SAN DIEGO, CA 92130
RETIREMENT PLAN ADVISORS, INC.
105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3218 EMERALD LANE, SUITE C, JEFFERSON CITY, MO 65109
RETIREMENT PLANNING, INC.
1850 MT. DIABLO BLVD.-STE.335, WALNUT CREEK, CA 94596
RETIREMENT RESOURCES INVESTMENT CORPORATION
100 CORPORATE PLACE, PEABODY, MA 01960
REUTERS TRANSACTION SERVICES LLC
3 TIMES SQUARE, NEW YORK, NY 10036
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
100 WALL STREET, SUITE 602, NEW YORK, NY 10005
REVA CAPITAL MARKETS LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169
REVERE SECURITIES CORP.
3200 N. MILITARY TRAIL, STE. 215, BOCA RATON, FL 33431
REYNOLDS ADVISORY PARTNERS,LLC
999 18TH STREET, SUITE 1155 N, DENVER, CO 80202
RFS PARTNERS
44 MONTGOMERY ST., SUITE 2100, SAN FRANCISCO, CA 94104
RG KNOX COMPANY, LLC
3734 ECKER HILL DRIVE, PARK CITY, UT 84098
RHINO TRADING PARTNERS, LLC
80 BROAD STREET, 7TH FLOOR, NEW YORK, NY 10004
Mailing Address: 80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004
RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102
RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111
RICE FINANCIAL PRODUCTS COMPANY
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004
RICE PONTES CAPITAL, INC.
2001 CROW CANYON ROAD, SUITE 150, SAN RAMON, CA 94583
RICE, VOELKER, LLC
805 EAST RUTLAND, COVINGTON, LA 70433
RICHARD A. SASO & ASSOCIATES-INVESTMENT SECURITIES
3130 CROW CANYON PLACE-STE 200, SAN RAMON, CA 94583-1346
RICHARD D. SCHUBERT, INC.
241 E. SAGINAW – STE 505, EAST LANSING, MI 48823
Mailing Address: P.O. BOX 1796, EAST LANSING, MI 48823
RICHARDS, MERRILL & PETERSON, INC.
422 WEST RIVERSIDE AVENUE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
Mailing Address: 422 WEST RIVERSIDE AVE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
RICHEY FINANCIAL GROUP, INC.
110 E. WILSHIRE AVENUE, SUITE 307, FULLERTON, CA 92832-1959
RICHFIELD ORION INTERNATIONAL, INC.
5353 N. UNION BLVD. G-1, COLORADO SPRINGS, CO 80918
RIDEAU LYONS & CO.
5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90036
Mailing Address: 5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90017
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306
RIDGEVIEW CAPITAL, LLC
ONE GATEWAY CENTER, 90 SOUTH 400 WEST SUITE M200, SALT LAKE CITY, UT 84101
RIDGEWAY & CONGER, INC.
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122
RIDGEWOOD ASSOCIATES INC. NJ
40 EISENHOWER DRIVE, PARAMUS, NJ 07652
Mailing Address: P.O. BOX 326, PARAMUS, NJ 07653-0326
RIDGEWOOD SECURITIES CORPORATION
14 PHILIPS PARKWAY, MONTVALE, NJ 07645
RIDGEWORTH DISTRIBUTORS LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213
RIM SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022
RIPPE & KINGSTON CAPITAL ADVISORS, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202
RIVER CROSS SECURITES, LLLP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004
Mailing Address: 401 CITY AVENUE, SUITE 912, BALA CYNWYD, PA 19004
RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #14, NEW YORK, NY 10022
RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
RIVERSOURCE FUND DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
RIVERSTONE WEALTH MANAGEMENT, INC.
7801 CAPITAL OF TEXAS HWY., SUITE 310, AUSTIN, TX 78731
RIVES, LEAVELL & CO.
1430 LELIA DRIVE, JACKSON, MS 39216
Mailing Address: P. O. BOX 4900, JACKSON, MS 39296
RIVIERE SECURITIES LTD.
1250 S. CAPITAL OF TEXAS HWY., BLDG.2, STE. 120, AUSTIN, TX 78746
Mailing Address: 407 DUCK LAKE, LAKEWAY, TX 78734
RIVINGTON SECURITIES, LLC
1775 SHERMAN ST., SUITE 2500, DENVER, CO 80203
RJJ PASADENA SECURITIES, INC.
625 FAIR OAKS AVENUE, SUITE 125, SOUTH PASADENA, CA 91030
Mailing Address: 625 FAIR OAKS AVE., SUTE 125, SOUTH PASADENA, CA 91030
RK EQUITY CAPITAL MARKETS LLC
1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019
RLSP ASSOCIATES, LLC
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830
RMC CAPITAL MARKETS GROUP, INC
5944 LUTHER LANE #755, DALLAS, TX 75225
RMG PARTNERS
100 SHORELINE HWY, A185, MILL VALLEY, CA 94941
Mailing Address: 1 BLACKFIELD DRIVE, # 408, TIBURON, CA 94920
RMJB, INC.
8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437
RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032
ROBBINS SECURITIES, INC.
8700 W. BRYN MAWR, CHICAGO, IL 60631
ROBECO SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022
ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702
Mailing Address: 1129 BROAD STREET, SHREWSBURY, NJ 07702
ROBERT BLUM MUNICIPALS, INC.
2000 VAN NESS AVENUE, SUITE 415, SAN FRANCISCO, CA 94109
ROBERT R. MEREDITH & CO., INC.
600 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201
ROBERTS & RYAN INVESTMENTS INC.
57 POST STREET – STE 614, SAN FRANCISCO, CA 94104
ROBERTS MITANI, LLC
145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019
ROBINSON & LUKENS, INC.
1319 VINCENT PL, MCLEAN, VA 22101
Mailing Address: P.O. BOX 956, MCLEAN, VA 22101-0956
ROBINSON & ROBINSON, INC.
1337 HAMILTON STREET, ALLENTOWN, PA 18102
ROBOTTI & COMPANY, LLC
110 EAST 42ND STREET, SUITE 1100, NEW YORK, NY 10017-8535
ROCHDALE SECURITIES LLC
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT 06902
ROCKEFELLER CAPITAL PARTNERS, LLC
181 POST ROAD WEST, WESTPORT, CT 06880
ROCKFLEET FINANCIAL SERVICES, INC
515 MADISON AVENUE, 27TH FL, NEW YORK, NY 10022
ROCKLAND SECURITIES, LLC
87 BEECHWOOD ROAD, SUMMIT, NJ 07901
ROCKPORT VENTURE SECURITIES, LLC
275 CABOT STREET , SUITE 10, BEVERLY, MA 01915
Mailing Address: 215 MORRIS AVENUE, SPRING LAKE, NJ 07762
ROCKWELL GLOBAL CAPITAL LLC
525 BROAD HOLLOW ROAD, MELVILLE, NY 11747
ROCKWELL SECURITIES LLC
1 PENN PLAZA, SUITE 615, NEW YORK, NY 10119
RODGERS BROTHERS, INC.
800 CRANBERRY WOODS DRIVE, SUITE 200, CRANBERRY TOWNSHIP, PA 16066
RODMAN & RENSHAW, LLC
1251 AVENUE OF THE AMERICAS, 20TH FL, NEW YORK, NY 10020
ROGAN & ASSOCIATES, INC.
200 9TH AVENUE. NORTH, SUITE 150, SAFETY HARBOR, FL 34695-3500
ROLLOVER SECURITIES
4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217
Mailing Address: 4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217
ROMANO BROTHERS AND COMPANY
ONE ROTARY CENTER, SUITE 1300, EVANSTON, IL 60201
Mailing Address: ONE ROTARY CENTER, EVANSTON, IL 60201
ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006
ROOSEVELT EQUITY CORPORATION
5250 S. 6TH STREET, SPRINGFIELD, IL 62703
Mailing Address: P.O. BOX 5147, SPRINGFIELD, IL 62705-5147
ROPEMAKER CAPITAL, LLC
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036
ROSENBLATT SECURITIES INC.
20 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10005
ROSENTHAL COLLINS CAPITAL MANAGEMENT, LLC
216 WEST JACKSON BLVD., CHICAGO, IL 60606
ROSENTHAL GLOBAL SECURITIES LLC
216 WEST JACKSON BLVD., CHICAGO, IL 60606
ROSEVIEW SECURITIES, LLC
75 FEDERAL STREET, SUITE 610, BOSTON, MA 02110
ROSS SECURITIES CORPORATION
1270 AVENUE OF THE AMERICAS – 20TH FLOOR, NEW YORK, NY 10020
ROSS, SINCLAIRE & ASSOCIATES, LLC
700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
Mailing Address: 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
ROSSOFF & CO. LLC
101 CENTRAL PARK WEST APT. 9G, NEW YORK, NY 10023
ROTH CAPITAL PARTNERS, LLC
24 CORPORATE PLAZA-200, NEWPORT BEACH, CA 92660
ROTHMAN SECURITIES, INC.
1111 STREET ROAD, SUITE 201, SOUTHAMPTON, PA 18966
ROTHSCHILD INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
ROTHSCHILD INVESTMENT CORPORATION
311 S. WACKER DRIVE, SUITE 6500, CHICAGO, IL 60606-6618
ROTHSCHILD LIEBERMAN LTD.
280 RAILROAD AVENUE, GREENWICH, CT 06830
ROUNDTABLE CAPITAL SERVICES LLC
280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216
ROWE CAPITAL PARTNERS, L.L.C.
622 VALENCIA DRIVE, BOULDER CITY, NV 89005
ROYAL ALLIANCE ASSOCIATES, INC.
ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281
ROYAL SECURITIES COMPANY
4095 CHICAGO DR SW , STE 120, GRANDVILLE, MI 49418-0509
Mailing Address: P.O. BOX 509, 4095 CHICAGO DR. SW, GRANDVILLE, MI 49468-0509
ROYCE FUND SERVICES, INC.
745 5TH AVENUE, NEW YORK, NY 10151
RP CAPITAL LLC
7191 WAGNER WAY NW, SUITE 302, GIG HARBOR, WA 98335
RP&C INTERNATIONAL (SECURITIES), INC.
630 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10111
RSG CAPITAL CORP.
7499 WEST ATLANTIC AVENUE, SUITE 208, DELRAY BEACH, FL 33446
RUANE, CUNNIFF & GOLDFARB LLC
767 FIFTH AVENUE, SUITE 4701, NEW YORK, NY 10153-4798
RUBINBROWN BROKERAGE SERVICES, L.L.C.
ONE NORTH BRENTWOOD BLVD, ST. LOUIS, MO 63105
RUCKER CAPITAL PARTNERS, LLC
6 MOUNT DRIVE, PERRINEVILLE, NJ 08535
RUSHMORE CAPITAL, INC.
160 SUMMIT AVENUE, MONTVALE, NJ 07645
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS
909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS
909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616
RUTBERG & COMPANY, LLC
351 CALIFORNIA STREET, SUITE 1100, SAN FRANCISCO, CA 94104
RYAN FINANCIAL, INC.
89 MAIN STREET, ANDOVER, MA 01810
RYDEX DISTRIBUTORS, INC.
9601 BLACKWELL ROAD, STE 500, ROCKVILLE, MD 20850
S
S F SENTRY SECURITIES, INC.
100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111
S&P INVESTORS, INC.
12720 HILLCREST RD. SUITE 108, DALLAS, TX 75230
S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022
S. GOLDMAN CAPITAL LLC
641 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10022
S. L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346
S.C. PARKER & CO., INC.
5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284
S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328
S.J. LEVINSON & SONS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
S.W. CHILDS MANAGEMENT CORPORATION
100 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 100 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10017
SABADELL SECURITIES USA, INC.
ONE BISCAYNE TOWER #3301, 2 SOUTH BISCAYNE BLVD., MIAMI, FL 33131
SADDLEBROOK INVESTMENTS, INC.
5700 SADDLEBROOK WAY, WESLEY CHAPEL, FL 33543-4499
SAFDIE INVESTMENT SERVICES CORP.
360 MADISON AVE., 19TH FLOOR, NEW YORK, NY 10017
SAFEGUARD SECURITIES, INC.
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122
SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036
SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302
SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BOULEVARD, SUITE 2200, SUITE 1910, LOS ANGELES, CA 90025
SAGE SOUTHEASTERN SECURITIES, INC.
1100 ABERNATHY ROAD, 500 NORTHPARK, SUITE 400, ATLANTA, GA 30328
SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623
SAGENT ADVISORS INC.
299 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10171
SAGEPOINT FINANCIAL, INC.
2800 N. CENTRAL AVE., STE 2100, PHOENIX, AZ 85004-1072
SAINT LAURENT CAPITAL, INC.
5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804
SAINTS ADVISORS LLC
475 SANSOME STREET, SUITE 1850, SAN FRANCISCO, CA 94111
SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 1070, LOS ANGELES, CA 90025
SALIENT CAPITAL L.P.
4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027
SALMAN PARTNERS (USA) INC.
1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA
SALOMON WHITNEY LLC
15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702
SALT CREEK SECURITIES, LLC
213 PARK AVENUE, LAGUNA BEACH, CA 92651
SALT SPRAY CAPITAL
21 SALT SPRAY DR, LAGUNA NIGUEL, CA 92677-5652
Mailing Address: 32545 B GOLDEN LANTERN #175, DANA POINT, CA 92629
SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731
SAMMONS SECURITIES COMPANY, LLC
4261 PARK ROAD, ANN ARBOR, MI 48103
SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006
SAMUELS CHASE & CO., INC.
432 MAPLE STREET, SUITE 4, RAMONA, CA 92065
SAMURAI TRADING, LLC
515 MADISON AVENUE, SUITE 5W, NEW YORK, NY 10022
SAN FRANCISCO SECURITIES, INC.
5757 WILSHIRE BLVD., SUITE 450, LOS ANGELES, CA 90036
SANCTUARY SECURITIES LLC
ONE HARBOR DRIVE, SUITE 200, SAUSALITO, CA 94965
SANDERLIN SECURITIES, LLC
5170 SANDERLIN AVE. – SUITE 102, MEMPHIS, TN 38117
SANDERS MORRIS HARRIS INC.
600 TRAVIS, SUITE 5800, HOUSTON, TX 77002-3003
SANDGRAIN SECURITIES, INC.
1050 FRANKLIN AVENUE, SUITE 302, GARDEN CITY, NY 11530-1204
Mailing Address: 1050 FRANKLIN AVENUE, SUITE 300, GARDEN CITY, NY 11530-1204
SANDLAPPER SECURITIES, LLC
101 N. MAIN ST., SUITE 1203, GREENVILLE, SC 29601
SANDLER, O’NEILL & PARTNERS, L.P.
919 THIRD AVENUE, NEW YORK, NY 10022
Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022
SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105
SANTA RITA PARTNERS, INC.
1875 CENTURY PARK EAST, SUITE 1860, LOS ANGELES, CA 90067
SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022
SANTANDER SECURITIES
SANTANDER TOWER B7 TABONUCO STREET, SUITE 1800, GUAYNABO, PR 00968-3028
SAPERE WEALTH CREATION, LLC
130 MATTHEWS STATION ST., #2-A, MATTHEWS, NC 28105
Mailing Address: 130 MATTHEWS STATION ST, #2-A, MATTHEWS, NC 28105
SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075
SARATOGA CAPITAL MARKETS
99 WALL STREET, SUITE 1200, NEW YORK, NY 10005
SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904
SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730
SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, 8TH FLOOR, ST. LOUIS, MO 63105
SAUNDERS RETIREMENT ADVISORS, INC.
7400 BEAUFONT SPRINGS DR SUITE 300, RICHMOND, VA 23225
Mailing Address: P. O. BOX 5750, MIDLOTHIAN, VA 23112
SAUSLEY SECURITIES, INC.
1201 ENTERPRISE, 644, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 57093, WEBSTER, TX 77598
SAWAYA SEGALAS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019
SAXIS GROUP, LLC.
636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701
SAXONY SECURITIES, INC.
86 KENRICK PLAZA, ST. LOUIS, MO 63119
SAXUM FINANCIAL GROUP
3800 WEST BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629-6844
Mailing Address: 3800 W. BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629
SAYBROOK CAPITAL CORPORATION
401 WILSHIRE BOULEVARD, SUITE 850, SANTA MONICA, CA 90401
SCA DEVELOPMENT, LLC
3000 RIVERCHASE GALLERIA, SUITE 500, BIRMINGHAM, AL 35244
SCARBOROUGH SECURITIES CORPORATION
ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533-1543
SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710
SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112
SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867
SCHNEIDER DOWNS CORPORATE FINANCE, LP
1133 PENN AVENUE, PITTSBURGH, PA 15222
SCHON-EX LLC
1 JERICHO PLAZA- 3RD FL, JERICHO, NY 11753-1635
Mailing Address: ONE JERICHO PLAZA 3RD FL, JERICHO, NY 11753
SCHOTTENFELD GROUP LLC
800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022
SCHRODER FUND ADVISORS INC.
875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225
SCIUS SECURITIES LLC
211 MADISON AVENUE, NEW YORK, NY 10016
SCO SECURITIES LLC
1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019
SCOTIA CAPITAL (USA) INC.
1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
SCOTT & STRINGFELLOW, LLC
909 E. MAIN STREET, RICHMOND, VA 23219-3310
Mailing Address: P.O. BOX 1575, RICHMOND, VA 23213
SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042
SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478
SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022
SCOTTISH RE CAPITAL MARKETS, INC
14120 BALLANTYNE CORPORATE PLACE, SUITE 300, CHARLOTTE, NC 28277
SCOTTRADE, INC.
12855 FLUSHING MEADOW DR., ST. LOUIS, MO 63131-1814
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131
SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUTIE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD #6, SCOTTSDALE, AZ 85253
SCREEN CAPITAL SECURITIES, LLC
345 N. MAPLE DRIVE, SUITE 294, BEVERLY HILLS, CA 90210
Mailing Address: 345 N. MAPLE DRIVE, SUITE 294, BEVERLY, CA 90210
SCULLY CAPITAL SECURITIES CORP.
1133 15TH STREET NW, SUITE #900, WASHINGTON, DC 20005
SCURA PARTNERS SECURITIES LLC
630 FIFTH AVE., SUITE 1401, NEW YORK, NY 10111
Mailing Address: 1211 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10036
SEA PORT GROUP SECURITIES, LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017
SEABOARD SECURITIES, INC.
18 COLUMBIA TURNPIKE, FLORHAM PARK, NJ 07932
SEABURY SECURITIES LLC
30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901
SEACAP SECURITIES LLC
30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901
SEACOAST INVESTOR SERVICES, INC.
704 SW PORT ST LUCIE BLVD, PORT ST LUCIE, FL 34953
SEAPINE SECURITIES, LLC
10 GLENVILLE STREET, GREENWICH, CT 06831
SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004
SEAPOWER CARPENTER CAPITAL, INC.
5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527
SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830
SEATTLE-NORTHWEST SECURITIES CORPORATION
1420 FIFTH AVENUE, SUITE 4300, SEATTLE, WA 98101-2342
SEAVIEW SECURITIES LLC
117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022
SEB ENSKILDA, INC.
245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167
SECOND STREET SECURITIES, INC.
6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367
SECONDMARKET, INC.
26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004
SECTOR & SOVEREIGN RESEARCH LLC
7 OAK LANE, OLD GREENWICH, CT 06870
SECU BROKERAGE SERVICES
3101 WAKE FOREST ROAD, RALEIGH, NC 27609
SECURE PLANNING, INC.
42 MIDDLE STREET, PORTSMOUTH, NH 03801
SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960
SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098
SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001
SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202
SECURITIES CORPORATION OF AMERICA
844 PIERCE AVENUE, SUITE 205, MARINETTE, WI 54143
Mailing Address: P.O. BOX 566, MARINETTE, WI 54143-0566
SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656
SECURITIES MANAGEMENT & RESEARCH, INC.
2450 SOUTH SHORE BOULEVARD SUITE 400, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 58969, HOUSTON, TX 77258-8969
SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963
SECURITIES SERVICE NETWORK, INC.
9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930
SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, SUITE 2200, ATLANTA, GA 30339
SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069
SECURITY DEALERS GUILD, INC.
800 WESTCHESTER AVENUE, SUITE N335, RYE BROOK, NY 10573
SECURITY DISTRIBUTORS, INC.
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636
SECURITY RESEARCH ASSOCIATES, INC.
80 E. SIR FRANCIS DRAKE BLVD – #3F, LARKSPUR, CA 94939-1709
SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456
SEIDEL & SHAW LLC
40 EXCHANGE PLACE, NEW YORK, NY 10005
SEIDMAN PRIVATE SECURITIES LLC
100 PARK AVENUE, NEW YORK, NY 10017
SELALU PARTNERS, LLC
14 NUTMEG RIDGE ROAD, RIDGEFIELD, CT 06877
SELECT CAPITAL CORPORATION
3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626
Mailing Address: 3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626
SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 310, SPOKANE, WA 99201-0831
SEMAZA SECURITIES, LLC
2679 ROUTE 70, SUITE F, MANASQUAN, NJ 08736
SEMINOLE FINANCIAL
1800 SECOND STREET, SUITE, 602, SARASOTA, FL 34236
SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402
SENDERO SECURITIES, LLC
7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209
SENECA PARTNERS BD, LLC
122 S. MAIN STREET, SUITE 200, ANN ARBOR, MI 48104-1925
SENTINEL BROKERS COMPANY, INC.
100 BEVERLY AVE.-SUITE 1, MASSAPEQUA PARK, NY 11762
SENTINEL FINANCIAL SERVICES COMPANY
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
Mailing Address: P.O. BOX 1499, MONTPELIER, VT 05601-1499
SENTINEL SECURITIES, INC.
55 WALKERS BROOK DRIVE, SUITE 100, READING, MA 01867
SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481
SENVEST INTERNATIONAL L.L.C.
110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022
SEQUENCE INVESTMENT PARTNERS, LLC
40 CALHOUN STREET, SUITE 320, CHARLESTON, SC 29401
SEQUOIA EQUITIES SECURITIES CORPORATION
1777 BOTELHO DRIVE, SUITE 300, WALNUT CREEK, CA 94596
SEQUOIA INVESTMENTS, INC.
3301 CHIMNEY LANE, N.E., ROSWELL, GA 30075
SESLIA SECURITIES
2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 111 S INDEPENDANCE MALL #830, PHILADELPHIA, PA 19106
SETHI FINANCIAL INVESTMENTS, INC.
2600 AVE. K, PLANO, TX 75074
SETON SECURITIES GROUP, INC.
1400 UNION AVE., N/A, UNION BEACH, NJ 07735
Mailing Address: 1400 UNION AVE., UNION BEACH, NJ 07735
SETTER CAPITAL INC.
272 AVENUE ROAD, TORONTO, ONTARIO, M4V 2G7 CANADA
SEVEN HILLS PARTNERS LLC
275 BATTERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111-3370
SEVEN POINTS CAPITAL, LLC
825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022
SEVILLE CAPITAL, INC.
124 MABRY HOOD ROAD, KNOXVILLE, TN 37922
SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035
SFA FINANCIAL, LLC
750 EXECUTIVE CTR., STE. 102 B-32, GREENVILLE, SC 29615
SFG SECURITIES, INC.
57 FAWN HILL ROAD, UPPER SADDLE RIVER, NJ 07458
SFI INTERNATIONAL, LLC
10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498
SFI INVESTMENTS, LLC
1350 EUCLID AVE., SUITE 800, CLEVELAND, OH 44115
SFL SECURITIES, LLC
437 MADISON AVENUE, NEW YORK, NY 10022
SFRI SECURITIES LLC
242 CALIFORNIA STREET, SAN FRANCISCO, CA 94111
SG AMERICAS SECURITIES, LLC
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
SGC SECURITIES LP
107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072
SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 206, LAKE FOREST, IL 60045-1935
SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248
SHAREBUILDER SECURITIES CORPORATION
83 SOUTH KING STREET, SEATTLE, WA 98104
SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131
SHAREMASTER
8747 DUVAL LANE, HEMET, CA 92545
Mailing Address: P.O. BOX 3777, HEMET, CA 92545
SHASTA PARTNERS, LLC
235 BEAR HILL ROAD, SUITE 307, WALTHAM, MA 02451
SHAY FINANCIAL SERVICES, INC.
1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131
SHD HOLDINGS LLC
5907 LONG CT., AUSTIN, TX 78730
SHEARMAN, RALSTON INC.
17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004
SHELBY CULLOM DAVIS & CO., L.P.
609 5TH AVENUE, NEW YORK, NY 10017-1021
SHELTER BAY SECURITIES, LLC
27 TOM HARVEY ROAD, WESTERLY, RI 02891
SHELYN SECURITIES CORP
12250 ROCKVILLE PIKE, STE. 200, ROCKVILLE, MD 20852
SHIELDS SECURITIES, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451
SHIN HAN GLOBAL SECURITIES
3450 WILSHIRE BOULEVARD, SUITE 400, LOS ANGELES, CA 90010
SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019
SHOPOFF SECURITIES, INC.
8951 RESEARCH DRIVE, IRVINE, CA 92618-4237
SHORELINE PACIFIC, LLC
655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111
SHORELINE TRADING GROUP LLC
2301 ROSECRANS AVE, SUITE 4195, EL SEGUNDO, CA 90245
SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022
SHP SECURITIES, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122
SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600
SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402
SICOR SECURITIES INC
6500 POE AVENUE, SUITE 105, DAYTON, OH 45414-2556
SIDOTI & COMPANY, LLC
317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017
SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612
SIEMER & ASSOCIATES, LLC
520 BROADWAY STE. 350, SANTA MONICA, CA 90401
SIERRA EQUITY GROUP LLC
2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431
Mailing Address: 2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431
SIG BROKERAGE, LP
40 WALL STREET, 3RD FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004
SIGMA FINANCIAL CORPORATION
4261 PARK ROAD, ANN ARBOR, MI 48103-9508
SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243
SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036
SIGNATOR INVESTORS, INC.
197 CLARENDON STREET (C-8), BOSTON, MA 02116
Mailing Address: 197 CLARENDON STREET (C-8-05), BOSTON, MA 02116
SIGNATURE CAPITAL SECURITIES LLC
100 COMMERCIAL STREET, SUITE 414, PORTLAND, ME 04101
SIGNATURE FINANCIAL GROUP, INC.
2601 AIRPORT DR. #290, TORRANCE, CA 90505
Mailing Address: 2601 AIRPORT DR #290, TORRANCE, CA 90505
SIGNATURE SECURITIES
29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018
SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097
SIKICH CORPORATE FINANCE LLC
998 CORPORATE BLVD., AURORA, IL 60502
SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034
SILVER LANE ADVISORS LLC
565 FIFTH AVENUE (22ND FLOOR), NEW YORK, NY 10017
SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200
SILVER OAK SECURITIES, INCORPORATED
3339 N. HIGHLAND AVE, JACKSON, TN 38305
SILVER PORTAL CAPITAL LLC
1690 VIA DE SANTA FE, SUITE 203, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 922, RANCHO SANTA FE, CA 92067
SILVER SPRING SECURITIES, LLC
38C GROVE STREET, RIDGEFIELD, CT 06877
SILVER STEEP PARTNERS, LLC
1735 WESTLAKE AVENUE NORTH, SUITE 400, SEATTLE, WA 98109
SILVERCREST DISTRIBUTORS LLC
101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10019
Mailing Address: 101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10017
SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016
SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770
SIMMONS & COMPANY INTERNATIONAL
700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753
SIMMONS FIRST INVESTMENT GROUP, INC.
8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227
SINCERE & CO., LLC
2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201
SINCLAIR & COMPANY, LLC
30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820
SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187
SISK INVESTMENT SERVICES, INC.
303 NORTH FRANKLIN STREET, BASTROP, LA 71220
Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528
SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170
SIXPOINT PARTNERS LLC
909 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022
SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126
SKANDIA SECURITIES AMERICAS, INC.
200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116
SKB SECURITIES
1211 SW FIFTH AVE., #2600, PORTLAND, OR 97204
SKYEBANC, INC.
1151 BROAD STREET, SUITE 115, SHREWSBURY, NJ 07702
SKYWAY ADVISORS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602
SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830
SL DISTRIBUTORS, INC.
12750 MERIT DRIVE, SUITE 500, DALLAS, TX 75251-1209
SL HARE CAPITAL, INC.
1640 S. SEPULVEDA BLVD., SUITE 218, LOS ANGELES, CA 90025
SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540
SLOAN SECURITIES CORP.
TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024-3308
SLUSSER ASSOCIATES INC.
300 PARK AVENUE, SUITE 1700, NEW YORK, NY 10022
SMBC SECURITIES, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172
Mailing Address: 277 PARK AVENUE 5TH FLOOR, NEW YORK, NY 10172
SMBD, LLC
175 SOUTH MAIN STREET, SUITE 1410, SALT LAKE CITY, UT 84111
SMC FINANCIAL, INC.
4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211
Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211
SMF TRADING, INC.
125 MAIDEN LANE, 3RD FLOOR, NEW YORK, NY 10038
SMITH ASSET MANAGEMENT, INC.
111 BROADWAY, SUITE 808, NEW YORK, NY 10006
SMITH HAYES FINANCIAL SERVICES CORPORATION
200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129
Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000
SMITH POINT CAPITAL LTD
3 MOSS CREEK COURT, DURHAM, NC 27712
SMITH WHILEY SECURITIES, INC.
242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212
SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105
SMITHER & COMPANY CAPITAL MARKETS, LLC
4337 COX ROAD, GLEN ALLEN, VA 23060
SNC CAPITAL MANAGEMENT CORP.
2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035
SNL
3525 HOLCOMB BRIDGE ROAD, NORCROSS, GA 30092
SOJOURNER SECURITIES, LLC
100 N. TRYON STREET, SUITE 4700, CHARLOTTE, NC 28202
SOLARIS SECURITIES, INC.
6335 CAMP BULLIS ROAD, SUITE A10, SAN ANTONIO, TX 78257
Mailing Address: 24165 IH 10 WEST, SUITE 217-647, SAN ANTONIO, TX 78257
SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938
SOLEIL SECURITIES CORPORATION
360 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
SOLIUM FINANCIAL SERVICES LLC
50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677-7654
SOLOWEY & CO.
6801 S.W. 101 STREET, MIAMI, FL 33156
Mailing Address: P. O. BOX 566060, MIAMI, FL 33256-6060
SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
SOONER SIGHT LLC
4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608
Mailing Address: 4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608
SORRENTO PACIFIC FINANCIAL, LLC
10455 SORRENTO VALLEY ROAD, SUITE 101, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 85227, SAN DIEGO, CA 92186
SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848
Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848
SOUND CAPITAL MANAGEMENT, LLC
155 LAFAYETTE ROAD, SUITE 6, N. HAMPTON, NH 03862
SOUND SECURITIES, LLC
50 JERICHO QUADRANGLE, SUITE 118, JERICHO, NY 11753
SOURCE CAPITAL GROUP, INC.
276 POST ROAD WEST, WESTPORT, CT 06880
SOUTH ATLANTIC ENTERPRISES, INC.
6201 FAIRVIEW ROAD, STE. 200, CHARLOTTE, NC 28210
SOUTH LAKE AVENUE SECURITIES CORPORATION
225 S. LAKE AVENUE, SUITE 610, PASADENA, CA 91101
SOUTH STREET SECURITIES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005
SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279
SOUTH VALLEY WEALTH MANAGEMENT
810 MAIN STREET, KLAMATH FALLS, OR 97601
SOUTHAMPTON INVESTMENT SERVICES INC.
1476 ROSEBUD RD, SOUTHAMPTON, PA 18966
Mailing Address: 872 CLARA DRIVE, PALO ALTO, CA 94303
SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217
SOUTHEASTERN ADVISORY GROUP, INC.
TWELVE PIEDMONT CENTER STE 202, ATLANTA, GA 30305-1737
SOUTHEASTERN CAPITAL PARTNERS BD, INC.
3251 LEMONS RIDGE DR., ATLANTA, GA 30339
SOUTHERN PACIFIC SECURITIES, INC.
28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355
Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380
SOUTHERN TRUST SECURITIES, INC.
145 ALMERIA AVENUE, CORAL GABLES, FL 33134
SOUTHLAKE CAPITAL, L.L.C.
1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092
SOUTHPORT PARTNERS L.P.
187 WESTWAY ROAD, SOUTHPORT, CT 06890
SOUTHRIDGE INVESTMENT GROUP LLC
90 GROVE STREET – 2ND FLOOR, RIDGEFIELD, CT 06877
SOUTHWEST MERCHANT GROUP, INC.
3422 BINKLEY AVENUE, DALLAS, TX 75205
SOUTHWEST SECURITIES, INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180
SOUTHWESTERN CAPITAL MARKETS, INC.
140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205
SOUZA BARROS SECURITIES, INC
1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131
SOVEREIGN-AMERICAN SECURITIES, INC.
1016 COLLIER CENTER WAY STE 100, NAPLES, FL 34110
SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056
SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170
SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006
SPARTAN SECURITIES GROUP, LTD.
100 2ND AVE SOUTH, SUITE 300N, ST. PETERSBURG, FL 33701
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
SPEARHEAD CAPITAL, LLC
2 TITUS ROAD, WASHINGTON DEPOT, CT 06794
Mailing Address: PO BOX 312, WASHINGTON DEPOT, CT 06794
SPECIALTY CAPITAL, LLC
6160 PLUMAS STREET, RENO, NV 89519
SPECIALTY FINANCE GROUP, LLC
2505 SOUTH OCEAN BOULEVARD, SUITE 212, PALM BEACH, FL 33480
SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
SPECTRUM CAPITAL, INC.
6910 PACIFIC STREET, SUITE 214, OMAHA, NE 68106
SPENCER CLARKE LLC
410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022
SPENCER EDWARDS, INC.
6041 S. SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111
Mailing Address: 6041 S SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111
SPENCER TRASK VENTURES, INC.
535 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022
SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825
SPIRE SECURITIES, LLC
12355 SUNRISE VALLEY DRIVE, SUITE 305, RESTON, VA 20191
SPOONHILL ASSET MANAGEMENT INC.
66 LONG WHARF, BOSTON, MA 02110
SPOUTING ROCK CAPITAL ADVISORS, LLC
150 STRAFFORD AVENUE, SUITE 350, WAYNE, PA 19087
SPP CAPITAL PARTNERS L L C
330 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10017
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022
SPREADZERO LLC
30 IRVING PLACE, 3RD FLOOR, NEW YORK, NY 10003
SPRING HILL CAPITAL MARKETS, L.L.C.
1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036
SPRING INVESTOR SERVICES, INC.
RED BIRD FARM, 89 NASON HILL ROAD, SHERBORN, MA 01770
SPRING STREET PARTNERS L.P.
488 MADISON AVENUE, 21ST FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
SPYGLASS SECURITIES, LLC
321 N. CLARK STREET, SUITE 2500, CHICAGO, IL 60610
SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036
SRM SECURITIES, INCORPORATED
1875 CENTURY PARK EAST STE 880, LOS ANGELES, CA 90067
SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428
SSI EQUITY SERVICES, INC.
475 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221
ST. BERNARD FINANCIAL SERVICES, INC.
2621 WEST MAIN-SUITE 6, RUSSELLVILLE, AR 72801-2551
ST. CHARLES CAPITAL, LLC
1400 16TH STREET, SUITE 300, DENVER, CO 80202
STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013
STALWART CAPITAL, LLC
132 CENTRAL AVENUE, HILLSDALE, NJ 07642
STANCHART SECURITIES INTERNATIONAL, INC.
1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Mailing Address: ONE MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10010
STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P8A, PORTLAND, OR 97204-1093
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
ONE MADISON AVENUE, NEW YORK, NY 10010
STANDARD CREDIT SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
STANDARD INVESTMENT CHARTERED INCORPORATED
2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
STANDARD NEW YORK SECURITIES, INC.
320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022
STANFORD GROUP COMPANY
5050 WESTHEIMER, HOUSTON, TX 77056
STANFORD INVESTMENT GROUP, INC.
2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040
Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040
STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312
STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164
STANWICH ADVISORS LLC
1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902
STARK, SALTER & SMITH
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301
STARLIGHT INVESTMENTS, LLC
661 BERING DRIVE, SUITE #211, HOUSTON, TX 77057
Mailing Address: P.O. BOX 1290, HOUSTON, TX 77251
STARMONT CAPITAL LTD.
609 EAST POST ROAD S.E., CEDAR RAPIDS, IA 52403
STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008
STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830
STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001
STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111
STATESIDE SECURITIES, LLC
2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319
Mailing Address: 2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319
STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027
STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE – SUITE 103, MIAMI, FL 33131
Mailing Address: 800 BRICKELL AVENUE – SUITE 100, MIAMI, FL 33131
STEADFAST CAPITAL MARKETS GROUP, LLC
4343 VON KARMAN AVE., SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 4343 VON KARMAN AVE., SUITE 200, NEWPORT BEACH, CA 92660
STEBEN & COMPANY, INC.
2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850
Mailing Address: 2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850
STEPHEN A. KOHN & ASSOCIATES, LTD.
3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227
STEPHEN M. FERRETTI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507
STERLING BENEFITS BROKERAGE, LLC
4356 BONNEY ROAD, BUILDING 2, SUITE 101, VIRGINIA BEACH, VA 23452
STERLING ENTERPRISES GROUP, INC.
6827 FIRST AVENUE SOUTH, ST. PETERSBURG, FL 33707
Mailing Address: 138 107TH AVENUE SUITE 335, TREASURE ISLAND, FL 33706
STERLING INVESTMENT SERVICES, INC.
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601
STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560
STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884
STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911
STERN CAPITAL LLC
708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017
STERN FISHER EDWARDS INC
801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457
STERNE AGEE CLEARING INC
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209
STERNE AGEE FINANCIAL SERVICES, INC.
800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209
STERNE, AGEE & LEACH, INC.
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209
STEVEN J. PERCIBALLI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768
STEVEN L. FALK & ASSOCIATES INC.
11280 GRANITE RIDGE DR SUITE 1042, LAS VEGAS, NV 89135
Mailing Address: 11280 GRANITE RIDGE DR SUITE 1024, LAS VEGAS, NV 89135
STEVEN R. JACOBSON, B/D
2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463
STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102
STINSON SECURITIES, LLC
55 FRANCISCO STREET, SUITE 800, SAN FRANCISCO, CA 94133
Mailing Address: 55 FRANCISCO ST., SAN FRANCISCO, CA 94133
STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815
STOCK USA EXECUTION SERVICES, INC
1717 ROUTE 6 SUITE 101, CARMEL, NY 10512
STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212
STOCKSHIELD, INC.
1801 CENTURY PARK EAST SUITE 1560, LOS ANGELES, CA 90067
STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005
STOFAN, AGAZZI & COMPANY, INC.
2801 BLACK ROAD SUITE 101, JOLIET, IL 60435
Mailing Address: 2801 BLACK ROAD, JOLIET, IL 60434
STONE & YOUNGBERG LLC
ONE FERRY BUILDING, SUITE 275, SAN FRANCISCO, CA 94111
STONE SECURITIES CORPORATION
BOSTON STOCK EXCHANGE, 4TH FLOOR, 100 FRANKLIN STREET, BOSTON, MA 02110
STONEBRIDGE ASSOCIATES, LLC
TEN POST OFFICE SQUARE, STE. 1330, BOSTON, MA 02109
STONEBRIDGE SECURITIES, LLC.
1201 3RD AVE. SUITE 3080, SEATTLE, WA 98101
STONECASTLE SECURITIES, LLC
120 WEST 45TH STREET, 14TH FLOOR, NEW YORK, NY 10036
STONECROFT SECURITIES LLC
23253 MEADOWVALE GLEN CT., DULLES, VA 20166
STONEGATE SECURITIES, INC.
5950 SHERRY LANE, SUITE 410, DALLAS, TX 75225
STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016
STONEHENGE SECURITIES, INC.
191 W. NATIONWIDE BLVD., SUITE 600, COLUMBUS, OH 43215
STONERIDGE CAPITAL GROUP, LLC
2404 MEETING STREET, WAYZATA, MN 55391
STONEWALL INVESTMENTS, INC.
411 S. SANGAMON STREET, SUITE 5-B, CHICAGO, IL 60607
STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 300 PARK AVENUE, SUITE1700, NEW YORK, NY 10022
STONNINGTON GROUP, LLC
515 S. FIGUEROA STREET, SUITE 1100, LOS ANGELES, CA 90071
STORMHARBOUR SECURITIES LP
140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034
STOUT CAUSEY CAPITAL CORPORATION
910 RIDGEBROOK ROAD, SPARKS, MD 21152
STOUT RISIUS ROSS ADVISORS, LLC
4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075
STRATA CAPITAL, INC.
1660 LINCOLN STREET, SUITE 2045, DENVER, CO 80264
STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017
STRATEGIC CAPITAL INVESTMENTS, LLC
3228 SHADBERRY CT., SALINE, MI 48176
Mailing Address: P.O. BOX 3, SALINE, MI 48176
STRATEGIC MARKETING SOLUTIONS LTD., LLC
591 REDWOOD HIGHWAY, SUITE 2310, MILL VALLEY, CA 94941
STRATEGIC POINT SECURITIES, LLC
220 WEST EXCHANGE STREET, PROVIDENCE, RI 02903
STRATTON CAPITAL MANAGEMENT, LTD.
575 MADISON AVENUE – SUITE 1006, NEW YORK, NY 10022
STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550
STREAMLINE CAPITAL CORPORATION
1395 GREENWORTH PLACE, SANTA BARBARA, CA 93108
STREETCAPITAL, INC
300 COLONIAL CENTER PARKWAY, STE 260, ROSWELL, GA 30076
STRIKER SECURITIES, INC.
141 WEST JACKSON BLVD., SUITE 3602, CHICAGO, IL 60604
STRONG CITY SECURITIES LLC
24 LONG HILL RD, NEWTON, NJ 07860
STRONGTOWER FINANCIAL, INC.
7120 N. WHITNEY AVENUE, FRESNO, CA 93720-0153
Mailing Address: 7120 N. WHITNEY AVENUE, SUITE 105, FRESNO, CA 93720-0153
STROUSE, GREENBERG REALTY INVESTMENTS, INC.
200 S BROAD STREET, 3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102
Mailing Address: 200 S. BROAD STREET, 3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102
STRUCTURED CAPITAL RESOURCES CORPORATION
965 W. RALPH HALL PARKWAY, SUITE 105, ROCKWALL, TX 75032
STUART FRANKEL & CO., INCORPORATED
22 BAYVIEW AVE., 2TH FLOOR, MANHASSET, NY 11030
STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028
STUDNESS RESEARCH, INC.
60 BINGHAM CIRCLE, MANHASSET, NY 11030-2104
STURDIVANT & CO. INC
PLAZA 1000 AT MAIN STREET, SUITE 200, VOORHEES, NJ 08043
STUYVESANT SQUARE ADVISORS, INC.
233 EAST 17TH STREET, PH 1, NEW YORK, NY 10003-3608
SUCCESS TRADE SECURITIES, INC.
1900 L. STREET NW, SUITE 525, WASHINGTON, DC 20036
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
450 PARK AVENUE, NEW YORK, NY 10022
SUMMER STREET RESEARCH PARTNERS
1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108
Mailing Address: 1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108
SUMMIT BROKERAGE SERVICES, INC.
595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
SUMMIT CAPITAL PARTNERS, LLC
2701 S. MINNESOTA AVE., STE. 6, SIOUX FALLS, SD 57105
SUMMIT EQUITIES, INC.
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413
SUMMIT SECURITIES GROUP LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
SUMMITALLIANCE SECURITIES, L.L.C.
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254
SUMNER HARRINGTON LTD.
11100 WAYZATA BLVD STE 170, MINNETONKA, MN 55305
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481
SUN’S BROTHERS SECURITIES INC.
700 RICHARDS STREET, SUITE 1009, HONOLULU, HI 96813
SUNAMERICA CAPITAL SERVICES, INC.
HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992
SUNBELT SECURITIES, INC.
5065 WESTHEIMER, SUITE 600, HOUSTON, TX 77056
SUNGARD INSTITUTIONAL BROKERAGE INC.
377 EAST BUTTERFIELD ROAD, SUITE 800, LOMBARD, IL 60148
SUNRISE BROKERS LLC
1500 BROADWAY, 23RD FLOOR, NEW YORK, NY 10036
SUNRISE SECURITIES CORP.
641 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64141-9365
SUNSTREET SECURITIES, LLC
6918 WEST MALDONADO ROAD, LAVEEN, AZ 85339
SUNTRUST INVESTMENT SERVICES, INC.
303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303
SUNTRUST ROBINSON HUMPHREY, INC.
303 PEACHTREE STREET NE, SUITE 2300, ATLANTA, GA 30308
SUPERFUND USA, INC.
489 FIFTH AVENUE, NEW YORK, NY 10017
SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037
SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512
SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712
SURGE TRADING INC
885 3RD AVE, 18TH FLOOR, NEW YORK, NY 10022
SURKIS INCORPORATED
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
SUSQUEHANNA CAPITAL GROUP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122
SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122
SUSTAINABILITY INVESTMENTS, LLC
400 SKOKIE BOULEVARD, SUITE 415, NORTHBROOK, IL 60062
SUTTER SECURITIES INCORPORATED
220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104
Mailing Address: 220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104-1609
SVA FINANCIAL SERVICES, LLC
1221 JOHN Q. HAMMONS DRIVE, MADISON, WI 53717
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
3003 TASMAN DRIVE, SANTA CLARA, CA 95054
SVG NORTH AMERICA INC.
ONE BOSTON PLACE, SUITE 3875, BOSTON, MA 02108-4407
SWARTWOOD, HESSE INC.
720 RT 284, WESTTOWN, NY 10998
Mailing Address: P.O. 247, WESTTOWN, NY 10998
SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216
SWEDBANK FIRST SECURITIES, LLC
570 LEXINGTON AVENUE, 35 FLOOR, NEW YORK, NY 10022
SWENEY CARTWRIGHT & COMPANY
17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438
SWIFTSURE SECURITIES LLC
1201 THIRD AVENUE, SUITE 1601, SEATTLE, WA 98101
SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055
SWORD SECURITIES CORPORATION
34 CHAMBERS STREET, PRINCETON, NJ 08540-3708
SWS FINANCIAL SERVICES
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270
SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: P.O. BOX 4058, KOKOMO, IN 46904-4058
SYKES FINANCIAL SERVICES LLC
213 N MARKET ST, SUITE 201, WASHINGTON, NC 27889
SYMETRA INVESTMENT SERVICES, INC.
777 108TH AVENUE NE, SUITE 1200, KC-6, BELLEVUE, WA 98004
Mailing Address: P.O. BOX 34695, SEATTLE, WA 98124-1695
SYMETRA SECURITIES, INC.
KEY CENTER – 6, 777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135
Mailing Address: PO BOX 34690, SEATTLE, WA 98124-1690
SYMPHONIC SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022
SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401
SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 813, EL SEGUNDO, CA 90245
Mailing Address: 840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245
SYNERGY CAPITAL I, LLC
61 BROADWAY, SUITE 1110, NEW YORK, NY 10006
SYNERGY INVESTMENT GROUP, LLC
8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262
Mailing Address: 8320 UNIVERSITY EXECUTIVE PARK DRIVE, CHARLOTTE, NC 28262
SYNOVUS SECURITIES, INC.
1137 FIRST AVENUE – 2ND FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
ONE ORANGE WAY, C1S, WINDSOR, CT 06095
T
T. ROWE PRICE INVESTMENT SERVICES, INC.
100 E PRATT ST, BALTIMORE, MD 21202
T.R. WINSTON & COMPANY, LLC
376 MAIN STREET, BEDMINSTER, NJ 07921-2613
Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921
T.S. PHILLIPS INVESTMENTS, INC.
3555 NW 58TH STREET, STE 600, OKLAHOMA CITY, OK 73112
TACONIC CAPITAL GROUP INC.
750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
TAG SECURITIES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240
TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, HUNTINGTON, NY 11743
Mailing Address: 790 NEW YORK AVENUE, SUITE B, HUNTINGTON, NY 11743
TAHOE FIXED INCOME, LLC
6900 S MCCARRAN BLVD, SUITE 2060, RENO, NV 89509
TAKE CHARGE FINANCIAL
315 UNIVERSITY AVE., LOS GATOS, CA 95030-6014
TALENTED TENTH INVESTMENTS INC.
676 RIVERSIDE DR, NEW YORK, NY 10031-0606
Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606
TALLEY & COMPANY
5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA 92660
TAMARACK DISTRIBUTORS INC.
100 SOUTH FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402
TANDEM SECURITIES, INC.
3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
TANGENT CAPITAL PARTNERS, LLC
9 W 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019
TAURUS CAPITAL FUNDING, LLC
22 BATTERYMARCH STREET, BOSTON, MA 02109
TAYLOR CAPITAL MANAGEMENT INC.
115 BENT CREEK DRIVE, WOODSTOCK, GA 30189
TAYLOR FINANCIAL SERVICES, LLC
1128 16TH ST., NW, WASHINGTON, DC 20036
TAYLOR SECURITIES, INC.
100 WINNERS CIRCLE, SUITE 100, BRENTWOOD, TN 37027
TBC SECURITIES, LLC
901 N. GLEBE ROAD, SUITE 1005, ARLINGTON, VA 22203
TBG CAPITAL, INC.
660 MADISON AVENUE, NEW YORK, NY 10065
TBT SECURITIES L.C.
1800 N.W. LOOP 281, SUITE 100, LONGVIEW, TX 75604
TCADVISORS NETWORK INC.
7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992
TCP, LLC
128 S. TRYON STREET, SUITE 1700, CHARLOTTE, NC 28202
TCW FUNDS DISTRIBUTORS
865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017
TD AMERITRADE CLEARING, INC.
1005 NORTH AMERITRADE PLACE, BELLEVUE, NE 68005
Mailing Address: P.O. BOX 2226, OMAHA, NE 68103-2226
TD AMERITRADE, INC.
1005 N AMERITRADE PLACE, BELLEVUE, NE 68005
Mailing Address: P.O. BOX 2226, BELLEVUE, NE 68103-2226
TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101
TD WEALTH MANAGEMENT SERVICES INC.
2005 MARKET STREET, SUITE 200, PHILADELPHIA, PA 19103
Mailing Address: 1701 ROUTE 70 EAST, 3RD FLOOR, CHERRY HILL, NJ 08034
TEACHERS FINANCIAL INVESTMENT CORPORATION
23072 LAKE CENTER DRIVE, STE 102, LAKE FOREST, CA 92630
TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVE, 12 TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500
TECKMEYER FINANCIAL SERVICES, L.L.C.
11104 JOHN GALT BLVD., OMAHA, NE 68137-2307
TEJAS SECURITIES GROUP, INC.
8226 BEE CAVES ROAD, AUSTIN, TX 78746
TELEMUS INVESTMENT BROKERS, LLC
TWO TOWNE SQUARE, STE. 800, SOUTHFIELD, MI 48076
TELSEY CAPITAL GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
555 THEODORE FREMD AVE., SUITE B-103, RYE, NY 10580
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777
TENECA, LLC
6385 OLD SHADY OAK ROAD, SUITE 270, EDEN PRAIRIE, MN 55344
TERMINUS SECURITIES, LLC
1626 GAYLOR ST, ATLANTA, GA 30082
Mailing Address: BOX 303, SUITE 600, 6300 POWERS FERRY RD, ATLANTA, GA 30339
TERRA NOVA FINANCIAL, LLC
100 S. WACKER DR. STE. 1550, CHICAGO, IL 60606
TERRA SECURITIES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022
TESSERA CAPITAL SERVICES LLC
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
TEXAKOMA FINANCIAL, INC.
5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024
TEXAS CORPORATE CAPITAL ADVISORS
100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201
TEXAS SECURITIES, INC.
4024 NAZARENE, SUITE B, CARROLLTON, TX 75010
TEXLARK SECURITIES, LLC
801 E. PLANO PARKWAY, SUITE 100, PLANO, TX 75074
TFG EQUITIES, INC.
6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487
Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487
TFS DERIVATIVES CORPORATION
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005
TFS SECURITIES, INC.
437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738
TGL PARTNERS LLC
90 PARK AVENUE, 31ST FLOOR, NEW YORK, NY 10016
Mailing Address: 90 PARK AVENUE, 31ST FLOOR, NEW YORK, NY 10016
THE BAKER GROUP, LP
1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426
THE BANK STREET GROUP L.L.C.
ONE CANTERBURY GREEN, 4TH FLOOR, STAMFORD, CT 06901
THE BENCHMARK COMPANY, LLC
40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
THE BOND HOUSE
5956 NW HIGHWAY 9, SUITE A, PARKVILLE, MO 64152
Mailing Address: 6219 NW PINE RIDGE ROAD, PARKVILLE, MO 64152
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017
THE CAPITAL GROUP SECURITIES, INC.
1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920
Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920
THE CARNEY GROUP, INCORPORATED
901 GEORGE BUSH BOULEVARD, DELRAY BEACH, FL 33483
THE CARSON MEDLIN COMPANY
4100 WEST KENNEDY BLVD., SUITE 305, TAMPA, FL 33609-2290
THE CATAMOUNT GROUP, LLC
2945 MILLERS FERRY ROAD, CALHOUN, GA 30701
THE CHAMPION GROUP, INC.
800 SONTERRA BLVD, SUITE 230, SAN ANTONIO, TX 78258
Mailing Address: 800 SONTERRA BLVD, SUITE #230, SAN ANTONIO, TX 78258
THE COURTNEY GROUP, LLC
500 NEWPORT CENTER DRIVE, SUITE 580, NEWPORT BEACH, CA 92660
THE DARCY GROUP LLC
500 S. SALINA STREET, SYRACUSE, NY 13202
THE DRATEL GROUP, INC.
53345 ROUTE 25, BUILDING 10, #3, SOUTHOLD, NY 11971
Mailing Address: P.O. BOX 1026, SOUTHOLD, NY 11971
THE ENTERPRISE SECURITIES COMPANY
30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334
THE FIG GROUP, LLC
3710 RAWLINS, SUITE 975, DALLAS, TX 75219
THE FINANCIAL ADVANTAGE COMPANY
423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617
Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746
THE FRAZER LANIER COMPANY, INCORPORATED
300 WATER STREET, MONTGOMERY, AL 36103
Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103
THE GARBACZ GROUP INC
655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141
THE GMS GROUP, LLC
5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850
THE GRISWOLD COMPANY, INCORPORATED
61 BROADWAY, SUITE 2825, NEW YORK, NY 10006
THE GROWTH GROUP
31 FLINTLOCK LANE, BELL CANYON, CA 91307
THE HINA GROUP, INC.
3000 EL CAMINO REAL, 5 PALO ALTO SQUARE, SUITE 210, PALO ALTO, CA 94306
THE HOGAN COMPANY
IDS CENTER, 80 SOUTH 8TH STREET, SUITE 4710, MINNEAPOLIS, MN 55402
THE HUNTINGTON INVESTMENT COMPANY
41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101
THE HUTCHISON COMPANY
1200 BROAD STREET SUITE 205, DURHAM, NC 27705-3573
THE INVESTMENT CENTER, INC.
1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921
Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921
THE INVESTMENT COUNSEL COMPANY OF NEVADA
10000 W. CHARLESTON BOULEVARD, SUITE 280, LAS VEGAS, NV 89135
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
284 MILLBURN AVENUE, MILLBURN, NJ 07041
THE KELT GROUP, LLC
2050 ALAMEDA PADRE SERRA, SUITE 201, SANTA BARBARA, CA 93103
Mailing Address: 2050 ALAMEDA PADRE SERRA, SUITE 201, MONTECITO, CA 93103
THE KEYSTONE EQUITIES GROUP, L.P.
1003 EGYPT ROAD, OAKS, PA 19456-1155
Mailing Address: P.O. BOX 1155, OAKS, PA 19456-1155
THE LEADERS GROUP, INC.
26 W. DRY CREEK CIRCLE, SUITE 575, LITTLETON, CO 80120-4475
THE LINKS GROUP LLC
1029 PLANDOME RD, PLANDOME, NY 11030
THE LOGAN GROUP SECURITIES
2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661
Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746
THE LUGANO GROUP INCORPORATED
650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116
Mailing Address: 650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116
THE NEW PENFACS INC.
ONE STILES ROAD, SALEM, NH 03079
THE NORTHSTAR GROUP, INC.
34 EAST PUTNAM AVE, GREENWICH, CT 06830
THE O.N. EQUITY SALES COMPANY
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089
THE ORR GROUP, LLC
110 SOUTH STRATFORD ROAD, SUITE 402, WINSTON-SALEM, NC 27104
THE PATRIOT GROUP SECURITIES
1120 W. CAMPBELL ROAD, SUITE 103, RICHARDSON, TX 75080
THE PENNSYLVANIA GROUP, INCORPORATED
4445 NORTH A1A, SUITE 222, VERO BEACH, FL 32963
THE PETROLEUM CLEARINGHOUSE, INC.
500 N SAM HOUSTON PKWY, STE 150, HOUSTON, TX 77067
Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787
THE PRINCERIDGE GROUP LLC
623 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10022
THE REID GROUP LLC
1285 AVENUE OF THE AMERICAS, 35TH FLOOR, NEW YORK, NY 10019
THE ROCKWELL FINANCIAL GROUP, INC.
111 JOHN STREET, # 1050, NEW YORK, NY 10038
Mailing Address: 111 JOHN STREET, #1050, NEW YORK, NY 10038
THE SECURITIES CENTER, INC.
245 “E” STREET, CHULA VISTA, CA 91910-2942
Mailing Address: 245 E STREET, CHULA VISTA, CA 91910-2942
THE SECURITIES GROUP, LLC
6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417
THE SILVERFERN GROUP, INC.
150 EAST 52ND STREET, 32ND FLOOR, NEW YORK, NY 10022
THE SPARTAN GROUP
39 E. UNION STREET, PASADENA, CA 91103
THE STRATEGIC ALLIANCE CORPORATION
132 NORTH 1ST STREET, ALBERMARLE, NC 28001
Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002
THE STRATEGIC FINANCIAL ALLIANCE, INC.
2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
THE STREET, INC.
2615 HIDDEN RIDGE DRIVE, ARLINGTON, TX 76006
THE STURGES COMPANY
5784 ROYAL LYTHAM COURT, DUBLIN, OH 43017-1130
THE TAVENNER COMPANY
4910 MECHANICSBURG RD., SPRINGFIELD, OH 45502
Mailing Address: P.O. BOX 1368, SPRINGFIELD, OH 45501-1368
THE TIDAL GROUP, INC.
5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
1140 AVENUE OF THE AMERICAS, SUITE 1701, NEW YORK, NY 10036
THE VALENCE GROUP, LLC
52 VANDERBILT AVENUE, SUITE 1410, NEW YORK, NY 10017
THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016
THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019
THE WINCHESTER GROUP, INC.
780 THIRD AVENUE, NEW YORK, NY 10017-2024
THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589
THE WINNING EDGE FINANCIAL GROUP
75 MADISON AVE., CLIFTON, NJ 07011-2716
THE YALE GROUP, INC.
725 NEWPORT STREET, DENVER, CO 80220
THEMIS TRADING LLC
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928
THEMUNICENTER.COM
825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
THINKEQUITY LLC
600 MONTGOMERY STREET, 3RD FLOOR, SAN FRANCISCO, CA 94111
THINKORSWIM, INC.
600 WEST CHICAGO AVENUE, SUITE 100, CHICAGO, IL 60654-2597
Mailing Address: 600 WEST CHICAGO, SUITE 100, CHICAGO, IL 60654-2597
THOMAS CAPITAL GROUP, INC.
4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332
THOMAS J. HERZFELD & CO., INCORPORATED
10491 SW 97TH AVENUE, MIAMI, FL 33176
Mailing Address: P.O. BOX 161465, MIAMI, FL 33116
THOMAS M. NIXON & ASSOCIATES, INC.
4775 WALLINGFORD STREET, PITTSBURGH, PA 15213-1711
THOMAS MCDONALD PARTNERS, LLC
959 W. ST. CLAIR AVENUE, 3RD FLOOR, CLEVELAND, OH 44113
THOMAS P. REYNOLDS SECURITIES LTD.
410 JERICHO TURNPIKE, SUITE 304A, JERICHO, NY 11753
THOMAS WEISEL PARTNERS LLC
ONE MONTGOMERY STREET, SUITE 3700, SAN FRANCISCO, CA 94104
Mailing Address: ONE MONTGOMERY ST., SUITE 3700, SAN FRANCISCO, CA 94104
THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570
THOMPSON DAVIS & CO., INC.
15 SOUTH 5TH STREET, RICHMOND, VA 23219
Mailing Address: PO BOX 1854, RICHMOND, VA 23218
THOR CAPITAL LLC
1130 CAMPUS DRIVE WEST, MORGANVILLE, NJ 07751
THORNBURG SECURITIES CORPORATION
2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
412 E. STATE STREET, REDLANDS, CA 92373
Mailing Address: P.O. BOX 2130, REDLANDS, CA 92373
THORNHILL SECURITIES, INC.
336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704
THORNTON FARISH INC.
3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781
THOROUGHBRED FINANCIAL SERVICES, LLC
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027
THRASHER & COMPANY, INC.
1204 SE 28TH STREET, SUITE 4, BENTONVILLE, AR 72712-6706
THRIVENT INVESTMENT MANAGEMENT INC.
625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665
THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500
TICONDEROGA SECURITIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022
TIGER SECURITIES, LLC
164 HANCE ROAD, FAIR HAVEN, NJ 07704
TIMBER HILL LLC
ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830
TIMBER HILL SPECIALISTS CORP.
1 PICKWICK PLAZA, GREENWICH, CT 06830-5551
TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336
TIMOTHY PARTNERS, LTD.
1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751
TITAN SECURITIES
13455 NOEL ROAD, SUITE 310, TWO GALLERIA TOWER, DALLAS, TX 75240
TITLEIST ASSET MANAGEMENT, LTD.
706 GUADALUPE, AUSTIN, TX 78701
TITUS FINANCIAL, INCORPORATED
6850 TPC DRIVE, SUITE 112, MCKINNEY, TX 75070
TJM INVESTMENTS, LLC
318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606
TLG LENOX, LLC
3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326
TLS FINANCIAL SERVICES, INC.
920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977
TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022
TMR BAYHEAD SECURITIES, LLC
29 HULSE LANDING, BRICK, NJ 08723
TNCP, LLC
40 RICHARDS AVENUE, THIRD FLOOR, SUITE 309, NORWALK, CT 06854-2320
TNP SECURITIES, LLC
1900 MAIN STREET, SUITE 700, IRVINE, CA 92614
TOBIN SOLITARIO SECURITIES LLC
201 SOUTH COLLEGE STREET, SUITE 1610, CHARLOTTE, NC 28244
TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019
TOD’S POINT CAPITAL LLC
100 FIRST STAMFORD PLACE, STAMFORD, CT 06902
Mailing Address: 100 FIRST STAMFORD PLACE, STAMFORD, CT 06902
TODD AND COMPANY, INC.
600 OLD COUNTRY ROAD, SUITE 318, GARDEN CITY, NY 11530
TOLARUS CAPITAL ADVISORS, LLC
106 EAST SIXTH STREET, SUITE 930, AUSTIN, TX 78701-3665
Mailing Address: 106 EAST SIXTH STREET, SUITE 900, AUSTIN, TX 78701-3665
TOLL CROSS SECURITIES USA INC.
SUITE 200, 1 TORONTO STREET, TORONTO, M5C 2V6 ONTARIO CANADA
TOR BROKERAGE LLC
115 RIVER ROAD, SUITE 304, EDGEWATER, NJ 07020
TORA TRADING SERVICES, LLC
THE WHARFSIDE BUILDING, CHINA BASIN LANDING, 185 BERRY STREET, SUITE 2001, SAN FRANCISCO, CA 94107
Mailing Address: THE WHARFSIDE BUILDING, CHINA BASIN LANDING, 185 BERRY STREET, SAN FRANCISCO, CA 94107
TORCH SECURITIES, LLC
770 S. POST OAK LANE, SUITE 101, HOUSTON, TX 77056
TORE SERVICES, LLC
100 MATWAN ROAD, LOWER LOBBY, MATAWAN, NJ 07747
TORREY PINES SECURITIES, INC.
445 MARINE VIEW AVENUE, SUITE 105, DEL MAR, CA 92014
TORSIELLO SECURITIES, INC.
3 TIMES SQUARE, 10TH FLOOR, NEW YORK, NY 10036
TOUCHSTONE SECURITIES, INC.
303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202
TOUSSAINT CAPITAL PARTNERS, LLC
110 WALL STREET, 2ND FLOOR, NEW YORK, NY 10005
TOWER BROKERAGE SERVICES, INC.
2104 E. WEST 25TH STREET, LAWRENCE, KS 66047
TOWER SQUARE SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
TOWERS WATSON CAPITAL MARKETS INC.
335 MADISON AVENUE, NEW YORK, NY 10017-4605
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
19001 SOUTH WESTERN AVENUE, NF10, TORRANCE, CA 90501
TPEG SECURITIES, LLC
700 N. CARROLL AVE., SUITE 170, SOUTHLAKE, TX 76092
Mailing Address: 700 N. CARROLL AVE. #170, SOUTHLAKE, TX 76092
TPG CAPITAL BD, LLC
301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102
TPR INVESTMENTS, L.P.
10003 WOODLOCH FOREST DRIVE-STE. 275, THE WOODLANDS, TX 77380
TRACK DATA SECURITIES CORPORATION
95 ROCKWELL PLACE, BROOKLYN, NY 11217
TRADE MANAGE CAPITAL, INC.
299 MARKET STREET, SADDLE BROOK, NJ 07663
TRADE MONSTER
10 S. RIVERSIDE PLAZA, SUITE 2050, CHICAGO, IL 60606
TRADE STREET CAPITAL SECURITIES, LLC
19950 W. COUNTRY CLUB DR, SUITE 801, AVENTURA, FL 33180
Mailing Address: 19950 W. COUNTRY CLUB DR., FL 8, AVENTURA, FL 33180
TRADE-PMR INC.
1015 NW 56TH TERRACE, GAINESVILLE, FL 32605
Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230
TRADEDESK FINANCIAL CORP.
TWO RECTOR STREET, 16TH FLOOR, NEW YORK CITY, NY 10006
Mailing Address: 6000 FAIRVIEW ROAD, SUITE 1200, CHARLOTTE, NC 28210
TRADEKING
5455 N. FEDERAL HIGHWAY, SUITE E, BOCA RATON, FL 33487
TRADELINK SECURITIES, LLC
71 S. WACKER DR. SUITE 1900, CHICAGO, IL 60606
TRADERFIELD SECURITIES INC.
109 LAFAYETTE ST. #503, NEW YORK, NY 10013-4143
TRADESPOT MARKETS INC.
13900 SW 24TH STREET, DAVIE, FL 33325
TRADESTATION SECURITIES, INC.
8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
TRADEWEB L.L.C
HARBORSIDE FINANCIAL CENTER, 2200 PLAZA FIVE, JERSEY CITY, NJ 07311-4993
TRADEWIRE SECURITIES LLC
1441 BRICKELL AVENUE, SUITE 1210, MIAMI, FL 33131
TRADEWORX SECURITIES LLC
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
Mailing Address: 90 BROAD STREET, NEW YORK, NY 10004
TRADINGSCREEN BROKERAGE SERVICES LLC
30 IRVING PL, FL 4, NEW YORK, NY 10003
TRADITION ASIEL SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
TRANS AMERICAN EQUITIES CORPORATION
4141 N. HENDERSON RD STE 8, ARLINGTON, VA 22203
TRANSACTIONDRIVERS LLC
1000 MANNING AVENUE, LOS ANGELES, CA 90024
TRANSAM SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714
TRANSAMERICA CAPITAL, INC.
4600 S. SYRACUSE STREET, SUITE 1100, DENVER, CO 80237
TRANSAMERICA FINANCIAL ADVISORS, INC
570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202
Mailing Address: P.O. BOX 9053, CLEARWATER, FL 33758-9053
TRANSATLANTIC SECURITIES COMPANY
1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA
Mailing Address: 1000 SHERBROOKE ST WEST-STE 2200, MONTREAL, H3A 3R7 CANADA
TRANSCEND CAPITAL, LP
6500 RIVER PLACE BLVD., BLDG 4, SUITE 102, AUSTIN, TX 78730
TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
TRANSPACIFIC GROUP LLC
485 MADISON AVENUE,, 2ND FLOOR, NEW YORK, NY 10022
TREASURE FINANCIAL CORP.
777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080
TREASURY CURVE, LLC
200 MIDDLEFIELD ROAD, SUITE 121, MENLO PARK, CA 94025
TREECE FINANCIAL SERVICES CORP.
6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112
Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112
TREVOR, COLE, REID, & MONROE, INC.
515 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVE, NEW YORK, NY 10022
TRI-ARTISAN PARTNERS LLC
110 EAST 59TH STREET, 37TH FLOOR, NEW YORK, NY 10022
TRI-STAR FINANCIAL
5718 WESTHEIMER SUITE 950, HOUSTON, TX 77057
TRIAD ADVISORS, INC.
5185 PEACHTREE PARKWAY, SUITE 280, NORCROSS, GA 30092
TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401
TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231
TRIANGLE SECURITIES, LLC
1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608
TRICOR FINANCIAL, LLC
7201 W. LAKE MEAD BLVD., SUITE 114, LAS VEGAS, NV 89128-8347
TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797
TRILIAD SECURITIES, LLC
301 MINOR AVENUE N., #506, SEATTLE, WA 98109
Mailing Address: 301 MINOR AVENUE N. #506, SEATTLE, WA 98109
TRILLIUM BROKERAGE SERVICES, LLC
417 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10016
TRINITY DISTRIBUTORS LLC
102 WEST RAVINE COURT, MEQUON, WI 53092
TRINITY SECURITIES, INC.
3303 OAKWELL COURT, SUITE 210, SAN ANTONIO, TX 78218
Mailing Address: 3303 OAKWELL COURT, SUITE 220, SAN ANTONIO, TX 78218
TRINITY WEALTH SECURITIES, L.L.C.
132 W. WASHINGTON AVE – SUITE 200, ST. LOUIS, MO 63122
TRIPLE A PARTNERS LLC
1101 MONTANA AVENUE, SANTA MONICA, CA 90403
Mailing Address: 100 WILSHIRE BOULEVARD # 2010, SANTA MONICA, CA 90401
TRIPLETREE, LLC
7601 FRANCE AVENUE S., SUITE 150, EDINA, MN 55435
TRIPOINT GLOBAL EQUITIES, LLC
17 STATE STREET, SUITE 2000, NEW YORK, NY 10004
TRITAURIAN CAPITAL, INCORPORATED
1365 YORK AVENUE, SUITE 23B, NEW YORK, NY 10021
TRITON PACIFIC CAPITAL, LLC
11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064
TRITON PACIFIC SECURITIES, LLC
10877 WILSHIRE BLVD, 12TH FLOOR, LOS ANGELES, CA 90024
TRIUMPH GLOBAL SECURITIES, LTD.
630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036
Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111
TRIUMPH SECURITIES CORPORATION
555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
TRIUNE CAPITAL ADVISORS LLC
201 S COLLEGE ST SUITE 100, CHARLOTTE, NC 28244
Mailing Address: 201 S COLLEGE ST, CHARLOTTE, NC 28244
TROIKA DIALOG USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019
TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003
TROY INVESTMENT ASSOCIATES, INC.
ONE LIBERTY SQUARE, BOSTON, MA 02109
TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396
TRUE NORTH FINANCIAL SERVICES, INC.
85 MAIN STREET, SUITE 110, NORTH ADAMS, MA 01247
TRUENORTH SECURITIES, INC.
8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226
TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
TRUSTCORE INVESTMENTS, INC.
105 WESTWOOD PLACE, SUITE 400, BRENTWOOD, TN 37027-1015
TRUSTFIRST
6223 HIGHLAND PLACE WAY, SUITE 201, KNOXVILLE, TN 37919
TRUSTMONT FINANCIAL GROUP, INC.
SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
TRYCO SECURITIES, INC.
3504 WATERCREST DRIVE, PLANO, TX 75093
TTBD, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
1111 BAGBY, SUITE 5000, HOUSTON, TX 77002
TULLETT PREBON FINANCIAL SERVICES LLC
101 HUDSON STREET, JERSEY CITY, NJ 07302
TULLY & HOLLAND, INCORPORATED
60 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022
TURCHIN & VOORHIES, INC.
5220 SPRING VALLEY ROAD, SUITE 520, DALLAS, TX 75254
TURNING POINT SECURITIES, LLC
440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605
TVA CAPITAL, LLC
130 THEORY, SUITE 200, IRVINE, CA 92617
Mailing Address: 220 NEWPORT CENTER DRIVE, SUITE 621, NEWPORT BEACH, CA 92660
TWEEDY, BROWNE COMPANY LLC
350 PARK AVENUE, NEW YORK, NY 10022-6022
Mailing Address: 350 PARK AVENUE, NEW YORK, NY 10022
TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE – 15TH FLOOR, NEW YORK, NY 10017
TWG SECURITIES, INC.
175 W. JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604
Mailing Address: 175 W JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604
TWO SIGMA SECURITIES, LLC
375 WEST BROADWAY SUITE 300, NEW YORK, NY 10012
TWS FINANCIAL, LLC.
1101 PENNSYLVANIA AVENUE SUITE 600, WASHINGTON, DC 20004
U
U S PARTICIPATIONS LTD.
3909 HARTZDALE DRIVE, SUITE 901, CAMP HILL, PA 17011
U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773
U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101
U.S. BROKERAGE, INC.
673 MOHAWK ST., SUITE 200, COLUMBUS, OH 43206
U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229
U.S. INVESTORS, INC.
515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314
U.S. RE SECURITIES, LLC
ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574
U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271
U.S. SELECT SECURITIES LLC
1455 FIRST STREET, SUITE 303, NAPA, CA 94559
U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788
UBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FUND SERVICES (USA) LLC
242 TRUMBULL STREET, HARTFORD, CT 06103-1212
UBS GLOBAL ASSET MANAGEMENT (US) INC.
1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019
UBS SECURITIES LLC
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
Mailing Address: 201 TRESSER BLVD, ONE STAMFORD FORUM-2ND FLOOR, STAMFORD, CT 06901
UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000
ULLICO INVESTMENT COMPANY, INC.
1625 EYE STREET, NW, WASHINGTON, DC 20006
ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246
ULTRALAT CAPITAL MARKETS, INC.
801 BRICKELL AVENUE, SUITE 1020, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131
UMB DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233
UMB FINANCIAL SERVICES, INC.
1010 GRAND AVENUE, KANSAS CITY, MO 64106
UMPQUA INVESTMENTS, INC.
200 SW MARKET ST., SUITE 1900, PORTLAND, OR 97201
UMTB SECURITIES INC.
630 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10111
UNDERHILL SECURITIES CORP.
4045 SOUTH SPENCER STREET, SUITE 108, LAS VEGAS, NV 89119
UNICREDIT CAPITAL MARKETS, INC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679
UNIFIED FINANCIAL SECURITIES, INC.
2960 N. MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208
UNION CAPITAL COMPANY
4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711
UNION SQUARE ADVISORS LLC
TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
Mailing Address: TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
UNIONBANC INVESTMENT SERVICES, LLC
445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071
UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017
UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508
UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149
UNITED EQUITY SECURITIES, LLC
10700 RICHMOND AVENUE, SUITE 252, HOUSTON, TX 77042
UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530
UNITED GLOBAL SECURITIES, INC.
12950 DAIRY ASHFORD RD, SUGAR LAND, TX 77478-3102
UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750
UNITED SECURITY CORPORATION
4400 BISCAYNE BLVD, SUITE 950, MIAMI, FL 33137
Mailing Address: 4400 BISCAYNE BLVD., MIAMI, FL 33137
UNIVERSAL FINANCIAL SERVICES INC.
METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921
UNIVEST INVESTMENTS, INC.
14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964
UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018
UNX LLC
175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502
UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036
UOB KAY HIAN (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036
UPDATA SECURITIES, INC.
379 THORNALL STREET, 10TH FLOOR, EDISON, NJ 08837
UPROMISE INVESTMENTS, INC.
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459
UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123
US ARMA PARTNERS LP
FOUR PALO ALTO SQUARE, SUITE 100, 3000 EL CAMINO REAL, PALO ALTO, CA 94306
USA ADVANCED PLANNERS INC.
50 LOUIS STREET NW, SUITE 400, GRAND RAPIDS, MI 49503
USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301
USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227
USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227
USCVG, INC.
20 NEWPORT PKY, SUITE 1607, JERSEY CITY, NJ 07310
USI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001
USRP EQUITIES, LLC
99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
UTC FINANCIAL SERVICES USA, INC.
C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD
Mailing Address: C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, 40-40A GREEN STREET; ATTN: LAURA ALLEYNE, ARIMA, 00000 TRINIDAD
UVEST FINANCIAL SERVICES GROUP, INC.
5 COLISEUM CENTRE, 2810 COLISUEUM CENTRE DRIVE, CHARLOTTE, NC 28217
Mailing Address: 9875 TOWNE CENTRE DR, SAN DIEGO, CA 92123
UW INVESTMENT SERVICES
700 17TH STREET, SUITE 700, DENVER, CO 80202
Mailing Address: 700 17TH STREET, DENVER, CO 80202
V
V. M. MANNING & CO., INC.
211 E WASHINGTON ST SUITE B, GREENVILLE, SC 29601-2835
Mailing Address: P.O. BOX 10389, GREENVILLE, SC 29603
VAIL SECURITIES INVESTMENT, INC.
232 WEST MEADOW DRIVE, VAIL, CO 81657-5079
VALDES & MORENO, INC.
1600 GENESSEE STREET, SUITE 630, KANSAS CITY, MO 64102
VALIC FINANCIAL ADVISORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206
VALLEY FORGE ASSET MANAGEMENT CORP.
150 S. WARNER ROAD, SUITE 200, KING OF PRUSSIA, PA 19406
Mailing Address: P.O. BOX 960, VALLEY FORGE, PA 19482
VALLEY NATIONAL INVESTMENTS, INC.
1605 VALLEY CENTER PARKWAY, SUITE 160, BETHLEHEM, PA 18017
VALMARK SECURITIES, INC.
130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH 44333-2431
VALOR FINANCIAL SECURITIES LLC
521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880
VALORES FINAMEX INTERNATIONAL, INC.
PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO
VALTUS CAPITAL GROUP, LLC
3930 HOWARD HUGHES PARKWAY, SUITE 360, LAS VEGAS, NV 89169
Mailing Address: 18425 BURBANK BLVD, SUITE 715, TARZANA, CA 91356
VAN CLEMENS & CO. INCORPORATED
527 MARQUETTE AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 527 MARQUETTE AVENUE SOUTH, SUITE 2000, MINNEAPOLIS, MN 55402
VAN ECK SECURITIES CORPORATION
335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017
VAN KAMPEN FUNDS INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 2800 POST OAK BOULEVARD, 46TH FLOOR, HOUSTON, TX 77056
VAN LIEW SECURITIES, INC.
ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI 02903-3158
VANDERBILT SECURITIES, LLC
445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747
VANDHAM SECURITIES CORP.
50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677
VANGUARD CAPITAL
777 S. HIGHWAY 101, SUITE 204, SOLANA BEACH, CA 92075
VANGUARD MARKETING CORPORATION
100 VANGUARD BLVD, MALVERN, PA 19355
Mailing Address: 400 DEVON PARK DRIVE- A39, WAYNE, PA 19087
VANTAGE SECURITIES, INC.
150 FAYETTEVILLE STREET, SUITE 1130, RALEIGH, NC 27601
VARIABLE INVESTMENT ADVISORS, INC.
4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD 57106-3115
VARIANT TRADING INSTITUTIONAL GROUP, INC.
3998 FAU BOULEVARD, SUITE 120, BOCA RATON, FL 33431
Mailing Address: 3998 FAU BOULEVARD, SUITE 120-B, BOCA RATON, FL 33431
VASILIOU & COMPANY, INC.
1000 SO. POINTE DRIVE, MIAMI BEACH, FL 33139
VAUGHAN AND COMPANY SECURITIES, INC.
68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9998
VBC SECURITIES, LLC
348 CLIFTON AVENUE, CLIFTON, NJ 07011-2619
VCAP SECURITIES, LLC
437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022
VCG SECURITIES, LLC
407 S.E. 1ST STREET, DELRAY BEACH, FL 33483
VCM SECURITIES, LLC.
44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005
VEBER PARTNERS, L.L.C.
605 NW 11TH AVENUE, PORTLAND, OR 97209-3235
VECTOR SECURITIES INTERNATIONAL, L.L.C.
1751 LAKE COOK ROAD-SUITE 350, DEERFIELD, IL 60015
Mailing Address: 1751 LAKE COOK ROAD – SUITE 350, DEERFIELD, IL 60015
VECTORGLOBAL WMG
801 BRICKELL AVENUE, SUITE 2500, MIAMI, FL 33131
VELOCITYHEALTH SECURITIES, INC.
95 WHITE BRIDGE ROAD, SUITE 409, NASHVILLE, TN 37205
VENECREDIT SECURITIES, INC.
1111 BRICKELL AVENUE, SUITE 1575, MIAMI, FL 33131
Mailing Address: 1111 BRICKELL AVENUE, SUITE 1580, MIAMI, FL 33131
VENTOUX SECURITIES, LLC
5590 BUNKY WAY, ATLANTA, GA 30338
VENTURE PARTNERS CAPITAL, L.L.C.
1224 MILL STREET, BUILDING A-100, EAST BERLIN, CT 06023
Mailing Address: MILL CROSSING, P. O. DRAWER 9, KENSINGTON, CT 06037
VERAPOINT SECURITIES LLC
300 PARK AVENUE, SUITE 1704, NEW YORK, NY 10022
VERITAGE GROUP, LLC
4 MEGONKO ROAD, NATICK, MA 01760
VERITAS SECURITIES CORP.
40 WALL STREET, 28TH FLOOR – SUITE 2819, NEW YORK, NY 10005
VERITRUST FINANCIAL, LLC
3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
VERITY INVESTMENTS, INC.
280 S. MANGUM STREET, SUITE 550, DURHAM, NC 27701
VERSANT PARTNERS USA, INC.
1100 BOUL. RENE-LEVESQUE WEST, SUITE 1310, MONTREAL, H3B 4N4 QUEBEC CANADA
VESTECH SECURITIES, INC.
8100 E. 22ND ST NORTH #B, BLDG 600, WICHITA, KS 67226
Mailing Address: 8100 E. 22ND STREET NORTH #B, BLDG 600, WICHITA, KS 67226
VESTOR CAPITAL SECURITIES CORPORATION
10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606-3840
Mailing Address: 10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606
VETUS SECURITIES LLC
1300 E. 9TH STREET, SUITE 600, CLEVELAND, OH 44114
VFG SECURITIES, INC.
2121 CLOVERFIELD AVENUE, SUITE #115, SANTA MONICA, CA 90404
VFIC SECURITIES, INC.
1030 OLD VALLEY FORGE ROAD, KING OF PRUSSIA, PA 19406
VFINANCE INVESTMENTS, INC
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432
VIANT CAPITAL LLC
500 WASHINGTON ST., SUITE 325, SAN FRANCISCO, CA 94111
Mailing Address: 500 WASHINGTON STREET, SUITE 325, SAN FRANCISCO, CA 94111
VICTORY CAPITAL ADVISERS, INC.
127 PUBLIC SQUARE, 21ST FLOOR, CLEVELAND, OH 44114-1306
VICTORY PARK SECURITIES, LLC
227 W. MONROE STREET, CHICAGO, IL 60606
VIEW PARTNERS CAPITAL LLC
575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022
VIEWPOINT SECURITIES, LLC
401 WEST A STREET, STE 325, SAN DIEGO, CA 92101
VIEWTRADE SECURITIES, INC.
7280 W. PALMETTO PARK RD., 105, BOCA RATON, FL 33433
VINING SPARKS
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120
VISCOGLIOSI & COMPANY, LLC
505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022
VISION
4 HIGH RIDGE PARK, STAMFORD, CT 06905
VISION FINANCIAL MARKETS LLC
4 HIGH RIDGE PARK, SUITE 100, STAMFORD, CT 06905-1325
VISION INVESTMENT SERVICES, INC.
6111 NORTH RIVER ROAD, 8TH FLOOR, ROSEMONT, IL 60018
VISIONQUEST SECURITIES, LLC.
5205 CAMDEN LAKE PARKWAY, ACWORTH, GA 30101
VISTA MANAGEMENT COMPANY
3101 SESSIONS ROAD, TALLAHASSEE, FL 32303
Mailing Address: P.O. BOX 1878, TALLAHASSEE, FL 32302-1878
VISTA SECURITIES, INC.
9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231
VISUN SECURITIES CORPORATION
175 N. PATRICK BOULEVARD, SUITE 190, BROOKFIELD, WI 53045
VLS SECURITIES LLC
65 LOCUST AVENUE, SUITE 301, NEW CANAAN, CT 06840
Mailing Address: 65 LOCUST AVENUE, NEW CANAAN, CT 06840
VOGUE CAPITAL MANAGEMENT LLC
2741 PARKVIEW DRIVE, HALLANDALE, FL 33009
VOLTAIRE INVESTMENTS, LLC
9212 NORTH KOBER ROAD, PARADISE VALLEY, AZ 85253
VONTOBEL SECURITIES LTD.
DREIKOENIGSTRASSE 37, ZURICH, 08022 SWITZERLAND
VORPAHL WING SECURITIES
505 W. RIVERSIDE SUITE 205, SPOKANE, WA 99201
VP DISTRIBUTORS INC
100 PEARL ST, 8TH FLOOR, HARTFORD, CT 06103
VPE WERTPAPIERHANDELSBANK AG
MAXIMILIANSPLATZ 17, MUENCHEN, D-80333 GERMANY
VRA PARTNERS, LLC
3414 PEACHTREE ROAD, N.E., SUITE 1125, ATLANTA, GA 30326
VSR FINANCIAL SERVICES, INC.
8620 W 110TH STREET, 200, OVERLAND PARK, KS 66210-9651
Mailing Address: PO BOX 26250, SHAWNEE MISSION, KS 66225-6250
VT BROKERS, LLC
220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
Mailing Address: 220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
VULCAN SECURITIES LLC
220 MONTGOMERY STREET, #1421, SAN FRANCISCO, CA 94104
VWM INSURANCE SERVICES, LLC
600 CALIFORNIA STREET – SUITE 1330, SAN FRANCISCO, CA 94108
W
WG SECURITIES, LLC
264 AMITY ROAD, SUITE 106, WOODBRIDGE, CT 06525
W R RICE FINANCIAL SERVICES, INC.
938 FOREST AVE., PORTLAND, ME 04103
W&S BROKERAGE SERVICES, INC.
400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, 4TH FLOOR, MS 36, CINCINNATI, OH 45202
W. H. COLSON SECURITIES, INC.
211 COMMERCE STREET, SUITE C, GREENVILLE, NC 27858
Mailing Address: P. O. BOX 4007, GREENVILLE, NC 27836-2007
W. H. MELL ASSOCIATES, INC.
450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901
W. H. REAVES & CO., INC.
10 EXCHANGE PLACE, JERSEY CITY, NJ 07302
W. P. STEWART SECURITIES LIMITED
TRINITY HALL 43 CEDAR AVENUE, HAMILTON, HM 12 BERMUDA
Mailing Address: P.O. BOX HM 2905, HAMILTON HMLX, HM LX BERMUDA
W. R. TAYLOR & COMPANY, LLC
4740 WOODMERE BOULEVARD, MONTGOMERY, AL 36106
W. Y. CAMPBELL & COMPANY
ONE WOODWARD AVENUE – 26TH FLOOR, DETROIT, MI 48226
W.E. NIGHTINGALE BROKERAGE SERVICES, INC.
18632 N.W.BERNINA CT., ISSAQUAH, WA 98027
Mailing Address: 4957 LAKEMONT BLVD STE C-4, PMB 10, BELLEVUE, WA 98006
W.F.C.G. SECURITIES, INC.
2700 SOUTH SOUTHEAST BOULEVARD SUITE 205, SPOKANE, WA 99223-4984
W.G. NIELSEN & CO.
3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209
W.J. BLUM & SONS, LLC
81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530
W.J. BRADLEY COMPANY
201 COLUMBINE STREET, SUITE 300, DENVER, CO 80206
W.R. HAMBRECHT + CO., LLC
PIER 1, BAY 3, SAN FRANCISCO, CA 94111
WACHTEL & CO., INC.
1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005
WADDELL & REED, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, ATTN: TERRY LISTER, SHAWNEE MISSION, KS 66201-9217
WADSWORTH INVESTMENT CO., INC.
879 CHURCH ST. RT. 68, WALLINGFORD, CT 06492-2001
WAFRA SECURITIES CORPORATION
345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101
WALKER CAPITAL PARTNERS, LLC
ONE GLENLAKE PARKWAY, SUITE 925, ATLANTA, GA 30328
Mailing Address: 5524 FORT FISHER WAY, NORCROSS, GA 30092
WALL AND COMPANY SECURITIES, INC.
11680 STEPHENVILLE DR, FRISCO, TX 75035
WALL STREET ACCESS
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004
WALL STREET ADVISOR SERVICES, LLC
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004
WALL STREET CAPITAL CORPORATION
14615 MANCHESTER ROAD, SUITE 204, ST. LOUIS, MO 63011
WALL STREET FINANCIAL GROUP, INC.
255 WOODCLIFF DR, FAIRPORT, NY 14450
WALL STREET MANAGEMENT CORPORATION
441 LEXINGTON AVENUE, 17TH FLOOR, NEW YORK, NY 10017
WALL STREET MONEY CENTER CORP.
2385 EXECUTIVE CENTER DR., SUITE #100, BOCA RATON, FL 33431
Mailing Address: 2385 EXECUTIVE CENTER DRIVE, SUITE #100, BOCA RATON, FL 33431
WALL STREET STRATEGIES, INC.
362 NORTH MAIN STREET, HURON, OH 44839
WALLACHBETH CAPITAL LLC
100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
WALLER CAPITAL SECURITIES LLC
1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020
WALLSTREET*E FINANCIAL SERVICES, INC.
3111 PONCE DE LEON BLVD, CORAL GABLES, FL 33134
WALNUT CREEK CAPITAL ADVISORS, LLC
616 ELLIOTT ROAD, MCDONOUGH, GA 30252
WALNUT STREET SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
WALTER GREENBLATT & ASSOCIATES, LLC
430 NASSAU STREET, PRINCETON, NJ 08540
WALTER J. DOWD, INC.
30 BROAD STREET, SUITE 2201, NEW YORK, NY 10004
WALTON JOHNSON & COMPANY
1430 SAN RAFAEL DRIVE, DALLAS, TX 75218
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219
WALTON SECURITIES, INC.
4800 N SCOTTSDALE ROAD, SUITE 4000, SCOTTSDALE, AZ 85251
WAMPUM GROUP, LLC
71 BROADWAY, STE 12 D, NEW YORK, NY 10006
WANG INVESTMENT ASSOCIATES, INC.
183 MADISON AVENUE, SUITE 204, NEW YORK, NY 10016
WARD’S FINANCIAL SERVICES, LTD.
14720 S. WILL-COOK ROAD, HOMER GLEN, IL 60441-6834
Mailing Address: P.O. BOX 799, ORLAND PARK, IL 60462-0799
WARNER BECK INCORPORATED
17140 BERNARDO CENTER DRIVE, SUITE 300, SAN DIEGO, CA 92128
WARNER FINANCIAL INTERNATIONAL INCORPORATED
1706 RURAL STREET, ROCKFORD, IL 61107
WARREN D. NADEL & COMPANY
7 WALNUT ROAD, GLEN COVE, NY 11542
WARREN G. TOWNE
595 SUNSET LA, FOND DU LAC, WI 54935
WASHINGTON SECURITIES CORPORATION
6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113
WATERFORD CAPITAL, INC.
15455 N. DALLAS PKWY STE 750, ADDISON, TX 75001
WATERFORD INVESTOR SERVICES, INC.
1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
Mailing Address: 1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
WATERMARK ADVISORS, LLC
531 SOUTH MAIN STREET, SUITE ML-9, GREENVILLE, SC 29601
Mailing Address: P.O. BOX 1963, GREENVILLE, SC 29602
WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022
WATERSTONE FINANCIAL GROUP, INC.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
Mailing Address: ONE BEACON STREET, 22NF FLOOR, BOSTON, MA 02108
WATERVIEW SECURITIES, INC.
12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251
WATKINS FINANCIAL SERVICES, INC.
722 W SHEPARD LANE STE 103, FARMINGTON, UT 84025
WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013
WAVELAND CAPITAL PARTNERS LLC
19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612
WAYNE HUMMER INVESTMENTS L.L.C.
222 SOUTH RIVERSIDE PLAZA, SUITE 2800, CHICAGO, IL 60606
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750
WBB SECURITIES, LLC
16835 WEST BERNARDO DRIVE, SUITE 120, SAN DIEGO, CA 92127
WEA INVESTMENT SERVICES, INC.
45 NOB HILL ROAD, MADISON, WI 53713-3959
Mailing Address: PO BOX 7338, MADISON, WI 53707-7338
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
WEALTH MANAGEMENT RESOURCES, INC.
501 GREAT ROAD, SUITE 201, NO. SMITHFIELD, RI 02896
WEALTH MONITORS, INC.
11225 COLLEGE BLVD, SUITE # 100, OVERLAND PARK, KS 66210-2798
Mailing Address: 11225 COLLEGE BLVD., SUITE # 100, OVERLAND PARK, KS 66210-2798
WEALTHSTONE EQUITIES, INC.
5000 HORIZONS DR., COLUMBUS, OH 43220
WEAVER TIDWELL CAPITAL, LLC
12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
Mailing Address: 12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
WEDBUSH SECURITIES INC.
1000 WILSHIRE BLVD. SUITE 900, ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017-2457
Mailing Address: P.O. BOX 30014, LOS ANGELES, CA 90030-0014
WEDGE ALTERNATIVES LLC
500 FIFTH AVENUE, SUITE 3150, NEW YORK, NY 10110
WEDGE SECURITIES, LLC
9800 MT. PYRAMID COURT, SUITE 304, ENGLEWOOD, CO 80112
WEDGEWOOD PARTNERS, INC.
9909 CLAYTON ROAD, SUITE 103, ST. LOUIS, MO 63124-5142
WEEDEN & CO.L.P.
145 MASON ST, GREENWICH, CT 06830
WEISS CAPITAL SECURITIES, INC.
7111 FAIRWAY DRIVE, SUITE 102, PALM BEACH GARDENS, FL 33418
WEISSER JOHNSON CAPITAL LLC
1301 MCKINNEY, SUITE 2810, HOUSTON, TX 77010
WEITZ SECURITIES, INC.
ONE PACIFIC PLACE, 1125 SOUTH 103 ST. STE. 200, OMAHA, NE 68124-1071
WEITZEL FINANCIAL SERVICES, INC.
1665 EMBASSY WEST DR., SUITE 100, DUBUQUE, IA 52002-2259
Mailing Address: 1665 EMBASSY WEST DR. STE. 100, DUBUQUE, IA 52002-2259
WELCOME LIFE SECURITIES, LLC
6001 BROKEN SOUND PARKWAY, SUITE 320-A, BOCA RATON, FL 33487
WELLER, ANDERSON & CO., LTD.
811 RUSK, SUITE 1725, HOUSTON, TX 77002
WELLFLEET INVESTMENTS LLC
40 CUTTER MILL RD – SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142
WELLINGTON SECURITIES, INC.
80 LIBERTY STREET, SAN FRANCISCO, CA 94110
Mailing Address: PMB 187, 3288 21 STREET, SAN FRANCISCO, CA 94110-2423
WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005
WELLINGTON WEST CAPITAL MARKETS (USA) INC.
145 KING STREET WEST, SUITE 700, TORONTO, ONTARIO, M5H 1J8 CANADA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103
WELLS FARGO ADVISORS, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103
WELLS FARGO FUNDS DISTRIBUTOR, LLC
525 MARKET STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
301 SOUTH COLLEGE STREET, ONE WACHOVIA CENTER, 8TH FLOOR, CHARLOTTE, NC 28202
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: D1053-190, CHARLOTTE, NC 28202
Mailing Address: 301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: NC 1396, CHARLOTTE, NC 28202
WELLS FARGO INVESTMENTS, LLC
420 MONTGOMERY STREET, 12TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
Mailing Address: 550 CALIFORNIA STREET, 6TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
WELLS FARGO SECURITIES, LLC
301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28202-0602
Mailing Address: 301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28288-0602
WELLS INVESTMENT SECURITIES,INC.
6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA 30092
WELLS NELSON & ASSOCIATES, L.L.C.
105 NORTH HUDSON, SUITE 600, OKLAHOMA CITY, OK 73102
WELSH SECURITIES LLC
4350 BAKER RD, MINNETONKA, MN 55343
WELTON STREET INVESTMENTS LLC
9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112
WENTWORTH SECURITIES, INC.
2001 NORTH B STREET, FAIRFIELD, IA 52556
WESBANCO SECURITIES, INC.
135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003
WESCOM FINANCIAL SERVICES
123 SOUTH MARENGO AVENUE, 4TH FL, PASADENA, CA 91101
WEST AMERICA SECURITIES CORP
7005 VIA BELLA LUNA, LAS VEGAS, NV 89131
Mailing Address: P. O. BOX 751477, LAS VEGAS, NV 89136
WESTBURY GROUP LLC
49 CLINTON AVENUE, WESTPORT, CT 06880
WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446
WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563
WESTCOUNTRY FINANCIAL
16915 TURTLE POINT, CHARLOTTE, NC 28278-8428
WESTERN EQUITY GROUP, INC.
1617 STARLING COURT, CARLSBAD, CA 92011-5019
Mailing Address: 6965 EL CAMINO REAL, SUITE #105-235, CARLSBAD, CA 92009-4101
WESTERN FINANCIAL CORPORATION
600 “B” STREET STE. 2204, SAN DIEGO, CA 92101-4507
WESTERN GROWERS FINANCIAL SERVICES, INC.
17620 FITCH STREET, IRVINE, CA 92614
WESTERN INTERNATIONAL SECURITIES, INC.
70 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA 91101
Mailing Address: 70 SOUTH LAKE AVE-STE. 700, PASADENA, CA 91101
WESTERN PACIFIC SECURITIES, INC.
1080 W. SIERRA, SUITE 105, FRESNO, CA 93704
WESTERN RESERVE PARTNERS, LLC
200 PUBLIC SQUARE, SUITE 3750, CLEVELAND, OH 44114
WESTERN STRATEGIC ADVISORS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107
WESTFIELD INVESTMENT GROUP, INC.
1255 CORPORATE CENTER DRIVE, SUITE 200, MONTEREY PARK, CA 91754-7611
WESTHOFF, CONE & HOLMSTEDT
500 YGNACIO VALLEY ROAD, SUITE 380, WALNUT CREEK, CA 94596-5041
WESTLAKE SECURITIES
2700 VIA FORTUNA SUITE 250, AUSTIN, TX 78746
WESTLB SECURITIES INC.
7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK, NY 10007
WESTMINSTER FINANCIAL SECURITIES, INC.
865 SOUTH DIXIE DRIVE, VANDALIA, OH 45377
WESTMINSTER INVESTMENT GROUP, INC.
23 EAST NORTH STREET, NEW CASTLE, PA 16101
WESTMINSTER RESEARCH ASSOCIATES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
WESTMORELAND CAPITAL CORPORATION
2350 NORTH FOREST ROAD, SUITE 35B, GETZVILLE, NY 14068
WESTON FINANCIAL SERVICES LLC
767 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017
WESTON INTERNATIONAL CAPITAL MARKETS LLC
150 EAST 58TH STREET, 15TH FLOOR, NEW YORK, NY 10155
WESTON SECURITIES CORPORATION
40 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481
Mailing Address: 40 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481
WESTOR CAPITAL GROUP, INC.
1039 ROBINSON ROAD, MOHAWK, NY 13407
WESTPARK CAPITAL, INC.
1900 AVENUE OF THE STARS, SUITE 310, LOS ANGELES, CA 90067
WESTPORT CAPITAL MARKETS, LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
WESTPORT FINANCIAL SERVICES, L.L.C.
39 OLD RIDGEBURY ROAD, SUITE 5, DANBURY, CT 06810-5108
WESTPORT RESOURCES INVESTMENT SERVICES, INC.
315 POST ROAD WEST, WESTPORT, CT 06880-4745
Mailing Address: P.O.BOX 3089, WESTPORT, CT 06880
WESTROCK ADVISORS, INC.
230 PARK AVENUE, NEW YORK, NY 10169
WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977
WESTWOOD CAPITAL, LLC
489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017
WFG INVESTMENTS, INC.
2711 N HASKELL AVE., SUITE 2900, DALLAS, TX 75204
Mailing Address: 2711 N HASKELL AVE, SUITE 2900, DALLAS, TX 75204
WFP SECURITIES
6020 CORNERSTONE COURT WEST, SUITE 240, SAN DIEGO, CA 92121
WFS, LLC
ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108
WHARTON CAPITAL MARKETS LLC
444 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10022
WHEELHOUSE SECURITIES CORPORATION
8230 FORSYTH BLVD. STE 210, ST. LOUIS, MO 63105
WHITAKER SECURITIES LLC
233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279
WHITE CAP TRADING, LLC
55 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10003-4301
WHITE MOUNTAIN CAPITAL, LLC
65 BROADWAY, SUITE 1807, NEW YORK, NY 10006
WHITE OAK SECURITIES, INC.
4812 NORTHWESTERN AVE., RACINE, WI 53406-5060
WHITE PACIFIC SECURITIES, INC.
100 PINE STREET, SUITE 500, SAN FRANCISCO, CA 94111
WHITEHALL-PARKER SECURITIES, INC.
477 PACIFIC AVENUE-2ND FLOOR, SAN FRANCISCO, CA 94133
WHITEMARSH CAPITAL ADVISORS
325 WEST 38TH STREET, SUITE 908, NEW YORK, NY 10018
WHITESTONE SECURITIES INC.
2415 24TH STREET, ASTORIA, NY 11102
WIC CORP.
100 NORTH SIXTH STREET, SUITE 620B, MINNEAPOLIS, MN 55403
WILBANKS SECURITIES, INC.
4334 NORTHWEST EXPRESSWAY, SUITE 222, OKLAHOMA CITY, OK 73116
WILDWOOD CAPITAL SECURITIES, INC.
373 EAST MAIN STREET, SUITE 100, COLLEGEVILLE, PA 19426
WILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215
WILLIAM BLAIR & COMPANY L.L.C.
222 WEST ADAMS ST, CHICAGO, IL 60606-5312
Mailing Address: 222 WEST ADAMS STREET, CHICAGO, IL 60606-5312
WILLIAM BLAIR FUNDS PLACEMENT GROUP, L.L.C.
2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX 75201
WILLIAM C. BURNSIDE & COMPANY, INC.
111 N. VERMILION ST., DANVILLE, IL 61832
Mailing Address: P.O. BOX 507, DANVILLE, IL 61832-0507
WILLIAM J. MAYER SECURITIES, LLC
60 ARCH STREET, GREENWICH, CT 06830
WILLIAMS TRADING LLC
860 CANAL STREET, 3RD FLOOR, STAMFORD, CT 06902
WILLIS SECURITIES, INC.
ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 3RD FLOOR, NEW YORK, NY 10281
WILLOW COVE INVESTMENT GROUP, INC.
4370 LA JOLLA VILLAGE DRIVE, SUITE 400, SAN DIEGO, CA 92122
WILMINGTON BROKERAGE SERVICES COMPANY
1100 NORTH MARKET ST., WILMINGTON, DE 19890-0001
Mailing Address: PO BOX 8988, WILMINGTON, DE 19899-8988
WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530
WILSHIRE PARK ADVISORS, LLC
C/O 12400 WILSHIRE BOULEVARD, SUITE 820, LOS ANGELES, CA 90025
WILSON STEPHENSON INCORPORATED
2800 S. HULEN STREET, SUITE 102, FORT WORTH, TX 76109
WILSON-DAVIS & CO., INC.
236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587
WINDHAM FINANCIAL SERVICES, INC.
3078 HAWKINS ROAD, FERRISBURGH, VT 05456
WINDRIVER CAPITAL, LLC
3501 N. GLENNWOOD CIRCLE, PROVO, UT 84604
WINDSHIP CAPITAL MARKETS, LLC
1861 AMERICAN WALK, SUITE 1660, LAWRENCEVILLE, GA 30043
WINDSOR, SHEFFIELD & CO., INC.
487 DEVON PARK DR., SUITE 216, WAYNE, PA 19087
Mailing Address: 487 DEVON PARK DRIVE, SUITE 216, WAYNE, PA 19087
WINEBRENNER CAPITAL PARTNERS, LLC
10602 TIMBERWOOD CIRCLE, SUITE 13, LOUISVILLE, KY 40223
WINKLEVOSS INSURANCE AGENCY, LLC
TWO GREENWICH OFFICE PARK, 3RD FLOOR, GREENWICH, CT 06831
WINSLOW, EVANS & CROCKER, INC.
175 FEDERAL STREET, BOSTON, MA 02110
WINSTON ADVISORS, LLC
25 WILDWOOD ROAD STE 204, STAMFORD, CT 06903
WINTER ADVISORS, INC.
24511 SUMMERHILL AVE., LOS ALTOS, CA 94024
WISCONSIN DISCOUNT SECURITIES CORPORATION
7020 N. PORT WASHINGTON RD. SUITE 200, MILWAUKEE, WI 53217
Mailing Address: P.O. BOX 170648, MILWAUKEE, WI 53217
WITENBERG INVESTMENT COMPANIES, INC.
9440 SANTA MONICA BLVD SUITE 600, BEVERLY HILLS, CA 90210
WIZER FINANCIAL, INC.
1829 EAST SPRING STREET, SUITE 201, NEW ALBANY, IN 47150
WJB CAPITAL GROUP, INC.
60 BROAD STREET, 34TH FLOOR, NEW YORK, NY 10004
WM SMITH & CO.
1700 LINCOLN STREET, SUITE 2545, DENVER, CO 80203
WM. H. MURPHY & CO., INC.
770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056
WMSI SECURITIES LLC
1420 ROUTE 206 NORTH, SUITE 140, BEDMINSTER, NJ 07921
WNC CAPITAL CORPORATION
17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404
WOLF A. POPPER, INC.
99 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
WOLF CAPITAL LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523
WOLF FINANCIAL MANAGEMENT, LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523-1927
WOLFE & HURST BOND BROKERS INC.
30 MONTGOMERY STREET STE 1040, JERSEY CITY, NJ 07302
WOLFENSOHN ADVISORS, L.L.C.
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
WOLVERINE CAPITAL MARKETS LLC
175 W. JACKSON SUITE 200, CHICAGO, IL 60604
Mailing Address: 175 W. JACKSON BLVD. SUITE 200, CHICAGO, IL 60604
WOLVERINE EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604
WOLVERTON SECURITIES (USA), LTD.
777 DUNSMUIR STREET #1700, VANCOUVER BC, V7Y 1J5 CANADA
WOOD (ARTHUR W.) COMPANY, INC.
50 CONGRESS STREET, SUITE 300, BOSTON, MA 02109-4069
WOOD WARREN & CO. SECURITIES, LLC
2000 POWELL STREET, SUITE 1260, EMERYVILLE, CA 94608
WOODBRIDGE FINANCIAL GROUP, LLC
120 SOUTH SIXTH STREET, SUITE 2005, MINNEAPOLIS, MN 55402
WOODBURY FINANCIAL SERVICES, INC.
7755 THIRD STREET NORTH, OAKDALE, MN 55128
Mailing Address: P.O. BOX 64284, ST. PAUL, MN 55164-0284
WOODLANDS SECURITIES CORPORATION
10077 GROGANS MILL RD #130, THE WOODLANDS, TX 77380
WOODLAWN ADVISORS LLC
2 OVERHILL ROAD (SUITE 400), SCARSDALE, NY 10583
WOODMEN FINANCIAL SERVICES, INC.
1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102
WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027
WOODSTOCK FINANCIAL GROUP, INC.
117 TOWNE LAKE PARKWAY, WOODSTOCK, GA 30188
Mailing Address: 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, GA 30188
WOODVILLE HALL CAPITAL, LLC
SUITE 201, 2 WEST WASHINGTON STREET, MIDDLEBURG, VA 20117
Mailing Address: PO BOX 113, MIDDLEBURG, VA 20118
WOORI INVESTMENT & SECURITIES AMERICA, INC.
120 WEST 45TH STREET, SUITE 3010, NEW YORK, NY 10036
WORDEN CAPITAL MANAGEMENT LLC
1981 MARCUS AVE, SUITE 240, LAKE SUCCESS, NY 11042
WORKMAN SECURITIES CORPORATION
6500 CITY WEST PARKWAY, SUITE 350, EDEN PRAIRIE, MN 55344
WORLD CAPITAL BROKERAGE, INC.
110 16TH STREET, SUITE 1400, DENVER, CO 80202-5202
WORLD CHOICE SECURITIES, INC.
1420 BROWN TRAIL, BEDFORD, TX 76022
WORLD EQUITY GROUP, INC.
1650 N. ARLINGTON HEIGHTS RD, SUITE 100, ARLINGTON HEIGHTS, IL 60004-3984
WORLD GROUP SECURITIES, INC.
11315 JOHNS CREEK PARKWAY, DULUTH, GA 30097-1517
WORLD TRADE FINANCIAL CORPORATION
2010 HANCOCK STREET, 2ND FLOOR, SAN DIEGO, CA 92110
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
210 2ND STREET SE SUITE 400, CEDAR RAPIDS, IA 52401
Mailing Address: PO BOX 75006, CEDAR RAPIDS, IA 52407
WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 1600, DALLAS, TX 75248
WRIGHT INVESTORS’ SERVICE DISTRIBUTORS, INC.
440 WHEELERS FARMS ROAD, MILFORD, CT 06461
WRP INVESTMENTS, INC.
4407 BELMONT AVENUE, YOUNGSTOWN, OH 44505
WSA FIXED INCOME, LLC
17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004
WULFF, HANSEN & CO.
351 CALIFORNIA STREET, SUITE 1000, SAN FRANCISCO, CA 94104
WUNDERLICH SECURITIES, INC.
6000 POPLAR AVENUE, SUITE 150, MEMPHIS, TN 38119
WWC SECURITIES, LLC
11911 FREEDOM DRIVE STE 1010, RESTON, VA 20190
WWK INVESTMENTS, INC.
133 WEST MAIN STREET – SUITE 130, NORTHVILLE, MI 48167
WYNSTON HILL CAPITAL, LLC
488 MADISON AVENUE, NEW YORK, NY 10022
WYNVALE FINANCIAL DISTRIBUTORS LLC
12 OLD MILL ROAD, STOCKTON, NJ 08559
WYSER-PRATTE & CO., INC.
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022
Mailing Address: 410 PARK AVENUE, SUITE 1520, NEW YORK, NY 10022
X
XMS CAPITAL PARTNERS, LLC
1603 ORRINGTON AVE. SUITE 725, EVANSTON, IL 60201
XNERGY FINANCIAL LLC
425 E 58STREET, SUITE 16C, NEW YORK, NY 10022-2300
Mailing Address: 425 E 58 STREET, SUITE 16C, NEW YORK, NY 10022-2300
XT CAPITAL PARTNERS, LLC
117 EAST 55TH STREET, NEW YORK, NY 10022
XTENT FINANCIAL GROUP, INC.
2115 FRONT STREET, CUYAHOGA FALLS, OH 44221
XZERTA TRADING, LLC
ONE PENN PLAZA, SUITE 4625, NEW YORK, NY 10019
Y
YIELDQUEST SECURITIES, LLC
3280 PEACHTREE ROAD, SUITE 2600, ATLANTA, GA 30305
YORK SECURITIES, INC.
160 BROADWAY, NEW YORK, NY 10038