YourSecuritiesArbitrationLawyer.com » List Of FINRA Member Brokerage Firms http://yoursecuritiesarbitrationlawyer.com Securities Arbitration Lawyers & Stock Broker Fraud Attorneys Dedicated To Helping Investors Recover Securities & Investment Losses. Wed, 06 Oct 2010 03:34:24 +0000 en hourly 1 http://wordpress.org/?v=3.0.1 List of FINRA Member Brokerage Firms http://yoursecuritiesarbitrationlawyer.com/list-of-finra-member-brokerage-firms-2/ http://yoursecuritiesarbitrationlawyer.com/list-of-finra-member-brokerage-firms-2/#comments Sun, 16 May 2010 04:13:57 +0000 admin http://yoursecuritiesarbitrationlawyer.com/?p=900 List of FINRA Member Brokerage Firms is a post from: YourSecuritiesArbitrationLawyer.com

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If You Lost Money In Any Investment, Retirement or Brokerage Account and You Believe A FINRA Member Broker or Brokerage Firm May Be To Blame For Your Losses, Contact A Securities Fraud Lawyer & Investment Fraud Attorney.

-Report A FINRA Member Brokerage Firm-

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

List Of FINRA Member Brokerage Firms:
(as of May 5, 2010):

#

1 FINANCIAL MARKETPLACE SECURITIES, LLC
404 GARY LANE, BALA CYNWYD, PA 19004

1ST BCCW CAPITAL CORP
116B SOUTH RIVER ROAD, BEDFORD, NH 03110-6735

1ST BRIDGEHOUSE SECURITIES, LLC
800 SAWYER BEND COURT SUITE 100, FRANKLIN, TN 37069-7009

1ST DISCOUNT BROKERAGE, INC.
515 N. FLAGLER DRIVE, SUITE 703, WEST PALM BEACH, FL 33401

1ST GLOBAL CAPITAL CORP.
8150 N. CENTRAL EXPRESSWAY, SUITE 500, DALLAS, TX 75206

1ST MUNICH CAPITAL, LLC
HERZOGSTR. 60, MUNICH, D-80803 GERMANY
Mailing Address: 1499 W PALMETTO PARK ROAD, SUITE 250, BOCA RATON, FL 33486

1ST WORLDWIDE FINANCIAL PARTNERS, LLC
6030 BETHELVIEW ROAD, SUITE 102, CUMMING, GA 30040

3 MARK EQUITIES, INC.
1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478

3C-WC PARTNERS, LLC
1500 ROSECRANS AVENUE, SUITE 315, MANHATTAN BEACH, CA 90266

4G FINANCIAL, INC.
18111 PRESTON RD. SUITE 100, DALLAS, TX 75252
Mailing Address: 18111 PRESTON RD SUITE 100, DALLAS, TX 75252

A

A & M SECURITIES, LLC
2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

A B WONG CAPITAL LLC
10 CATHERINE SLIP 15H, NEW YORK, NY 10038
Mailing Address: P.O.BOX 479, NEW YORK, NY 10272

A&F FINANCIAL SECURITIES, INC.
6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791

A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

A. R. SCHMEIDLER & CO., INC.
500 FIFTH AVENUE, NEW YORK, NY 10110-1405

A.B. WATLEY DIRECT, INC.
50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004

A.BRIDGE REALVEST SECURITIES CORPORATION
14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624

A.C.R. SECURITIES, INC.
687 PARK LANE, CEDARHURST, NY 11516

A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

A.H. HAYNES & CO., INC.
711 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

A.J. PACE & CO., INC.
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

A.J. SLOANE & COMPANY, LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

A.K. CAPITAL, LLC
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

A.L. WATERS CAPITAL, LLC
50 BRAINTREE HILL OFFICE PARK, SUITE 106, BRAINTREE, MA 02184

A.M. OPPENHEIMER SECURITIES,INC.
1150 SILVERADO, LA JOLLA, CA 92037

AARON CAPITAL, INCORPORATED
320 ENCINITAS BLVD., SUITE A, ENCINITAS, CA 92024
Mailing Address: 320 ENCINITA BLVD., SUITE A, ENCINITAS, CA 92024

ABA BUSINESS SERVICES, LLC
1120 CONNECTICUT AVE, NW, WASHINGTON, DC 20036
Mailing Address: 1120 CONNECTICUT AVE, NW, ATTN: HELEN SULLIVAN, 7TH FLOOR, WASHINGTON, DC 20036

ABACUS INTERNATIONAL CAPITAL CORP.
181 CANAL STREET-2ND FLOOR, NEW YORK, NY 10013
Mailing Address: 181 CANAL STREET – 2ND FLOOR, NEW YORK, NY 10013

ABACUS INVESTMENTS, INC.
N9673 TURKE LANE, WATERTOWN, WI 53094

ABAX BROKERAGE SERVICES, INC.
31658 ROCHEN ROAD, WALLER, TX 77484
Mailing Address: P.O. BOX 40506, HOUSTON, TX 77240-0506

ABBEY NATIONAL SECURITIES INC.
400 ATLANTIC STREET, STAMFORD, CT 06901
Mailing Address: 400 ATLANTIC STREET, 2ND FLOOR, STAMFORD, CT 06901

ABEL/NOSER CORP.
ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

ABERDEEN FUND DISTRIBUTORS, LLC
1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

ABG SUNDAL COLLIER INC.
535 MADISON AVENUE, NEW YORK, NY 10022-4212

ABNER HERRMAN & BROCK, LLC
HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

ABRAHAM & CO., INC.
3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

ABRAMSON FINANCIAL, LLC
1633 BROADWAY, NINTH FLOOR, NEW YORK, NY 10019

ABSHIER WEBB DONNELLY & BAKER, INC.
2500 CITY WEST BLVD., SUITE 590, HOUSTON, TX 77042

ACA/PRUDENT INVESTORS PLANNING CORPORATION
239 ROUTE 22 EAST, THIRD FLOOR, GREEN BROOK, NJ 08812

ACAP FINANCIAL INC.
57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

ACCENT CAPITAL ADVISORS, L.L.C.
ONE FERRY BUILDING, SUITE 210, SAN FRANCISCO, CA 94111

ACCESS FINANCIAL GROUP, INC.
118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

ACCESS INVESTMENTS, INC.
3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

ACCESS SECURITIES, LLC
30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

ACCESSALPHA WORLDWIDE LLC
630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

ACCREDITED EQUITIES INCORPORATED
3985 RESEARCH PARK DRIVE, SUITE 800, ANN ARBOR, MI 48108
Mailing Address: 3985 RESEARCH PARK DRIVE, ANN ARBOR, MI 48108

ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

ACCUMULATION PLANNING, INC.
6172 NORTH 28 PLACE, PHOENIX, AZ 85016
Mailing Address: POST OFFICE BOX 32429, PHOENIX, AZ 85064-2429

ACE DIVERSIFIED CAPITAL, INC.
923 EAST VALLEY BLVD.,, SUITE 106, SAN GABRIEL,, CA 91776

ACF INTERNATIONAL INC.
50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

ACHELOUS PARTNERS, LLC
THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002

ACKRELL CAPITAL, LLC
38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129
Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

ACN SECURITIES INC.
100 PARK AVENUE – SUITE 1600, NEW YORK, NY 10017

ACP SECURITIES, LLC
444 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

ACQUEST ADVISORS L.L.C.
700 LOUISIANA, SUITE 2450, HOUSTON, TX 77002

ACTINVER SECURITIES, INC.
5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

ACTIVA CAPITAL MARKETS, INC.
1110 BRICKELL AVENUE, SUITE 902, MIAMI, FL 33131

ADIRONDACK TRADING GROUP LLC
13 HAYSLETTE DRIVE, LAKE LUZERNE, NY 12846

ADMINISTRATIVE SYSTEMS, INC.
6201 ROOSEVELT WAY NE, SEATTLE, WA 98115

ADP BROKER-DEALER, INC.
ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

ADVANCE CAPITAL SERVICES, INC.
ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

ADVANCED ADVISOR GROUP, LLC
440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

ADVANCED ASSET TRADING, INC
5050 POPLAR AVE, SUITE 528, MEMPHIS, TN 38157
Mailing Address: 5050 POPLAR AVE NO.528, MEMPHIS, TN 38157

ADVANCED EQUITIES SERVICES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507

ADVANCED EQUITIES, INC.
311 SOUTH WACKER DRIVE, SUITE 1650, CHICAGO, IL 60606

ADVANTAGE GFC LLC
2 WALL STREET, NEW YORK, NY 10005

ADVANTAGE SECURITIES LLC
141 WEST JACKSON, SUITE 2045, CHICAGO, IL 60604

ADVENT SECURITIES, INC.
7501 BOULDERS VIEW DR, SUITE 601, RICHMOND, VA 23225

ADVISER DEALER SERVICES, INC.
6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

ADVISORS CLEARING NETWORK, INC.
7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

ADVISORS EDGE SECURITIES, LLC
18425 BURBANK BLVD., SUITE 715, TARZANA, CA 91356

ADVISORY GROUP EQUITY SERVICES LTD.
161 ASH STREET SUITE D, READING, MA 01867

AEB CORPORATION
518 SOUTH MAIN STREET, GREAT BARRINGTON, MA 01230

AEGIS CAPITAL CORP.
810 7TH AVE, 11TH FLOOR, NEW YORK, NY 10019

AEGIS ENERGY ADVISORS CORP.
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

AEGIS INVESTMENTS, INC.
431 S 7TH STREET, SUITE 2400, MINNEAPOLIS, MN 55415-1854

AEI SECURITIES, INC.
1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

AETHLON CAPITAL, L.L.C
80 SOUTH 8TH STREET SUITE 4920, MINNEAPOLIS, MN 55402

AFFILIATED BANKERS CAPITAL, L.L.C.
2801 VIA FORTUNA DRIVE, SUITE 625, AUSTIN, TX 78746

AFFILIATED FUNDING CORP.
3801 E. FLORIDA AVENUE, SUITE 400, DENVER, CO 80210
Mailing Address: P. O. BOX 218, DANIA BEACH, FL 33004

AFFINA BROKERAGE SERVICES, LLC
600 MIDLAND AVE, SUITE 101, RYE, NY 10580-3999

AFFINITY INVESTMENT SERVICES, LLC
73 MOUNTAIN VIEW BLVD., BUILDING 200, BASKING RIDGE, NJ 07920

AG BD LLC
245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

AGECROFT PARTNERS, LLC
103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

AGENCY TRADING GROUP, INC.
235 EAST LAKE STREET, WAYZATA, MN 55391
Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

AGINCOURT, LTD.
C/O MERIDIAN FIDUCIARY SERVICES 73 FRONT STREET, 2ND FLOOR, HAMILTON, HM12 BERMUDA
Mailing Address: P.O. BOX HM 528, HAMILTON, HMCX BERMUDA

AGM SECURITIES LLC
277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172

AGRICAPITAL SECURITIES INC.
1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

AHT FINANCIAL GROUP, LTD.
432 NORTH HOUGH STREET, BARRINGTON, IL 60010

AI SECURITIES,INC.
33 UNION STREET, BOSTON, MA 02108-2406

AIG FINANCIAL SECURITIES CORP.
50 DANBURY ROAD, WILTON, CT 06897-4444

AIS FINANCIAL, INC.
31111 AGOURA ROAD, STE. 245, WESTLAKE VILLAGE, CA 91361

AJAX INVESTMENTS, LLC
600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035
Mailing Address: 600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035

AKAR CAPITAL MANAGEMENT, INC.
8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017

AKJ
PW MARINE CENTER, UPPER FLOOR, 37 SERPENTINE ROAD, HAMILTON, HMPX BERMUDA
Mailing Address: PO BOX HM3306, HAMILTON, HMPX BERMUDA

ALADDIN CAPITAL LLC
SIX LANDMARK SQUARE, STAMFORD, CT 06901

ALAMO CAPITAL
201 N CIVIC DR, SUITE 145, WALNUT CREEK, CA 94596

ALARIS TRADING PARTNERS, LLC
2002 JIMMY DURANTE BLVD, SUITE 202, DEL MAR, CA 92014

ALBERT FRIED & COMPANY, LLC
45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006

ALBRIGHT SECURITIES LLC
1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

ALCHEMY ALTERNATIVES, INC.
777 MARINER’S ISLAND BLVD., SUITE 750, SAN MATEO, CA 94404
Mailing Address: 751 LAUREL STREET, SUITE 119, SAN CARLOS, CA 94070

ALDERMAN & COMPANY CAPITAL, LLC
20 SILVER BROOK ROAD, RIDGEFIELD, CT 06877

ALDERWOOD CAPITAL LLC
505 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111

ALERUS SECURITIES CORPORATION
2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201
Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

ALETHEIA SECURITIES, INC.,
100 WILSHIRE BLVD STE 1960, SANTA MONICA, CA 90401

ALEXANDER CAPITAL, L.P.
445 BROADHOLLOW RD, SUITE 42, MELVILLE, NY 11747

ALEXANDER INVESTMENT SERVICES CO.
12701 TOWNEPARK WAY, SUITE 303, LOUISVILLE, KY 40243-2301

ALFORMA CAPITAL MARKETS, INC.
540 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

ALFS, INC.
3100 SANDERS RD, STE N3B, NORTHBROOK, IL 60062-7156
Mailing Address: 3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

ALL FUNDS, INC.
1444 ORANGE TURNPIKE, MONROE, NY 10950-3716
Mailing Address: PO DRAWER H, VALLEY COTTAGE, NY 10989

ALLEGHENY INVESTMENTS, LTD.
STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

ALLEGIANCE CAPITAL, L.L.C.
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106

ALLEGIANT SECURITIES L.L.C.
200 S.E. 1ST STREET, SUITE 502, MIAMI, FL 33131

ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022

ALLEN & COMPANY OF FLORIDA, INC.
1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803
Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

ALLEN C. EWING & CO.
50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202
Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

ALLIANCE ADVISORY & SECURITIES, INC.
3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

ALLIANCE AFFILIATED EQUITIES CORPORATION
ONE WARD PARKWAY, #345, KANSAS CITY, MO 64112

ALLIANCE FINANCIAL GROUP, INC.
5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.
601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES,, CA 90017
Mailing Address: 601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES, CA 90017

ALLIANCEBERNSTEIN INVESTMENTS, INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

ALLIANT EQUITY INVESTMENTS, LLC
21600 OXNARD STREET – SUITE 1200, WOODLAND HILLS, CA 91367
Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

ALLIANZ LIFE FINANCIAL SERVICES, LLC
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

ALLIED ASSET MANAGEMENT, INC.
2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

ALLISON-WILLIAMS COMPANY
90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

ALLSTATE DISTRIBUTORS, L.L.C.
3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

ALLSTATE FINANCIAL SERVICES, LLC
2920 S 84TH STREET, LINCOLN, NE 68506
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

ALLUVION SECURITIES, LLC
5100 POPLAR AVENUE, SUITE 809, MEMPHIS, TN 38137

ALMAX FINANCIAL SOLUTIONS, LLC
12 VAN SYCKLES ROAD, CLINTON, NJ 08809

ALPHA FINANCE US CORPORATION
410 PARK AVE, NEW YORK, NY 10022

ALPHA OMEGA CAPITAL SECURITIES, LLC
7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND, VA 23226

ALPHASOURCE CAPITAL SECURITIES LLC
32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

ALPINA CAPITAL, LLC
100 JACKSON STREET, SUITE 101, DENVER, CO 80206

ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
100 UNION AVENUE, CRESSKILL, NJ 07626

ALPINE PARTNERS, L.P.
100 UNION AVENUE, CRESSKILL, NJ 07626

ALPINE SECURITIES CORPORATION
440 EAST 400 SOUTH, SALT LAKE CITY, UT 84111

ALPS DISTRIBUTORS, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328

ALTA VISTA FINANCIAL, INC.
2776 GATEWAY ROAD, CARLSBAD, CA 92009

ALTEGRIS INVESTMENTS, INC.
1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

ALTERNATIVE ACCESS CAPITAL, LLC
2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

ALTERNATIVE INVESTMENT SERVICES, LLC
141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.
401 SOUTH TRYON STREET, CHARLOTTE, NC 28288-1195

ALTERNATIVE WEALTH STRATEGIES, INC.
1040 N. KINGS HIGHWAY, SUITE 405, CHERRY HILL, NJ 08034

ALTERNET SECURITIES INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

ALTIMA SECURITIES LP
399 PARK AVENUE, SUITE #3805, NEW YORK, NY 10022

ALTON SECURITIES GROUP INC.
2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002
Mailing Address: P.O. BOX 160, ALTON, IL 62002

ALTRUSHARE SECURITIES LLC
10 MIDDLE STREET, 6TH FLOOR, BRIDGEPORT, CT 06604

ALVAREZ & MARSAL SECURITIES, LLC
600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022

ALYSSA LLC
888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

AMBASSADOR FINANCIAL GROUP, INC.
1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

AMCORE INVESTMENT SERVICES, INC
501 7TH STREET, ROCKFORD, IL 61104-1242

AMD CAPITAL, LLC
100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

AMEGY INVESTMENTS, INC.
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

AMEREST SECURITIES, INC.
2828 NORTH HARWOOD SUITE 2000, DALLAS, TX 75201

AMERICA INVEST ONLINE, INC.
97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
Mailing Address: 97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577

AMERICA’S CHOICE EQUITIES LLC
840 US HIGHWAY 1, SUITE 315, PALM BEACH GARDENS, FL 33408

AMERICA’S GROWTH CAPITAL, LLC
125 HIGH STREET, HIGH STREET TOWER, FLOOR 30, BOSTON, MA 02110

AMERICAN BEACON PARTNERS, INC.
3603 N. HASTINGS WAY, STE 100, EAU CLAIRE, WI 54703

AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788

AMERICAN CENTURY BROKERAGE, INC.
1665 CHARLESTON RD, MOUNTAIN VIEW, CA 94043

AMERICAN CENTURY INVESTMENT SERVICES INC.
4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

AMERICAN CLASSIC FINANCIAL COMPANY
15745 ROLLER COASTER ROAD, COLORADO SPRINGS, CO 80921

AMERICAN CLASSIC SECURITIES, INC.
201 ATP TOUR BLVD., SUITE 150, PONTE VEDRA, FL 32082

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC
600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERICAN EQUITY CAPITAL, INC.
6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711
Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325

AMERICAN EQUITY INVESTMENT CORPORATION
4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

AMERICAN FAMILY SECURITIES, LLC
6000 AMERICAN PARKWAY, MADISON, WI 53783-0001

AMERICAN FIDELITY SECURITIES, INC.
2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092
Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

AMERICAN FINANCIAL ASSOCIATES, INC.
1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

AMERICAN FINANCIAL SECURITIES, INC.
6003 UNIVERSITY AVE. – SUITE C, CEDAR FALLS, IA 50613
Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

AMERICAN FUNDS & TRUSTS INCORPORATED
3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

AMERICAN FUNDS DISTRIBUTORS, INC.
333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

AMERICAN GENERAL DISTRIBUTORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Mailing Address: 2929 ALLEN PARKWAY L4-01, HOUSTON, TX 77019

AMERICAN GENERAL EQUITY SERVICES CORPORATION
2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019

AMERICAN HERITAGE SECURITIES, INC.
655 W MARKET STREET, AKRON, OH 44303-1438

AMERICAN INDEPENDENT SECURITIES GROUP, LLC
1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

AMERICAN INVESTORS COMPANY
2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

AMERICAN INVESTORS GROUP, INC.
10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

AMERICAN MEDTECH ADVISORS, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

AMERICAN MUNICIPAL SECURITIES, INC.
720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

AMERICAN NETWORK SECURITIES CORP.
10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

AMERICAN REAL ESTATE SECURITIES, INC.
110-110TH AVENUE, SUITE 520, BELLEVUE, WA 98004

AMERICAN REALTY CAPITAL MARKETS, LLC
27281 LAS RAMBLAS, SUITE 200, MISSION VIEJO, CA 92691

AMERICAN REPUBLIC EQUITIES CORPORATION
601 SIXTH AVE, DES MOINES, IA 50309

AMERICAN RESEARCH & MANAGEMENT COMPANY
145 FRONT ST, MARION, MA 02738-0576
Mailing Address: P.O. BOX 576, MARION, MA 02738-0576

AMERICAN SECURITIES TEAM, INC.
500 W CUMMINGS PARK-SUITE 6050, WOBURN, MA 01801

AMERICAN TRUST INVESTMENT SERVICES, INC.
1349 CALUMET AVENUE, HAMMOND, IN 46394-1003
Mailing Address: 1349 CALUMET AVENUE, WHITING, IN 46394-1003

AMERICAN UNION SECURITIES, INC.
100 WALL STREET, 15TH FLOOR, NEW YORK, NY 10005

AMERICAN WEALTH MANAGEMENT, INC.
1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

AMERIFUND CAPITAL SECURITIES, LLC
1177 WEST LOOP SOUTH, SUITE 1725, HOUSTON, TX 77027
Mailing Address: 1177 WEST LOOP SOUTH, 1725, HOUSTON, TX 77027

AMERIPRISE FINANCIAL SERVICES, INC.
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERITAS INVESTMENT CORP.
5900 “O” STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

AMERIVET SECURITIES, INC.
26550 SILVERADO COURT, MORENO VALLEY, CA 92555
Mailing Address: POB 1074, INGLEWOOD, CA 90308

AMHERST SECURITIES GROUP, L.P.
7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731

AMPER INVESTMENT BANKING L.L.C.
2015 LINCOLN HIGHWAY, EDISON, NJ 08818

AMREIT SECURITIES COMPANY
8 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

AMTRUST INVESTMENT SERVICES, INC.
1801 E. NINTH ST, CLEVELAND, OH 44114

AMUR ADVISORS LLC
12 EAST 49TH STREET, 40TH FLOOR, NEW YORK, NY 10017

AMVEST SECURITIES, INCORPORATED
1395 E. DUBLIN-GRANVILLE RD., #203, COLUMBUS, OH 43229-3314

ANCHIN CAPITAL ADVISORS LLC
1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018

ANCHOR ASSET MANAGEMENT LLC
267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016

ANCHOR BAY SECURITIES, LLC
5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

ANCORA SECURITIES, INC.
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

ANDEREN CAPITAL
301 SOUTH MISSOURI AVENUE, 2ND FLOOR, CLEARWATER, FL 33756

ANDERSON & STRUDWICK, INCORPORATED
707 E. MAIN STREET 20TH FLOOR, RICHMOND, VA 23219
Mailing Address: P.O. BOX 1459, RICHMOND, VA 23218-1459

ANDERSON LENEAVE & CO.
6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

ANDES CAPITAL GROUP, LLC
233 SOUTH WACKER DRIVE, SUITE 5400, CHICAGO, IL 60606

ANDREW GARRETT INC.
140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017

ANDREWS SECURITIES, LLC
5251 DTC PARKWAY, SUITE 1090, GREENWOOD VILLAGE, CO 80111-2739

ANGELES CAPITAL GROUP, LLC
545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071
Mailing Address: 545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071

ANNASCAUL ADVISORS LLC
1177 HIGH RIDGE ROAD, STAMFORD, CT 06905

ANOVEST FINANCIAL SERVICES, INC.
3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

ANSLEY SECURITIES LLC
55 SOUTH MAIN STREET, SUITE 367, NAPERVILLE, IL 60540-5381

ANTAEUS CAPITAL, INC.
1875 CENTURY PARK EAST, SUITE 1460, LOS ANGELES, CA 90067

ANTHEM SECURITIES, INC.
1550 CORAOPOLIS HEIGHTS RD., SUITE 300, MOON TOWNSHIP, PA 15108

ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

AON BENFIELD SECURITIES, INC.
200 EAST RANDOLPH STREET, CHICAGO, IL 60601

AOS, INC.
311 S. WACKER DR., STE 650, CHICAGO, IL 60606

APB FINANCIAL GROUP, LLC
17 STATE ST. – SUITE 1650, NEW YORK, NY 10004

APPLE LANE GROUP LLC
2393 MAIN STREET, LANCASTER, MA 01523

APS FINANCIAL CORPORATION
1301 CAPITAL OF TEXAS HIGHWAY, #B220, AUSTIN, TX 78746
Mailing Address: 1301 CAPITAL OF TEXAS HIGHWAY #B-220, AUSTIN, TX 78746

AQUA SECURITIES L.P.
110 EAST 59TH STREET, NEW YORK, NY 10022

AQUEDUCT CAPITAL GROUP, LLC
201 SOUTH COLLEGE STREET, SUITE 1440, CHARLOTTE, NC 28244

AQUILA DISTRIBUTORS, INC.
380 MADISON AVENUE #2300, NEW YORK, NY 10017-2598
Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017

AQUILO PARTNERS, L.P.
ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

ARBOR ADVISORS, LLC
1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303
Mailing Address: 1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94304

ARBOR COURT CAPITAL, LLC
30775 BAINBRIDGE ROAD, SUITE 100, CLEVELAND, OH 44139

ARBOR RESEARCH & TRADING, INC.
1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

ARBORHEDGE INVESTMENTS, INC.
2024 SOUTH WABASH AVENUE, STE. 401, CHICAGO, IL 60616

ARCADIA INVESTMENT CORPORATION
1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

ARCADIA SECURITIES, LLC
720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

ARCHIPELAGO SECURITIES L.L.C.
100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

ARCHIPELAGO TRADING SERVICES, INC.
100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606
Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

ARDOUR CAPITAL INVESTMENTS, LLC
350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

ARETE RESEARCH LLC
3 POST OFFICE SQUARE, 7TH FLOOR, BOSTON, MA 02109

ARETE WEALTH MANAGEMENT, LLC
9 CRYSTAL LAKE RD., SUITE 100, LAKE IN THE HILLS, IL 60156

ARI FINANCIAL SERVICES, INC.
5204 W. 128TH STREET, LEAWOOD, KS 66209
Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224

ARIA CAPITAL ADVISORS, LLC
475 CENTRAL AVENUE, SUITE 400, ST. PETERSBURG, FL 33701

ARIANE CAPITAL PARTNERS LLC
501 CANDACE LANE, VILLANOVA, PA 19085
Mailing Address: P.O. BOX 32, CONSHOHOCKEN, PA 19428

ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601

ARJENT SERVICES LLC
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ARK INVESTMENTS
16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500
Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236

ARMA FINANCIAL SERVICES, INC.
8585 E. HARTFORD DRIVE, SUITE 118, SCOTTSDALE, AZ 85255

ARMONK CAPITAL SECURITIES LLC
16 ROSE HILL DRIVE, ARMONK, NY 10504

ARONSON CAPITAL ADVISORS, LLC
805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

ARQUE CAPITAL, LTD.
5080 NORTH 40TH STREET, SUITE 103, PHOENIX, AZ 85018

ARROW INVESTMENTS, INC.
3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

ARTISAN DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

ARVCO FINANCIAL VENTURES, LLC
295 HIGHWAY 50, SUITE 20, STATELINE, NV 89449
Mailing Address: P.O. BOX 1460, ZEPHYR COVE, NV 89448

ARVEST ASSET MANAGEMENT
921 WEST MONROE AVENUE, LOWELL, AR 72745
Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

ARVON SECURITIES, LLC
222 S. RIVERSIDE PLAZA, 29TH FLOOR, CHICAGO, IL 60606

ASANTE PARTNERS LLC
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

ASCENDANT FINANCIAL PARTNERS, LLC
5555 DTC PARKWAY,, SUITE A-4000, GREENWOOD VILLAGE, CO 80111

ASCENDIANT SECURITIES, LLC
18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

ASCENT REAL ESTATE SECURITIES, LLC
8400 E. CRESCENT PARKWAY, SUITE 600, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8400 E. CRESCENT PARKWAY, SITE 600, GREENWOOD VILLAGE, CO 80111

ASCENTAGE ADVISORS, LLC
2 PILLSBURY STREET, SUITE 405, CONCORD, NH 03301

ASCHER/DECISION SERVICES, INC.
1210 MILL LANE, SAN MARINO, CA 91108
Mailing Address: P.O. BOX 2139, PASADENA, CA 91102-2139

ASD FINANCIAL SERVICES CORP
25 SOUTHEAST 2ND AVENUE, SUITE 606, MIAMI, FL 33131

ASG SECURITIES, INC.
2605 EAST ATLANTIC BOULEVARD, SUITE 201, POMPANO BEACH, FL 33062

ASHTON GARNETT SECURITIES, LLC
12715 NE 36TH STREET, BELLEVUE, WA 98005

ASHTON YOUNG, INC.
2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

ASKAR CORP.
8101 34TH AVENUE S, SUITE #300, BLOOMINGTON, MN 55425

ASPEN EQUITY PARTNERS, LLC
2100 MCKINNEY AVENUE, SUITE 1550, DALLAS, TX 75201

ASPERION GROUP LLC
300 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

ASSENT LLC
5 MARINE VIEW PLAZA, HOBOKEN, NJ 07030

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
11300 TOMAHAWK CREEK PARKWAY, SUITE 240, LEAWOOD, KS 66211-2670
Mailing Address: P.O. BOX 11322, SHAWNEE MISSION, KS 66207-1022

ASSOCIATED BOND BROKERS, INC.
3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

ASSOCIATED FINANCIAL SERVICES, INC.
818 MAIN AVE., SUITE #2, FARGO, ND 58103
Mailing Address: P.O. BOX 2163, FARGO, ND 58107

ASSOCIATED INVESTMENT SERVICES, INC.
2985 S. RIDGE ROAD, SUITE C, GREEN BAY, WI 54304
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640

ASSOCIATED SECURITIES CORP.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108

ASTORIA CAPITAL MARKETS, INC.
30-08 36TH STREET, LONG ISLAND CITY, NY 11103

ATEL SECURITIES CORPORATION
600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108

ATHENA CAPITAL PARTNERS, INC.
4811 W BEACHWAY DR, TAMPA, FL 33609

ATIS, INC
8252 HOHMAN AVENUE, MUNSTER, IN 46321

ATLANTIC – PACIFIC CAPITAL, INC.
102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
45 EXCHANGE STREET, PORTLAND, ME 04101

ATLANTIC SECURITIES, INC.
920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

ATLANTIC STATE PARTNERS, LLC
7 AVON ROAD, LARCHMONT, NY 10538-1420

ATLAS ONE FINANCIAL GROUP, LLC
200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131

ATLAS STRATEGIC ADVISORS, LLC
140 EAST 45TH STREET, NEW YORK, NY 10017

ATM USA, LLC
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

ATRIUM SECURITIES, INC.
141 WEST JACKSON BLVD. – SUITE 1340A, CHICAGO, IL 60604

AUERBACH GRAYSON & COMPANY LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841

AURIGA USA, LLC
ONE PENN PLAZA, 46TH FLOOR, NEW YORK, NY 10119

AURORA CAPITAL LLC
205 EAST 22ND STREET., #4L, NEW YORK, NY 10010

AURORA SECURITIES
111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

AURUS ADVISORS, INC.
520 S. EL CAMINO REAL, SUITE 655, SAN MATEO, CA 94402

AUSDAL FINANCIAL PARTNERS, INC.
220 NORTH MAIN ST, STE 400, DAVENPORT, IA 52801-1921

AUTO CLUB FUNDS, INC.
1 AUTO CLUB DRIVE, DEARBORN, MI 48126
Mailing Address: 1 AUTO CLUB DR, DEARBORN, MI 48126

AUTOMATED EQUITY FINANCE MARKETS, INC.
529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464

AVALON INVESTMENT & SECURITIES GROUP, INC.
404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

AVALON PARTNERS, INC.
30 BROAD STREET, FLOOR 24, NEW YORK, NY 10004

AVALON SECURITIES, LTD.
1375 BROADWAY, NEW YORK, NY 10018
Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018

AVANTI SECURITIES CORPORATION
22 ST. CLAIR AVENUE EAST – SUITE 1700, TORONTO, M4T 2S3 CANADA
Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

AVATAR CAPITAL GROUP LLC
7 WORLD TRADE CENTER PLAZA, 32ND FLOOR, NEW YORK, NY 10007-2140
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

AVENTURA SECURITIES, LLC
2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180
Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

AVERIL CAPITAL MARKETS GROUP, INC.
1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

AVIAN SECURITIES, LLC
260 FRANKLIN STREET, SUITE 1010, BOSTON, MA 02110

AVIATE GLOBAL LP
40 ARGYLL STREET, LONDON, W1F 7EB U.K.

AVISEN SECURITIES, INC.
3626 FAIR OAKS BLVD., SUITE 300, SACRAMENTO, CA 95864-7256

AVIVA SECURITIES, LLC
699 WALNUT STREET, SUITE 1700, DES MOINES, IA 50309

AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

AVONDALE PARTNERS, LLC
3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203
Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

AXA ADVISORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

AXA DISTRIBUTORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10104

AXCESSNET, LLC
ONE CRANBERRY HILL, SUITE 6, LEXINGTON, MA 02421

AXIOM CAPITAL MANAGEMENT, INC.
780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024

AXIS THOUGHT CAPITAL, LLC
708 THIRD AVENUE, SUITE 500, NEW YORK, NY 10017

AYRE INVESTMENTS, INC.
648 MAIN STREET, AGAWAM, MA 01001

B

B & B SECURITIES, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005

B & T SECURITIES, INC.
110 E. ATLANTIC AVENUE, SUITE 230, DELRAY BEACH, FL 33444

B&A CAPITAL, INC.
14N679 ROUTE 25, STE C, EAST DUNDEE, IL 60118

B. C. ZIEGLER AND COMPANY
200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

B. RILEY & CO., LLC
11100 SANTA MONICA BLVD-STE 800, LOS ANGELES, CA 90025

B.B. GRAHAM & COMPANY, INC.
1700 W. KATELLA AVE., ORANGE, CA 92867

BABSON CAPITAL SECURITIES INC
INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210

BAC FLORIDA INVESTMENTS
2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134

BACHER & CO INC
6B CAY HARBOR, KEY LARGO, FL 33037
Mailing Address: 24 DOCKSIDE LANE, PMB #101, KEY LARGO, FL 33037

BACKSTROM MCCARLEY BERRY & CO., LLC
115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104

BAILARD FUND SERVICES, INC.
950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131
Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131

BAIRD, PATRICK & CO., INC.
HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311
Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311

BAKER & CO., INCORPORATED
19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116
Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116

BAKER TILLY CAPITAL, LLC
TEN TERRACE COURT, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

BALANCE SHEET SOLUTIONS LLC
4450 WEAVER PARKWAY, SUITE 250, WARRENVILLE, IL 60555-3926

BALANCED FINANCIAL SECURITIES CORPORATION
4A LAKEWAY, ROCKWALL, TX 75032
Mailing Address: P.O. BOX 969, ROCKWALL, TX 75087

BALANCED SECURITY PLANNING, INC.
16956 MCGREGOR BLVD. # 7, FORT MYERS, FL 33908

BALDWIN ANTHONY SECURITIES, INC.
4131 NORTH CENTRAL EXPWY STE 930, DALLAS, TX 75204

BALLEW INVESTMENTS, INC.
4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211
Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888

BALLISTA SECURITIES, LLC
110 WALL ST., 9TH FLOOR, NEW YORK, NY 10005

BANC INVESTMENT GROUP, LLC
340 PINE STREET, SUITE 601, SAN FRANCISCO, CA 94104
Mailing Address: 340 PINE STREET, SUITE 401, SAN FRANCISCO, CA 94104

BANC OF AMERICA SECURITIES LLC
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: ONE BRYANT PARK, NY1-100-17-07, NEW YORK, NY 10036

BANC OF AMERICA SPECIALIST, INC.
14 WALL STREET, 21ST FLOOR, NEW YORK, NY 10005

BANC OF MANHATTAN CAPITAL
5023 N PARKWAY CALABASAS, CALABASAS, CA 91302

BANCA IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004

BANCO DO BRASIL SECURITIES LLC
600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302
Mailing Address: 600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302

BANCO VOTORANTIM SECURITIES, INC.
909 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10022

BANCORPSOUTH INVESTMENT SERVICES, INC.
525 EAST CAPITOL STREET, JACKSON, MS 39201

BANCWEST INVESTMENT SERVICES, INC.
13505 CALIFORNIA STREET, OMAHA, NE 68154-9750

BANDON PARTNERS, LLC
176 PALM AVENUE, SAN FRANCISCO, CA 94118
Mailing Address: P.O. BOX 471195, SAN FRANCISCO, CA 94147-1195

BANESTO SECURITIES, INC.
730 FIFTH AVENUE, SUITE 701, NEW YORK, NY 10019

BANIF SECURITIES INC
1001 BRICKELL BAY DR., SUITE 2904, MIAMI, FL 33131
Mailing Address: 1001 BRICKELL BAY DR., SUITE 2906, MIAMI, FL 33131

BANIF TRADING, INC.
1001 BRICKELL BAY DRIVE, SUITE 2904, MIAMI, FL 33131

BANK FUND EQUITIES, INC.
600 SOUTH HIGHWAY 169, SUITE 1800, ST LOUIS PARK, MN 55426

BANKERS & INVESTORS CO.
1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112
Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112

BANKERS INTERNATIONAL SECURITIES, INC.
11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST. PETERSBURG, FL 33716-2334
Mailing Address: 11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST.PETERSBURG, FL 33716-2334

BANKOH INVESTMENT SERVICES, INC.
130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405

BANNOCKBURN PARTNERS, LLC
2 RECTOR STREET SUITE 2101, NEW YORK, NY 10006
Mailing Address: 175 SHIEL AVE, STATEN ISLAND, NY 10309

BANORTE SECURITIES INTERNATIONAL, LTD.
540 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

BANYAN SECURITIES, LLC
100 DRAKE’S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904

BARCLAY INVESTMENTS, INC.
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 200 PARK AVENUE, NEW YORK, NY 10166

BARNARD JACOBS MELLET (USA) LLC
301 TRESSER BLVD, 11TH FLOOR, STAMFORD, CT 06901

BARNETT & PARTNERS ADVISORS, LLC
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019

BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

BARRETT SECURITIES INC.
777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017

BARRETTO SECURITIES INC
1105 DELAWARE AVENUE, BUFFALO, NY 14209

BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

BARTON HALL SECURITIES, INC.
1280 MASS AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
Mailing Address: 1280 MASS. AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925

BASE SECURITIES, LLC
1233 WEST LOOP SOUTH, SUITE 1275, HOUSTON, TX 77027-9113

BASIC CAPITAL ADVISORS, LLC
120 W 15TH STREET, #3-L, NEW YORK, NY 10011

BASIS FINANCIAL, LLC
3363 NE 163RD STREET, SUITE 705, N. MIAMI BEACH, FL 33160

BASS CREEK ADVISORS, LTD
2193 CHATFIELD DRIVE, CLEVELAND HEIGHTS, OH 44106

BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107

BATS TRADING, INC.
8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

BAY COLONY SECURITIES CO., INC.
400 TRADECENTER, SUITE 4880, WOBURN, MA 01801

BAY CREST PARTNERS, LLC
40 WALL STREET, 45TH FLOOR, NEW YORK, NY 10005

BAY MUTUAL FINANCIAL, LLC
2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404

BAYSHORE PARTNERS, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 1160, FORT LAUDERDALE, FL 33301

BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

BAYTIDE SECURITIES CORPORATION
7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158

BAYVIEW CAPITAL SECURITIES, LLC
445 LAKE STREET EAST, SUITE 200, WAYZATA, MN 55391

BB&T AM DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

BB&T INVESTMENT SERVICES, INC.
200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202

BBVA COMPASS INVESTMENT SOLUTIONS, INC
15 SOUTH 20TH STREET, SUITE 602, BIRMINGHAM, AL 35233
Mailing Address: P.O. BOX 10566, ALBICHRIC, BIRMINGHAM, AL 35296

BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302

BBVA SECURITIES OF PUERTO RICO, INC.
254 MUNOZ RIVERA AVENUE LOBBY LEVEL, HATO REY, PR 00918
Mailing Address: 254 MUNOZ RIVERA AVE LOBBY, HATO REY, PR 00918

BBW CAPITAL MARKETS
1743 WAZEE ST., SUITE 250, DENVER, CO 80202

BCC ADVISORY SERVICES, LLC
4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660

BCG SECURITIES, INC.
600 DELRAN PARKWAY, SUITE B, DELRAN, NJ 08075
Mailing Address: P.O. BOX 406, RIVERTON, NJ 08077-0406

BCP SECURITIES, LLC
289 GREENWICH AVENUE – 4TH FL, GREENWICH, CT 06830

BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

BCW SECURITIES LLC
200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
Mailing Address: 200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830

BDO CAPITAL ADVISORS, LLC
150 FEDERAL STREET, SUITE 900, BOSTON, MA 02110
Mailing Address: 3200 BRISTOL STREET, 4TH FLOOR, COSTA MESA, CA 92626

BDR RESEARCH LLC
1500 BROADWAY, SUITE #904, NEW YORK, NY 10036

BDT & COMPANY, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

BEACON CAPITAL MARKETS, LLC
420 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10017

BEACON HILL FINANCIAL CORPORATION
120 WATER STREET, BOSTON, MA 02109
Mailing Address: 120 WATER STREET, BOSTON, MA 02109

BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 10, CANONSBURG, PA 15317

BEANPOT FINANCIAL SERVICES, INC.
1073 GAGE STREET, SUITE 203, WINNETKA, IL 60093-1704

BEAR AND BULL INVESTMENTS
4061 POWDER MILL ROAD, 7TH FLOOR, CALVERTON, MD 20705-4053
Mailing Address: P.O. BOX 31138, BETHESDA, MD 20824-1138

BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202

BEARD FINANCIAL SERVICES, INC.
108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514

BECHTEL FINANCING SERVICES, LLC
50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965

BEDMINSTER FINANCIAL GROUP, LIMITED
4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295

BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
Mailing Address: 555 THEODORE FREMD AVENUE, C-301, RYE, NY 11580

BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

BEEKMAN SECURITIES, INC.
750 THIRD AVENUE, NEW YORK, NY 10017

BEHRINGER SECURITIES LP
ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001

BEL AIR SECURITIES LLC
1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067

BELLAMAH, NEUHAUSER & BARRETT, INC.
8730 GEORGIA AVENUE, SUITE 500, SILVER SPRING, MD 20910-3648

BELLE HAVEN INVESTMENTS, L.P.
1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604

BELVEDERE GLOBAL INVESTORS LLC
TWO BELVEDERE PLACE, SUITE 120, MILL VALLEY, CA 94941

BENCHMARK INVESTMENTS, INC.
509 MAIN STREET, ARKADELPHIA, AR 71923

BENEDETTO, GARTLAND & COMPANY, INC.
1330 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1330 AVENUE OF THE AMERICAS-29TH FLOOR, NEW YORK, NY 10019

BENEFICIAL INVESTMENT SERVICES, INC.
150 EAST SOCIAL HALL AVE., SUITE 500, SALT LAKE CITY, UT 84145
Mailing Address: P.O. BOX 45654, SALT LAKE CITY, UT 84145-0654

BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

BENEFIT FUNDING SERVICES, LLC
6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367

BENGAL PARTNERS LLC
3 PARKLANDS DRIVE, DARIEN, CT 06820

BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

BENJAMIN & JEROLD BROKERAGE I, LLC
111 W. JACKSON BLVD., STE. 1146, CHICAGO, IL 60604-3102

BENJAMIN F. EDWARDS & COMPANY, INC.
10 SOUTH BRENTWOOD BLVD, SUITE 100, ST. LOUIS, MO 63105

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

BENJAMIN SECURITIES, INC.
378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509

BENNETT ROSS, INC.
200 CRESCENT COURT, SUITE 1801, DALLAS, TX 75201

BENTLEY SECURITIES CORPORATION
360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

BERENSON & COMPANY, LLC
667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021

BERGHOFF & COMPANY, INC.
130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004

BERKELEY CAPITAL SECURITIES, L.L.C.
555 MONTGOMERY STREET, 15TH FLOOR, SAN FRANCISCO, CA 95111

BERKSHIRE BRIDGE CAPITAL, LLC
2596 GRASSY SPRING PL, LAS VEGAS, NV 89135

BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

BERMAN CAPITAL, LLC
2350 TAYLOR STREET, SAN FRANCISCO, CA 94133

BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

BERNARDI SECURITIES, INC.
105 W. ADAMS ST., SUITE 1900, CHICAGO, IL 60603

BERNARDO FIRST SECURITIES CORPORATION
332 S. JUNIPER ST., SUITE 203-B, ESCONDIDO, CA 92025

BERRY-SHINO SECURITIES, INC.
15100 N. 78TH WAY, SUITE 100, SCOTTSDALE, AZ 85260

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
701 TAMA STREET, BUILDING B, MARION, IA 52302-0609
Mailing Address: P. O. BOX 609, MARION, IA 52302-0609

BERWYN FINANCIAL SERVICES CORP.
1189 LANCASTER AVE, BERWYN, PA 19312-1243
Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243

BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE – 37TH FLOOR, NEW YORK, NY 10111-0333

BEST DIRECT SECURITIES, LLC
ONE PEREGRINE WAY, CEDAR FALLS, IA 50613

BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

BETA CAPITAL MANAGEMENT, L.P.
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021

BG STRATEGIC ADVISORS LLC
THE SLAT HOUSE, 50 COCOANUT ROW, SUITE 212, PALM BEACH, FL 33480

BG WORLDWIDE SECURITIES, INC.
1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067-2522
Mailing Address: 1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067

BGB SECURITIES, INC.
1100 NORTH GLEBE RD-STE 1040, ARLINGTON, VA 22201-4798

BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

BHARGAVA WEALTH MANAGEMENT, LLC
609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
Mailing Address: 609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417

BHIL DISTRIBUTORS, INC.
4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

BHIRUD ASSOCIATES, INC.
6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820

BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

BIA CAPITAL STRATEGIES, LLC
15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

BIDS TRADING L.P.
111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

BIGELOW & COMPANY
700 17TH STREET, SUITE 2400, DENVER, CO 80202

BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

BILL FEW SECURITIES, INC.
107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237

BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864

BILLOW BUTLER & COMPANY, L.L.C.
10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411

BILTMORE INTERNATIONAL CORPORATION
RARITAN PLAZA I, 110 FIELDCREST AVE. 4TH FLOOR, EDISON, NJ 08837

BIO-IB CAPITAL PARTNERS, LLC.
800 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022

BIONDO ASSET MANAGEMENT LLC
540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337

BIRCHTREE FINANCIAL SERVICES, INC.
801 NICOLLET AVENUE, SUITE 1100 WEST TOWER, MINNEAPOLIS, MN 55402

BIRCHWOOD SECURITIES CORP.
1900 MARKET ST, SUITE 616, PHILADELPHIA, PA 19103
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055

BIREMIS, CORP.
225 FRANKLIN ST., 26TH FLOOR, BOSTON, MA 02110

BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

BIRKELBACH INVESTMENT SECURITIES, INC.
208 S. LA SALLE #1442, CHICAGO, IL 60604-1103

BISHOP, ROSEN & CO., INC.
100 BROADWAY, NEW YORK, NY 10005

BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

BKD CORPORATE FINANCE, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025

BKD INSURANCE, LLC
910 E. ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
Mailing Address: 910 E ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806

BLACK CANYON SECURITIES LLC
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067

BLACK FOSSIL SECURITIES, LLC
425 CUMBERLAND PLACE, NASHVILLE, TN 37215

BLACK OAK SECURITIES, INC.
205 S. WALNUT, ROCHESTER, IL 62563

BLACKBOOK CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

BLACKHILL ADVISORS LP
2602 MCKINNEY, SUITE 400, DALLAS, TX 75204
Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204

BLACKROCK CAPITAL MARKETS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

BLACKROCK EXECUTION SERVICES
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204

BLACKROCK FUND DISTRIBUTION COMPANY
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2618

BLACKROCK INVESTMENTS, LLC
40 EAST 52ND STREET, NEW YORK, NY 10022

BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191

BLACKWATCH BROKERAGE INC.
321 SUMMER STREET, BOSTON, MA 02210

BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

BLAYLOCK ROBERT VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

BLC FINANCIAL SERVICES, INC.
600 WEST CHICAGO AVE, CHICAGO, IL 60654

BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

BLOCK ORDERS EXECUTION, LLC
14 WALL STREET, SUITE 2013, 20TH FLOOR, NEW YORK, NY 10005

BLOCK-KELLY COMPANY
304 NORTH BROAD STREET, MONROE, GA 30655
Mailing Address: P.O. BOX 1005, MONROE, GA 30655

BLOOMBERG TRADEBOOK LLC
731 LEXINGTON AVENUE, NEW YORK, NY 10022

BLP ADVISORS, LLC
19 WELCH RD., LONDONDERRY, NH 03053

BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

BLUE CAPITAL SECURITIES, INC.
29 BROADWAY, SUITE 1002, NEW YORK, NY 10006

BLUE CREEK SECURITIES, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

BLUE MOON FINANCIAL, LLC
700 17TH ST, SUITE 1200, DENVER, CO 80202
Mailing Address: P.O. BOX 102433, DENVER, CO 80205-2433

BLUE POINT SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005

BLUE ROCK GLOBAL PARTNERS, INC.
445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
Mailing Address: 445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391

BLUE ROCK SECURITIES, INC.
5930 GRANITE LAKE DRIVE, SUITE 130, GRANITE BAY, CA 95746

BLUE SAND SECURITIES LLC
610 PROFESSIONAL DR., STE 215, GAITHERSBURG, MD 20879

BLUE TRADING, LLC
250 PARK AVENUE SOUTH – 10TH FLOOR, NEW YORK, NY 10003

BLUE VISTA CAPITAL, LLC
111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

BLUECHIP SECURITIES, INC.
GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
Mailing Address: GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056

BLUEFIN RESEARCH PARTNERS, INC.
1 BOSTON PLACE –38TH FLOOR, BOSTON, MA 02108

BLUEORCHARD FINANCE ADVISORS, LLC
1140 BROADWAY SUITE 304, NEW YORK, NY 10001

BLUESTONE INVESTMENT BANKING GROUP, LLC
3600 SOUTH YOSEMITE STREET – SUITE 600, DENVER, CO 80237

BLUFFVIEW CAPITAL, LP
1700 PACIFIC, SUITE 2660, DALLAS, TX 75201

BLUFFVIEW SECURITIES, L.P.
2000 MCKINNEY AVENUE, 6TH FLOOR, DALLAS, TX 75201

BMA SECURITIES
608 SILVER SPUR ROAD, SUITE 100, ROLLING HILLS ESTATES, CA 90274

BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036

BMO CAPITAL MARKETS GKST INC.
115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603

BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

BMO NESBITT BURNS TRADING CORP. S.A.
3 TIMES SQUARE, NEW YORK, NY 10036

BMS INTERNATIONAL INCORPORATED
CHEMIN DU BLOCHMONT, LUTTER, 68480 FRANCE
Mailing Address: 10300 HWY 27 SOUTH, WAYNESBURG, KY 40489

BNP PARIBAS INVESTMENT SERVICES, LLC
201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131

BNP PARIBAS PRIME BROKERAGE, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310

BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310

BNY CONVERGEX EXECUTION SOLUTIONS LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

BNY MELLON CAPITAL MARKETS, LLC
32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286

BNY MELLON SECURITIES LLC
480 WASHINGTON BOULEVARD, 27TH FLOOR, JERSEY CITY, NJ 07310

BOC INTERNATIONAL (USA) INC.
1270 AVE. OF THE AMERICAS – RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

BODINGTON & COMPANY
50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050

BOE SECURITIES INC.
2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE 430, PHILADELPHIA, PA 19102

BOEING CAPITAL SECURITIES INC.
500 NACHES AVENUE SW, RENTON, WA 98057

BOENNING & SCATTERGOOD, INC.
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979

BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740

BOND LANE PARTNERS LLC
11726 SAN VICENTE BLVD SUITE 300, LOS ANGELES, CA 90049

BONDDESK TRADING LLC
350 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10017

BONDS.COM, INC.
1515 S. FEDERAL HIGHWAY, SUITE 212, BOCA RATON, FL 33432

BOOGIE INVESTMENT GROUP, INC.
47 WEST NEW HAVEN AVENUE, MELBOURNE, FL 32901

BOOMERANG CAPITAL LLC
140 SUITE C ROWAYTON AVE, ROWAYTON, CT 06853

BOREALIS PARTNERS, LLC
14 STEVENS ROAD, CRANSTON, RI 02910

BORNHOFT GROUP SECURITIES CORPORATION
1660 LINCOLN STREET, SUITE 100, DENVER, CO 80264

BORST INVESTMENT PLANNING SERVICES, INC.
1316 DAWSON ROAD, ALBANY, GA 31707
Mailing Address: P O BOX 1654, ALBANY, GA 31702-1654

BOSC, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192

BOSSIO FINANCIAL GROUP, INC.
28004 CENTER OAKS COURT, SUITE 100, WIXOM, MI 48393

BOSTON CAPITAL SECURITIES, INC.
ONE BOSTON PLACE, BOSTON, MA 02108

BOSTON EQUITY ADVISORS, LLC
275 TURNPIKE STREET, SUITE 202, CANTON, MA 02021

BOSTON INVESTMENT SECURITIES CORP.
151 TREMONT STREET, BOSTON, MA 02111

BOSTON MERCHANT FINANCIAL SERVICES, INC.
419 BOYLSTON ST, SUITE 801, BOSTON, MA 02116
Mailing Address: 419 BOYLSTON STREET, SUITE 801, BOSTON, MA 02116

BOSTONIA GLOBAL SECURITIES, LLC
264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
Mailing Address: 264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116

BOUCHEY & ASSOCIATES, INC.
16 SILO DRIVE, WATERFORD, NY 12188

BOWEN ADVISORS, INC.
300 LEDGEWOOD PLACE, SUITE 205, ROCKLAND, MA 02370

BOWERS SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005

BOZARTH, NEWTON & MURPHY SECURITIES, INC.
528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99202
Mailing Address: 528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99201

BP DIRECT SECURITIES LLC
ONE PENN PLAZA, SUITE 4615, NEW YORK, NY 10119

BPU INVESTMENT MANAGEMENT INC.
ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219

BRADESCO SECURITIES, INC.
126E 56TH STREET 9TH FLOOR, NEW YORK, NY 10022-2605

BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

BRADY WARE CORPORATE FINANCE, LLC
1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402

BRANDIS TALLMAN LLC
22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111

BRANDON INVESTMENTS, INC.
5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870

BRANDT, KELLY & SIMMONS SECURITIES, LLC
28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034

BRAUVIN SECURITIES, INC.
205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601
Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601

BRAVER STERN SECURITIES LLC
725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
4123 MCCULLOUGH, SAN ANTONIO, TX 78212

BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

BREAN MURRAY, CARRET & CO., LLC.
570 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

BRECHLING ANDERSEN SECURITIES
ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502

BRECKENRIDGE SECURITIES CORP.
945 E. PACES FERRY RD., STE. 1250, ATLANTA, GA 30326

BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

BRENDAN E. CRYAN AND COMPANY, L.L.C.
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

BRENTWOOD CAPITAL ADVISORS LLC
1600 DIVISION STREET – SUITE 520, NASHVILLE, TN 37203

BRERETON, HANLEY SECURITIES INC.
1500 E. HAMILTON AVE.,, SUITE 102, CAMPBELL, CA 95008

BREVAN HOWARD US LLC
590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022

BREWER FINANCIAL SERVICES, LLC
200 SOUTH MICHIGAN AVENUE, 21ST FLOOR, CHICAGO, IL 60604

BRI PARTNERS LLC
120 SOUTH RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

BRIAN COHN, INC.
5525 SHERIER PLACE, NW, WASHINGTON, DC 20016
Mailing Address: PO BOX 40367, WASHINGTON, DC 20016-0367

BRIDGE 1 ADVISORS, LLC
6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901

BRIDGE CAPITAL ASSOCIATES, INC.
127 MAIN STREET, LILBURN, GA 30047

BRIDGEWATER JAMES LIMITED, LLC
ONE MARITIME PLAZA, SUITE 1400, SAN FRANCISCO, CA 94111

BRIGGS-FICKS SECURITIES, LLC
250 EAST WISCONSIN AVENUE, 8TH FLOOR, MILWAUKEE, WI 53202

BRIGHTCHOICE FINANCIAL, LLC
618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219

BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

BRILL SECURITIES, INC.
152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BRIMBERG & CO.
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY 10111

BRINKER CAPITAL SECURITIES, INC.
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

BRINSON PATRICK SECURITIES CORPORATION
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

BRISTOL FINANCIAL SERVICES, INC
255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803

BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 29TH FL., NEW YORK, NY 10022

BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

BRITTINGHAM, INC.
5809 KENNETT PIKE, WILMINGTON, DE 19807

BROADBAND CAPITAL MANAGEMENT, LLC
712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019

BROADMARK CAPITAL, LLC
600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101

BROADOAK PARTNERS, LLC
7201 WISCONSIN AVENUE, SUITE 630, BETHESDA, MD 20814

BROADPOINT AMTECH, INC.
10 GLENVILLE STREET, GREENWICH, CT 06831

BROADPOINT CAPITAL, INC.
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104

BROADSPAN SECURITIES LLC
1401 BRICKELL AVENUE, SUITE 930, MIAMI, FL 33131

BROCK SECURITIES LLC
622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017

BROCKETT TAMNY & CO. INCORPORATED
444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071

BROCKHOUSE & COOPER INC.
1250 BOUL. RENE-LEVESQUE W – SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA

BROCKINGTON SECURITIES, INC.
2805 VETERANS HIGHWAY, STE # 1, RONKONKOMA, NY 11779
Mailing Address: 2805 VETERANS HIGHWAY, SUITE # 1, RONKONKOMA, NY 11779

BROKER DEALER FINANCIAL SERVICES CORP.
8800 NW 62ND AVENUE, P O BOX 6240, JOHNSTON, IA 50131-6240

BROKER/DEALER, INC.
2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

BROKERBANK SECURITIES, INC.
SUITE 513 – 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
102 SOUTH EAST 13TH STREET, PANORA, IA 50216

BROKERSXPRESS LLC
311 W. MONROE ST.- SUITE 1000, CHICAGO, IL 60606

BROOKFIELD FINANCIAL
3 WORLD FINANCIAL CENTRE, 200 VESEY STREET, 11TH FLOOR, NEW YORK, NY 10281-1021

BROOKS, HOUGHTON SECURITIES, INC.
444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

BROOKSTONE SECURITIES, INC.
2920 DRANE FIELD ROAD, LAKELAND, FL 33813
Mailing Address: PO BOX 8087, LAKELAND, FL 33802

BROOKVIEW CAPITAL LLC
ONE WATER STREET, WHITE PLAINS, NY 10601
Mailing Address: ONE WATER STREET, SUITE 180, WHITE PLAINS, NY 10601

BROOKVILLE CAPITAL PARTNERS LLC.
384 RXR PLAZA, UNIONDALE, NY 11556

BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

BROOKWOOD SECURITIES PARTNERS, L.P.
72 CHERRY HILL DRIVE, BEVERLY, MA 01915

BROWN ADVISORY SECURITIES, LLC
901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231

BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507

BROWN BROTHERS HARRIMAN & CO.
140 BROADWAY, NEW YORK, NY 10005

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
1111 SUPERIOR AVENUE, STE. 900, CLEVELAND, OH 44114
Mailing Address: 1111 SUPERIOR AVENUE, SUITE 900, CLEVELAND, OH 44114

BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE – SUITE 800, PROVIDENCE, RI 02903-2273

BROWNSTONE INVESTMENT GROUP, LLC
655 THIRD AVENUE, 23RD FLOOR, NEW YORK, NY 10017

BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

BRUDERMAN BROTHERS, INC.
64 BIRCH HILL RD, LOCUST VALLEY, NY 11560

BRYAN FUNDING, INC.
125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557

BRYANT PARK CAPITAL, INC.
489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017

BSG MARKETS LLC
712 FIFTH AVENUE, NEW YORK, NY 10019

BTG PACTUAL US CAPITAL CORP.
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

BTIG, LLC
450 SANSOME STREET, SAN FRANCISCO, CA 94111

BTMU FINANCIAL SERVICES, INC.
111 HUNTINGTON AVENUE, SUITE 400, BOSTON, MA 02199

BTS SECURITIES CORPORATION
420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420

BUCK KWASHA SECURITIES LLC
1 PENNSYLVANIA PLAZA, 30TH FLOOR, NEW YORK, NY 10119-4798

BUCKMAN, BUCKMAN & REID, INC.
174 PATTERSON AVENUE, SHREWSBURY, NJ 07702

BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

BUETER AND COMPANY, INC.
355 E. CAMPUS VIEW BLVD. SUITE 115, SUITE 115, COLUMBUS, OH 43235

BULGER CAPITAL, LLC
130 TURNER STREET, BUILDING 3, SUITE 530, WALTHAM, MA 02453

BULL & BEAR BROKERAGE SERVICES, INC.
6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216

BULLARO SECURITIES CORP.
25-19 STEINWAY STREET, ASTORIA, NY 11103

BULLISH BOB BAGLEY SECURITIES, INC.
2535-A CEDAR SPRINGS, DALLAS, TX 75201

BULLTICK SECURITIES, LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131

BULLTICK, LLC
PASEO DE LOS TAMARINDOS 400, TORRE A PISO 23, COL. BOSQUES DE LAS LOMAS, MEXICO D.F., 05120 MEXICO
Mailing Address: 701 BRICKELL AVENUE SUITE 2550, MIAMI, FL 33131

BURCH & COMPANY, INC
1201 NW BRIARCLIFF PKWY, SUITE 360, KANSAS CITY, MO 64116

BURKE, LAWTON, BREWER & BURKE, LLC
516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477

BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

BURNHAM HILL PARTNERS LLC
590 MADISON AVE, 5TH FL, NEW YORK CITY, NY 10022

BURNHAM SECURITIES INC.
1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

BURNS FINANCIAL CENTRE, INC.
8903 BRECKSVILLE ROAD, BRECKSVILLE, OH 44141

BURRILL MERCHANT ADVISORS GROUP, LLC
ONE EMBARCADERO CENTER, SUITE 2700, SAN FRANCISCO, CA 94111

BUSADA ADVISORY SERVICES, INC.
2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126

BUTLER CAPITAL INVESTMENTS, LLC
100 EAST SOUTH STREET, 2ND FLOOR, SUITE 3, CHARLOTTESVILLE, VA 22902

BUTLER MUNI, LLC
3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583

BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717

BWK TRINITY CAPITAL SECURITIES LLC
11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025

C

C C F INVESTMENTS, INC.
320 N. BROAD ST, THOMASVILLE, GA 31792

C. A. BOTZUM & CO.
505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

C. E. GAYE & SONS SECURITIES LTD.
75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

C. G. MENK & ASSOCIATES, INC.
7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C. P. EATON PARTNERS, LLC
131 ROWAYTON AVENUE, ROWAYTON, CT 06853

C. R. DAVIS & COMPANY
939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

C.E. PFEIFER LLC
262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT 06902

C.K. COOPER & COMPANY, INC.
18300 VON KARMAN AVENUE, SUITE 700, IRVINE, CA 92612

C.P. BAKER SECURITIES INCORPORATED
10 HIGH STREET, SUITE 502, BOSTON, MA 02110

C3 CAPITAL, LLC
333 WEST END AVENUE # 12B, NEW YORK, NY 10023

CA FUNDS GROUP, INC.
526 CRESENT BLVD. #329, GLENELLYN, IL 60137

CABRERA CAPITAL MARKETS, LLC
10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

CABRILLO BROKER, L.L.C
4320 LA JOLLA VILLAGE DRIVE, SUITE 300, SAN DIEGO, CA 92122

CACHEMATRIX BROKER/DEALER LLC
3200 CHERRY CREEK SOUTH DRIVE, SUITE 360, DENVER, CO 80209

CADARET, GRANT & CO., INC.
ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202
Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

CAHN CAPITAL CORP.
645 FIFTH AVENUE C/O STEVEN HALL PARTNERS, NEW YORK, NY 10022

CAI INSTITUTIONAL SERVICES, LLC
201 S. BISCAYNE BLVD., TWENTY-EIGHTH FLOOR, MIAMI, FL 33131
Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209

CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

CALAMOS FINANCIAL SERVICES LLC
2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

CALATRAVA SECURITIES LLC
212 W. KINZIE STREET, 4TH FLOOR, CHICAGO, IL 60610

CALDWELL INTERNATIONAL SECURITIES
7635 FM 32, FISCHER, TX 78623

CALDWELL SECURITIES, INCORPORATED
30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-1757

CALES INVESTMENTS, INC.
300 NORTH LINCOLN STREET, DENVER, CO 80203-3929
Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929

CALLAHAN FINANCIAL SERVICES, INC.
1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

CALLAWAY FINANCIAL SERVICES, INC.
721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

CALTON & ASSOCIATES, INC.
14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

CALVERT DISTRIBUTORS, INC.
4550 MONTGOMERY AVENUE – SUITE 1000N, BETHESDA, MD 20814

CAMBRIA CAPITAL, LLC
488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107
Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107

CAMBRIDGE INTERNATIONAL PARTNERS INC.
780 THIRD AVENUE – 25TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, INC.
518 RIVERSIDE AVENUE, WESTPORT, CT 06880

CAMBRIDGE INVESTMENT RESEARCH, INC.
1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

CAMBRIDGE LEGACY SECURITIES L.L.C.
15660 N DALLAS PARKWAY, SUITE 700, DALLAS, TX 75248
Mailing Address: 4100 SPRING VALLEY ROAD, STE 500, DALLAS, TX 75244

CAMDEN FINANCIAL SERVICES
2301 CAMPUS DR, SUITE 250, IRVINE, CA 92612

CAMELOT INVESTMENT ADVISERS, LTD.
995 OLD EAGLE SCHOOL ROAD, SUITE 320, WAYNE, PA 19087

CAMERON, MURPHY & SPANGLER, INC.
170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509

CAMMACK LARHETTE BROKERAGE, INC.
65 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481

CAMPBELL FINANCIAL SERVICES, INC.
2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

CANACCORD ADAMS INC.
99 HIGH STREET, BOSTON, MA 02110

CANACCORD FINANCIAL (USA) INC.
609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA
Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA

CANDLEWOOD SECURITIES, LLC
10 1/2 EAST WASHINGTON STREET, CHAGRIN FALLS, OH 44022

CANTELLA & CO., INC.
2 OLIVER STREET, 11TH FL., BOSTON, MA 02109
Mailing Address: 2 OLIVER STREET, 11TH FLOOR, BOSTON, MA 02109

CANTERBURY CONSULTING INCORPORATED
660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660

CANTONE RESEARCH INC.
766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPE SECURITIES INC.
2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

CAPITAL & CREDIT INTERNATIONAL, INC.
4400 BISCAYNE BOULEVARD, SUITE 750, MIAMI, FL 33137

CAPITAL ANALYSTS, INCORPORATED
303 BROADWAY, SUITE 1500, CINCINNATI, OH 45202

CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

CAPITAL BROKERAGE CORPORATION
6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

CAPITAL CITY SECURITIES, LLC
1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

CAPITAL DIRECTIONS, INC.
8038 ANNE COURT, ORLAND PARK, IL 60462

CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

CAPITAL FINANCIAL SERVICES, INC.
#1 NORTH MAIN STREET, MINOT, ND 58703

CAPITAL GROWTH RESOURCES
405 E. LEXINGTON AVENUE, SUITE 201, EL CAJON, CA 92020
Mailing Address: P.O. BOX 69, EL CAJON, CA 92020

CAPITAL GROWTH SECURITIES LLC
1325 AVENUE OF THE AMERICAS, SUITE 2302, NEW YORK, NY 10019
Mailing Address: PO BOX 5117, NEW YORK, NY 10185

CAPITAL GUARDIAN, LLC
420 PARK ST, SUITE 100, BELMONT, NC 28012
Mailing Address: 420 PARK ST, BELMONT, NC 28012

CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

CAPITAL INNOVATIONS SECURITIES, LLC
1130 JAMES DRIVE, SUITE 101, HARTLAND, WI 53029

CAPITAL INSTITUTIONAL SERVICES, INC.
1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

CAPITAL INVESTMENT BROKERAGE, INC.
17 GLENWOOD AVENUE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENT GROUP, INC.
17 GLENWOOD AVE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENTS, INC.
1815 SATELLITE BLVD, SUITE 502, DULUTH, GA 30097-4074

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

CAPITAL MANAGEMENT PARTNERS, INC.
1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

CAPITAL MANAGEMENT SECURITIES, INC.
7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

CAPITAL ONE INVESTMENT SERVICES LLC
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

CAPITAL ONE SOUTHCOAST, INC
909 POYDRAS STREET, SUITE 1000, NEW ORLEANS, LA 70112

CAPITAL PATH SECURITIES, LLC
1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
Mailing Address: 1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

CAPITAL PORTFOLIO MANAGEMENT, INC.
2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

CAPITAL RESEARCH BROKERAGE SERVICES, LLC
15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
1 PARKLANDS DRIVE, DARIEN, CT 06820

CAPITAL SECURITIES INVESTMENT CORPORATION
2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

CAPITAL TECHNOLOGY, INC.
46 TORY HILL LANE, ROWAYTON, CT 06853

CAPITALINK, L.C.
4400 BISCAYNE BOULEVARD, 14TH FLOOR, MIAMI, FL 33137
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

CAPITALQUEST SECURITIES, INC.
105 FIFTH AVE S., SUITE 300, MINNEAPOLIS, MN 55401

CAPITALVALUE ADVISORS, LLC
188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111

CAPITOL SECURITIES MANAGEMENT, INC.
100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

CAPMARK SECURITIES INC.
1801 CALIFORNIA STREET, SUITE 3900, DENVER, CO 80202
Mailing Address: 1801 CALIFORNIA ST., STE 3900, DENVER, CO 80202

CAPNET SECURITIES CORPORATION
738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079

CAPPELLO CAPITAL CORP.
100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401

CAPROCK SECURITIES, INC.
4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

CAPSTONE ASSET PLANNING COMPANY
5847 SAN FELIPE, SUITE 4100, HOUSTON, 77057 UNITED STATES
Mailing Address: 5847 SAN FELIPE, SUITE 4100, HOUSTON, TX 77057

CAPSTONE CAPITAL MARKETS LLC
176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

CAPSTONE FINANCIAL GROUP, INC.
8295 242ND STREET, FOREST LAKE, MN 55025

CAPSTONE GLOBAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

CAPSTONE INVESTMENTS
12760 HIGH BLUFF DRIVE, SUITE 120, SAN DIEGO, CA 92130

CAPSTONE PARTNERS, L.C.
3475 LENOX ROAD, SUITE 400, ATLANTA, GA 30326

CAPTRUST FINANCIAL ADVISORS
4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609
Mailing Address: 4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

CAPWEALTH INVESTMENT SERVICES
19244 NATURES VIEW COURT, BOCA RATON, FL 33498

CAPWEST SECURITIES, INC.
3900 SOUTH WADSWORTH BLVD, SUITE 590, LAKEWOOD, CO 80235

CARDINAL INVESTMENTS, INC.
1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

CAREY FINANCIAL, LLC
50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

CAREY, THOMAS, HOOVER, & BREAULT, INC.
8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

CARIS & COMPANY, INC.
853 CAMINO DEL MAR, SUITE 100, DEL MAR, CA 92014

CARL M. HENNIG, INC.
206 NORTH MAIN STREET, OSHKOSH, WI 54901
Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

CARL MARKS SECURITIES, LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARL P. SHERR & CO., LLC
446 MAIN STREET, WORCESTER, MA 01608-2393
Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

CARMICHAEL SECURITIES COMPANY L.L.C.
1507 W PARKSIDE LANE, PHOENIX, AZ 85027

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARNES CAPITAL CORPORATION
8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

CAROLINA CAPITAL MARKETS, INC.
400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

CAROLINA FINANCIAL SECURITIES, LLC
185 WEST MAIN STREET, BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712

CAROLINA MUNICIPAL SECURITIES, INC.
1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201
Mailing Address: 1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201-0000

CAROLINA SECURITIES, INC.
1225 CRESCENT GREEN, SUITE 115, CARY, NC 27518

CAROLINAS INVESTMENT CONSULTING LLC
5605 CARNEGIE BOULEVARD – SUITE 400, CHARLOTTE, NC 28209

CARR SECURITIES CORPORATION
14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

CARREDEN GROUP, INC.
1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

CARRINGTON INVESTMENT SERVICES, LLC
7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830

CARTER CAPITAL CORPORATION
167 OLD POST ROAD, SOUTHPORT, CT 06490

CARTER, TERRY & COMPANY, INC.
3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305

CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARUSO FINANCIAL SERVICES INC.
20 ABBY LANE, ROCHESTER, NY 14606

CARVER CROSS SECURITIES CORP.
152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

CARY STREET PARTNERS LLC
1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

CASCADE FINANCIAL MANAGEMENT, INC.
1512 LARIMER STREET, SUITE 250, DENVER, CO 80202

CASCADE INVESTMENT GROUP, INC.
90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

CASCADIA CAPITAL, LLC
701 FIFTH AVENUE, SUITE 2600, SEATTLE, WA 98104

CASEY PROFESSIONAL SERVICES, LLC
220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104

CASGRAIN & COMPANY (USA) LIMITED
1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

CASIMIR CAPITAL L.P.
546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

CASTLE CREEK FINANCIAL LLC
6051 EL TORDO, RANCHO SANTA FE, CA 92067
Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

CASTLEBRIDGE RISK SOLUTIONS, INC.
2248 N. BURLING, CHICAGO, IL 60614

CASTLEOAK SECURITIES, LP
110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022

CATALYST FINANCIAL
225 N.E. MIZNER BLVD., SUITE 400, BOCA RATON, FL 33432

CATAPULT ADVISORS LLC
135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

CATHAY SECURITIES, INC.
202 CANAL ST, SUITE 403, NEW YORK, NY 10013

CATHOLIC FINANCIAL SERVICES CORPORATION
1100 WEST WELLS STREET, MILWAUKEE, WI 53233

CATO CAPITAL, LLC
31 WOODLAND STREET 11-C, HARTFORD, CT 06105
Mailing Address: 31 WOODLAND STREET 11-C, HARTFORD, CT 06105

CAYMUS SECURITIES LLC
3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

CAZENAVE AND CO., INC.
11666 OSCEOLA STREET, C/O WILLIAM H. CARSON, WESTMINSTER, CO 80031

CB REALTY SALES, INC.
5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253
Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

CBG FINANCIAL GROUP, INC.
2101 NW CORPORATE BLVD, SUITE 402, BOCA RATON, FL 33431

CBIA ADVISORS, INC.
808 MOOREFIELD PARK DRIVE, SUITE106, RICHMOND, VA 23236

CBIS FINANCIAL SERVICES, INC.
1200 JORIE BLVD, SUITE 210, OAK BROOK, IL 60523-2262

CBIZ FINANCIAL SOLUTIONS, INC.
44 BALTIMORE STREET, CUMBERLAND, MD 21502

CBRE CAPITAL ADVISORS, INC.
2001 ROSS AVENUE, SUITE 3400, DALLAS, TX 75201

CCG SECURITIES, LLC
120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

CCO INVESTMENT SERVICES CORP.
53 STATE STREET, 7TH FLOOR, BOSTON, MA 02109
Mailing Address: 1200 HANCOCK STREET, KEVIN FEIN – MHK110, QUINCY, MA 02169

CD FUNDING SECURITIES, LLC
4350 GLENDALE-MILFORD ROAD, SUITE 170, CINCINNATI, OH 45242
Mailing Address: 4350 GLENDALE-MILFORD, SUITE 170, CINCINNATI, OH 45242

CDK FINANCIAL SERVICES, LLC
405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CE CAPITAL ADVISORS, INC.
293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

CEA ATLANTIC ADVISORS, LLC
101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

CEDAR CREEK SECURITIES, INC.
309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202

CEDAR POINT CAPITAL, LLC
5354 PARKDALE DRIVE, SUITE 100, ST. LOUIS PARK, MN 55416

CELADON FINANCIAL GROUP LLC
19 CENTER STREET, CHATHAM, NJ 07928-2599

CELTIC ADVISORS LLC
330 MADISON AVE, SUITE 918, NEW YORK, NY 10017-5001

CENTARA CAPITAL SECURITIES, INC.
8880 RIO SAN DIEGO, 4TH FLOOR, SAN DIEGO, CA 92108

CENTAURUS FINANCIAL, INC.
2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

CENTENIUM ADVISORS, LLC
420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

CENTENNIAL ASSET MANAGEMENT CORPORATION
6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

CENTENNIAL SECURITIES COMPANY, LLC
3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49516-6217
Mailing Address: P.O. BOX 6217, GRAND RAPIDS, MI 49516-6217

CENTER STREET SECURITIES, INC.
26 CENTURY BLVD., SUITE 301, NASHVILLE, TN 37214

CENTERLEDGE CAPITAL MARKETS LLC
375 PARK AVENUE, SUITE 1604, NEW YORK, NY 10152

CENTERPOINT M&A ADVISORS, INC.
21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

CENTERPRISE CAPITAL, LLC
30 SOUTH WACKER DRIVE, SUITE 2850, CHICAGO, IL 60606
Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 2850, CHICAGO, IL 60606

CENTERRE CAPITAL LLC
1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRADE SECURITIES CORP.
65 HA’ORZIM STREET, #26, NETANYA, 42237 ISRAEL
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 65 BROADWAY – 18TH FLOOR, NEW YORK, NY 10006

CENTRAL SECURITIES, LLC
9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

CENTRE CAPITAL ADVISORS, LLC
10 ELSKIP LANE, GREENWICH, CT 06831

CENTRUM SECURITIES LLC
18 E. 48TH STREET, 11TH FLOOR SUITE 1106, NEW YORK, NY 10017

CENTURION INSTITUTIONAL SERVICES, INC.
1282 PACIFIC OAKS PLACE, ESCONDIDO, CA 92029

CENTURION SECURITIES CORPORATION
319 LAFAYETTE ST., WASHINGTON, MO 63090

CENTURY PACIFIC SECURITIES, INC.
701 5TH AVE, # 3545, SEATTLE, WA 98104

CENTURY SECURITIES ASSOCIATES, INC.
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

CEROS FINANCIAL SERVICES, INC.
866 EAST SIXTH ST. UNIT 4, SOUTH BOSTON, MA 02127

CERT DIRECT SECURITIES INC.
37 WEST 39 ST SUITE 903, NEW YORK, NY 10018
Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018

CERTIGROUP, INC
8302 GULF OF MEXICO BLVD, MARATHON, FL 33050
Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

CF GLOBAL TRADING, LLC
527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CFC EQUITIES, LLC
2 BAY CLUB DRIVE APT 4LE, BAYSIDE, NY 11360
Mailing Address: 2 BAY CLUB DRIVE – APT 4LE, BAYSIDE, NY 11360

CFD INVESTMENTS, INC.
2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

CFR-INC.
18804 NE 106TH STREET, REDMOND, WA 98052

CFS SECURITIES, INC.
3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

CFT SECURITIES.LLC
379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837

CG BROKERAGE L.L.C.
8215 GREENWAY BLVD., SUITE 610, MIDDLETON, WI 53562

CG COMPASS (USA) LLC
135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

CGI MERCHANT CAPITAL, LLC
8400 NORTHWEST 36TH STREET, SUITE 220, MIAMI, FL 33166

CHADWICK SECURITIES, INC.
1845 WALNUT STREET, 10TH FLOOR, PHILADELPHIA, PA 19103

CHAIN BRIDGE SECURITIES, INC.
9302 LEE HIGHWAY,, SUITE 300, FAIRFAX, VA 22031

CHALLENGER CAPITAL GROUP, LTD.
2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201
Mailing Address: 3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, LB 140, DALLAS, TX 75201

CHAMPION CAPITAL CORPORATION
141 WATERMAN AVE, SUITE 100, MOUNT DORA, FL 32757

CHAMPION SECURITIES COMPANY L.L.C.
3 FIFTH AVE, SAN FRANCISCO, CA 94118-1307

CHAMPLAIN ADVISORS, LLC
820 NORTH STREET, GREENWICH, CT 06831
Mailing Address: 343 TACONIC ROAD, GREENWICH, CT 06831

CHANNEL CAPITAL GROUP LLC
420 LEXINGTON AVE, SUITE 2510, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVE., SUITE 2510, NEW YORK, NY 10170

CHAPDELAINE & CO.
1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

CHAPIN, DAVIS
2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC
805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CHARLES MORGAN SECURITIES, INC.
120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

CHARLES RIVER BROKERAGE, LLC
24 NEW ENGLAND EXECUTIVE PARK, SUITE 150, BURLINGTON, MA 01803

CHARLES SCHWAB & CO., INC.
211 MAIN STREET, SAN FRANCISCO, CA 94105
Mailing Address: 211 MAIN STREET, MS:SF211MN-05-305, SAN FRANCISCO, CA 94105

CHARLES STREET SECURITIES, INC.
1 WILTON CRESCENT, LONDON, SW1X 8RN UNITED KINGDOM

CHARLES VISTA LLC
100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038

CHARLES W. PACE SECURITIES GROUP, INC.
14465 WEBB CHAPEL RD., DALLAS, TX 75234

CHART GROUP ADVISORS, LLC
75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

CHARTER CAPITAL MANAGEMENT, INC.
2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226

CHARTER OAK ASSET MANAGEMENT, INC.
1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

CHARTWELL ADVISORS, LLC
888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

CHASE INVESTMENT SERVICES CORP.
300 SOUTH RIVERSIDE PLAZA, 11TH FLOOR, CHICAGO, IL 60606
Mailing Address: 1111 POLARIS PARKWAY, SUITE 2J, COLUMBUS, OH 43240

CHATSWORTH SECURITIES, LLC
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CHAUNER SECURITIES, INC.
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

CHEEVERS & COMPANY INC.
440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

CHELSEA FINANCIAL SERVICES
880 ANNADALE ROAD, STATEN ISLAND, NY 10312

CHERRY TREE & ASSOCIATES, LLC
301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

CHESSIECAP SECURITIES, INC.
7911 SHERWOOD AVENUE, TOWSON, MD 21204
Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHESTNUT ENERGY PARTNERS, INC.
2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

CHESTNUT SECURITIES, INC.
ONE FINANCIAL CENTER, 28TH FLOOR, BOSTON, MA 02111

CHEVAL CAPITAL, INC.
901 N. PITT STREET-110, ALEXANDRIA, VA 22314

CHEVY CHASE FINANCIAL SERVICES
7501 WISCONSIN AVENUE, BETHESDA, MD 20814
Mailing Address: 265 BROADHOLLOW ROAD, MELVILLE, NY 11747

CHICAGO ANALYTIC TRADING COMPANY, LLC
560 S WINCHESTER BLVD, SUITE 500, SAN JOSE, CA 95128
Mailing Address: 1 S DEARBORN ST, SUITE 2100, CHICAGO, IL 60603

CHICAGO INVESTMENT GROUP, LLC
190 SOUTH LASALLE STREET, SUITE 850, CHICAGO, IL 60603

CHICKASAW SECURITIES, LLC
6075 POPLAR AVENUE, SUITE 402, MEMPHIS, TN 38119

CHIEF CAPITAL LLC
633 WEST 5TH STREET, FLOOR 28, LOS ANGELES, CA 90071

CHILDS ADVISORY PARTNERS LLC
10 GLENLAKE PARKWAY SUITE 300, ATLANTA, GA 30328

CHILIAN PARTNERS, L.P.
1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401
Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

CHILTON & ASSOCIATES, INC.
1875 CENTURY PARK EAST, #700-42, LOS ANGELES, CA 90067

CHOICE INVESTMENTS, INC.
4800 BEE CAVE ROAD, AUSTIN, TX 78746
Mailing Address: P.O. BOX 161718, AUSTIN, TX 78716-1718

CHOICETRADE
197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

CHRISTIAN FINANCIAL SERVICES LLC
1350 GOLDEN CIRCLE #304, GOLDEN, CO 80401
Mailing Address: P.O. BOX 16476, GOLDEN, CO 80402

CHRISTOPHER J. FORBES, LLC
30 BROAD STREET, 20TH FL., NEW YORK, NY 10004

CHRISTOPHER WEIL & COMPANY, INC.
12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

CHRYSALIS CAPITAL GROUP, LLC
131 FRANKLIN STREET, SAN FRANCISCO, CA 94102

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION
658 CLAIREMONT AVENUE, DECATUR, GA 30030

CHURCHILL CAPITAL USA, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

CHURCHILL FINANCIAL, LLC
1406 BROWNS LANE 2ND FLOOR, LOUISVILLE, KY 40207

CIBC WORLD MARKETS CORP.
425 LEXINGTON AVENUE, NEW YORK, NY 10017

CICC US SECURITIES, INC.
1 HARBOUR VIEW ST., CENTRAL, ONE INTERNATIONAL FINANCE CENTRE, 29TH FLOOR, HONG KONG, FOREIGN CHINA

CICERONE SECURITIES, LLC
150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022

CIG SECURITIES
28411 NORTHWESTERN HIGHWAY, SUITE 1350, SOUTHFIELD, MI 48034

CIM SECURITIES, LLC
5975 S. QUEBEC ST., SUITE 142, CENTENNIAL, CO 80111

CIMARRON RESOURCES, LLC
600 LEOPARD STREET, SUITE 1108, CORPUS CHRISTI, TX 78473

CIMB SECURITIES (USA), INC.
540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CIRRUS RESEARCH, LLC
303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

CIT CAPITAL SECURITIES LLC
505 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10017
Mailing Address: 505 FIFTH AVENUE, NEW YORK, NY 10017

CITADEL SECURITIES LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

CITATION FINANCIAL GROUP, L.P.
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

CITI INTERNATIONAL FINANCIAL SERVICES LLC
SANTA MARINA I BUILDING SUITE 200, 400 ST C, REXCO PARK, GUAYNABO, PR 00968
Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

CITICORP SECURITIES SERVICES, INC.
390 – 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE – 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITIGROUP GLOBAL MARKETS INC.
390 – 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITY CAPITAL ADVISORS, LLC
444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

CITY NATIONAL SECURITIES, INC.
400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

CITY SECURITIES CORPORATION
30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

CJI CAPITAL MARKETS, INC.
1700 BROADWAY, 31ST FLOOR, NEW YORK, NY 10019

CJK SECURITIES, INC.
2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CKS SECURITIES LLC
8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957
Mailing Address: 8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957

CLANCY FINANCIAL SERVICES, INC.
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLARENDON INSURANCE AGENCY, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

CLARK DODGE & CO., INC.
2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

CLARK NOBIL & CO.
2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009
Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

CLARK SECURITIES, INC.
2100 ROSS AVENUE, SUITE 2200, DALLAS, TX 75201-7906

CLARKESON RESEARCH INC.
19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

CLARY INVESTMENT AND INSURANCE PLANNING CORP.
43 BELMONT STREET, SO. EASTON, MA 02375
Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

CLAYMORE SECURITIES, INC.
2455 CORPORATE WEST DRIVE, LISLE, IL 60532

CLAYTON LOWELL, & CONGER INC
2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

CLAYTON, WILLIAMS & SHERWOOD INVESTMENTS
14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

CLEARVIEW CORRESPONDENT SERVICES, LLC
8006 DISCOVERY DRIVE, SUITE 200, RICHMOND, VA 23229

CLEARVIEW TRADING ADVISORS, INC.
114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

CLEARY GULL INC.
100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.
243 E. BUFFALO STREET, MILWAUKEE, WI 53202

CLEVELAND RESEARCH COMPANY LLC
1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44114
Mailing Address: 1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44144

CLFS SECURITIES, INC.
925 EUCLID AVENUE, SUITE 645, CLEVELAND, OH 44115

CLG INVESTMENT COMPANY, INC.
10 GLENVILLE STREET – 3RD FLOOR, GREENWICH, CT 06831

CLIFDEN EQUITIES, LLC
5000-4A ESTATE ENIGHED, #65, ST. JOHN, 00830 US VIRGIN ISLANDS

CLINGER & CO., INC.
6505 CLAWSON ST., HOUSTON, TX 77055-7103

CM SECURITIES, LLC
1291 WEST GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014
Mailing Address: 1291 GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014

CMA PARTNERS, LLC
405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174

CME BD SERVICES, INC.
1211 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: 4300 N. ROUTE 1, SOUTH BRUNSWICK, NJ 08852

CMP EQUITIES, INC.
6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344
Mailing Address: 6400 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN 55344

CMS INVESTMENT RESOURCES, INC.
308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

CNA INVESTOR SERVICES, INC.
333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

CNBS
7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

CND FINANCIAL LTD.
2368 TREE BRANCH, SCHERTZ, TX 78154
Mailing Address: P.O. BOX 360, SCHERTZ, TX 78154

CNL SECURITIES CORP.
450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801
Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

CNS SECURITIES, LLC
1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080
Mailing Address: 1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080

COADY DIEMAR PARTNERS, LLC
87 MAIN STREET, PEAPACK, NJ 07977
Mailing Address: PO BOX 305, PEAPACK, NJ 07977

COASTAL EQUITIES, INC.
602 MAIN ST., SUITE 801, CINCINNATI, OH 45202

COASTAL SECURITIES, INC.
5555 SAN FELIPE, SUITE 2200, HOUSTON, TX 77056

COBALT CAPITAL, INC.
210 WYMORE ROAD, WINTER PARK, FL 32789

COBRA TRADING, INC.
825 MARKET STREET, SUITE 240, ALLEN, TX 75013

COBURN & MEREDITH, INC.
1 OLD MILL LANE, SIMSBURY, CT 06070
Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

COBURN GROUP, LLC
1826 W. NEWPORT AVE., CHICAGO, IL 60657

COFFEY PUGLIESE, INC.
ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET- 34TH FLOOR, NEW YORK, NY 10005

COGENT ALTERNATIVE STRATEGIES, INC.
50 CHARLES LINDBERGH BOULEVARD, SUITE 400, UNIONDALE, NY 11553

COHEN & COMPANY SECURITIES, LLC
2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA 19104
Mailing Address: 2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104

COHEN & STEERS SECURITIES, LLC
280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

COHEN CAPITAL GROUP, LLC
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

COHEN FINANCIAL EQUITIES LLC
TWO NORTH LASALLE STREET; SUITE 800, CHICAGO, IL 60602

COKER & PALMER
1667 LELIA DRIVE, JACKSON, MS 39216

COLCHESTER PARTNERS LLC
175 FEDERAL STREET, BOSTON, MA 02110

COLCHESTER SECURITIES, LLC
121 SUMMIT AVENUE, SUITE 210, SUMMIT, NJ 07901

COLDBROOKE FINANCIAL SERVICES, INC.
2601 MAIN STREET SUITE 700, IRVINE, CA 92614

COLDSTREAM SECURITIES, INC.
ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

COLDWATER SECURITIES INCORPORATED
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

COLE CAPITAL CORPORATION
2575 E. CAMELBACK ROAD, SUITE 500, PHOENIX, AZ 85016-4258
Mailing Address: 2555 E. CAMELBACK ROAD, SUITE 400, PHOENIX, AZ 85016-4258

COLE PARTNERS
415 N. LASALLE STREET, SUITE 501, CHICAGO, IL 60610

COLLECTIVE FINANCIAL SERVICES, LLC
58 BOSTON STREET, GUILFORD, CT 06437

COLLIER BROWNE & COMPANY
7355 DRAKE RD, CINCINNATI, OH 45243

COLLINS & COMPANY, LLC
100 LARKSPUR LANDING SUITE 102, LARKSPUR, CA 94939-1764

COLLINS STEWART LLC.
350 MADISON AVENUE, NEW YORK, NY 10017

COLLINS/BAY ISLAND SECURITIES, LLC
567 SAN NICOLAS DR, SUITE 460, NEWPORT BEACH, CA 92660

COLONIAL SECURITIES, INC.
41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

COLONNADE SECURITIES LLC
125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422
Mailing Address: 125 S WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422

COLONY PARK FINANCIAL SERVICES LLC.
4350 GEORGETOWN SQUARE, SUITE 757, DUNWOODY, GA 30338

COLORADO FINANCIAL SERVICE CORPORATION
88 INVERNESS CIRCLE EAST, SUITE F-105, CENTENNIAL, CO 80112

COLTIN SECURITIES, LLC
415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017
Mailing Address: 415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

COLUMBIA CAPITAL SECURITIES, INC.
10900 WILSHIRE BLVD., SUITE 500, LOS ANGELES, CA 90024

COLUMBIA MANAGEMENT DISTRIBUTORS, INC.
ONE FINANCIAL CENTER, BOSTON, MA 02111-2621
Mailing Address: ONE FINANCIAL CENTER, MA5-515-11-07, BOSTON, MA 02111

COLUMBIA WEST CAPITAL, LLC (“CWC”)
14646 N. KIERLAND BLVD., SUITE 125, SCOTTSDALE, AZ 85254

COMERICA SECURITIES
201 W. FORT STREET, DETROIT, MI 48226
Mailing Address: P.O. BOX 75000, DETROIT, MI 48275-3137

COMMERCE BROKERAGE SERVICES, INC.
8000 FORSYTH BLVD, SUITE 1200, ST. LOUIS, MO 63105-1707
Mailing Address: P.O. BOX 16891, ST. LOUIS, MO 63105-1491

COMMERCE ONE FINANCIAL INC.
515 RXR PLAZA, UNIONDALE, NY 11556

COMMERCE SECURITIES CORPORATION
710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

COMMERCE SQUARE TRADING, LLC
6075 POPLAR AVENUE – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119
Mailing Address: 6075 POPLAR – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119

COMMERCE STREET CAPITAL, LLC
1700 PACIFIC AVE. SUITE 2020, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVE., SUITE 2020, DALLAS, TX 75201

COMMERZ MARKETS LLC
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281

COMMERZBANK CAPITAL MARKETS CORP.
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281-1050

COMMONFUND SECURITIES, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897
Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

COMMONWEALTH ASSOCIATES
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

COMMONWEALTH CAPITAL SECURITIES CORP.
400 CLEVELAND STREET, 7TH FLOOR, CLEARWATER, FL 33755-4041

COMMONWEALTH CHURCH FINANCE, INC. DBA CHARTER FINANCIAL SERVICES
677 JONESBORO ROAD, MCDONOUGH, GA 30253
Mailing Address: P.O. BOX 1620, STOCKBRIDGE, GA 30281

COMMONWEALTH FINANCIAL GROUP, INC.
38 COHASSET LANE, CHERRY HILL, NJ 08003

COMMONWEALTH FINANCIAL NETWORK
29 SAWYER ROAD, WALTHAM, MA 02453-3483

COMMONWEALTH FUNDING, INC.
50 CHUMASERO DRIVE; #2-L, SAN FRANCISCO, CA 94132

COMMONWEALTH PHARMA SECURITIES LLC
161 WORCESTER ROAD, SUITE 301, FRAMINGHAM, MA 01701

COMMUNITY INVESTMENT SERVICES, INC.
201 NORTH UNION STREET, OLEAN, NY 14760

COMPAK SECURITIES, INC.
8105 IRVINE CENTER DRIVE, SUITE 1100, IRVINE, CA 92691

COMPASS POINT RESEARCH & TRADING, LLC
1775 I STREET, SUITE 800, WASHINGTON, DC 20006

COMPASS SECURITIES CORPORATION
50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

COMPUTERSHARE SECURITIES CORPORATION
2 N. LASALLE STREET, CHICAGO, IL 60602

COMSTOCK PARTNERS, L.L.C.
9430 READCREST DRIVE, BEVERLY HILLS, CA 90210-2552

CON AM SECURITIES, INC.
3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

CONDATA FINANCIAL
150 BROADWAY, SUITE 1710, NEW YORK, NY 10038-4381

CONDERA SECURITIES, LLC
4900 WOODWAY DRIVE, SUITE 940, HOUSTON, TX 77056

CONDOR SECURITIES, INC.
712 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

CONIFER CAPITAL PARTNERS, LLC
ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

CONIFER SECURITIES LLC
ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

CONNELL SECURITIES LLC
200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

CONNERS & CO., INC.
1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

CONNING INVESTMENT PRODUCTS, INC.
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627
Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

CONOVER SECURITIES CORPORATION
11250 KIRKLAND WAY, SUITE 100, KIRKLAND, WA 98033-3421

CONSENSUS SECURITIES LLC
73 NEWBURY STREET, BOSTON, MA 02116-2550

CONSILIUM PARTNERS LLC
20 WILLIAM ST., G50, WELLESLEY, MA 02481

CONSOLIDATED FINANCIAL INVESTMENTS, INC.
222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

CONSOLIDATED RESEARCH LLC
90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

CONSOLIDATED SECURITIES
6525 MORRISON BLVD. SUITE 108, CHARLOTTE, NC 28211

CONSTANS CRESCENT GLOBAL LLC
500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086

CONSTELLATION WEALTH ADVISORS LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

CONSULTIVA SECURITIES, INC.
SCOTIABANK PLAZA, SUITE 1201, 273 PONCE DE LEON AV, SAN JUAN, PR 00917-1923

CONTINENTAL INVESTORS SERVICES, INC.
1330 BROADWAY STREET, LONGVIEW, WA 98632-7552
Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

COOMBE FINANCIAL SERVICES, INC.
6872 ROUTE 209, WAWARSING, NY 12489

COOPER MALONE MCCLAIN, INC.
7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706
Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.
333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071

COORDINATED CAPITAL SECURITIES, INC.
704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

CORBY CAPITAL MARKETS, INC.
10 HIGH ST., 2ND FLOOR, BOSTON, MA 02110
Mailing Address: 10 HIGH ST., 6TH FLOOR, BOSTON, MA 02110

CORINTHIAN PARTNERS, L.L.C.
10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

CORMARK SECURITIES (USA) LIMITED
SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

CORNERSTONE CAPITAL CORPORATION
655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

CORNERSTONE FINANCIAL SERVICES, INC.
325 EAST MAIN STREET, GREENFIELD, IN 46140

CORNERSTONE INSTITUTIONAL INVESTORS, INC.
74 WEST BROAD STREET, SUITE 340, BETHLEHEM, PA 18018

CORNWALL PARTNERS, LLC
191 GREAT HILL ROAD, CORNWALL, CT 06753
Mailing Address: 191 GREAT HILL ROAD, BOX 192, CORNWALL, CT 06753

CORONADO INVESTMENTS, LLC
18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 5020, PMB 1111, RANCHO SANTA FE, CA 92067

CORPORATE DEVELOPMENT CAPITAL, LLC
14680 STERLING ROAD, SUITE 2000, COLORADO SPRINGS, CO 80921-2617

CORPORATE FINANCE SECURITIES, INC.
75 MARKET STREET, SUITE 305, PORTLAND, ME 04101

CORPORATE FUEL SECURITIES LLC
119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

CORPORATE INVESTMENTS GROUP, INC.
1131 WEST ARGYLE STREET, SUITE 1, CHICAGO, IL 60640

CORRELL CO. INVESTMENT SERVICES CORP.
9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

COSSE’ INTERNATIONAL SECURITIES, INC.
1301 5TH AVENUE #3024, SEATTLE, WA 98101

COST CONTAINMENT SERVICES, INC.
12444 POWERSCOURT DRIVE, STE. 200, ST. LOUIS, MO 63131
Mailing Address: 12444 POWERSCOURT DRIVE, STE 200, ST. LOUIS, MO 63131

COUCH FINANCIAL SERVICES, INC.
5339 ALPHA RD, SUITE 400, DALLAS, TX 75240

COUGHLIN & COMPANY, INC.
140 E. 19TH AVENUE – SUITE 700, DENVER, CO 80203-0135

COUNTRY CAPITAL MANAGEMENT COMPANY
1705 TOWANDA AVENUE, FIRST FLOOR, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

COUNTRY CLUB FINANCIAL SERVICES, INC.
414 NICHOLS ROAD, KANSAS CITY, MO 64112

COURTLANDT SECURITIES CORPORATION
3991 MACARTHUR BLVD., SUITE 320, NEWPORT BEACH, CA 92660
Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

COVENTRY CAPITAL, INC.
1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838
Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

COVENTRY SECURITIES, LLC
7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

COVINGTON ASSOCIATES, LLC
75 CENTRAL STREET, BOSTON, MA 02109

COWEN AND COMPANY
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

COYLE SECURITIES, L.L.C.
2700 PATRIOT BLVD., SUITE 440, GLENVIEW, IL 60026

CP CAPITAL SECURITIES
2121 SW 3RD AVENUE, SUITE 701, SUITE 701, MIAMI, FL 33129

CP COGENT SECURITIES LP
2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

CPFG SECURITIES, INC
55 INDEPENDENCE CIRCLE, SUITE 101, CHICO, CA 95973

CPI CAPITAL
513 CENTENNIAL BLVD., VOORHEES, NJ 08043

CPIBD LLC
825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

CPIM SECURITIES LLC
100 MAIN STREET, SUITE 430, CONCORD, MA 01742

CPS FINANCIAL & INSURANCE SERVICES, INC.
18551 VON KARMAN AVE., SUITE 150, IRVINE, CA 92612

CQ SOLUTIONS, LLC
400 KING ST., CHAPPAQUA, NY 10514

CRAIG-HALLUM CAPITAL GROUP LLC
222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

CREATION CAPITAL LLC
485 UNDERHILL BOULEVARD, SUITE 301, SYOSSET, NY 11791

CREATIVE INVESTOR SERVICES, INC.
4 BURRITTS LANDING, WESTPORT, CT 06880

CREATIVE/CW EQUITIES CORPORATION
6700 ROCKLEDGE DRIVE #400A, BETHESDA, MD 20817
Mailing Address: 6700 ROCKLEDGE DR, #400A, BETHESDA, MD 20817

CREDICORP SECURITIES, INC.
121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS – 15TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE PRIVATE ADVISORS AG
BLEICHERWEG 33, 6TH FLOOR, ZURICH, CH-8070 SWITZERLAND
Mailing Address: BLEICHERWEG 33, 6TH FLOOR, ZURICH, 8070 SWITZERLAND

CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

CREDITEX SECURITIES CORPORATION
875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

CRESAP, INC.
259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

CRESCENT SECURITIES GROUP, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

CRESSMAN ESSER SECURITIES, INC.
700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478
Mailing Address: 700 EAST DIEHL RD. – SUITE 140, NAPERVILLE, IL 60563-1478

CRESTA CAPITAL STRATEGIES, LLC
1175 WALT WHITMAN ROAD, SUITE #100, MELVILLE, NY 11747

CRESTONE SECURITIES LLC
1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

CRESTVIEW SECURITIES, INC.
431 POST ROAD EAST – SUITE 1, WESTPORT, CT 06880-4403

CRETUS SECURITIES
3 KIMBERLY DRIVE, REDDING, CT 06896

CREWS & ASSOCIATES, INC.
521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729
Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

CRI SECURITIES, LLC
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

CROFT & BENDER, LLC
4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

CRONIN & CO., INC.
800 NICOLLET MALL SUITE 2520, MINNEAPOLIS, MN 55402
Mailing Address: 800 NICOLLET MALL #2520, MINNEAPOLIS, MN 55402

CRONUS PARTNERS LLC
101 MERRITT 7, NORWALK, CT 06851-1059

CROSS BORDER PRIVATE CAPITAL, L.L.C.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

CROSS POINT CAPITAL LLC
700 ALEXANDER PARK, SUITE 201, PRINCETON, NJ 08540

CROSS RESEARCH
154 SOUTH LIVINGSTON AVENUE #202, LIVINGSTON, NJ 07039

CROSSBOW INVESTMENTS L.L.C
220 CENTRAL PARK SOUTH, SUITE 13B, NEW YORK, NY 10019

CROWDER RUBICAM INC.
2300 LAS FLORES CANYON ROAD, MALIBU, CA 90265

CROWE CAPITAL MARKETS LLC
70 W. MADISON STREET, SUITE 700, CHICAGO, IL 60602-4205

CROWELL, WEEDON & CO.
624 SOUTH GRAND AVENUE, LOS ANGELES, CA 90017
Mailing Address: P.O. BOX 54843, 624 SO. GRAND AVE. SUITE 2510, LOS ANGELES, CA 90054-0843

CROWN CAPITAL SECURITIES, L.P.
725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

CRT CAPITAL GROUP LLC
262 HARBOR DRIVE, STAMFORD, CT 06902

CRUCIBLE CAPITAL GROUP, INC.
27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

CRUSADER SECURITIES, LLC
63 MAIN STREET, SUITE 201, SOUTHAMPTON, NY 11968-4872

CRUTCHFIELD SECURITIES, L.L.C.
2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056

CSCA CAPITAL ADVISORS, LLC
280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017

CSI STRATEGIC PARTNERS, LLC
11111 SANTA MONICA BOULEVARD, SUITE 1210, LOS ANGELES, CA 90025

CSP SECURITIES, LP
13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

CSSC BROKERAGE SERVICES, INC.
755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

CU INVESTMENT SOLUTIONS, INC.
9701 RENNER BLVD, SUITE 350, LENEXA, KS 66219

CUE CAPITAL LIMITED PARTNERSHIP
800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

CULLEN INVESTMENT GROUP, LTD.
1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503
Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

CULLUM & BURKS SECURITIES, INC.
13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240
Mailing Address: 13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240

CUMBERLAND BROKERAGE CORPORATION
417 N. 8TH STREET, SUITE 507, PHILADELPHIA, PA 19123

CUNA BROKERAGE SERVICES, INC.
2000 HERITAGE WAY, WAVERLY, IA 50677

CURBSTONE FINANCIAL MANAGEMENT CORPORATION
741 CHESTNUT STREET, MANCHESTER, NH 03104

CURIAN CLEARING, LLC
7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237

CURRAN ADVISORY SERVICES
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CURREN & COMPANY
1900 MAIN ST, SUITE 325, IRVINE, CA 92614

CURTIS SECURITIES, LLC
ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103

CURTISWOOD CAPITAL, LLC
104 WOODMONT BLVD, SUITE 200, NASHVILLE, TN 37205

CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

CUSO FINANCIAL SERVICES, L.P.
10455 SORRENTO VALLEY ROAD, SUITE 210, SAN DIEGO, CA 92121
Mailing Address: P O BOX 85744, SAN DIEGO, CA 92186

CUSO PARTNERS, LLC
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209

CUTLER SECURITIES, INC.
636 EAST ATLANTIC AVENUE, SUITE# 205, DELRAY BEACH, FL 33483

CUTTER & COMPANY, INC.
15415 CLAYTON ROAD, BALLWIN, MO 63011

CUTTONE & CO., INC.
111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

CUTWATER ASSET MANAGEMENT
113 KING STREET, ARMONK, NY 10504-1610

CVF SECURITIES, INC.
343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

CW SECURITIES, LLC
8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923

CYAN CAPITAL MARKETS LLC
399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022

CYGNI SECURITIES, LLC
250 FISCHER AVENUE, COSTA MESA, CA 92626

CYPRESS ALTS
3924 BROOKFIELD AVENUE, LOUISVILLE, KY 40207

CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

CYPRESS CAPITAL CORPORATION
BAYSIDE PLAZA – 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105

D

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D. WECKSTEIN & CO., INC.
230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
120 W. 45TH STREET, 39TH FLOOR, NEW YORK, NY 10036-4003

D.H. HILL SECURITIES LLP
7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346

D.J. MOSIER & ASSOCIATES, INC.
520 N. KINGSBURY ST., SUITE 3408, CHICAGO, IL 60654

D.J. ST. GERMAIN CO., INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115

D.M. KELLY & COMPANY
3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

DABBAH SECURITIES CORP.
6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

DAEWOO SECURITIES (AMERICA) INC.
600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022

DAG SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10006

DAHLMAN ROSE & COMPANY, LLC
142 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DAK CAPITAL, LLC
195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662

DAKOTA SECURITIES INTERNATIONAL, INC.
9100 SOUTH DADELAND BLVD, SUITE 903, MIAMI, FL 33156

DALE K. EHRHART, INC.
101 W. VENICE AVENUE, SUITE 22, VENICE, FL 34285

DALMORE GROUP LLC
350 FIFTH AVENUE, #6707, NEW YORK, NY 10118

DALTON STRATEGIC INVESTMENT SERVICES INC.
5690 W. 450 S., KNIGHTSTOWN, IN 46148

DANEVEST LLC
8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI 53562
Mailing Address: P.O. BOX 620347, MIDDLETON, WI 53562-0347

DANSKE MARKETS INC
HOLMENS KANAL 2-12, COPENHAGEN, DK-1092 DENMARK

DAROTH CAPITAL ADVISORS LLC
130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

DART EXECUTIONS, LLC
230 S. LASALLE ST #400, CHICAGO, IL 60604
Mailing Address: 230 S. LASALLE ST, SUITE 400, CHICAGO, IL 60604

DART, PAPESH & COMPANY, INCORPORATED
4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385

DARWOOD ASSOCIATES INCORPORATED
284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

DAS FINANCIAL SERVICES, INC.
FIVE TOWER BRIDGE, 300 BARR HARBOR DRIVE, SUITE 200, WEST CONSHOHOCKEN, PA 19428

DAUTRICH, SEILER FINANCIAL SERVICES, INC.
397 DOGWOOD LANE, NAZARETH, PA 18064

DAV/WETHERLY FINANCIAL, L.P.
11601 WILSHIRE BLVD., SUITE 300, LOS ANGELES, CA 90025

DAVENPORT & COMPANY LLC
ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

DAVID A. NOYES & COMPANY
209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203

DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVID M POLEN SECURITIES, LLC
2700 N. MILITARY TRAIL, SUITE 230, BOCA RATON, FL 33431

DAVID SHERMAN & COMPANY
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062

DAVINCI CAPITAL MANAGEMENT INC.
801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

DAVIS DISTRIBUTORS, LLC
3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

DAVIS SECURITIES LLC
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016

DAVIS, MENDEL & REGENSTEIN, INC.
2100 RIVEREDGE PARKWAY, SUITE 750, ATLANTA, GA 30328-4656

DAVY SECURITIES
DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

DAWNTREADER CAPITAL LLC
1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020

DAWSON JAMES SECURITIES, INC.
925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432
Mailing Address: 925 SOUTH FEDERAL HIGHWAY, 6TH FLOOR, BOCA RATON, FL 33432

DAYSPRING INVESTMENT GROUP
121 W MARKET, SEYMOUR, MO 65746
Mailing Address: PO BOX 249, SEYMOUR, MO 65746

DB SECURITIES SERVICES NJ INC.
100 PLAZA ONE, 34 EXCHANGE PLACE, JERSEY CITY, NJ 07311-3999
Mailing Address: 60 WALL STREET, NEW YORK, NY 10005

DBA THE DELTA COMPANY
901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209

DBS VICKERS SECURITIES (USA) INC.
805 THIRD AVENUE, SUITE 1201, NEW YORK, NY 10022

DCM BROKERS, LLC
626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

DCMB SECURITIES LLC
1800 AUGUSTA, STE 107, HOUSTON, TX 77057

DE GUARDIOLA ADVISORS, INC.
405 PARK AVENUE, SUITE 1201, NEW YORK, NY 10022

DEAM INVESTOR SERVICES, INC.
345 PARK AVENUE, MAILSTOP NYC03-0630, NEW YORK, NY 10154
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAIL STOP NYC30-0630, NEW YORK, NY 10017

DEARBORN CAPITAL MARKETS GROUP, LLC
3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138

DEBTX SECURITIES, INC.
133 FEDERAL STREET, 10TH FLOOR, BOSTON, MA 02110-1703

DECADE SECURITIES CORP.
13555 BISHOPS COURT, BROOKFIELD, WI 53005

DECOSIMO CORPORATE FINANCE, LLC
SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402

DEEP ATS, LLC
6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730

DELANEY EQUITY GROUP LLC
5090 PGA BLVD, SUITE 316, PALM BEACH GARDENS, FL 33418

DELAWARE DISTRIBUTORS, L.P.
2005 MARKET ST, 29TH FLOOR, PHILADELPHIA, PA 19103
Mailing Address: 2005 MARKET STREET, 29TH FLOOR, PHILADELPHIA, PA 19103

DELOITTE CORPORATE FINANCE LLC
600 RENAISSANCE CENTER – SUITE 900, DETROIT, MI 48243-1895

DELTA EQUITY SERVICES CORPORATION
579 MAIN STREET, BOLTON, MA 01740

DELTA TRUST INVESTMENTS, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222

DELTEC ASSET MANAGEMENT LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

DEMATTEO MONNESS LLC
780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

DEMETER ADVISORY GROUP, LLC
100 SPEAR STREET, SUITE 1115, SAN FRANCISCO, CA 94105

DEMPSEY FINANCIAL NETWORK, INC.
2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

DEMPSEY LORD SMITH, LLC
901 N BROAD STREET, SUITE 400, ROME, GA 30161

DENNING & COMPANY LLC
ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111

DENTE & BOMBA, LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301

DERMOTT W. CLANCY CORP.
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

DESILVA & PHILLIPS CORPORATE FINANCE LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016

DESJARDINS SECURITIES INTERNATIONAL INC
1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

DESON & CO.
945 ENCORVADO STREET, LAS VEGAS, NV 89138

DESPAIN FINANCIAL CORPORATION
502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019

DESTINY CAPITAL SECURITIES CORPORATION
14142 DENVER WEST PARKWAY – SUITE 290, GOLDEN, CO 80401-3127
Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127

DETWILER FENTON & CO.
100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110

DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005

DEVELOPMENT CORPORATION FOR ISRAEL
575 LEXINGTON AVENUE, NEW YORK, NY 10022

DEVENIR, LLC
7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435

DEWAAY FINANCIAL NETWORK, LLC
13001 UNIVERSITY AVENUE, CLIVE, IA 50325

DEXIA GLOBAL STRUCTURED FINANCE, LLC
445 PARK AVE., NEW YORK, NY 10022

DFA SECURITIES LLC
1299 OCEAN AVENUE, SANTA MONICA, CA 90401

DFP EQUITIES, INC.
501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280
Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280

DH FREDERICK SECURITIES, INC.
5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660

DHF SERVICES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

DIAMANT INVESTMENT CORPORATION
170 MASON STREET, GREENWICH, CT 06830-6642

DIAMOND BAY SECURITIES CORP.
2974 LYNDON B JOHNSON FWY, SUITE 401, DALLAS, TX 75234

DIAMOND EDGE CAPITAL PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 1620, NEW YORK, NY 10170

DILLON – GAGE SECURITIES, INC.
15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001

DILWORTH SECURITIES, INC.
61 NORRANS RIDGE DRIVE, RIDGEFIELD, CT 06877

DIMENSION SECURITIES, LLC
100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011

DIMIRAK SECURITIES CORPORATION
310 ESCONDIDO AVENUE, VISTA, CA 92084

DINOSAUR SECURITIES, L.L.C.
404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016

DIRECT ACCESS BROKERAGE SERVICES, INC.
39 S. LASALLE STREET, SUITE 424, CHICAGO, IL 60603-1604

DIRECT ACCESS PARTNERS LLC
DIRECT ACCESS PARTNERS, LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

DIRECTED SERVICES LLC
1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380

DIRECTEDGE ECN
545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

DISALLE SECURITIES & MORTGAGE CO.
1909 RIVER ROAD, MAUMEE, OH 43537

DISCOVERY GROUP HOLDING COMPANY, LLC
191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606

DIVERSIFIED CAPITAL CORPORATION
2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131

DIVERSIFIED INVESTORS SECURITIES CORP.
440 MAMARONECK AVENUE, HARRISON, NY 10528

DIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD., WARWICK, RI 02888

DIVERSIFIED SECURITIES, INCORPORATED
6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801

DIVERSITY INVESTMENT CORP.
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

DIVIDEND CAPITAL SECURITIES, LLC
518 17TH STREET, 12TH FLOOR, DENVER, CO 80202

DIVINE CAPITAL MARKETS LLC
39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

DLS CAPITAL PARTNERS, INC.
4345 PARK LANE, DALLAS, TX 75220

DME SECURITIES, LLC
C/O MAC CONSULTING GROUP INC, 30 BROAD STREET SUITE 2201, NEW YORK, NY 10004

DMG SECURITIES, INC.
GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE3, GREAT FALLS, VA 22066
Mailing Address: GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE 3, GREAT FALLS, VA 22066

DNB NOR MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396

DODING & PARTNERS BROKERAGE, INC.
WEISSDORNWEG 35, D-50259 PULHEIM-STOMMELN, D-50667 GERMANY

DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOLE CAPITAL, LLC
1188 BISHOP STREET, SUITE 1712, HONOLULU, HI 96813

DOLEY SECURITIES, LLC.
616 BARONNE STREET, NEW ORLEANS, LA 70113-1004

DOME SECURITIES CORP.
405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405

DOMESTIC FINANCIAL SERVICES, INC.
5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717
Mailing Address: 5220 HOLLYWOOD AVENUE, SUITE 350, SHREVEPORT, LA 71109-7717

DOMESTIC SECURITIES, INC.
160 SUMMIT AVENUE, MONTVALE, NJ 07645

DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

DOMINION INVESTOR SERVICES, INC.
1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213

DOMINION PARTNERS, L.C.
4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

DON ALEXANDER INVESTMENTS, INC.
1301 WEST 22ND STREET – SUITE 713, OAK BROOK, IL 60523
Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523

DONEGAL SECURITIES, INC.
20 WALNUT STREET, #12, WELLESLEY, MA 02481

DONNELLY PENMAN & PARTNERS
17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230

DORN & CO., INC.
216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812
Mailing Address: P.O. BOX 748, FERGUS FALLS, MN 56538-0748

DORSEY & COMPANY, INC.
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

DOUBLE EAGLE SECURITIES OF AMERICA, INC.
6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321

DOUGHERTY & COMPANY LLC
90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108

DOUGLAS & CO. MUNICIPALS, INC.
14 EAST 60TH ST., NEW YORK, NY 10022

DOUGLAS FINANCIAL LLC
159 VALLEY ROAD, PRINCETON, NJ 08540-3442

DOUGLAS SCOTT SECURITIES, INC.
101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082

DOWLING & PARTNERS SECURITIES LLC
190 FARMINGTON AVENUE, FARMINGTON, CT 06032

DOWNER & COMPANY
60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109

DOWNSTATE SECURITIES GROUP, INC.
259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729

DOYLE, JOHN JOSEPH
C/O MAC CONSULTING GROUP INC., 30 BROAD STREET – SUITE 2201, NEW YORK, NY 10004

DPEC CAPITAL, INC.
135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

DRAGONFLY CAPITAL PARTNERS, LLC
1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203

DRESNER INVESTMENT SERVICES, INC.
20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602

DREXEL HAMILTON, LLC
2000 MARKET STREET, SUITE 1460, PHILADELPHIA, PA 19103

DRIEHAUS SECURITIES LLC
25 EAST ERIE ST, CHICAGO, IL 60611-2703
Mailing Address: 25 EAST ERIE STREET, CHICAGO, IL 60611-2703

DRU STOCK, INC.
84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
Mailing Address: 84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470

DSIL INVESTMENT SERVICES LLC
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

DSRM BROKERAGE, LLC
501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

DT SECURITIES, LTD.
11132 VENTURA BLVD., SUITE 415, STUDIO CITY, CA 91604
Mailing Address: 11132 VENTURA BLVD., STUDIO CITY, CA 91604

DU PASQUIER & CO., INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

DUBEAU CAPITAL USA, INC.
405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA

DUFF & PHELPS SECURITIES LLC
311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606

DUNCAN-WILLIAMS, INC.
6750 POPLAR A VENUE – SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE – SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

DUNDEE SECURITIES INC.
1 ADELAIDE STREET EAST, 21ST FLOOR, TORONTO, M5C 2V9 CANADA

DUNES SECURITIES CORPORATION
6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928
Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

DUNN & PARTNERS, LLC
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534

DUPREE & COMPANY, INC.
125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

DUXBURY FINANCIAL LLC
15 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02332

DVB CAPITAL MARKETS LLC
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

DWM FINANCE LLC
800 POST ROAD, 3RD FLOOR, DARIEN, CT 06820

DWS INVESTMENTS DISTRIBUTORS, INC
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAILSTOP NYC03-0630, NEW YORK, NY 10017

DYNAMEX TRADING, LLC
220 BUSH ST., STE 360, SAN FRANCISCO, CA 94104-3533

DYNASTY CAPITAL PARTNERS, INC.
5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111

DZ FINANCIAL MARKETS LLC
609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017

E

E & G INVESTMENTS, LP
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

E*TRADE CAPITAL MARKETS LLC
440 S. LASALLE STREET – SUITE 3030, CHICAGO, IL 60605-1028

E*TRADE CLEARING LLC
HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II – 5TH FLOOR, JERSEY CITY, NJ 07311

E*TRADE SECURITIES LLC
135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022

E-W INVESTMENTS, INC.
205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

E. MAGNUS OPPENHEIM & CO. INC.
14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

E. S. HOPE FINANCIAL
1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106

E.J. DE LA ROSA & CO., INC.
10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024

E.L.K. CAPITAL ADVISORS, LLC
1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062

E.S. FINANCIAL SERVICES, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

EA MARKETS SECURITIES LLC
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

EAGLE EQUITIES, INC.
400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061

EAGLE FUND DISTRIBUTORS, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

EAGLE LEDGE CAPITAL, LLC
724 W. RICHMOND AVENUE, CLOVIS, CA 93619
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

EAGLE ONE INVESTMENTS, LLC
401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

EAST WIND SECURITIES, LLC
1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018

EAST/WEST SECURITIES CO.
555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111
Mailing Address: 555 MONTGOMERY STREET, STE 601, SAN FRANCISCO, CA 94111

EASTERN DENTAL BROKERAGE SERVICES, LLC
200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983

EASTGATE SECURITIES, LLC
TWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EASTON INVESTMENT SERVICES, LLC
320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188

EATON VANCE DISTRIBUTORS, INC.
TWO INTERNATIONAL PLACE, BOSTON, MA 02110

EBH SECURITIES, INC.
8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384

ECA SECURITIES, LLC
15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

ECLYPSE SECURITIES LLC
1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338

ECM SECURITIES CORP.
4740 PEACH STREET, ERIE, PA 16509-2008

ECOBAN SECURITIES CORPORATION
60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663

ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715

EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

EDGE CORPORATE FINANCE, LLC
1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

EDGE TRADING INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005

EDGEMONT CAPITAL PARTNERS, L.P.
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018

EDGEPOINT CAPITAL ADVISORS LLC
3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122
Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122

EDGEWATER CAPITAL, LLC
9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045

EDGEWOOD SERVICES, INC.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

EDI FINANCIAL, INC.
12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

EDWIN C. BLITZ INVESTMENTS, INC.
191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093

EFC FINANCIAL SERVICES, LLC
50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520
Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520

EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867

EHRENBERG CHESLER SECURITIES, INC
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

EIDE BAILLY SECURITIES, LLC
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545

EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

EK RILEY INVESTMENTS, LLC
1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101

EKN FINANCIAL SERVICES INC.
135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797
Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797

ELECTRONIC BROKERAGE SYSTEMS, LLC
141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604

ELECTRONIC GLOBAL SECURITIES, INC.
330 MADISON AVE, SUITE 606, NEW YORK, NY 10017

ELECTRONIC SECURITIES PROCESSING (ESP) LLC
140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

ELECTRONIC TRANSACTION CLEARING, INC.
660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017

ELEVATION, LLC
1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204

ELIASON FINANCIAL GROUP, LLC
548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558

ELLIOTT DAVIS BROKERAGE SERVICES, LLC
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

ELLIOTT DAVIS CAPITAL PARTNERS, LLC
5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092

ELTEKON SECURITIES, LLC
100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701

EM SECURITIES LLC
162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

EMCOR SECURITIES, INC.
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

EMERALD VENTURES, LLC
84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216

EMERGENT FINANCIAL GROUP, INC.
3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
Mailing Address: 3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431

EMERGING GROWTH EQUITIES, LTD.
1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816

EMERGING MANAGER ADVISORS LLC
130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302

EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

EMPIRE AMERICAN REALTY, LLC
25 PHILIPS PARKWAY, MONTVALE, NJ 07645

EMPIRE ASSET MANAGEMENT COMPANY
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EMPIRE EXECUTIONS, INC.
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRIC DISTRIBUTORS, INC.
6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730

EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245

ENCLAVE CAPITAL LLC
708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017

ENDEAVOR CAPITAL
30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGY SECURITIES, INC.
1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027
Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027

ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

ENGLAND SECURITIES, LLC
1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036

ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534
Mailing Address: 179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599

ENSTREAM CAPITAL SECURITIES, LLC
100 CRESCENT COURT, STE. 700, DALLAS, TX 75201

ENTERPRISE EQUITIES, INC.
10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044

ENTRUST SECURITIES LLC
717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022

EP SECURITIES, LLC
99 PARK AVENUE (#1560), NEW YORK, NY 10016

EPOCH SECURITIES, INC.
132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

EQUABLE SECURITIES CORPORATION
330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895

EQUIBASE CAPITAL MARKETS, LLC
1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622

EQUIBOND, INC.
1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067

EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132

EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

EQUINOX SECURITIES, INC.
4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371

EQUISHARES CORPORATION
#7 N. BEMISTON, ST LOUIS, MO 63105

EQUITABLE ADVISORS, INC.
4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205

EQUITAS AMERICA, LLC
38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429

EQUITRUST MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

EQUITY CONCEPTS, INC.
10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040

EQUITY INVESTMENT SERVICES, INC
1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146
Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146

EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

EQUITY SOURCE PARTNERS, LLC
7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743

EQUITY STATION, INC.
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

EQUUS FINANCIAL CONSULTING LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA

ERNST CAPITAL GROUP I, INC.
3130 WEST 57TH STREET, SUITE 101, SIOUX FALLS, SD 57108

EROOM SECURITIES L.L.C.
440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605

ESAE CAPITAL PARTNERS, LLC
233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279

ESICO CO.
15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST – #29F, NEW YORK, NY 10023

ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424

ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022

ESPOSITO SECURITIES, LLC
300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201

ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

ESSEX NATIONAL SECURITIES, INC.
550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558

ESSEX RADEZ LLC
440 S. LASALLE #1111, CHICAGO, IL 60605-1028

ESSEX SECURITIES LLC
168 CENTRE STREET, DANVERS, MA 01923

ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

EULAV SECURITIES, INC.
220 EAST 42ND STREET, NEW YORK, NY 10017

EUREKA CAPITAL MARKETS, LLC
610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660

EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

EURO AMERICAN CAPITAL CORPORATION
3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234

EURO PACIFIC CAPITAL, INC.
88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880

EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

EUROCONSULT CAPITAL, LLC
230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169

EUROPA SECURITIES, LLC
3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210
Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210

EUROPEAN AMERICAN EQUITIES, INC.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

EVERTRADE DIRECT BROKERAGE, INC.
8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144

EVOLUTION CAPITAL ADVISORS, LLC
1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109

EVOLUTION MARKETS FINANCIAL SERVICES LLC
10 BANK STREET, WHITE PLAINS, NY 10606

EVOLUTION SECURITIES US INC.
100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM

EVOLVE SECURITIES, INC.
5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746

EWING BEMISS & CO.
901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033

EWING CAPITAL, INC.
2722 UNICORN LN., N.W., WASHINGTON, DC 20015

EWT, LLC
9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210

EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCALIBUR FINANCIAL GROUP, INC.
105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910

EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXECUTION ACCESS, LLC
143 UNION BLVD, SUITE 250, LAKEWOOD, CO 80228

EXECUTION NOBLE, LLC
102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830

EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

EXOS SECURITIES, LLC
560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105

EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

EXTENSION ADVISORS, LLC
4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215

EXVERE SECURITIES LLC
1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101
Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101

EZ STOCKS, INC.
165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005

EZE CASTLE TRANSACTION SERVICES LLC
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210

F

F G MARKETS, INC.
90 JOHN STREET, SUITE 703, NEW YORK, NY 10038

FACTSET DATA SYSTEMS, INC.
601 MERRITT 7, NORWALK, CT 06851

FAGENSON & CO., INC.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

FAIRFAX I. S. (US) LLC
20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017
Mailing Address: 20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017

FAIRFAX SECURITIES CORPORATION
98 SAN JACINTO BLVD STE 2020, AUSTIN, TX 78701
Mailing Address: 1718 CROMWELL HL, AUSTIN, TX 78703

FAIRFIELD RESEARCH SECURITIES CORPORATION
65 LOCUST AVENUE, NEW CANAAN, CT 06840
Mailing Address: P.O. BOX 125, NEW CANAAN, CT 06840-0125

FAIRHOLME DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

FAIRMOUNT PARTNERS LP
100 FOUR FALLS CORPORATE CENTER, SUITE 660, WEST CONSHOHOCKEN, PA 19248

FAIRPORT CAPITAL, INC.
830 POST ROAD EAST, WESTPORT, CT 06880-5238
Mailing Address: 830 POST ROAD EAST, WESTPORT, CT 06880-2222

FAIRVIEW CAPITAL VENTURES, LLC.
10310 WILDLIFE RD., CHARLOTTE, NC 28278

FAIRVIEW SECURITIES, INC.
8 PRISCILLA LANE, DARIEN, CT 06820

FALCON RESEARCH, INC.
1230 SOUTH MYRTLE AVE, SUITE 401, CLEARWATER, FL 33756

FALCON SECURITIES, INC.
212 CENTER ST STE 800, LITTLE ROCK, AR 72201

FALCONBRIDGE CAPITAL MARKETS, LLC
5504 DEMOCRACY DRIVE, SUITE 240, PLANO, TX 75024

FALKENBERG CAPITAL CORPORATION
600 SOUTH CHERRY ST., SUITE 1108, DENVER, CO 80246-1710

FALLBROOK CAPITAL SECURITIES CORP.
6700 FALLBROOK AVENUE, SUITE 111, WEST HILLS, CA 91307

FAMILY INCOME PLANNING, INC.
540 N.W. BROAD STREET, SOUTHERN PINES, NC 28387
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

FAMILY INVESTORS COMPANY
265 SOUTH AVENUE, FANWOOD, NJ 07023
Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023

FAMILY MANAGEMENT SECURITIES, LLC
485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

FAP USA, L.P.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FAR HILLS GROUP, LLC.
1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

FARINA & ASSOCIATES, INC.
20 BROAD ST – 10TH FLOOR, NEW YORK, NY 10005

FARMERS FINANCIAL SOLUTIONS, LLC
30801 AGOURA RD., BLDG 1, AGOURA HILLS, CA 91301-2054

FARNAM STREET BROKERAGE COMPANY
TWIN TOWERS-3000 FARNAM, OMAHA, NE 68131-3526

FARRAGUT CAPITAL LLC
3 W 57TH ST, FL 10, NEW YORK, NY 10019

FARRELL MARSH & CO.
500 THE TIMES BLDG, SUBURBAN SQUARE, ARDMORE, PA 19003

FAS CORP.
4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224

FATOR SECURITIES LLC
500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110

FAVER SECURITIES, LLC
112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

FB EQUITY SALES CORPORATION OF MICHIGAN
7373 W. SAGINAW HIGHWAY, LANSING, MI 48917

FBN SECURITIES, INC.
14 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

FBR CAPITAL MARKETS & CO.
1001 19TH STREET NORTH, ARLINGTON, VA 22209

FBR INVESTMENT SERVICES, INC.
1001 NINETEENTH STREET NORTH, ARLINGTON, VA 22209

FBT INVESTMENTS, INC.
909 POYDRAS, SUITE 2250, NEW ORLEANS, LA 70112
Mailing Address: 909 POYDRAS ST, SUITE 2250, NEW ORLEANS, LA 70112

FCC INVESTMENTS, INC.
2829 WESTOWN PARKWAY-SUITE 100, WEST DES MOINES, IA 50266
Mailing Address: 2829 WESTOWN PKWY., STE 100, WEST DES MOINES, IA 50266

FCG ADVISORS, LLC
ONE MAIN STREET #202, CHATHAM, NJ 07928

FCS SECURITIES
417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175

FD CAPITAL ADVISORS BD, LLC
600 PEACHTREE STREET, NE, SUITE 1950, ATLANTA, GA 30308

FED MUTUAL FINANCIAL SERVICES, INC.
3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541
Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541

FEDERATED SECURITIES CORP.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

FEIL DAILY INVESTMENT CO.
6720 W. 167TH STREET, SUITE 1, TINLEY PARK, IL 60477-2834

FELDMAN, INGARDONA & CO.
2001 BUTTERFIELD ROAD, SUITE 170, DOWNERS GROVE, IL 60515

FELDSTEIN FINANCIAL GROUP, LLC
45 SEMINARY AVENUE, CHESTER, NJ 07930

FELIX INVESTMENTS LLC
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

FELLS POINT RESEARCH LLC
1340-C SMITH AVENUE, BALTIMORE, MD 21209

FELTL & COMPANY
225 SOUTH SIXTH STREET, SUITE 4200, MINNEAPOLIS, MN 55402

FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET – BOX 399, COBLESKILL, NY 12043

FENNEBRESQUE & CO., LLC
100 N. TRYON STREET, SUITE 2710, CHARLOTTE, NC 28202

FENWICK SECURITIES, INC.
5217 LOVERS LANE, KALAMAZOO, MI 49002-1559

FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 2626, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE – SUITE 2626, NEW YORK, NY 10170

FERGUSON & BREWER SECURITIES
7052 SKYWAY, PARADISE, CA 95969

FG ADVISORS, LLC
132 WEST 31ST STREET, SUITE 1501, NEW YORK, NY 10001

FG CAPITAL LC
7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820

FIDELITY BROKERAGE SERVICES LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDELITY DISTRIBUTORS CORPORATION
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
100 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDEQUITY INC.
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

FIDUS SECURITIES, LLC
121 WEST TRADE STREET, SUITE 1800, CHARLOTTE, NC 28202

FIELDSTONE SERVICES CORP.
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714

FIFTH AVENUE SECURITIES, INC.
8081 STANTON SUITE 200, BUENA PARK, CA 90620

FIFTH THIRD SECURITIES, INC.
34 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45202
Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45263

FIG PARTNERS, LLC
1175 PEACHTREE ST NE, SUITE 2250, ATLANTA, GA 30361

FIMCO SECURITIES GROUP, INC.
10624 N PORT WASHINGTON RD – SUITE 206, MEQUON, WI 53092

FINACORP SECURITIES
2302 MARTIN STREET, SUITE 225, IRVINE, CA 92612

FINANCE 500, INC.
19762 MACARTHUR BLVD. #200, IRVINE, CA 92612
Mailing Address: 19762 MACARTHUR BLVD, SUITE 200, IRVINE, CA 92612

FINANCIAL ADVISERS OF AMERICA, LLC
1930 PALOMAR POINT WAY, SUITE 104, CARLSBAD, CA 92008

FINANCIAL AMERICA SECURITIES, INC.
925 EUCLID AVE, SUITE #1525, CLEVELAND, OH 44115
Mailing Address: 925 EUCLID AVE., SUITE 1525, CLEVELAND, OH 44115

FINANCIAL ASSETS CORPORATION
30 WALL STREET, SUITE 1203, NEW YORK, NY 10005
Mailing Address: 30 WALL STREET SUITE 1203, NEW YORK, NY 10005

FINANCIAL COUNSELING CORPORATION
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

FINANCIAL GOAL SECURITIES, INC.
35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270

FINANCIAL NETWORK INVESTMENT CORPORATION
200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672

FINANCIAL NORTHEASTERN SECURITIES, INC.
100 PASSAIC AVENUE, FAIRFIELD, NJ 07004

FINANCIAL PARADIGMS, INC.
4900 WOODWAY, SUITE 550, HOUSTON, TX 77056

FINANCIAL PLANNING CONSULTANTS, INC.
14500 S. OUTER 40 ROAD SUITE 201, CHESTERFIELD, MO 63017-5736

FINANCIAL RESEARCH COMPANY
1150 LOUISIANA AVENUE, SUITE 5A, WINTER PARK, FL 32789

FINANCIAL SCIENCES, INC.
21 MILK STREET, 2ND FL, BOSTON, MA 02109

FINANCIAL SECURITY MANAGEMENT, INCORPORATED
575 LYNNHAVEN PARKWAY, SUITE 310, VIRGINIA BEACH, VA 23452

FINANCIAL SERVICES OF NEW ENGLAND
108 FOWLER RD., ORRINGON, ME 04474-9629
Mailing Address: 108 FOWLER RD., ORRINGTON, ME 04474-9629

FINANCIAL STRATEGIES FP, LLC
515 PROVIDENCE HIGHWAY, SUITE 103, DEDHAM, MA 02026

FINANCIAL TELESIS INC
4340 REDWOOD HIGHWAY, SUITE A23, SAN RAFAEL, CA 94903

FINANCIAL WEST GROUP
4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362
Mailing Address: P.O. BOX 5123, THOUSAND OAKS, CA 91359-5123

FINANCO SECURITIES LLC
535 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

FINANCORP GROUP INTERNATIONAL CORPORATION
10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022

FINANTIA USA LTD
950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

FINTECH SECURITIES
6849 PEACHTREE DUNWOODY ROAD, BLDG. B-1, SUITE 250, ATLANTA, GA 30328

FINTEGRA, LLC
6120 EARLE BROWN DRIVE, SUITE 550, MINNEAPOLIS, MN 55430

FIRST ALLIED SECURITIES, INC.
655 WEST BROADWAY 12TH FLOOR, SAN DIEGO, CA 92101
Mailing Address: P.O. BOX 85549, SAN DIEGO, CA 92186-5549

FIRST AMERICAN CAPITAL AND TRADING CORPORATION
1499 W. PALMETTO PARK RD, SUITE 250, BOCA RATON, FL 33486

FIRST AMERICAN MUNICIPALS, INC.
606 CORPORATE DRIVE, LANGHORNE, PA 19047-8013

FIRST AMERICAN SECURITIES, INC.
1624 HARMON PLACE, SUITE 218, MINNEAPOLIS, MN 55403

FIRST ANALYSIS SECURITIES CORPORATION
ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606

FIRST ANNAPOLIS SECURITIES, INC.
900 ELKRIDGE LANDING RD., SUITE 400, LINTHICUM, MD 21090-2926

FIRST ASSET FINANCIAL INC.
110 EAST IRON AVE, SALINA, KS 67401
Mailing Address: P.O. BOX 1364, SALINA, KS 67402-1364

FIRST BALLANTYNE, LLC
13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747

FIRST BANK PUERTO RICO SECURITIES, CORP.
1519 PONCE DE LEON AVENUE, STOP 23, SAN JUAN, PR 00908
Mailing Address: P.O. BOX 9146, SAN JUAN, PR 00908-0146

FIRST BANKERS’ BANC SECURITIES, INC
1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131

FIRST BERMUDA SECURITIES (BVI) LTD.
MAXWELL R ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA
Mailing Address: MAXWELL R. ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA

FIRST BROKERAGE AMERICA, L.L.C.
135 N MERAMEC, CLAYTON, MO 63105
Mailing Address: 135 N. MERAMEC, CLAYTON, MO 63105

FIRST BROKERS SECURITIES LLC
HARBORSIDE FINANCIAL CENTER, PLAZA FIVE, SUITE 1500, JERSEY CITY, NJ 07311

FIRST CANTERBURY SECURITIES, INC.
12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212

FIRST CAPITAL EQUITIES,LTD.
80 CUTTER MILL ROAD, SUITE 303, GREAT NECK, NY 11021

FIRST CAPITAL INVESTMENTS, LLC
38000 HIGHWAY 72, NEDERLAND, CO 80466

FIRST CHICAGO ADVISORS, INC.
960 ROUTE 22, SUITE 208, FOX RIVER GROVE, IL 60021
Mailing Address: 32 OTIS ROAD, BARRINGTON, IL 60010

FIRST CITIZENS FINANCIAL PLUS, INC.
2017 ST. JOHN AVE. SUITE A, DYERSBURG, TN 38024
Mailing Address: PO BOX 370, DYERSBURG, TN 38025-0370

FIRST CITIZENS INVESTOR SERVICES, INC.
4300 SIX FORKS ROAD, RALEIGH, NC 27609
Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131

FIRST CITIZENS SECURITIES CORPORATION
1230 MAIN STREET, COLUMBIA, SC 29201

FIRST CLEARING, LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-095, ST. LOUIS, MO 63103

FIRST COMMAND FINANCIAL PLANNING, INC.
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

FIRST COMMONWEALTH SECURITIES CORPORATION
201 ST. CHARLES AVE, STE 2500, NEW ORLEANS, LA 70170

FIRST CORNERSTONE CAPITAL ADVISORS
23505 SMITHTOWN ROAD, SUITE 274, EXCELSIOR, MN 55331

FIRST DALLAS SECURITIES INCORPORATED
2905 MAPLE AVENUE, DALLAS, TX 75201

FIRST DOMINION CAPITAL CORP.
8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235
Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235

FIRST EMPIRE SECURITIES, INC.
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

FIRST EQUITY CAPITAL SECURITIES, INC.
2 OAKLAWN RD, SHORT HILLS, NJ 07078

FIRST FINANCIAL EQUITY CORPORATION
7373 N. SCOTTSDALE ROAD, STE D120, SCOTTSDALE, AZ 85253

FIRST FINANCIAL SECURITIES OF AMERICA, INC.
515 NORTH SAM HOUSTON PARKWAY EAST, STE. 500, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

FIRST FLORIDA SECURITIES, INC.
11660 NIGHT HERON DRIVE, NAPLES, FL 34119
Mailing Address: 5621STRAND BOULEVARD, SUITE 209, NAPLES, FL 34110

FIRST GEORGETOWN SECURITIES, INC.
1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314

FIRST HEARTLAND CAPITAL, INC.
1839 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367
Mailing Address: 1839 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367

FIRST HONOLULU SECURITIES, INC.
900 FORT STREET, STE. 950, HONOLULU, HI 96813-3710
Mailing Address: 900 FORT STREET, SUITE 950, HONOLULU, HI 96813-3710

FIRST ILLINOIS SECURITIES INC.
22 HERITAGE DRIVE #105, BOURBONNAIS, IL 60914-2501
Mailing Address: PO BOX 777, BOURBONNAIS, IL 60914-0777

FIRST INDEPENDENT FINANCIAL SERVICES, INC.
6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766
Mailing Address: 6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766

FIRST INTEGRITY CAPITAL PARTNERS CORP.
330 CLEMATIS STREET, #210, WEST PALM BEACH, FL 33401

FIRST INTERNET SECURITIES NETWORK
4800 MONTGOMERY LANE, BETHESDA, MD 20814

FIRST INVESTORS CORPORATION
110 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

FIRST KENTUCKY SECURITIES CORPORATION
305 ANN STREET, STE 400, FRANKFORT, KY 40601
Mailing Address: P.O. BOX 554, FRANKFORT, KY 40602-0554

FIRST LEGACY GLOBAL MARKETS, LLC
16456 MARVIN ROAD, CHARLOTTE, NC 28277

FIRST LEGACY SECURITIES, LLC
1109 TOWNHOUSE ROAD, HELENA, AL 35080
Mailing Address: 1109 TOWNHOUSE ROAD, ATLANTA, GA 35080

FIRST LIBERTIES FINANCIAL
650 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

FIRST LINCOLN INVESTMENTS, INC.
1701 SOUTH 17TH STREET, SUITE 2B, LINCOLN, NE 68502

FIRST LONDON SECURITIES CORPORATION
2603 FAIRMOUNT ST, DALLAS, TX 75201

FIRST LONG ISLAND INVESTORS, LLC
1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673

FIRST MAN INVESTMENT SECURITIES CORP.
580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591

FIRST MANHATTAN CO
437 MADISON AVENUE, NEW YORK, NY 10022-7297

FIRST MERGER CAPITAL, INC
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

FIRST MIDSTATE INCORPORATED
306 N. MAIN STREET, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 3367, BLOOMINGTON, IL 61702-3367

FIRST MIDWEST SECURITIES, INC.
207 W. JEFFERSON STREET, SUITE 102, BLOOMINGTON, IL 61701

FIRST MUTUAL PLANNING CORP.
7370 SO. ORIOLE BOULEVARD, SUITE 601C, DELRAY BEACH, FL 33446

FIRST NATIONAL CAPITAL MARKETS
1620 DODGE STREET, 10TH FLOOR, MAIL STOP 1104, OMAHA, NE 68197

FIRST NEW YORK SECURITIES L.L.C.
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

FIRST PUBLIC, LLC
12007 RESEARCH BLVD, AUSTIN, TX 78759

FIRST REPUBLIC SECURITIES COMPANY, LLC
111 PINE STREET, 7TH FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 111 PINE STREET, SAN FRANCISCO, CA 94111

FIRST RESEARCH FINANCIAL
4315 BRIARGROVE LANE, DALLAS, TX 75287

FIRST SECURITIES NORTHWEST, INC.
18824 SE MILDRED ST, MILWAUKIE, OR 97267

FIRST SOUTH CAROLINA SECURITIES, INC.
6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212
Mailing Address: P.O. BOX 21969, COLUMBIA, SC 29221

FIRST SOUTHEAST INVESTOR SERVICES, INC.
2430 MALL DRIVE, SUITE 200, CHARLESTON, SC 29406
Mailing Address: 2440 MALL DRIVE, CHARLESTON, SC 29406

FIRST SOUTHWEST COMPANY
325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652

FIRST STATE FINANCIAL MANAGEMENT, INC.
225 EAST COLUMBIA, FARMINGTON, MO 63640

FIRST STATE SECURITIES, INC.
7136 S. YALE #102, TULSA, OK 74136-6315

FIRST TENNESSEE BROKERAGE, INC.
530 OAK COURT DRIVE, SUITE 200, MEMPHIS, TN 38117
Mailing Address: P.O. BOX 240655, MEMPHIS, TN 38124-0655

FIRST TITAN FINANCIAL CORP.
5620 S. W. GREEN OAKS, SUITE D, ARLINGTON, TX 76017

FIRST TRUST PORTFOLIOS L.P.
120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187

FIRST TRYON SECURITIES, LLC
1355 GREENWOOD CLIFF, SUITE 401, CHARLOTTE, NC 28204

FIRST WASHINGTON CORPORATION
601 UNION ST – SUITE 3701, SEATTLE, WA 98101

FIRST WESTERN ADVISORS
6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121
Mailing Address: 6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121

FIRST WESTERN SECURITIES, INC.
669 AIRPORT FREEWAY #409, HURST, TX 76053

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
1224 EAST GREEN STREET, SUITE 200, PASADENA, CA 91106-3171

FIRST WINSTON SECURITIES, INC.
121-E REYNOLDA VILLAGE, WINSTON-SALEM, NC 27106

FIRSTENERGY CAPITAL (USA) CORP.
1100, 311-6TH AVENUE S.W., CALGARY, CALGARY, AB, T2P 3H2 CANADA
Mailing Address: 1100-311-6TH AVENUE S.W., CALGARY, T2P 3H2 CANADA

FIRSTMERIT FINANCIAL SERVICES, INC
3 CASCADE PLAZA, AKRON, OH 44308

FIRSTRADE SECURITIES INC.
133-25 37TH AVENUE, FLUSHING, NY 11354

FITZGIBBON TOIGO & CO. LLC
412 PARK STREET, UPPER MONTCLAIR, NJ 07043

FIVE MILE CAPITAL SECURITIES LLC
THREE STAMFORD PLAZA, 301 TRESSER BOULVARD, 9TH FLOOR, STAMFORD, CT 06901

FIVE STAR INVESTMENT SERVICES, INC.
55 N. MAIN STREET, WARSAW, NY 14569

FIXED INCOME CAPITAL PARTNERS, LLC
500 PARK BOULEVARD, SUITE 1325, ITASCA, IL 60143

FLEMING SECURITIES INCORPORATED
17797 NORTH PERIMETER DRIVE, SUITE 105, SCOTTSDALE, AZ 85255

FLETCHERBENNETT CAPITAL LLC
623 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10022

FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FLORIDA ATLANTIC SECURITIES CORP.
9130 SOUTH DADELAND BLVD., SUITE 1704, MIAMI, FL 33156

FLORIDA CAPITAL SECURITIES CORP.
300 INTERNATIONAL PARKWAY, SUITE 300, HEATHROW, FL 32746

FLORIDA INVESTMENT ADVISORS
601 BAYSHORE BLVD., SUITE 960, TAMPA, FL 33606

FMG DISTRIBUTORS, INC.
501 MERRITT 7, PENTHOUSE, NORWALK, CT 06851
Mailing Address: 501 MERRITT 7., PENTHOUSE, NORWALK, CT 06851

FMI CAPITAL ADVISORS, INC.
55 MADISON STREET, SUITE 410, DENVER, CO 80206

FMN CAPITAL CORPORATION
26041 ACERO, MISSION VIEJO, CA 92691

FMSBONDS, INC.
4775 TECHNOLOGY WAY, BOCA RATON, FL 33431

FMV CAPITAL MARKETS, LLC
3333 MICHELSON DR.# 900, IRVINE, CA 92612

FNB BROKERAGE SERVICES, INC.
815 COLORADO AVE., STUART, FL 34994
Mailing Address: 815 COLORADO AVENUE, STUART, FL 34994

FNBB CAPITAL MARKETS, LLC
600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209

FOCALPOINT SECURITIES, LLC
11766 WILSHIRE BLVD., SUITE 1270, LOS ANGELES, CA 90025

FOCUS CAPITAL GROUP, INC.
60 SOUTH SIXTH STREET, SUITE 2540, MINNEAPOLIS, MN 55402

FOCUS SECURITIES LLC
3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
725 15TH STREET N.W., WASHINGTON, DC 20005-2109

FOLIOFN INVESTMENTS, INC.
8180 GREENSBORO DR, 8TH FLOOR, MCLEAN, VA 22102

FONDSFINANS INC.
950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022

FOOTHILL SECURITIES, INC.
150 E. DANA STREET, MOUNTAIN VIEW, CA 94041

FORDHAM FINANCIAL MANAGEMENT, INC.
14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

FORESIDE DISTRIBUTION SERVICES, L.P.
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUND SERVICES, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE INVESTMENT SERVICES, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIGHT INVESTMENTS, LLC
450 SKOKIE BLVD, SUITE 507, NORTHBROOK, IL 60062

FOREST SECURITIES,INC.
7085 N.W. 100TH STREET, GRIMES, IA 50111
Mailing Address: P.O. BOX 523, JOHNSTON, IA 50131

FORESTERS EQUITY SERVICES, INC.
6640 LUSK BLVD, SUITE A202, SAN DIEGO, CA 92121

FORGE FINANCIAL GROUP, INC.
7682 N. FEDERAL HIGHWAY, SUITE 1, BOCA RATON, FL 33487

FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORSYTH SECURITIES, INC.
243 N. LINDBERGH BLVD., ST. LOUIS, MO 63141

FORT DEARBORN CAPITAL ADVISORS, LLC
101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606
Mailing Address: 101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606

FORT WAYNE SECURITIES CORPORATION
206 HWY 930 WEST, NEW HAVEN, IN 46774
Mailing Address: P.O. BOX 187, NEW HAVEN, IN 46774

FORTIGENT SECURITIES COMPANY, LLC.
2600 TOWER OAKS BLVD, SUITE 500, ROCKVILLE, MD 20852-3103

FORTIS CLEARING AMERICAS LLC
175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604

FORTIS SECURITIES LLC
520 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, NEW YORK, NY 10022

FORTREND SECURITIES, INC.
1163 WAGON WHEEL CIRCLE, RENO, NV 89503
Mailing Address: LEVEL 42 55 COLLINS STREET, MELBOURNE, 3000 AUSTRALIA

FORTRESS GROUP, INC.
3379 PEACHTREE ROAD N.E.-SUITE 272, ATLANTA, GA 30326-1020

FORTUNE FINANCIAL SERVICES, INC.
1010 3RD AVENUE, NEW BRIGHTON, PA 15066-2012
Mailing Address: P.O. BOX 296, NEW BRIGHTON, PA 15066-0296

FORTUNE SECURITIES, INC.
388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801

FORUM CAPITAL SECURITIES LLC
140 EAST 45TH STREET, 23RD FLOOR, NEW YORK, NY 10017

FOUNDATION MARKETS CORPORATION
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

FOUNDERS FINANCIAL SECURITIES LLC
1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286

FOUR POINTS CAPITAL PARTNERS LLC
14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

FOURBRIDGES CAPITAL ADVISORS, LLC
1300 BROAD STREET, SUITE 201, CHATTANOOGA, TN 37402

FOURTH STREET FINANCIAL GROUP, INC.
2245 GILBERT AVENUE, SUITE 100, CINCINNATI, OH 45206

FOX CHASE CAPITAL PARTNERS, LLC
167 MAIN ST, SUITE 2A, METUCHEN, NJ 08840
Mailing Address: 167 MAIN ST, METUCHEN, NJ 08840

FOX FINANCIAL MANAGEMENT CORPORATION
2129 NORTH JOSEY LANE, CARROLLTON, TX 75006

FOX RIVER EXECUTION TECHNOLOGY, LLC
2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101
Mailing Address: 2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101

FOX, REUSCH & CO., INC.
500 TRI-STATE BUILDING, 432 WALNUT STREET, CINCINNATI, OH 45202
Mailing Address: 432 WALNUT STREET, SUITE 500, CINCINNATI, OH 45202

FOX-DAVIES CAPITAL USA INC.
WHITEFRIARS HOUSE, 6 CARMELITE STREET, LONDON, EC4Y 0BS UK

FPA FUND DISTRIBUTORS, INC.
11400 W. OLYMPIC BLVD., STE. 1200, LOS ANGELES, CA 90064
Mailing Address: 11400 W. OLYMPIC BLVD, SUITE 1200, LOS ANGELES, CA 90064

FPCM SECURITIES, LLC
140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005

FRANK CRYSTAL CAPITAL, INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

FRANKLIN CAPITAL INC
5263 CRESTHAVEN BLVD-VILLA H, WEST PALM BEACH, FL 33415

FRANKLIN STREET SECURITIES, INC.
1450 RALEIGH RD, SUITE 300, CHAPEL HILL, NC 27517

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
600 FIFTH AVENUE, NEW YORK, NY 10020
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

FRED ALGER & COMPANY, INCORPORATED
111 FIFTH AVENUE, NEW YORK, NY 10003

FREDERICK & COMPANY, INC.
WHITE MANOR, 1234 E. JUNEAU AVENUE, MILWAUKEE, WI 53202

FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEDOM INVESTMENTS, INC.
375 RARITAN CENTER PARKWAY, EDISON, NJ 08837

FREEDOM INVESTORS CORP.
333 BISHOPS WAY, STE 122, BROOKFIELD, WI 53005

FREEMAN & CO. SECURITIES LLC
645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

FREESTONE SECURITIES, LLC
1918 EIGHTH AVENUE, SUITE 3400, SEATTLE, WA 98101

FREIMARK BLAIR & COMPANY, INC.
48 S.FRANKLIN TURNPIKE, RAMSEY, NJ 07446
Mailing Address: ONE RICE BLUFF ROAD, PAWLEY’S ISLAND, SC 29585

FREMONT CAPITAL, INC.
199 FREMONT STREET, SAN FRANCISCO, CA 94105-1895

FRIEDMAN, LUZZATTO & CO.
14755 PRESTON RD. STE 510, DALLAS, TX 75254
Mailing Address: 14755 PRESTON RD. STE 510, DALLAS, TX 75254

FRONTEGRA STRATEGIES, LLC
400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062

FRONTIER SOLUTIONS, LLC
1230 PEACHTREE STREET NE, SUITE 1750, ATLANTA, GA 30309

FROST BROKERAGE SERVICES, INC.
100 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

FROST SECURITIES, INC.
2727 N. HARWOOD STE. 1000, DALLAS, TX 75201-1515

FRS SECURITIES, LLC
1110 BONIFANT STREET, SUITE 301, SILVER SPRING, MD 20910

FS2 CAPITAL PARTNERS, LLC
801 NORTH ORANGE AVENUE, SUITE 815, ORLANDO, FL 32801

FSB WARNER FINANCIAL, INC.
1001 PEOPLES SQUARE, WATERLOO, IA 50702

FSC SECURITIES CORPORATION
2300 WINDY RIDGE PKWY, SUITE 1100, ATLANTA, GA 30339

FSIC
701 – FIFTH AVENUE, SUITE 6870, SEATTLE, WA 98104

FSP INVESTMENTS LLC
401 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880

FT GLOBAL CAPITAL, INC.
1200 ABERNATHY ROAD, BLDG 600, SUITE 1700, ATLANTA, GA 30328

FTAM FUNDS DISTRIBUTOR, INC.
1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

FTI CAPITAL ADVISORS, LLC
1101 K STREET NW, 10TH FLOOR, WASHINGTON, DC 20005
Mailing Address: 1101 K STREET NW, SUITE B100, WASHINGTON, DC 20005

FTN FINANCIAL SECURITIES CORP
845 CROSSOVER LANE STE 150, MEMPHIS, TN 38117
Mailing Address: 845 CROSSOVER LANE, SUITE 150, MEMPHIS, TN 38117

FTP SECURITIES LLC
601 CALIFORNIA STREET, 22ND FLOOR, SAN FRANCISCO, CA 94108

FUBON SECURITIES USA, LLC
3452 EAST FOOTHILL BLVD, SUITE 100, PASADENA, CA 91107

FULCRUM SECURITIES, INC.
555 MARYVILLE UNIVERSITY DRIVE, SUITE 250, SAINT LOUIS, MO 63141

FUND INVESTORS, INC.
636 SCALP AVENUE, JOHNSTOWN, PA 15904
Mailing Address: 636 SCALP AVENUE, JOHNSTON, PA 15904

FUND SERVICES ADVISORS, INC. (FSA)
777 S. FIGUEROA STREET, 8TH FLOOR, LOS ANGELES, CA 90017
Mailing Address: 777 S. FIGUEROA STREET, SUITE 3200, LOS ANGELES, CA 90017

FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FURTHER LANE SECURITIES, L.P.
250 EAST 54TH STREET, PENTHOUSE 1, NEW YORK, NY 10022

FUSAP SECURITIES LLC
630 FIFTH AVENUE, SUITE 1401, NEW YORK, NY 10111

FUSION ANALYTICS SECURITIES LLC
535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

FUTURES INVESTMENT COMPANY
5914 NORTH 300 WEST, FREMONT, IN 46737
Mailing Address: 5914 N. 300 WEST, FREMONT, IN 46737

FUTURITY FIRST INVESTMENT SERVICES INC.
500 ENTERPRISE DR.,SUITE 4C, ROCKY HILL, CT 06067

G

G & W EQUITY SALES, INC.
201 W. 103RD STREET, SUITE 505, INDIANAPOLIS, IN 46290-1137
Mailing Address: P.O. BOX 40948, INDIANAPOLIS, IN 46240-0948

G – W BROKERAGE GROUP, INC.
215 WARREN STREET, BEVERLY, NJ 08010

G EQUITY INVESTMENT GROUP LTD.
527 S. WELLS ST., SUITE 700, CHICAGO, IL 60607

G&L PARTNERS, INC.
20 WEST STREET, APT. 5F, NEW YORK, NY 10006

G-TRADE SERVICES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

G. A. REPPLE & COMPANY
101 NORMANDY RD, CASSELBERRY, FL 32707

G. SELECT SECURITIES, LLC
2005 10TH STREET, SUITE D, BOULDER, CO 80302

G. W. & WADE ASSET MANAGEMENT COMPANY, INC.
93 WORCESTER STREET, WELLESLEY, MA 02481

G.C. ANDERSEN PARTNERS CAPITAL, LLC
430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019

G.F. INVESTMENT SERVICES, LLC
2080 RINGLING BOULEVARD, 3RD FLOOR, SARASOTA, FL 34237

G.L.S. & ASSOCIATES, INC.
200 CLINTON AVE SUITE 707, HUNTSVILLE, AL 35801

G.W. SHERWOLD ASSOCIATES, INC
22994 EL TORO ROAD, LAKE FOREST, CA 92630

G.X. CLARKE & CO.
10 EXCHANGE PLACE – SUITE 1005, JERSEY CITY, NJ 07302
Mailing Address: 10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

G2 SECURITIES, LLC
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

GA FINANCIAL, INC.
41 SOUTH HIGH STREET, SUITE 3400, COLUMBUS, OH 43215-3437

GABELLI & COMPANY, INC.
ONE CORPORATE CENTER, RYE, NY 10580-1435

GAGE-WILEY & CO., INC.
30 PLEASANT ST., NORTHAMPTON, MA 01060
Mailing Address: P.O. BOX 1028, NORTHAMPTON, MA 01061-1028

GAGNON SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

GAIN SECURITIES
27600 CHAGRIN BLVD., BEACHWOOD, OH 44122-3203

GAINES FINANCIAL CORPORATION
1919 NORTH BELT EAST STE 100, BELLEVILLE, IL 62221
Mailing Address: 1919 NORTH BELT EAST, BELLEVILLE, IL 62221

GALEN CORPORATION SECURITIES, INC
4000 LEGATO ROAD, SUITE 830, FAIRFAX, VA 22033

GALILEO GLOBAL SECURITIES, LLC
TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020

GALLATIN CAPITAL LLC
444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

GALT FINANCIAL GROUP, INC.
2815 TOWNSGATE RD., SUITE 100, WEST LAKE VILLAGE, CA 91361
Mailing Address: 2815 TOWNSGATE RD., SUITE 100, WESTLAKE VILLAGE, CA 91361

GALWAY CAPITAL, L.P.
3050 POST OAK BLVD., SUITE 1300, HOUSTON, TX 77056

GAM SERVICES, INC.
ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

GAMA GLOBAL INVESTMENTS, LLC
ONE MARKET STREET, SPEAR TOWER. 36TH FLOOR, SAN FRANCISCO, CA 94105

GAR WOOD SECURITIES, LLC
440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605

GARDEN STATE SECURITIES, INC.
1540 HIGHWAY 138, SUITE 303, WALL, NJ 07719
Mailing Address: 1540 HIGHWAY 138, WALL, NJ 07719

GARDNER FINANCIAL SERVICES, INC.
8421 WAYZATA BOULEVARD, SUITE 350, MINNEAPOLIS, MN 55426

GARDNER RICH, L.L.C.
401 S. FINANCIAL PLACE, CHICAGO, IL 60605

GARDNYR MICHAEL CAPITAL, INC.
2281 LEE ROAD, SUITE 105, WINTER PARK, FL 32789

GARP RESEARCH & SECURITIES COMPANY
2800 QUARRY LAKE DRIVE, SUITE 140, BALTIMORE, MD 21209

GARRETT NAGLE & CO., INC.
300 UNICORN PARK DRIVE, WOBURN, MA 01801

GARRY PIERCE FINANCIAL SERVICES,LLP
1929 N. WASHINGTON ST., BISMARCK, ND 58501
Mailing Address: P. O. BOX 7203, BISMARCK, ND 58507-7203

GARTMORE DISTRIBUTION SERVICES, INC.
GARTMORE HOUSE, 8 FENCHURCH PLACE, LONDON, EC3M 4PB UNITED KINGDOM
Mailing Address: ASCENDANT COMPLIANCE MANAGEMENT, INC., BOX 402, 16 CONKLIN STREET, SALISBURY, CT 06068

GARY GOLDBERG & CO., INC.
MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901

GARY HOCH AGENCY, INC.
2645 ELMWOOD AVE., BUFFALO, NY 14217

GATE US LLC
5 PENN PLAZA, 19 TH FLOOR, NEW YORK, NY 10001
Mailing Address: 5 PENN PLAZA, NEW YORK, NY 10001

GATES CAPITAL CORPORATION
100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516

GATEWAY FINANCIAL AGENCY CORPORATION
HC 79, BOX 640, OXFORD, AR 72565-9500

GB INVESTMENT SECURITIES, INC.
3250 WILSHIRE BLVD, SUITE 1404, LOS ANGELES, CA 90010

GBM INTERNATIONAL, INC.
2700 POST OAK BLVD., SUITE 1110, HOUSTON, TX 77056

GBS FINANCIAL CORP.
558 B STREET, SANTA ROSA, CA 95401-5274

GBS RETIREMENT SERVICES, INC.
TWO PIERCE PLACE, 21ST FLOOR, ITASCA, IL 60143

GCA SAVVIAN ADVISORS, LLC
150 CALIFORNIA STREET, 23RD FLOOR, SAN FRANCISCO, CA 94111

GCMI SECURITIES CORP.
19200 VON KARMAN AVENUE, SUITE 525, IRVINE, CA 92612

GCP SECURITIES, INC.
363 N. SAM HOUSTON PARKWAY #550, HOUSTON, TX 77060-2405
Mailing Address: 363 N. SAM HOUSTON PARKWAY E., SUITE 550, HOUSTON, TX 77060-2405

GDC SECURITIES, LLC
929 KINGS HIGHWAY EAST, FAIRFIELD, CT 06432

GE CAPITAL MARKETS, INC.
201 MERRITT 7, 3RD FLOOR, NORWALK, CT 06851

GE INVESTMENT DISTRIBUTORS, INC
3001 SUMMER STREET, STAMFORD, CT 06904-7900
Mailing Address: 3001 SUMMER STREET, P.O. BOX 7900, STAMFORD, CT 06904-7900

GEARY SECURITIES, INC.
211 NORTH ROBINSON STREET SUITE 200, OKLAHOMA CITY, OK 73102-7101

GEI BROKERAGE, INC.
ONE IBM PLAZA, 330 N. WABASH-STE. 2600, CHICAGO, IL 60611-3608

GELBAND & CO., INC.
750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

GELBER SECURITIES, LLC
141 W. JACKSON BLVD. SUITE 2100A, CHICAGO, IL 60604

GEMINI CAPITAL L.L.C.
111 WEST JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604

GEMSTONE SECURITIES LLC
19321 US HIGHWAY 19 NORTH, BUILDING C, SUITE 412, CLEARWATER, FL 33764

GENEOS WEALTH MANAGEMENT, INC.
9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112

GENERAL SECURITIES CORP
422 E. ARMOUR ROAD, NORTH KANSAS CITY, MO 64116

GENERATIONAL CAPITAL MARKETS INC.
14241 DALLAS PARKWAY, SUITE 610, DALLAS, TX 75254

GENESIS CAPITAL, LLC
3414 PEACHTREE ROAD, NE, SUITE 700, ATLANTA, GA 30326

GENESIS SECURITIES, LLC
50 BROAD ST., NEW YORK, NY 10004
Mailing Address: 50 BROAD ST., SUITE 288, NEW YORK, NY 10004

GENEVE INTERNATIONAL CORPORATION
28712 MIRA VISTA, LAGUNA NIGUEL, CA 92677

GENUITY CAPITAL MARKETS USA CORP.
40 KING STREET WEST, SUITE 4900, TORONTO, ONTARIO, M5H 3Y2 CANADA

GENWORTH FINANCIAL SECURITIES CORPORATION
200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

GEOFFREY RICHARDS SECURITIES CORP.
7570 S. FEDERAL HWY, SUITE 7, HYPOLUXO, FL 33462

GEORGE K. BAUM & COMPANY
4801 MAIN STREET, SUITE 500, KANSAS CITY, MO 64112

GEORGE MCKELVEY CO., INC.
529 WASHINGTON BLVD, SEA GIRT, NJ 08750-2904
Mailing Address: P.O. BOX 375, SEA GIRT, NJ 08750-2904

GEORGESON SECURITIES CORPORATION
199 WATER STREET 26TH FLOOR, NEW YORK, NY 10038
Mailing Address: 2 NORTH LASALLE STREET, MEZZANINE, CHICAGO, IL 60602

GERARD ASSET MANAGEMENT, LTD.
N87 W16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051
Mailing Address: N87 W 16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051

GERBRO SECURITIES, INC.
427 BEDFORD ROAD SUITE 270, PLEASANTVILLE, NY 10570

GERSON, HOROWITZ, GREEN SECURITIES CORP.
250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

GERWIN GROUP, INC.
1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362
Mailing Address: 1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362

GETCO EXECUTION SERVICES LLC.
141 WEST JACKSON BLVD., STE 210, CHICAGO, IL 60604

GETCO SECURITIES, LLC
141 WEST JACKSON BLVD., STE. 210, CHICAGO, IL 60604

GFA SECURITIES, LLC
100 WILLIAM ST., SUITE 1825, NEW YORK, NY 10038
Mailing Address: 100 WILLIAM ST. SUITE 1825, NEW YORK, NY 10038

GFG SECURITIES, LLC
701 BRICKELL AVENUE, SUITE 1730, MIAMI, FL 33131

GFI SECURITIES LLC
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

GH HASTINGS ASSOCIATES LLC
171 LILY LANE, GREENBANK, WA 98253

GILBERT, DONIGER & CO., INC.
825 THIRD AVENUE, NEW YORK, NY 10022

GILDER GAGNON HOWE & CO. LLC
3 COLUMBUS CIRCLE, NEW YORK, NY 10019

GILFORD SECURITIES INCORPORATED
777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017

GILL AND ROESER HOLDINGS, INC.
535 FIFTH AVENUE, 35TH FLOOR, NEW YORK, NY 10017

GILL CAPITAL PARTNERS
600 S. CHERRY ST., SUITE 800, DENVER, CO 80246-1710

GILT-EDGED EQUITIES, LLC
60 BROAD STREET, 38TH FL., NEW YORK, NY 10004

GIRARD CAPITAL, LLC
555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406

GIRARD PARTNERS LTD.
555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406

GIRARD SECURITIES, INC.
9560 WAPLES STREET, SUITE B, SAN DIEGO, CA 92121

GIT INVESTMENT SERVICES, INC.
1700 NORTH MOORE STREET, SUITE M1E, ARLINGTON, VA 22209-1903

GLADOWSKY CAPITAL MANAGEMENT CORP.
18 MANOR ROAD, SMITHTOWN, NY 11787

GLADSTONE SECURITIES, LLC
22 OAK DRIVE, GREENWICH, CT 06878

GLAUCON CAPITAL PARTNERS, L.L.C.
21 CARLTON DRIVE, MOUNT KISCO, NY 10549

GLEACHER PARTNERS LLC
660 MADISON AVE, 19TH FLOOR, NEW YORK, NY 10065

GLEN EAGLE ADVISORS LLC
200 AMERICAN METRO BOULEVARD, SUITE 114, HAMILTON, NJ 08619

GLENDALE SECURITIES, INC.
15233 VENTURA BLVD., SUITE 712, SHERMAN OAKS, CA 91403

GLENWOOD SECURITIES, INC.
11 WALL STREET, EBR 260, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET-34TH FL, NEW YORK, NY 10005

GLICKENHAUS & CO.
546 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10036-5000

GLOBAL ARENA CAPITAL CORP
708 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

GLOBAL BROKERAGE SERVICES, INC.
11350 MCCORMICK RD., EP III SUITE 901, HUNT VALLEY, MD 21031

GLOBAL CREDIT PARTNERS, LLC
10 MOUNTAINVIEW RD., SUITE 115, UPPER SADDLE RIVER, NJ 07458

GLOBAL DIRECT EQUITIES, LLC
C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 185 GREAT NECK ROAD, SUITE 300, GREAT NECK, NY 11021
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 65 BROADWAY 18TH FLOOR, NEW YORK, NY 10006

GLOBAL EQUITY HOLDINGS, LLC
20 HILL AND DALE ROAD, LEBANON, NJ 08833

GLOBAL FINANCIAL SERVICES, L.L.C.
1330 POST OAK BLVD., STE 2100, HOUSTON, TX 77056-3019
Mailing Address: 1330 POST OAK BLVD, STE 2100, HOUSTON, TX 77056-3019

GLOBAL HUNTER SECURITIES, LLC
400 POYDRAS STREET, SUITE 1510, NEW ORLEANS, LA 70130

GLOBAL INVESTOR SERVICES, L.C.
777 BRICKELL AVE. — SUITE 1010, MIAMI, FL 33131

GLOBAL LEISURE PARTNERS, LLC
17/18 OLD BOND STREET, LONDON, W1S 4PT ENGLAND

GLOBAL MARKETS, LLC
2700 QUEBEC STREET NW, WASHINGTON, DC 20008-1223

GLOBAL RESOURCE INVESTMENTS, LTD.
7770 EL CAMINO REAL, CARLSBAD, CA 92009-8506

GLOBAL STRATEGIC INVESTMENTS, LLC
701 BRICKELL AVENUE, SUITE 1420, MIAMI, FL 33131

GLOBAL TRADING GROUP, INC.
195 HAZELWOOD DRIVE, WESTBURY, NY 11590

GLOBAL TRANSITION SOLUTIONS, INC.
4700 N PROSPECT RD, SUITE 6, PEORIA HEIGHTS, IL 61616

GLOBAL UNITED SECURITIES LTD.
118 BAXTER STREET, ROOM 505, NEW YORK, NY 10013

GLOBAL WINE PARTNERS (U.S.) LLC
899 ADAMS STREET, SUITE F, ST. HELENA, CA 94574

GLOBAL-AMERICAN INVESTMENTS, INC.
20277 VALLEY BLVD, STE A, WALNUT, CA 91789

GLOBALINK SECURITIES, INC.
1045 WEST HUNTINGTON DR., SUITE 201, ARCADIA, CA 91007

GLOBEOP MARKETS LIMITED
ONE SOUTH ROAD, HARRISON, NY 10528

GLOVER CAPITAL, INC.
506 INTERNATIONAL TOWER, 229 PEACHTREE ST N.E., ATLANTA, GA 30303
Mailing Address: 506 INTERNATIONAL TOWER, 229 PEACHTREE ST NE, ATLANTA, GA 30303

GLP INVESTMENT SERVICES, LLC
37000 TWELVE MILE ROAD, SUITE 101, FARMINGTON HILLS, MI 48331

GMAC SECURITIES LLC
300 GALLERIA OFFICENTRE, SUITE 200, MAIL CODE 480-300-226, SOUTHFIELD, MI 48034
Mailing Address: P.O. BOX 5074, MAIL CODE 480-300-226, SOUTHFIELD, MI 48086

GNV ADVISORS, LLC
181 W. MADISON STREET, SUITE 3575, CHICAGO, IL 60602

GOELZER INVESTMENT MANAGEMENT
111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204
Mailing Address: 111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204

GOLD BRIDGE CAPITAL, LLC
ONE MARKET STREET, STEUART STREET TOWER, SUITE 2550, SAN FRANCISCO, CA 94105

GOLD COAST SECURITIES, INC.
275 E. HILLCREST DRIVE-SUITE 225, THOUSAND OAKS, CA 91360-8241

GOLDEN BENEFICIAL SECURITIES CORPORATION
5850 SAN FELIPE, SUITE 111, HOUSTON, TX 77057
Mailing Address: 5850 SAN FELIPE, SUITE111, HOUSTON, TX 77057

GOLDEN STREAM SECURITIES, INC.
9494 SOUTHWEST FREEWAY #360, HOUSTON, TX 77074
Mailing Address: 9494 SOUTHWEST FREEWAY #360, HOUSTON, TX 77074

GOLDK INVESTMENT SERVICES, INC
175 FEDERAL STREET, 6TH FLOOR, BOSTON, MA 02110

GOLDMAN CAPITAL MANAGEMENT, INC.
767 THIRD AVE. 25TH FL, NEW YORK, NY 10017
Mailing Address: 767 THIRD AVE. 25TH FL, NEW YORK, NY 10017

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
30 HUDSON STREET, JERSEY CITY, NJ 07302-4699
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GOLDMAN SACHS JBWERE INC.
200 WEST STREET, 4TH FLOOR, NEW YORK, NY 10282-2198

GOLDMAN, LASS SECURITIES
20 S BROADWAY RM 907, YONKERS, NY 10701

GOLDMAN, SACHS & CO.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GOLF HOST SECURITIES, INC.
36750 US HWY 19 N., PALM HARBOR, FL 34684

GONOW SECURITIES, INC.
3580 WILSHIRE BOULEVARD, 17TH FLOOR, LOS ANGELES, CA 90010

GOODBODY SECURITIES INC
405 PARK AVENUE, NEW YORK, NY 10022

GOODWIN BROWNING & LUNA SECURITIES, INC.
7801 ACADEMY NE BLDG. 2 STE. 101, ALBUQUERQUE, NM 87109

GOOGINS & ANTON, INC.
6417 UNIVERSITY AVE, MIDDLETON, WI 53562-3417

GORDIAN GROUP, LLC
950 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

GORDIAN KNOT INC.
410 PARK AVENUE – 7TH FLOOR, NEW YORK, NY 10022

GORDON & CO.
63 PLEASANT STREET, SUITE 200, WATERTOWN, MA 02472

GORDON, HASKETT & CO.
71 ARCH STREET, GREENWICH, CT 06830

GORDON, HASKETT CAPITAL CORPORATION
441 LEXINGTON AVENUE 10TH FL., NEW YORK, NY 10017

GOTTBETTER CAPITAL MARKETS, LLC
488 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022
Mailing Address: 488 MADISON AVENUE, 12 FLOOR, NEW YORK, NY 10022

GOULD CAPITAL, LLC
5245 CATTERTON ROAD, FREE UNION, VA 22940

GOULD, AMBROSON & ASSOCIATES LTD.
600 OLD COUNTRY ROAD, SUITE 337, GARDEN CITY, NY 11530

GOVDESK, LLC
999 N. SEPULVEDA BLVD, SUITE # 550, EL SEGUNDO, CA 90245
Mailing Address: 999 N. SEPULVEDA BLVD, SUITE 550, EL SEGUNDO, CA 90245

GOVERNMENT CAPITAL SECURITIES CORPORATION
345 MIRON DR, SOUTHLAKE, TX 76092
Mailing Address: 345 MIRON DR., SOUTHLAKE, TX 76092

GOVERNMENT PERSPECTIVES, LLC
20 TOLAN WAY, LAFAYETTE, CA 94549
Mailing Address: 20 TOLAN WAY, LAFAYETTE, CA 94549

GP BULLHOUND, INC.
ONE MARITIME PLAZA, SUITE 1620, SAN FRANCISCO, CA 94111

GPC SECURITIES, INC.
715 PEACHTREE STREET NE, 10TH FL, GA2-002-10-43, ATLANTA, GA 30308
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

GRACE FINANCIAL GROUP LLC
25 HAMPTON ROAD, SOUTHHAMPTON, NY 11968

GRADIENT SECURITIES, LLC
4570 CHURCHILL STREET SUITE 110, SHOREVIEW, MN 55126

GRAIL SECURITIES, LLC
767 3RD AVE, 21ST FLOOR, NEW YORK CITY, NY 10017

GRAMERCY FINANCIAL SERVICES LLC
20 DAYTON AVENUE, GREENWICH, CT 06830
Mailing Address: 20 DAYTON AVENUE, GREENWICH, CT 06830

GRAMERCY SECURITIES, INC.
3949 OLD POST ROAD, CHARLESTON, RI 02813
Mailing Address: P.O. BOX 1059, CHARLESTOWN, RI 02813

GRAND AVENUE CAPITAL PARTNERS, LLC
600 S. LAKE AVENUE, SUITE 507, PASADENA, CA 91106

GRAND CAPITAL CORP.
115 WEST 45TH STREET, SUITE 602, NEW YORK, NY 10036

GRAND DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

GRAND FINANCIAL, INC.
15303 DALLAS PARKWAY STE. 1010, ADDISON, TX 75001

GRANDFUND INVESTMENT GROUP, LLC
26 SANFORD LANE, LAFAYETTE, CA 94549

GRANDVIEW CAPITAL, INC.
300 S PINE ISLAND RD, SUITE 305, FORT LAUDERDALE, FL 33324

GRANDWOOD SECURITIES LLC
15 WEST 26TH STREET, 9TH FLOOR, NEW YORK, NY 10010

GRANITE FINANCIAL GROUP, LLC
447 PALMITAS STREET, SOLANA BEACH, CA 92075
Mailing Address: PO BOX 19876, SAN DIEGO, CA 92159

GRANT STREET SECURITIES, INC.
ALLEGHENY BUILDING, 429 FORBES AVE. – SUITE 1800, PITTSBURGH, PA 15219-1604

GRANT THORNTON CORPORATE FINANCE, LLC
226 CAUSEWAY STREET, BOSTON, MA 02114

GRANT WILLIAMS L.P.
1650 MARKET STREET, 53RD FLOOR, PHILADELPHIA, PA 19103

GRAYBILL INVESTMENTS
22151 VENTURA BOULEVARD, SUITE 203, WOODLAND HILLS, CA 91364-1649
Mailing Address: 22151 VENTURA BLVD., SUITE 203, WOODLAND HILLS, CA 91364

GRB FINANCIAL LLC
1415 W. RANDOL MILL, ARLINGTON, TX 76012

GREAT AMERICAN ADVISORS, INC.
525 VINE STREET, 7TH FLOOR, CINCINNATI, OH 45202
Mailing Address: P.O. BOX 357, CINCINNATI, OH 45201-0357

GREAT AMERICAN INVESTORS, INC.
6025 METCALF LANE, OVERLAND PARK, KS 66202

GREAT CIRCLE FINANCIAL
675 SIERRA ROSE DRIVE, RENO, NV 89511
Mailing Address: P.O. BOX 18200, RENO, NV 89511

GREAT NATION INVESTMENT CORPORATION
5408-A BELL STREET, AMARILLO, TX 79109
Mailing Address: P.O. BOX 7566, AMARILLO, TX 79114-7566

GREAT PACIFIC SECURITIES
151 KALMUS DRIVE, BUILDING H8, COSTA MESA, CA 92626

GREAT POINT CAPITAL LLC
175 W. JACKSON, SUITE 1450, CHICAGO, IL 60604-2710

GREEN MANNING & BUNCH, LTD.
1515 WYNKOOP ST, SUITE 800, DENVER, CO 80202

GREEN STREET ADVISORS, INC.
660 NEWPORT CENTER DRIVE, SUITE 800, NEWPORT BEACH, CA 92660

GREENBERG FINANCIAL GROUP
4511 N CAMPBELL AVE, TUCSON, AZ 85718
Mailing Address: 4511 N CAMBELL AVE, TUCSON, AZ 85718

GREENBRIER DIVERSIFIED, INC.
8530 WILSHIRE BOULEVARD, SUITE 200, BEVERLY HILLS, CA 90211-3113

GREENCOAST CAPITAL PARTNERS LLC
15263 MULHOLLAND DRIVE, LOS ANGELES, CA 90077

GREENE HOLCOMB & FISHER LLC
90 S. SEVENTH ST, SUITE 5400, MINNEAPOLIS, MN 55402
Mailing Address: SUITE 5400, 90 S. 7TH STREET, MINNEAPOLIS, MN 55402

GREENHILL & CO., LLC
300 PARK AVENUE, NEW YORK, NY 10022

GREENMAN PARKER CONNALLY GREENMAN INCORPORATED
2800 S HULEN SUITE 201, FT. WORTH, TX 76109

GREENMOOR FINANCIAL GROUP, LLC
200 S. WACKER, 19TH FLOOR, CHICAGO, IL 60606

GREENTECH CAPITAL ADVISORS SECURITIES, LLC
780 THIRD AVENUE, 27TH FLOOR, NEW YORK, NY 10017

GREENTREE BROKERAGE SERVICES, INC.
1700 MARKET STREET, SUITE 1420, PHILADELPHIA, PA 19103
Mailing Address: 1700 MARKET ST., SUITE 1420, PHILADELPHIA, PA 19103

GREENTREE INVESTMENT SERVICES, INC.
600 WASHINGTON AVENUE, SUITE 200, BRIDGEVILLE, PA 15017-0088
Mailing Address: P.O. BOX 88, BRIDGEVILLE, PA 15017-0088

GREENWICH FINANCIAL SERVICES, L.L.C.
599 WEST PUTNAM AVENUE, GREENWICH, CT 06830

GREENWICH PRIME TRADING GROUP, LLC
100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT 06902

GREGORY J. SCHWARTZ & CO., INC.
3707 WEST MAPLE ROAD, BLOOMFIELD HILLS, MI 48301-3212

GREGORY, ZENT & SWANSON INC.
4011 W. JEFFERSON BLVD. – SUITE 225, FORT WAYNE, IN 46804
Mailing Address: 4011 W. JEFFERSON BLVD., SUITE 225, FORT WAYNE, IN 46804

GREIF & CO.
633 WEST FIFTH STREET, 65TH FLOOR, LOS ANGELES, CA 90071-2005

GREMO INVESTMENTS, INC.
2724 PLANTE ROAD, NORTH AURORA, IL 60542

GRENEL & CO., LLC
31-33 CRESTWOOD DRIVE, WEST ORANGE, NJ 07052
Mailing Address: 31-33 CRESTWOOD DRIVE, WEST ORANGE, NJ 07052

GREY BASSETT LLC
1455 EAST PUTNAM AVE., 2ND FL, GREENWICH, CT 06870

GREYWOLF EXECUTION PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL ST., – 34TH FLOOR, NEW YORK, NY 10005

GRF CAPITAL INVESTORS, INC.
6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020
Mailing Address: 6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020

GRIDLEY & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022

GRIFFIN CAPITAL SECURITIES, INC.
2121 ROSECRANS AVENUE, SUITE 3321, EL SEGUNDO, CA 90245
Mailing Address: 2121 ROSECRANS AVENUE, SUITE 3321, EL SEGUNDO, CA 90245

GRIFFIN FINANCIAL GROUP, LLC
607 WASHINGTON STREET, READING, PA 19603
Mailing Address: 607 WASHINGTON STREET, READING, PA 19603

GRIFFIN SECURITIES, INC.
17 STATE STREET, NEW YORK, NY 10004

GRIFFITHS MCBURNEY CORP.
145 KING STREET W, SUITE 300, TORONTO, M5H 1J8 CANADA
Mailing Address: 145 KING STREET W-SUITE 300, SUITE 300, TORONTO, M5H 1J8 CANADA

GRIGSBY & ASSOCIATES, INC.
311 CALIFORNIA STREET #3, SUITE 320, SAN FRANCISCO, CA 94104-2605
Mailing Address: 311 CALIFORNIA STREET, SUITE 320, SAN FRANCISCO, CA 94104-2605

GRODSKY ASSOCIATES, INC.
76 SOUTH ORANGE AVENUE, SOUTH ORANGE, NJ 07079-1923

GROSVENOR SECURITIES LLC
900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL 60611-6541

GROTON SECURITIES LLC
640 FIFTH AVENUE, SUITE 1700, NEW YORK, NY 10019

GROUPARGENT SECURITIES, LLC
445 PARK AVE., 2ND FLOOR, NEW YORK, NY 10022

GROWTH CAPITAL SERVICES, INC.
582 MARKET STREET, SUITE 1503, SAN FRANCISCO, CA 94104

GROWTH VENTURE PARTNERS, INC.
10275 COLLINS AVENUE, SUITE 518, SUITE 518, BAL HARBOUR, FL 33154

GROWTHPOINT TECHNOLOGY PARTNERS, LLC
835 PAGE MILL ROAD, PALO ALTO, CA 94304

GRUBB & ELLIS SECURITIES, INC.
1551 N. TUSTIN AVENUE, SUITE 300, SANTA ANA, CA 92705

GRUPPO, LEVEY & CO.
122 EAST 42ND STREET, 46TH FLOOR, NEW YORK, NY 10168

GRW CAPITAL CORPORATION
1010 VERMONT AVE NW, STE #710, WASHINGTON, DC 20005

GS CAPITAL MANAGEMENT, LLC
1100 PEACHTREE ST. NE, SUITE 1480, ATLANTA, GA 30309

GSF CAPITAL MARKETS, LLC
200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810
Mailing Address: 200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810

GSH ADVISORY SERVICES, INC.
5 REVERE DRIVE, SUITE 200, NORTHBROOK, IL 60062-8000

GSP SECURITIES LLC
6 EAST 43RD STREET, NEW YORK, NY 10017

GT SECURITIES, INC.
6033 W. CENTURY BLVD., SUITE 150, LOS ANGELES, CA 90045

GTO GROUP, LLC
56 SOUTH SUNNYCREST DRIVE, LITTLE SILVER, NJ 07739

GUARANTY BROKERAGE SERVICES, INC.
400 FIRST ST. S., SUITE 300, ST. CLOUD, MN 56301
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302

GUARDIAN DIRECT ENERGY PROGRAMS, INC.
120 S. VILLAGECENTER DR., SOUTHLAKE, TX 76092
Mailing Address: 100 S. VILLAGECENTER DR., SOUTHLAKE, TX 76902

GUARDIAN INVESTOR SERVICES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004
Mailing Address: 81 HIGHLAND AVE., BETHLEHEM, PA 18017

GUGGENHEIM INVESTOR SERVICES, LLC
135 EAST 57TH ST, 15TH FLOOR, NEW YORK, NY 10022

GUGGENHEIM LIQUIDITY SERVICES, LLC
280 PARK AVENUE, 31ST FLOOR, WEST BUILDING, NEW YORK, NY 10017-1216

GUGGENHEIM SECURITIES, LLC
135 EAST 57TH STREET, 7TH FLOOR, NEW YORK, NY 10022

GUIDANCE SECURITIES, LLC
11109 SUNSET HILLS ROAD, RESTON, VA 20190

GUIDESTONE FINANCIAL SERVICES
2401 CEDAR SPRINGS ROAD, DALLAS, TX 75201-1498

GULFSTAR GROUP I, LTD.
700 LOUISIANA STREET STE 3800, HOUSTON, TX 77002
Mailing Address: 700 LOUISIANA ST STE 3800, HOUSTON, TX 77002

GUNN & COMPANY INCORPORATED
711 NAVARRO, SUITE 406, SAN ANTONIO, TX 78205

GURUN INVESTMENT ADVISORS, INC.
4925 GREENVILLE AVE, SUITE 1102, DALLAS, TX 75206-4026

GUZMAN & COMPANY
101 ARAGON AVENUE, CORAL GABLES, FL 33134-5426

GVC CAPITAL LLC
5350 SO. ROSLYN ST., SUITE 400, GREENWOOD VILLAGE, CO 80111-2124

GWFS EQUITIES, INC.
8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8525 EAST ORCHARD ROAD, 2T3, GREENWOOD VILLAGE, CO 80111-5002

GWM GROUP, INC.
410 PARK AVENUE, SUITE 410, NEW YORK, NY 10022

GWN SECURITIES INC.
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

GYRE SECURITIES, LLC
370 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10017

H

H & L EQUITIES, LLC
1175 PEACHTREE ST., N.E., SUITE 2120, ATLANTA, GA 30361-6206

H. BECK, INC.
11140 ROCKVILLE PIKE, SUITE 400, ROCKVILLE, MD 20852
Mailing Address: 11140 ROCKVILLE PIKE-400, ROCKVILLE, MD 20852

H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

H. KAWANO & CO., INC.
1149 BETHEL STREET #503, HONOLULU, HI 96813-2212
Mailing Address: P.O. BOX 4406, HONOLULU, HI 96812-4406

H. RIVKIN & CO., INC.
12 WEST DELAWARE AVENUE, PENNINGTON, NJ 08534

H. ROARK & ASSOCIATES, INC.
10775 DOUBLE R BLVD, RENO, NV 89521
Mailing Address: 7445 BRYAN CANYON ROAD, CARSON CITY, NV 89704

H.C. WAINWRIGHT & CO., INC.
52 VANDERBILT AVENUE 12TH FLOOR, NEW YORK, NY 10017

H.D. BRENT & COMPANY, INC.
208 SOUTH LASALLE, SUITE #1350, CHICAGO, IL 60604

H.D. VEST INVESTMENT SERVICES
6333 NORTH STATE HIGHWAY 161, 4TH FLOOR, IRVING, TX 75038-2200

HA&W STRATEGIC PARTNERS, LLC
FIVE CONCOURSE PARKWAY, SUITE 600, ATLANTA, GA 30328

HAAS FINANCIAL PRODUCTS, INC.
29600 NORTHWESTERN HWY-STE. 114, SOUTHFIELD, MI 48034
Mailing Address: 29600 NORTHWESTERN HWY-STE 114, SOUTHFIELD, MI 48034

HABERMAN BROS.
900 THIRD AVE., 2ND FLOOR, NEW YORK, NY 10022

HADLEY PARTNERS, INCORPORATED
2301 ROSECRANS AVENUE, SUITE 4160, EL SEGUNDO, CA 90245

HAGEN SECURITIES, INC.
2112 CENTURY PARK LANE, #415, LOS ANGELES, CA 90067

HAHN SECURITIES, INC.
201 HILLSBORO AVENUE, 2ND FLOOR, EDWARDSVILLE, IL 62025
Mailing Address: P.O. BOX 630, 201 HILLSBORO AVE 2ND FLOOR, EDWARDSVILLE, IL 62025

HALBERT, HARGROVE & CO.
111 W. OCEAN BLVD., STE. 2300, LONG BEACH, CA 90801-9931
Mailing Address: P.O. BOX 1070, LONG BEACH, CA 90801-9931

HALCYON CAPITAL MARKETS LLC
11 FISH COVE ROAD, MEREDITH, NH 03253
Mailing Address: 11 FISH COVE ROAD, MEREDITH, NH 03253

HALES CAPITAL SECURITIES
250 PARK AVENUE, SUITE 2050, NEW YORK, NY 10177

HALEY SECURITIES, INC.
10703 J STREET, SUITE 102, OMAHA, NE 68127

HALL & ROMKEMA FINANCIAL SERVICES, LLC
3495 COOLIDGE, EAST LANSING, MI 48823

HALLMARK INVESTMENTS, INC.
420 LEXINGTON AVENUE, NEW YORK, NY 10170

HALPERN CAPITAL, INC.
20900 NE 30TH AVE., SUITE 200, AVENTURA, FL 33180

HALTER FINANCIAL SECURITIES, INC.
500 WEST PUTNAM AVE.1, SUITE 400, GREENWICH, CT 06830

HALYARD SECURITIES, LLC
375 PARK AVENUE SUITE 1604, NEW YORK, NY 10152

HAMERSLEY PARTNERS LLC
420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116

HAMILTON CAVANAUGH & ASSOCIATES, INC.
661 NORTH BROADWAY, WHITE PLAINS, NY 10603

HAMILTON CLARK SECURITIES COMPANY
1701 PENNSYLVANIA AVENUE NW, SUITE 300, WASHINGTON, DC 20006

HAMILTON EXECUTIONS L.L.C.
71 BROADWAY, STE 12 J, NEW YORK, NY 10006

HAMILTON MILLER INVESTMENTS, LLC
5350 S. ROSLYN ST. SUITE 350, GREENWOOD VILLAGE, CO 80111

HAMILTON, JOHNSTON & CO., INC.
600 COLLEGE ROAD EAST, PRINCETON, NJ 08540

HAMMERMAN & STRICKLAND SECURITIES, LLC
18544 DALE MABRY HWY N, LUTZ, FL 33548-7900

HAMPTON HEDGE FUND MARKETING, LLC
2605 GENEVA HILL COURT, OAKTON, VA 22124

HAMPTON SECURITIES (USA), INC.
141 ADELAIDE STREET WEST, SUITE 1800, TORONTO, ONTARIO, M5H 3L5 CANADA

HANCOCK FINANCIAL, INC.
1563 VIRGINIA WAY, LA JOLLA, CA 92037-3836

HANCOCK INVESTMENT SERVICES, INC.
2600 CITIPLACE DR., SUITE 100, BATON ROUGE, LA 70808

HANCOCK SECURITIES GROUP, LLC
383 MARSHALL AVENUE, ST. LOUIS, MO 63119

HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024

HANDELSBANKEN MARKETS SECURITIES, INC.
875 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022-4678

HANKERSON FINANCIAL, INC.
2929 NORTH 44TH STREET #200, PHOENIX, AZ 85018
Mailing Address: 2929 N. 44TH ST. STE. 200, PHOENIX, AZ 85018

HANMI ASSET SECURITIES,INC.
3600 WILSHIRE BLVD, SUITE 2226, LOS ANGELES, CA 90010

HANOVER CAPITAL SECURITIES INC.
200 METROPLEX DRIVE, SUITE 100, EDISON, NJ 08817

HANSON MCCLAIN
3620 FAIR OAKS BLVD #300, SACRAMENTO, CA 95864

HANSON-IMPERATORE SECURITIES, INC.
2 MORRISTOWN ROAD, BERNARDSVILLE, NJ 07924

HANTZ FINANCIAL SERVICES, INC.
24901 NORTHWESTERN HWY., SUITE 710, SOUTHFIELD, MI 48075
Mailing Address: 24901 NORTHWESTERN HWY., SUITE 710, SOUTHFIELD, MI 48075

HAPOALIM SECURITIES USA, INC.
ONE BATTERY PARK PLAZA – 2ND FLOOR, NEW YORK, NY 10004-1405

HARBOR FINANCIAL SERVICES, LLC
RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL 36602

HARBOR FUNDS DISTRIBUTORS, INC.
111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606

HARBOR INVESTMENT ADVISORY, LLC
100 LIGHT STREET, SUITE 1300, BALTIMORE, MD 21202

HARBOR LIGHT SECURITIES, LLC
1039 DEEP WOODS DRIVE, MARION, NC 28752

HARBOUR INVESTMENTS, INC.
575 D’ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719

HARDCASTLE TRADING USA L.L.C.
755 SECAUCUS ROAD, SUITE F1110, SECAUCUS, NJ 07094

HARDT GROUP INVESTOR SERVICES LLC
99 PARK AVENUE, SUITE 1550, NEW YORK, NY 10016
Mailing Address: 99 PARK AVENUE, SUITE 1550, NEW YORK, NY 10016

HARGER AND COMPANY, INC.
8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809

HAROLD C. BROWN & CO., LLC
ONE HSBC CENTER (SUITE 3800), BUFFALO, NY 14203-2898

HAROLD DANCE INVESTMENTS
360 NORTH MAIN, LOGAN, UT 84321

HARPETH SECURITIES, LLC
FIFTH THIRD CENTER, 424 CHURCH STREET – SUITE 2900, NASHVILLE, TN 37219-2334

HARRIS ASSOCIATES SECURITIES L.P.
TWO NORTH LASALLE STREET, SUITE 500, CHICAGO, IL 60602-3790

HARRIS CAPITAL CORP.
37 JEROME AVENUE, #5, BLOOMFIELD, CT 06002
Mailing Address: 37 JEROME AVENUE, BLOOMFIELD, CT 06002

HARRIS INVESTOR SERVICES, INC.
311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606
Mailing Address: 311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606

HARRIS WILLIAMS & CO.
1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219

HARRISON DOUGLAS, INC.
3025 SOUTH PARKER RD., 801, AURORA, CO 80014

HARTFIELD, TITUS & DONNELLY, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310

HARTFORD EQUITY SALES COMPANY INC.
200 HOPMEADOW ST, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06089

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC
200 HOPMEADOW STREET, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06016

HARTFORD LIFE DISTRIBUTORS, LLC
1500 LIBERTY RIDGE DRIVE, STE 100, WAYNE, PA 19087-5592

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.
200 HOPMEADOW STREET, SIMSBURY, CT 06089
Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06016

HARVEST CAPITAL LLC
530 SILAS DEANE HWY, SUITE 300, WETHERSFIELD, CT 06109

HARVEST FINANCIAL CORPORATION
1100 SMALLMAN STREET, PITTSBURGH, PA 15222

HARVESTONS SECURITIES, INC.
8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111

HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

HATTERAS CAPITAL
8540 COLONNADE CENTER DR, # 401, RALEIGH, NC 27615

HAVENWOOD CAPITAL MARKETS, LLC
909 RIDGEBROOK ROAD SUITE 104, SPARKS, MD 21152

HAVERFORD TRUST SECURITIES, INC.
THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087-4599

HAVKIT CORPORATION
64-31 ELLWELL CRESCENT, REGO PARK, NY 11374-5030

HAWTHORNE SECURITIES CORPORATION
500 FRANKLIN VILLAGE DRIVE, SUITE 208, FRANKLIN, MA 02038

HAYWOOD SECURITIES (USA) INC.
400 BURRARD STREET, SUITE 2000, VANCOUVER, BC, V6C 3A6 CANADA

HAZARD & SIEGEL, INC.
5790 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214

HAZLETT, BURT & WATSON, INC.
1300 CHAPLINE STREET, WHEELING, WV 26003

HBH ADVISORS, LLC
1415 W. 22ND STREET, SUITE 1250, OAK BROOK, IL 60523

HBK GLOBAL SECURITIES L.P.
2101 CEDAR SPRINGS ROAD, SUITE 700, DALLAS, TX 75201

HBK SORCE BROKERAGE LLC
7620 MARKET STREET, #202, BOARDMAN, OH 44512

HBW SECURITIES LLC
3355 COCHRAN STREET, SUITE 100, SIMI VALLEY, CA 93063

HEADWATERS BD, LLC
ONE TABOR CENTER-SUITE 900, 1200 SEVENTEENTH STREET, DENVER, CO 80202

HEALTHCARE COMMUNITY SECURITIES CORPORATION
ONE EMPIRE DRIVE, RENSSELAER, NY 12144

HEARTLAND INVESTMENT ASSOCIATES, INC.
2202 HERITAGE GREEN DRIVE, HIAWATHA, IA 52233
Mailing Address: P.O. BOX 10167, CEDAR RAPIDS, IA 52410-0167

HEDGE FUND CAPITAL PARTNERS, LLC
546 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10036

HEDGE HARBOR INC.
800 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022

HEDGECO SECURITIES, LLC
400 CLEMATIS STREET, SUITE 205, WEST PALM BEACH, FL 33401

HEFFERNAN SECURITIES, LLC
120 HOWARD STREET, SUITE 550, SAN FRANCISCO, CA 94105

HEFLIN & CO., L.L.C.
2101 ROSECRANS AVENUE, SUITE 3220, EL SEGUNDO, CA 90245

HEFREN-TILLOTSON, INC.
308 SEVENTH AVENUE, PITTSBURGH, PA 15222-3909

HEIGHT SECURITIES, LLC
975 F STREET, NW, SUITE 520, WASHINGTON, DC 20004

HEIM, YOUNG & ASSOCIATES, INC.
1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211

HEITMAN SECURITIES LLC
191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
Mailing Address: 191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606

HELVEA INC.
1800 MCGILL COLLEGE AVENUE, SUITE 1020, MONTREAL QUEBEC, H3A 3J6 CANADA

HENDERSON CAPITAL PARTNERS, LLC
1300 CLAY STREET, SUITE 600, OAKLAND, CA 94612

HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
737 N. MICHIGAN AVE., SUITE 1700, CHICAGO, IL 60611

HENLEY & COMPANY LLC
1290 RXR PLAZA, UNIONDALE, NY 11556

HENNION & WALSH, INC.
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018

HEPFNER SECURITIES CORP.
3554 LEXINGTON DRIVE, AUBURN HILLS, MI 48326

HERBERT J. SIMS & CO. INC.
3530 POST ROAD, SUITE 301, SOUTHPORT, CT 06890

HERITAGE BENEFITS FINANCIAL SERVICES, INC.
2950 NORTHUP WAY STE 105, BELLEVUE, WA 98004-1406

HERITAGE CAPITAL GROUP, INC.
4811 BEACH BOULEVARD, SUITE 300, JACKSONVILLE, FL 32207

HERITAGE FINANCIAL SYSTEMS, INC.
2 WEST LIBERTY BLVD, SUITE 203, MALVERN, PA 19355

HERMAN, ALEXIS & CO., INC.
1522 W. MANCHESTER AVENUE, LOS ANGELES, CA 90047

HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401

HEWITT FINANCIAL SERVICES LLC
100 HALF DAY ROAD, LINCOLNSHIRE, IL 60069

HEXAGON SECURITIES LLC
555 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

HFBE CAPITAL, LP
815 WALKER STE 1140, HOUSTON, TX 77002

HFF SECURITIES L.P.
10100 SANTA MONICA BOULEVARD, STE. 1400, LOS ANGELES, CA 90067

HFG HEALTHCO SECURITIES
C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET, 20TH FLOOR, NEW YORK, NY 10038
Mailing Address: ATTN J. GELWICKS C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET 20TH FLOOR, NEW YORK, NY 10038

HFP CAPITAL MARKETS LLC
685 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

HGP SECURITIES, LLC
110 E. SCHILLER STREET, SUITE 224, ELMHURST, IL 60126

HIDDEN RIVER CAPITAL PRIVATE PLACEMENT ADVISORS LLC
109 SOUTH 13TH STREET, 3RD FLOOR, PHILADELPHIA, PA 19107

HIGGINS CAPITAL MANAGEMENT, INC.
2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218

HIGH POINT CAPITAL GROUP, INC.
400 HIGH POINT DRIVE, SUITE 375, COCOA, FL 32926
Mailing Address: 400 HIGH POINT DRIVE SUITE 375, COCOA, FL 32926

HIGH SECURITIES, LTD.
1853 WILLIAM PENN WAY, LANCASTER, PA 17605-0008
Mailing Address: P.O. BOX 10008, LANCASTER, PA 17605-0008

HIGH STREET SECURITIES, INC.
216 N. EL PASO, STE. B, RUSSELLVILLE, AR 72801
Mailing Address: PO BOX 640, RUSSELLVILLE, AR 72811

HIGHLAND FINANCIAL, LTD.
915 MENOHER BLVD. -STE A, JOHNSTOWN, PA 15905-2800
Mailing Address: 915 MENOHER BLVD.-STE A, JOHNSTOWN, PA 15905-2800

HIGHLANDER CAPITAL GROUP, INC.
119 LITTLETON ROAD, PARSIPPANY, NJ 07054

HIGHMARK FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

HIGHTOWER SECURITIES, LLC
525 W. MONROE STREET, SUITE 2300, CHICAGO, IL 60661

HILBY WILSON INC.
2198 E. CAMELBACK RD #355, PHOENIX, AZ 85016

HILL STREET CAPITAL LLC
126 E. 56TH STREET, NEW YORK, NY 10022

HILLIARD FARBER & CO., INC.
45 BROADWAY, NEW YORK, NY 10006-3007

HILLIARD FARBER SECURITIES CORP.
45 BROADWAY, NEW YORK, NY 10006

HILTON SECURITIES CORPORATION
11024 N. 28TH DR., STE. 170, PHOENIX, AZ 85029

HINES REAL ESTATE INVESTMENTS, INC.
2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056

HKC SECURITIES, INC.
60 EAST 42ND STREET, SUITE 3112, NEW YORK, NY 10165

HLH SECURITIES, INC.
23 SILVER PINE DRIVE, NEWPORT COAST, CA 92657

HLM SECURITIES, INC.
190 S. LASALLE ST, SUITE 1640, CHICAGO, IL 60603
Mailing Address: 190 S. LASALLE ST., SUITE 1640, CHICAGO, IL 60603

HMC INVESTMENTS, INC.
2100 3RD AVENUE NORTH, BIRMINGHAM, AL 35203

HOBERT & SVOBODA, INC.
350 BISHOPS WAY, BROOKFIELD, WI 53005

HODIN ASSOCIATES, INC.
40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803

HOLBROOK & COMPANY LLC
25 SAN GABRIEL DRIVE, FAIRFAX, CA 94930

HOLBROOK CAPITAL LLC
2 PENN PLAZA, SUITE 1500, NEW YORK, NY 10121

HOLD BROTHERS EXECUTION SERVICES, LLC
525 WASHINGTON BLVD., 14TH FL, JERSEY CITY, NJ 07310

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.
525 WASHINGTON BLVD., SUITE 1400A, JERSEY CITY, NJ 07310

HOLLENCREST CAPITAL MANAGEMENT
100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, CA 92660

HOLLOWAY & ASSOCIATES, INC.
ONE MILL PLACE, STE 101, EASTON, MD 21601
Mailing Address: P.O. BOX 1559, EASTON, MD 21601

HOME FINANCIAL SERVICES, INC.
507 MARKET STREET, KNOXVILLE, TN 37902

HOPPER SECURITIES-VERMONT
226 LAUREL HILL DR, SOUTH BURLINGTON, VT 05403
Mailing Address: P.O. BOX 4231, BURLINGTON, VT 05406

HORACE MANN INVESTORS INC
ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001

HORAN SECURITIES, INC.
4990 EAST GALBRAITH ROAD, SUITE 102, CINCINNATI, OH 45236

HORIZON FINANCIAL INVESTMENT CORPORATION
151 HARRINGTON CIRCLE, WILLINGBORO, NJ 08046

HORNOR, TOWNSEND & KENT, INC.
600 DRESHER RD, STE C1C, HORSHAM, PA 19044

HORWITZ & ASSOCIATES, INC.
2610 LAKE COOK RD., SUITE 190, RIVERWOODS, IL 60015-5710

HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC.
1930 CENTURY PARK WEST, LOS ANGELES, CA 90067

HOULIHAN SMITH & COMPANY, INC.
105 W. MADISON STREET, SUITE 1200, CHICAGO, IL 60602

HOVDE SECURITIES LLC
1826 JEFFERSON PLACE NW, WASHINGTON, DC 20036

HOWARD WEIL INCORPORATED
1100 POYDRAS STREET, SUITE 3500, NEW ORLEANS, LA 70163

HOWE BARNES HOEFER & ARNETT, INC.
222 SOUTH RIVERSIDE PLAZA, 7TH FLOOR, CHICAGO, IL 60606-5808

HP SECURITIES, INC.
1500 SW FIRST #910, PORTLAND, OR 97201
Mailing Address: PO BOX 488, TROUTDALE, OR 97060

HRC FUND ASSOCIATES, LLC
125 MAIDEN LANE, 6TH FLOOR, NEW YORK, NY 10038

HRC INVESTMENT SERVICES, INC.
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545

HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 452 FIFTH AVENUE 7TH FLOOR, NEW YORK CITY, NY 10018

HSH N FINANCIAL SECURITIES LLC
230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10169

HT CAPITAL SECURITIES, LLC
437 MADISON AVE. 39TH FLOOR, NEW YORK, NY 10022

HUB INTERNATIONAL INVESTMENT SERVICES INC.
40 E. ALAMAR AVENUE, SANTA BARBARA, CA 93105

HUCKIN FINANCIAL GROUP, INC.
3700 BUFFALO SPEEDWAY, SUITE 950, HOUSTON, TX 77098

HUDSON ALLEN & CO.
250 KITCHAWAN RD., SOUTH SALEM, NY 10590

HUDSON CAPITAL ADVISORS BD LLC
9601 WILSHIRE BOULEVARD, PENTHOUSE, BEVERLY HILLS, CA 90210

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520

HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111

HUDSON PARTNERS SECURITIES LLC
ONE LANDMARK SQUARE, 6TH FLOOR, STAMFORD, CT 06901

HUDSON SECURITIES,INC.
111 TOWN SQUARE PLACE, 15TH FLOOR, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE PLACE, 15TH FLOOR, JERSEY CITY, NJ 07310-1609

HUDSON VALLEY CAPITAL MANAGEMENT
2039 ALBANY POST ROAD, SUITE 200, CROTON-ON-HUDSON, NY 10520

HUGO MARX & CO INC
711 SOUTH 29TH STREET, BIRMINGHAM, AL 35233-2809
Mailing Address: P.O. BOX 12004, BIRMINGHAM, AL 35202-2004

HUMBARD, JAMES W.
1151 GIBSON RD., SELAH, WA 98942

HUNNICUTT & CO., INC.
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022

HUNTER ASSOCIATES, INC.
436 SEVENTH AVENUE, KOPPERS BUILDING, FIFTH FLOOR, PITTSBURGH, PA 15219-1818
Mailing Address: 436 SEVENTH AVENUE-5TH FLOOR, PITTSBURGH, PA 15219

HUNTER SCOTT FINANCIAL LLC.
500 GULFSTREAM BLVD, STE 105, DELRAY BH, FL 33483

HUNTER WISE SECURITIES, LLC
2361 CAMPUS DRIVE, SUITE 100, IRVINE, CA 92612

HUNTER, KEITH, MARSHALL & CO., INCORPORATED
450 SEVENTH AVENUE, SUITE 1505, NEW YORK, NY 10123

HUNTHILL CAPITAL, LLC
150 EAST 52ND STREET, 26TH FLOOR, NEW YORK, NY 10022

HUNTLEIGH SECURITIES CORPORATION
7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105

HUSS SERVICES, INC.
2 HAYES STREET, NORWICH, NY 13815

HUTCHINSON, SHOCKEY, ERLEY & CO.
222 WEST ADAMS-STE 1700, CHICAGO, IL 60606-5308

HWJ CAPITAL PARTNERS II, LLC
751 PARK OF COMMERCE DRIVE, SUITE 118, BOCA RATON, FL 33487

HYDE PARK CAPITAL ADVISORS, LLC
701 N. FRANKLIN STREET, TAMPA, FL 33602

HYPATIA CAPITAL ADVISORS LLC
485 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY 10022

HYUNDAI SECURITIES (AMERICA) INC.
1370 AVENUE OF THE AMERICAS, SUITE 2200, NEW YORK, NY 10019

I

I-BANKERS SECURITIES, INC.
201 WILSHIRE BLVD., SUITE A14, SANTA MONICA, CA 90401

I.D.A. FINANCIAL SERVICES, LLC
23200 CASS AVENUE, WOODLAND HILLS, CA 91364
Mailing Address: 23200 CASS AVENUE, WOODLAND HILLS, CA 91364

IAM CAPITAL CORPORATION
276 POST ROAD WEST, WESTPORT, CT 06880-4704

IATMARKETS LLC
350 CPW, SUITE 13A, NEW YORK, NY 10025

IBC INVESTMENTS
3817 NW EXPRESSWAY, #100, OKLAHOMA CITY, OK 73112

IBG TRADING INC.
1691 MICHIGAN AVE. SUITE 240, MIAMI BEACH, FL 33139
Mailing Address: 1691 MICHIGAN AVE. SUITE 240, MIAMI, FL 33139

IBN FINANCIAL SERVICES, INC.
8035 OSWEGO RD., LIVERPOOL, NY 13090
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

IBS SECURITIES, LLC
721 E. MADISON – SUITE 100, VILLA PARK, IL 60181

ICAP CORPORATES LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311-4996

ICAP ELECTRONIC BROKING LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA 5, JERSEY CITY, NJ 07311

ICAP SECURITIES USA LLC
HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311

ICBA FINANCIAL SERVICES CORPORATION
775 RIDGE LAKE BOULEVARD, SUITE 185, MEMPHIS, TN 38120

ICBA SECURITIES
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

ICD SECURITIES INC.
7301 SW 57TH COURT, SUITE 420, MIAMI, FL 33143

ICICI SECURITIES INC.
415 MADISON AVENUE – SUITE 1427, NEW YORK, NY 10017

ICM CAPITAL MARKETS LTD.
888 SEVENTH AVE, 17 TH FLOOR, NY, NY 10019

ICMA-RC SERVICES, LLC
777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240

ICON DISTRIBUTORS, INC.
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO 80111
Mailing Address: 5299 DTC BLVD., SUITE 1200, GREENWOOD VILLAGE, CO 80111

ICON SECURITIES CORP.
120 FIFTH AVENUE, EIGHTH FLOOR, NEW YORK, NY 10011

ICP SECURITIES LLC
360 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10017

IDB CAPITAL CORP.
511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

IDC SECURITES CORP.
2103 CORAL WAY, SUITE 202, MIAMI, FL 33145

IDX DERIVATIVES, LLC
432 PARK AVENUE SOUTH, 12TH FLOOR, NEW YORK, NY 10016

IICC – TRADECO, INC.
46 CAROLANE TRAIL, HOUSTON, TX 77024
Mailing Address: P.O.BOX 79228, HOUSTON, TX 77279-9228

IIFL INC.
1114 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036

IIG HORIZONS SECURITIES, LLC
1500 BROADWAY – 17TH FLOOR, NEW YORK, NY 10036

ILG SECURITIES CORPORATION
200 W CESAR CHAVEZ, 3RD FLOOR, AUSTIN, TX 78701
Mailing Address: P O BOX 149339, AUSTIN, TX 78714-9339

ILLUSTRO TRADING, LLC
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005

IMA SECURITIES LLC
2021 SUNDEW DR., TROY, MI 48098
Mailing Address: P.O. BOX 33073, BLOOMFIELD HILLS, MI 48303

IMPERIAL CAPITAL, LLC
2000 AVENUE OF THE STARS, SUITE 900-S, LOS ANGELES, CA 90067

IMS SECURITIES, INC.
10205 WESTHEIMER, SUITE 500, HOUSTON, TX 77042

INCAPITAL LLC
200 SOUTH WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606

INDEPENDENCE CAPITAL CO., INC.
5579 PEARL ROAD, SUITE 100, PARMA, OH 44129

INDEPENDENT BROKERS LLC
55 BROAD STREET, NEW YORK, NY 10004

INDEPENDENT FINANCIAL GROUP, LLC
12636 HIGH BLUFF DRIVE, SUITE 100, SAN DIEGO, CA 92130

INDIAN HARBOR, LLC
ONE RIVER ROAD, COS COB, CT 06807
Mailing Address: P.O. BOX 4019, GREENWICH, CT 06831

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
55 MONUMENT CIRCLE, SUITE 715, INDIANAPOLIS, IN 46204

INDIANA SECURITIES, LLC
1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202
Mailing Address: 1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202

INDIEVEST SECURITIES, INC.
1416 NORTH LA BREA, LOS ANGELES, CA 90028

INDUS ADVISORY PARTNERS, LLC
6 SAMUEL ROAD, CHELMSFORD, MA 01824

INEO CAPITAL, LLC
83 WARREN STREET, APT. 4, NEW YORK, NY 10007

INFINEX INVESTMENTS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858

INFINITY FINANCIAL SERVICES
1624 FRANKLIN STREET, SUITE 1001, OAKLAND, CA 94612

INFINIUM SECURITIES INC.
1115 MAGNOLIA AVENUE, LARKSPUR, CA 94939

ING AMERICA EQUITIES, INC.
ATTENTION:COMPLIANCE, 1290 BROADWAY, DENVER, CO 80203-5699

ING FINANCIAL ADVISERS, LLC
ONE ORANGE WAY, C1S, WINDSOR, CT 06095

ING FINANCIAL MARKETS LLC
1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

ING FINANCIAL PARTNERS, INC.
909 LOCUST STREET, DES MOINES, IA 50309

ING FUNDS DISTRIBUTOR, LLC
7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ 85258
Mailing Address: 7337 DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ 85258

ING INVESTMENT ADVISORS, LLC
400 ATRIUM DRIVE, SOMERSET, NJ 08873-4172
Mailing Address: ONE HERITAGE DRIVE, QUINCY, MA 02171

ING INVESTMENT MANAGEMENT SERVICES LLC
230 PARK AVENUE, NEW YORK, NY 10169

INGALLS & SNYDER, LLC
61 BROADWAY, NEW YORK, NY 10006-2802

INLAND SECURITIES CORPORATION
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

INLET SECURITIES, LLC
233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169

INNER CIRCLE SPORTS LLC
317 MADISON AVENUE, SUITE 510, NEW YORK, NY 06901

INNOVA SECURITIES, INC.
3703 WOODSMAN COURT, SUITLAND, MD 20746-1376

INNOVATION ADVISORS LLC
ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119

INNOVATION CAPITAL, LLC
222 NORTH SEPULVEDA BOULEVARD SUITE – 2175, EL SEGUNDO, CA 90245

INNOVATION PARTNERS LLC
2423A PLANTATION CENTER DRIVE, MATTHEWS, NC 28105
Mailing Address: PO BOX 1300, MATTHEWS, NC 28106

INSTINET, LLC
3 TIMES SQUARE, NEW YORK, NY 10036
Mailing Address: THREE TIMES SQUARE, NEW YORK, NY 10036

INSTITUTIONAL CAPITAL MANAGEMENT, INC.
738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079

INSTITUTIONAL CASH DISTRIBUTORS, LLC
580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104

INSTITUTIONAL SECURITIES CORPORATION
3100 MONTICELLO, SUITE 800, DALLAS, TX 75205

INSTREAM PARTNERS LLC
545 MIDDLEFIELD RD, SUITE 150, MENLO PARK, CA 94025

INTEGRAL FINANCIAL LLC
1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129

INTEGRATED FINANCIAL PLANNING SERVICES
KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

INTEGRATED TRADING AND INVESTMENTS, INC.
46 PELICAN CT, NEWPORT BEACH, CA 92660
Mailing Address: 46 PELICAN COURT, NEWPORT BEACH, CA 92660

INTEGRIS SECURITIES, LLC
2026 CARIBOU DRIVE, SUITE 101, FT. COLLINS, CO 80525

INTEGRITY BROKERAGE SERVICES, INC.
5067 PALMERA DRIVE, OCEANSIDE, CA 92056

INTEGRITY FUNDS DISTRIBUTOR, LLC
1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500

INTEGRITY INVESTMENTS, INC.
221 PENSACOLA ROAD, VENICE, FL 34285

INTEGRITY SECURITIES, INC.
345 9TH STRREET, SUITE 307, OAKLAND, CA 94607
Mailing Address: 345 9TH STREET, SUITE 307, OAKLAND, CA 94607

INTELLIGENT EDGE SECURITIES, LLC
126 EAST 56TH STREET, SUITE 430, NEW YORK, NY 10022
Mailing Address: 400 EAST 84TH STREET, SUITE 29B, NEW YORK, NY 10028

INTELLIVEST SECURITIES, INC.
1540 CHASE COURT, RIVERDALE, GA 30296-2610

INTER SECURITIES LTD.
700 AIRPORT BLVD., STE. 370, BURLINGAME, CA 94010

INTER-MARKET CAPITAL CORPORATION
135 SANDS POINT ROAD, PORT WASHINGTON, NY 11050

INTERACTIVE BROKERS CORP.
8 GREENWICH OFFICE PARK, GREENWICH, CT 06831

INTERACTIVE BROKERS LLC
ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830

INTERCAM SECURITIES, INC.
1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131

INTERCAROLINA FINANCIAL SERVICES, INC.
3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
300 CONVENT STREET – SUITE 1350, SAN ANTONIO, TX 78205

INTERDEALER SECURITIES, LLC
14 WALL STREET, SUITE 4D, NEW YORK, NY 10005

INTERLINK SECURITIES CORP.
20750 VENTURA BLVD STE 300, WOODLAND HILLS, CA 91364

INTERMERCHANT SECURITIES LLC
750 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVE, NEW YORK, NY 10017

INTERMOUNTAIN FINANCIAL SERVICES, INC.
2636 S. OLD SETTLERS RD, HEBER CITY, UT 84032
Mailing Address: P.O. BOX 669, HEBER CITY, UT 84032

INTERNATIONAL ASSETS ADVISORY, LLC
300 SOUTH ORANGE AVENUE, STE 1100, ORLANDO, FL 32801
Mailing Address: 300 SOUTH ORANGE AVENUE, SUITE 1100, ORLANDO, FL 32801

INTERNATIONAL CORRESPONDENT TRADING, INC.
525 WASHINGTON BLVD STE 2401, JERSEY CITY, NJ 07310

INTERNATIONAL EQUITY SERVICES, INC.
120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605

INTERNATIONAL FINANCIAL SOLUTIONS, INC.
303 PERIMETER CENTER N. SUITE 300, ATLANTA, GA 30346

INTERNATIONAL FUND MARKETING LIMITED
5 PARK ROAD, ARGONAUT HOUSE, HAMILTON, HM 09 BERMUDA
Mailing Address: 5 PARK RD-ARGONAUT HOUSE, HAMILTON, HM HX BERMUDA

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666
Mailing Address: 301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666

INTERNATIONAL RESEARCH SECURITIES, INC.
2301 CEDAR SPRINGS – STE. 150, DALLAS, TX 75201-7801

INTERNATIONAL STRATEGY & INVESTMENT GROUP INC.
40 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

INTERNET SECURITIES
300 FRANK H. OGAWA PLAZA, SUITE 210, OAKLAND, CA 94612

INTERPACIFIC INVESTORS SERVICES, INC.
2623 2ND AVENUE, SEATTLE, WA 98121-1294

INTERVEST INTERNATIONAL EQUITIES CORPORATION
1980 DOMINION WAY – SUITE 202, COLORADO SPRINGS, CO 80918

INTL TRADING, INC.
329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

INTRADE, LLC
2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006

INVEMED ASSOCIATES LLC
375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189

INVERNESS SECURITIES, LLC
2000 AUBURN DRIVE, SUITE 440, BEACHWOOD, OH 44122

INVESCO AIM DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046-1173

INVESCOR WHOLESALE BD, INC.
32901 MIDDLEBELT ROAD, SUITE 700, FARMINGTON HILLS, MI 48334

INVEST FINANCIAL CORPORATION
8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634
Mailing Address: 8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634

INVESTACORP, INC.
15450 NEW BARN ROAD, MIAMI LAKES, FL 33014

INVESTEC SECURITIES (US) LLC
666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

INVESTMENT ARCHITECTS, INC.
34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079

INVESTMENT BANK SERVICES, INC.
6200 DUTCHMAN’S LANE-STE 305, LOUISVILLE, KY 40205

INVESTMENT CENTERS OF AMERICA, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

INVESTMENT CONSULTING GROUP, INC.
122847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804
Mailing Address: 2847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804

INVESTMENT DISTRIBUTORS, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

INVESTMENT MANAGEMENT SERVICE, INC.
7 NW 72ND STREET SUITE 301, GLADSTONE, MO 64118-1860

INVESTMENT NETWORK, INC.
484 S. MILLER RD., SUITE 101, FAIRLAWN, OH 44333-4176

INVESTMENT PLACEMENT GROUP
350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

INVESTMENT PLANNERS, INC.
226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

INVESTMENT PROFESSIONALS, INC.
16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245

INVESTMENT SECURITY CORPORATION
23200 CASS AVENUE, WOODLAND HILLS, CA 91364

INVESTMENTS BY PLANNERS, INC.
2500 N. MILITARY TRAIL, SUITE 285, BOCA RATON, FL 33431-6306

INVESTMENTS FOR YOU, INC.
1040 N. MAPLE STREET, MARYSVILLE, OH 43040

INVESTOR SERVICE CENTER, INC.
11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

INVESTORS ADVISORY SERVICES, LLC
100 WINNERS CIRCLE, SUITE 400, BRENTWOOD, TN 37027

INVESTORS BROKERAGE OF TEXAS, LTD.
225 S. 5TH ST., WACO, TX 76701
Mailing Address: P.O. BOX 2683, WACO, TX 76702

INVESTORS BROKERAGE SERVICES, INC.
1707 N RANDALL ROAD, STE 310, ELGIN, IL 60123-9409

INVESTORS CAPITAL CORP.
230 BROADWAY EAST 203, LYNNFIELD, MA 01940-2320

INVESTORS PLANNING SERVICES, CORP.
641 6TH AVE. WEST, EAST NORTHPORT, NY 11731
Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

INVESTORS PROPERTIES, INC.
3724 THOMAS POINT RD., ANNAPOLIS, MD 21403
Mailing Address: PO BOX 4220, ANNAPOLIS, MD 21403

INVESTORS SECURITY COMPANY, INC.
127 E. WASHINGTON STREET, SUITE 101, SUFFOLK, VA 23434

INVESTORS’ CHOICE SECURITIES, LLC
2909 ROUTE 100 N., SUITE 230, OREFIELD, PA 18069

INVEX, INC.
601 BRICKELL KEY DRIVE, SUITE 400, MIAMI, FL 33131

ION PARTNERS LLC
521 FIFTH AVENUE, (SUITE 625), NEW YORK, NY 10175
Mailing Address: 521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175

IRC SECURITIES LLC
420 LEXINGTON AVENUE 14TH FLOOR, NEW YORK, NY 10170

IRON CAPITAL SECURITIES, LLC
39 ROQUE MORAES CT #3, MILL VALLEY, CA 94941

IROQUOIS CAPITAL ADVISORS, LLC
401 COMMERCE STREET, SUITE 740, NASHVILLE, TN 37219

IRR CAPITAL MARKETS, INC.
1901 WEST 47TH PLACE, WESTWOOD, KS 66205-1834

ISAAK BOND INVESTMENTS, INC.
600 17TH STREET STE 2610 SOUTH, DENVER, CO 80202-5401
Mailing Address: 600 17TH STREET STE 2610 S, DENVER, CO 80202-5401

ISBIN INVESTMENTS, INC.
5775 WAYZATA BLVD. STE 700, PARK OFFICENTER, ST. LOUIS PARK, MN 55416

ISEROUTE, LLC
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

ISG EQUITY SALES CORPORATION
5242 PLAINFIELD AVE NE, SUITE D, GRAND RAPIDS, MI 49525

ISI CAPITAL, LLC
747 THIRD AVENUE, SUITE 25B, NEW YORK, NY 10017

ISLAND TRADING
44 MONTGOMERY ST., SUITE 3020, SAN FRANCISCO, CA 94104

ISRAEL A. ENGLANDER & CO., INC.
666 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10103

ITAU EUROPA SECURITIES INC.
200 S.BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

ITAU USA SECURITIES INC.
540 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

ITB SECURITIES, LLC
160 VARICK STREET, 12TH FLOOR, NEW YORK, NY 10013

ITG DERIVATIVES LLC.
601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605
Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

ITG EXECUTION SERVICES, INC.
4 INTERNATIONAL DRIVE, RYE BROOK, NY 10573

ITG INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

ITRADEDIRECT.COM CORP
1600 NW BOCA RATON BLVD., SUITES 22, BOCA RATON, FL 33432
Mailing Address: 701 MIDDLE COUNTRY ROAD, SELDEN, NY 11784

IVA FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976

IVY FUNDS DISTRIBUTOR, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217

IVY LEAGUE FINANCIAL SERVICES, INC
8322 E FEATHERSONG LN, SCOTTSDALE, AZ 85255
Mailing Address: 8322 E FEATHERSONG LN, SCOTTSDALE, 85255 USA

IVY SECURITIES, INC.
320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021

IXE SECURITIES, LLC
140 EAST 45TH STREET, 2ND FLOOR, NEW YORK, NY 10017

J

J K R & COMPANY, INC.
1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651

J. ALDEN ASSOCIATES, INC.
261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046
Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046

J. D. ANDREWS CO.
290 KING OF PRUSSIA ROAD, BLDG 2, SUITE 300, RADNOR, PA 19087

J. D. SEIBERT & COMPANY, INC.
20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

J. J. & M. GELDZAHLER
1347 49TH ST., BROOKLYN, NY 11219
Mailing Address: 1347-49TH ST, BROOKLYN, NY 11219

J. STREICHER & CO. L.L.C.
60 BROAD STREET, NEW YORK, NY 10004

J.A. GLYNN & CO.
9841 CLAYTON ROAD, ST LOUIS, MO 63124

J.H. DARBIE & CO., INC.
99 WALL ST. 6TH FL., NEW YORK, NY 10005
Mailing Address: 99 WALL ST 20TH FL, C/O ROBERT ROBINOWITZ, NEW YORK, NY 10005

J.H. LILLIAN SECURITIES CORP.
767 THIRD AVE – 36TH FLOOR, NEW YORK, NY 10017

J.J.B HILLIARD, W.L. LYONS, LLC
500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202-2517
Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760

J.K. FINANCIAL SERVICES, INC.
149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

J.M LUMMIS SECURITIES, INC.
50 LOCUST AVE, NEW CANAAN, CT 06840

J.P. MCGOWAN & COMPANY INCORPORATED
1631 LOCUST STREET, 5TH FLOOR, PHILADELPHIA, PA 19103

J.P. MORGAN CLEARING CORP.
THREE CHASE METROTECH CENTER, BROOKLYN, NY 11245
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
245 PARK AVENUE, NY1-Q454, NEW YORK, NY 10167

J.P. MORGAN SECURITIES INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310

J.P. TURNER & COMPANY, L.L.C.
ONE BUCKHEAD PLAZA, 3060 PEACHTREE RD NW, 11TH FLOOR, ATLANTA, GA 30305

J.P.P. EURO-SECURITIES, INC.
595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

J.S.H. TRADING, LLC
235 SUNRISE AVE, UNIT 2213, PALM BEACH, FL 33480
Mailing Address: 235 SUNRISE AVE., UNIT 2213, PALM BEACH, FL 33480

J.V. DELANEY & ASSOCIATES
20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

J.W. COLE FINANCIAL, INC.
6928 W. LINEBAUGH AVE. STE. 101, TAMPA, FL 33625

J.W. KORTH & COMPANY
6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917

J.W. MILLEGAN, INC.
P.O. BOX 615, GLENEDEN BEACH, OR 97388
Mailing Address: 4949 SW MEADOWS ROAD, SUITE 600, LAKE OSWEGO, OR 97035

JACK V. BUTTERFIELD INVESTMENT COMPANY
100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

JACKSON & SMITH INVESTMENT SECURITIES, LLC
275 W. MAIN AVENUE, GASTONIA, NC 28052
Mailing Address: P. O. BOX 876, GASTONIA, NC 28053-0876

JACKSON NATIONAL LIFE DISTRIBUTORS LLC
7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237
Mailing Address: 7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237

JACKSON PARTNERS & ASSOCIATES, INC.
381 PARK AVENUE SOUTH, STE.621, NEW YORK, NY 10016
Mailing Address: 381 PARK AVENUE SOUTH, SUITE 621, NEW YORK, NY 10016

JACKSON SECURITIES LLC
HERNDON PLAZA, 100 AUBURN AVENUE, ATLANTA, GA 30303-6801

JACKSON, GRANT & COMPANY
TWO HIGH RIDGE PARK, STAMFORD, CT 06905

JACQUES FINANCIAL, LLC
15430 AVERY ROAD, ROCKVILLE, MD 20855

JAE INVESTMENTS, INC.
7310 DOVER COURT, PARKLAND, FL 33067

JAMES C. BUTTERFIELD INC.
111 E. MICHIGAN AVENUE, JACKSON, MI 49201-1401

JAMES FOX SECURITIES, INC.
118 S. PACIFIC STREET, #31, OCEANSIDE, CA 92054

JAMES I. BLACK & COMPANY
311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

JAMES L. FINEFROCK AND ASSOCIATES CORP.
5335 FAR HILLS AVE SU. 200, DAYTON, OH 45429-2317
Mailing Address: P.O. BOX 4208, DAYTON, OH 45401-4208

JAMES RIVER SECURITIES CORP.
58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213

JAMES T. BORELLO & CO.
151 DUNDEE AVE., EAST DUNDEE, IL 60118

JANCO PARTNERS, INC.
5231 SO. QUEBEC ST. STE.200, GREENWOOD VILLAGE, CO 80111-2739
Mailing Address: 5231 SO. QUEBEC ST. STE. 200, GREENWOOD VILLAGE, CO 80111-2739

JANE STREET MARKETS, LLC
1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10004
Mailing Address: 1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10006

JANNEY MONTGOMERY SCOTT LLC
1801 MARKET STREET, PHILADELPHIA, PA 19103-1675

JANSSEN PARTNERS, INC.
1345 OLD NORTHERN BLVD, ROSLYN, NY 11576
Mailing Address: 1345 OLD NORTHERN BLVD, ROSLYN, NY 11576

JANUS DISTRIBUTORS LLC
151 DETROIT STREET, DENVER, CO 80206-4923

JAPANINVEST INC.
405 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10174

JAPANWORKS CAPITAL, LLC
3210 CANYON ROAD, SUITE 101, PROVO, UT 84604

JAYPEE INTERNATIONAL, INC.
30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498
Mailing Address: 30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498

JB DRAX HONORE’ INC.
1270 AVENUE OF THE AMERICAS, SUITE 212, 2ND FLOOR, NEW YORK, NY 10020

JBS LIBERTY SECURITIES, INC.
8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262

JCP SECURITIES
19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612

JCRA FINANCIAL LLC
2500 PLAZA 5, 25TH FLOOR, HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

JDB CAPITAL SECURITIES LLC
17550 NORTH PERIMETER DRIVE, SUITE 350, SCOTTSDALE, AZ 85255

JDF CAPITAL ADVISORS, LLC
650 S. CHERRY STREET STE 1200, DENVER, CO 80246-1801

JDL SECURITIES CORPORATION
1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

JEFFERIES & COMPANY, INC.
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERIES EXECUTION SERVICES, INC.
520 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

JEFFERIES HIGH YIELD TRADING, LLC
THE METRO CENTER, ONE STATION PLACE, THREE NORTH, STAMFORD, CT 06902

JEFFERSON NATIONAL SECURITIES CORPORATION
9920 CORPORATE CAMPUS DRIVE, SUITE 1000, LOUISVILLE, KY 40223

JEFFERSON WORLDWIDE GROUP LTD.
1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407
Mailing Address: 1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407

JEFFERSON-PILOT VARIABLE CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JENNINGS CAPITAL (USA) INC.
SUITE 2600, 520-5TH AVENUE SW, CALGARY AB, T2P3R7 CANADA

JESUP & LAMONT SECURITIES CORP
623 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

JETTRADE, INC.
463 OHIO PIKE, STE 105, CINCINNATI, OH 45255

JFD SECURITIES, INC.
1401 WALNUT STREET, UNIT 305, PHILADELPHIA, PA 19102

JHS CAPITAL ADVISORS, INC.
4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431

JK SECURITIES, INC.
52 SMITH STREET, CHARLESTON, SC 29401

JLM SECURITIES COMPANY
32255 NORTHWESTERN HWY. – SUITE 290, FARMINGTON HILLS, MI 48334-1573
Mailing Address: 32255 NORTHWESTERN #290, FARMINGTON HILLS, MI 48334-1573

JMC FINANCIAL CORPORATION
9710 SCRANTON ROAD #100, SAN DIEGO, CA 92121-1744

JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

JNK SECURITIES CORP.
489 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

JOBEL FINANCIAL, INC.
711 E. WASHINGTON STREET, CARSON CITY, NV 89701
Mailing Address: P.O. BOX 943, CARSON CITY, NV 89702-0943

JOE JOLLY & CO., INC.
2350 WACHOVIA TOWER, 420 NO 20TH ST, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

JOHN A. SIBERELL & CO.
SUITE 824 KEY BANK BLDG, 202 SO MICHIGAN ST, SOUTH BEND, IN 46601
Mailing Address: SUITE 824 KEY BANK BLDG, 202 SO. MICHIGAN ST., SOUTH BEND, IN 46601

JOHN CARRIS INVESTMENTS LLC
44 WALL STREET, NEW YORK, NY 10005

JOHN HANCOCK DISTRIBUTORS LLC
200 BLOOR STREET EAST, TORONTO, M4W 1E5 CANADA
Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240-4700

JOHN HANCOCK FUNDS, LLC
601 CONGRESS STREET, BOSTON, MA 02210-2805

JOHN JAMES INVESTMENTS, LTD.
8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221

JOHN M, CUNNINGHAM, INC
145 E. 57TH STREET, 8TH FL., NEW YORK, NY 10022

JOHN MAGACS
293 BUNDY RD, ITHACA, NY 14850

JOHN N. SEIP & CO., INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

JOHN THOMAS FINANCIAL
14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

JOHN W. LOOFBOURROW ASSOCIATES, INC.
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

JOHNSON RICE & COMPANY L.L.C.
639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

JOHNSON SECURITIES, INC.
40 LLOYD AVENUE-STE. 102, MALVERN, PA 19355

JOHNSTON BLAKELY & COMPANY, LLC
21 PINE STREET, #4, MANCHESTER, MA 01944

JOHNSTON, LEMON & CO. INCORPORATED
1101 VERMONT AVENUE – NW, WASHINGTON, DC 20005-3521

JOMAR SERVICES
10555 U.S. 23 SOUTH, OSSINEKE, MI 49766
Mailing Address: 10555 U.S. 23 SOUTH, BOX 85, OSSINEKE, MI 49766

JONES LANG LASALLE SECURITIES, LLC
601 LEXINGTON AVENUE, 32ND FLOOR, NEW YORK, NY 10022

JONESTRADING
32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226
Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226

JORDAN, KNAUFF & COMPANY
200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

JOSEPH CAPITAL, LLC
501 FIFTH AVENUE, ROOM 1605, NEW YORK, NY 10017

JOSEPH GRACE
44 WALL STREET, 12TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC
30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH JAMES FINANCIAL SERVICES, INC.
3993 RIDGEMONTE CT., ROCHESTER, MI 48306
Mailing Address: 3993 RIDGEMONTE CT, ROCHESTER, MI 48306

JOSEPH KOSINSKY, INC.
400 SECOND AVENUE, NEW YORK, NY 10010

JPM ADVISORS, LLC
38 DONNELLY DRIVE, DOVER, MA 02030

JPMORGAN DISTRIBUTION SERVICES, INC.
245 PARK AVENUE, NEW YORK, NY 10167
Mailing Address: 1111 POLARIS PARKWAY, OH1-0211, COLUMBUS, OH 43240-2050

JRL CAPITAL CORPORATION
1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660
Mailing Address: 1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660

JRM SECURITIES
1103 POWELL AVENUE, ERIE, PA 16505

JSB PARTNERS, LP
260 BEAR HILL RD, SUITE 105, WALTHAM, MA 02451

JSI TRANSACTION ADVISORS, LLC
7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770

JSL SECURITIES, INC.
300 WEST 10TH STREET, WEST POINT, GA 31833
Mailing Address: P.O. BOX 70, WEST POINT, GA 31833

JSVC, LLC
2222 KALAKAUA AVENUE, SUITE 1212, HONOLULU, HI 96815
Mailing Address: PO BOX 10219, HONOLULU, HI 96816-0219

JUDGE & ASSOCIATES, INC.
495 BELL DRIVE, DES PLAINES, IL 60016

JULIAN LECRAW REALTY ADVISORS, INC.
1575 NORTHSIDE DRIVE N.W., SUITE 200, ATLANTA, GA 30318-4208

JUNIPER CAPITAL GROUP, LLC
9 WEST 57TH STREET, 26 TH FLOOR, NEW YORK, NY 10019
Mailing Address: 9 WEST 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019

JUPITER DISTRIBUTION PARTNERS, INC.
2230 JOG ROAD, GREENACRES, FL 33415
Mailing Address: P.O. BOX 1884, JUPITER, FL 33468

JVB FINANCIAL GROUP, LLC
2700 N. MILITARY TRAIL, SUITE 200, BOCA RATON, FL 33431

JWH SECURITIES, INC.
301 YAMATO ROAD, SUITE 2200, BOCA RATON, FL 33431-4931

JWM SECURITIES LLC
4150 GRAND AVENUE, WESTERN SPRINGS, IL 60558

K

K&Z PARTNERS, LLC
2445 M STREET NW, 2ND FLOOR, WASHINGTON, DC 20037

K. W. CHAMBERS & CO.
7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

K.C. WARD FINANCIAL
4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

KA ASSOCIATES, INC.
1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA 90067

KACZMAREK FINANCIAL SERVICES, LLC
316 RITCHIE AVENUE, WEIRTON, WV 26062

KADICK, INCORPORATED
310 4TH STREET NE SUITE 104, CHARLOTTESVILLE, VA 22902-5178

KAHN BROTHERS LLC
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

KAIETEUR INVESTMENTS LLC
90 BROAD STREET, SUITE 1701, NEW YORK, NY 10004-2670

KAISER AND COMPANY
6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009

KALORAMA CAPITAL, LLC
1050 CONNECTICUT AVENUE NW, 10TH FLOOR, WASHINGTON, DC 20036

KALOS CAPITAL, INC.
3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022
Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022

KAMSKY SECURITIES, LLC
563 PARK AVENUE, SUITE 600, NEW YORK, NY 10021

KANE, MCKENNA CAPITAL, INC.
150 N. WACKER DRIVE-SUITE 1600, CHICAGO, IL 60606

KANSAS CITY BROKERAGE. INC
6320 LAMAR, OVERLAND PARK, KS 66202
Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

KARVY, INC.
11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

KASHNER DAVIDSON SECURITIES CORPORATION
77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

KATALYST SECURITIES LLC
116 JOHN STREET, ROOM 501, NEW YORK, NY 10038

KAUFMAN & COMPANY, LLC
101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

KAUFMAN BROS., L.P.
800 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10022

KBC FINANCIAL PRODUCTS USA, INC.
140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017

KBD SECURITIES, LLC
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KBS CAPITAL MARKETS GROUP LLC
660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

KC BROKERAGE SERVICES, LLC
1423 NW ILWACO CT., CAMAS, WA 98607
Mailing Address: PO BOX 872857, VANCOUVER, WA 98687

KCCI, LTD.
80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038

KCD FINANCIAL, INC.
3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

KCG SECURITIES, LLC
13961 S. MINUTEMAN DR., #300, DRAPER, UT 84020

KCPAG BROKERAGE LLC
302 E. WALNUT, ROBINSON, IL 62454

KDC MERGER ARBITRAGE FUND, LP
900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728

KEANE SECURITIES CO., INC.
33 WHITEHALL STREET, 10TH FLOOR, NEW YORK, NY 10004-2114

KEDEM CAPITAL CORPORATION
534 BROAD HOLLOW ROAD, MELVILLE, NY 11747-2502

KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEELEY INVESTMENT CORP.
401 S. LASALLE ST #1201, CHICAGO, IL 60605

KELLOGG CAPITAL MARKETS, LLC
55 BROADWAY, NEW YORK, NY 10006

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
55 BROADWAY, NEW YORK, NY 10006

KEMA PARTNERS LLC
309 LAVERNE AVE., MILL VALLEY, CA 94941

KEMPEN & CO U.S.A., INC.
747 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 747 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10017

KENAI INVESTMENTS, INC.
6900 I-40 WEST SUITE 245, AMARILLO, TX 79106

KENDRICK PIERCE & CO
511 W. BAY STREET, SUITE 300, TAMPA, FL 33606
Mailing Address: 511 W. BAY STREET, SUITE 300, TAMPA, FL 33606

KENMAR SECURITIES INC.
900 KING STREET, SUITE 100, RYE BROOK, NY 10573

KENNETH, JEROME & CO.,INC.
147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

KENNY SECURITIES CORP.
101 SOUTH HANLEY, SUITE 1070, SUITE 308, ST. LOUIS, MO 63105

KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100

KENT CAPITAL, INC.
4941 CREMSHAW COURT, RALEIGH, NC 27614
Mailing Address: 10911 RAVEN RIDGE ROAD, SUITE 103, BOX 45, RALEIGH, NC 27614

KEPLER CAPITAL MARKETS, INC.
600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249

KERLIN CAPITAL GROUP LLC
555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602

KERN, SUSLOW SECURITIES, INC.
50 BROAD STREET STE.1600, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

KESSLER & COMPANY INVESTMENTS, INC.
1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

KEVIN DANN & PARTNERS, LLC
400 MADISON AVENUE STE. 4A, NEW YORK, NY 10017

KEVIN HART KORNFIELD & COMPANY, INC.
2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, OH-01-49-3TBC, BROOKLYN, OH 44144
Mailing Address: 4900 TIEDEMAN ROAD, BROOKLYN, OH 44144

KEY WEST INVESTMENTS, LLC
33 E. VALLEY BLVD,, UNIT #201, ALHAMBRA, CA 91801

KEYBANC CAPITAL MARKETS INC.
127 PUBLIC SQUARE, CLEVELAND, OH 44114

KEYSTONE CAPITAL CORPORATION
3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

KFM SECURITIES, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005

KGW CAPITAL CORPORATION
5 HAMPTON CLOSE, WESTHAMPTON BEACH, NY 11978

KILDARE CAPITAL, INC.
555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087

KILEY PARTNERS, INC.
13241 OAKMEADE, PALM BEACH GARDENS, FL 33418

KILLARNEY SECURITIES CORPORATION
230 PARK AVENUE SUITE 1152, NEW YORK, NY 10169

KIM ENG SECURITIES U.S.A. INC.
406 EAST 50TH ST., NEW YORK, NY 10022-8002

KIMBERLY CAPITAL CORP.
14 GEORGE ROAD, GLEN ROCK, NJ 07452

KIMELMAN & BAIRD, LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516

KINECTA FINANCIAL & INSURANCE SERVICES, LLC
1440 ROSECRANS AVE., MAIL STOP 38, MANHATTAN BEACH, CA 90266

KINETICS FUNDS DISTRIBUTOR, INC.
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KINGSBRIDGE CAPITAL CORP.
12407 RIDGE RD, KING GEORGE, VA 22485

KINGSBURY CAPITAL, LLC
200 SOUTH MICHIGAN AVE., 10TH FLOOR, CHICAGO, IL 60604

KINGSDALE CAPITAL MARKETS (USA) INC.
130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

KINSELL, NEWCOMB & DE DIOS, INC
2776 GATEWAY ROAD, CARLSBAD, CA 92009

KIOUS AND COMPANY, INCORPORATED
320 GOLD AVE SW, SUITE 919, ALBUQUERQUE, NM 87102
Mailing Address: P.O. DRAWER L, ALBUQUERQUE, NM 87103

KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

KIPLING JONES & CO., LTD.
1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002
Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

KIPPSDESANTO & COMPANY
1600 TYSONS BOULEVARD, SUITE 375, MCLEAN, VA 22102

KIRK SECURITIES CORPORATION
400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041
Mailing Address: P.O. BOX 1934, DENTON, TX 76202

KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

KKR CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

KMHT SECURITIES, INC
1011 PLUM DRIVE, IRVING, TX 75063

KMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

KNIGHT BONDPOINT, INC.
2859 PACES FERRY ROAD, SUITE 2125, ATLANTA, GA 30339

KNIGHT CAPITAL MARKETS LLC
100 MANHATTANVILLE ROAD, PURCHASE, NY 10577

KNIGHT CLEARING SERVICES LLC
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

KNIGHT DIRECT LLC
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

KNIGHT EQUITY MARKETS, L.P.
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310-1607
Mailing Address: 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310-1607

KNIGHT LIBERTAS LLC
ONE GREENWICH OFFICE PARK, SOUTH, SECOND FL., GREENWICH, CT 06831

KNOX SECURITIES CORP.
33 RIVERSIDE AVENUE, 5TH FLOOR, WESTPORT, CT 06880

KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127

KOONCE SECURITIES, INC.
6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

KOREA INVESTMENT & SECURITIES AMERICA, INC.
400 KELBY STREET, 11TH FLOOR, FORT LEE, NJ 07024

KOTAK MAHINDRA, INC.
50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606

KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

KOVITZ SECURITIES, LLC
115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

KPMG CORPORATE FINANCE LLC
1 EAST PRATT STREET, 6TH FLOOR, BALTIMORE, MD 21202

KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

KRAMBO CORPORTION
1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

KRAMER SECURITIES CORPORATION
7120 S.W. 95 STREET, MIAMI, FL 33156
Mailing Address: P.O. DRAWER 431456, MIAMI, FL 33243

KRD BROKERAGE, LLC
1101 PERIMETER DRIVE , SUITE 730, SCHAUMBURG, IL 60173
Mailing Address: 1101 PERIMETER DRIVE, SUITE 730, SCHAUMBURG, IL 60173

KRIEBEL GAS & OIL INVESTMENTS CORP.
633 MAYFIELD DRIVE, CLARION, PA 16214
Mailing Address: P.O. BOX 765, CLARION, PA 16214

KRK LIMITED
1107 NIGHTINGALE DR, PALATINE, IL 60067-7038

KRUEGER BROKERAGE INC.
406 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632
Mailing Address: P.O. BOX 1448, KEOKUK, IA 52632

KTA CAPITAL, LLC
C/O SPRINGTREE GLOBAL INVESTORS, LLC, 370 LEXINGTON AVENUE SUITE 1900, NEW YORK, NY 10017

KUEHL CAPITAL CORPORATION
14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

KUHNS BROTHERS SECURITIES CORPORATION
558 LIME ROCK ROAD, LIME ROCK, CT 06039
Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

KUN-LUN DEVELOPMENT CORPORATION
6080 STEWART AVENUE, FREMONT, CA 94538

KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC.
1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

KW SECURITIES CORPORATION
1001 BAYHILL DRIVE, SUITE 170, SAN BRUNO, CA 94066

KYSON & CO
411 E. HUNTINGTON DR., #212, ARCADIA, CA 91006

L

L&M FINANCIAL SERVICES
5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129
Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD – SUITE 325, ST. LOUIS, MO 63017
Mailing Address: 16401 SWINGLEY RIDGE ROAD – SUITE 210, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY
9810 MONTGOMERY ROAD, CINCINNATI, OH 45242-6414

L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

L.P. LITTLEWOOD AND ASSOCIATES, INC.
2713 FLOSSMOOR RD., FLOSSMOOR, IL 60422
Mailing Address: 2713 FLOSSMOOR ROAD, FLOSSMOOR, IL 60422

LABRANCHE & CO. LLC
33 WHITEHALL STREET, NEW YORK, NY 10005
Mailing Address: 33 WHITEHALL STREET, NEW YORK, NY 10006-3008

LABRANCHE FINANCIAL SERVICES, LLC
33 WHITEHALL STREET, NEW YORK, NY 10004

LABRANCHE STRUCTURED PRODUCTS DIRECT
33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004

LABRANCHE STRUCTURED PRODUCTS LLC
33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004

LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B“, COLUMBIA, MO 65203

LADENBURG THALMANN & CO. INC.
520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

LAIDLAW & COMPANY (UK) LTD.
41 DOVER STREET, LONDON, W1S 4NS ENGLAND
Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016

LAKE FOREST SECURITIES LLC
39 SOUTH LASALLE ST. STE. 716, CHICAGO, IL 60603

LAKEPOINTE CAPITAL ADVISORS LLC
60 SOUTH SIXTH STREET, SUITE 2310, MINNEAPOLIS, MN 55402

LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMAUTE CAPITAL INCORPORATED
5500 FRIENDSHIP BLVD., #1709N, CHEVY CHASE, MD 20815
Mailing Address: 1940 DUKE STREET, SUITE 200, ALEXANDRIA, VA 22314

LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

LAMPOST CAPITAL, L.C.
7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

LANCASTER POLLARD & CO.
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDMARK INVESTMENT GROUP, INC
350 CAYUGA RD, CHEEKTOWAGA, NY 14225

LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

LANE CAPITAL MARKETS LLC
2425 POST ROAD, SUITE 205, SOUTHPORT, CT 06890

LANE FINANCIAL L.L.C.
1420 SHERIDAN RD., SUITE 1E, WILMETTE, IL 60091-1848

LANE, BERRY & CO. INTERNATIONAL, LLC
125 HIGH STREET, SUITE 2500, BOSTON, MA 02110

LANGDON SHAW SECURITIES, INC.
320 N. MERIDIAN STREET, SUITE 908, INDIANAPOLIS, IN 46204-1727

LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LARA, SHULL & MAY, LLC
7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARKSPUR CAPITAL CORPORATION
445 PARK AVENUE-15TH FLR., NEW YORK, NY 10022

LARSONALLEN FINANCIAL, LLC
220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LAUREL HILL SECURITIES LLC
100 WALL STREET 22ND FLOOR, SUITE 22223, NEW YORK, NY 10005

LAVAFLOW, INC.
388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

LAVECCHIA CAPITAL LLC
444 MANSFIELD AVENUE, DARIEN, CT 06820

LAWSON FINANCIAL CORPORATION
3352 E. CAMELBACK RD, PHOENIX, AZ 85018
Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD CAPITAL MARKETS LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD MIDDLE MARKET LLC
225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402
Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

LB GROUP LLC
274 RIVERSIDE AVENUE, PH, WESTPORT, CT 06880

LBC CAPITAL PARTNERS LLC
700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005

LCG CAPITAL ADVISORS, LLC
401 EAST JACKSON STREET, SUITE 2450, TAMPA, FL 33602

LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LEADER CAPITAL CORP.
1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221
Mailing Address: 1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221

LEBENTHAL & CO., LLC
521 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10175

LEC INVESTMENT CORP.
1015 FINANCIAL CENTER, BIRMINGHAM, AL 35203

LEDGEMONT CAPITAL MARKETS LLC
780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017
Mailing Address: 780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017

LEDGEMONT SECURITIES LLC
780 THIRD AVE., 23RD FLOOR, NEW YORK, NY 10017

LEDGEWOOD CAPITAL MANAGEMENT, LLC
92 PORTSMOUTH AVENUE, SUITE 15, EXETER, NH 03833

LEE FINANCIAL SECURITIES, INC.
2756 WOODLAWN DRIVE, SUITE #6-201, HONOLULU, HI 96822-1856
Mailing Address: 503 BLACKBIRD DRIVE, HOCKESSIN, DE 19707-2053

LEERINK SWANN LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

LEGACY ASSET SECURITIES, INC.
1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027

LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGEND EQUITIES CORPORATION
4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410

LEGEND MERCHANT GROUP, INC.
30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

LEGEND SECURITIES, INC.
39 BROADWAY (SUITE 740), NEW YORK, NY 10006

LEGENT CLEARING
9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114

LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

LEHMAN BROTHERS INC.
100 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

LEMLEY, YARLING & CO.
42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521

LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451

LEONARD & COMPANY
1450 WEST LONG LAKE RD, SUITE 150, TROY, MI 48098

LEONARD SECURITIES, INC
1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036

LEVEL ATS
65 FRANKLIN STREET, SUITE 201, BOSTON, MA 02110

LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEXICON PARTNERS (US) LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

LF FINANCIAL, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433

LFC SECURITIES, LLC
1250 CONNECTICUT AVE NW, SUITE 550, WASHINGTON, DC 20036

LIABILITY SOLUTIONS
ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901

LIABSOL INC.
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

LIATI CAPITAL, LLC
17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004

LIBERTY ASSOCIATES, INC.
36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036

LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL PARTNERS
10 LIBERTY SQUARE 6TH FLOOR, BOSTON, MA 02109

LIBERTY GROUP, LLC
3923 GRAND AVENUE, OAKLAND, CA 94610

LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY-SUITE #300, ELM GROVE, WI 53122

LIBERTY LIFE SECURITIES LLC
100 LIBERTY WAY, DOVER, NH 03820

LIBERTY PARTNERS FINANCIAL SERVICES, LLC
4540 CALIFORNIA AVENUE, SUITE 530, BAKERSFIELD, CA 93309

LIBERTY TREE ADVISORS, LLC
24 LIBERTY STREET, ACTON, MA 01720

LIBERUM CAPITAL INC
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

LIBUCKI & CO., LLC
1900 MARKET STREET SUITE 113, SUITE 113, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 113, PHILADELPHIA, PA 19103

LIEBLONG & ASSOCIATES, INC.
10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIFEVEST FINANCIAL, INC.
10 BAY STATE ROAD, BELMONT, MA 02478

LIGHTHOUSE CAPITAL CORPORATION
659 ABREGO ST., SUITE 6, MONTEREY, CA 93940

LIGHTHOUSE FINANCIAL GROUP, LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170

LIGHTHOUSE SECURITIES, LTD.
241 MAIN STREET, HARTFORD, CT 06106-1862

LIGHTSPEED TRADING, LLC
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

LIGHTSTONE SECURITIES, LLC
1 INTERNATIONAL BLVD SUITE 200, MAHWAH, NJ 07495

LIME BROKERAGE LLC
625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN FINANCIAL SECURITIES CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301-3258
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

LINCOLN INTERNATIONAL L.L.C.
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

LINCOLN INVESTMENT
FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

LINEAR FINANCIAL SERVICES, INC.
4 HUTTON CENTRE DRIVE, SUITE 1000, SANTA ANA, CA 92707

LINKBROKERS DERIVATIVES CORPORATION
107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10012

LIQUID CAPITAL SECURITIES, LLC
71 SOUTH WACKER DRIVE, SUITE 2100, CHICAGO, IL 60606

LIQUIDNET, INC.
498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018

LITTLE AND COMPANY
211 WEST WALL, MIDLAND, TX 79701-4506

LIVERMORE TRADING GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

LIVINGSTON MONROE CAPITAL GROUP INC.
5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431

LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

LJS CAPITAL, LLC
4027 GUADELOUPE ST, BOULDER, CO 80301

LMV CAPITAL CORP.
11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010

LOCKEBRIGE PARTNERS, INC.
1666 MASSACHUSETTES AVENUE, LEXINGTON, MA 02420

LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOEB PARTNERS CORPORATION
61 BROADWAY, NEW YORK, NY 10006

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED
HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA
Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA

LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LOMBARDI & CO., INC.
29 BROADWAY @ TRINITY PLACE, STREET LEVEL, NEW YORK, NY 10006

LONDON & PACIFIC CAPITAL ADVISORS, LLC
2301 ROSECRANS AVENUE, SUITE 3170, EL SEGUNDO, CA 90245

LONE STAR SECURITIES, INC.
15851 DALLAS PKWY. – SUITE 105, ADDISON, TX 75001-3360

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGBOW SECURITIES, LLC
6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LONGVIEW FINANCIAL GROUP, INC
370 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10017

LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC
200 W. JACKSON., SUITE 1600, CHICAGO, IL 60606
Mailing Address: 200 W. JACKSON, SUITE 1600, CHICAGO, IL 60606

LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

LORING WARD SECURITIES INC.
3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128

LOUIS CAPITAL MARKETS, LP
445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

LOVELL INCORPORATED
1519 LIPSCOMB DRIVE, BRENTWOOD, TN 37027
Mailing Address: P.O. BOX 157, BRENTWOOD, TN 37024

LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

LPL FINANCIAL CORPORATION
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108-3106

LTC INVESTMENT SERVICES, INC.
717 – 17TH ST., SUITE 2100, DENVER, CO 80202-3323
Mailing Address: 717 – 17TH ST, SUITE 2100, DENVER, CO 80202-3323

LUCIA FINANCIAL LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751

LUDLOW WARD SECURITIES LLC
ONE FINANCIAL WAY, SUITE 309, CINCINNATI, OH 45242

LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC
2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE 1104, BOSTON, MA 02116

LYNX CAPITAL, LLC
10900 WILSHIRE BOULEVARD, SUITE 300, LOS ANGELES, CA 90024

LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019

M

M & W FINANCIAL INC.
140 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
Mailing Address: 100 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092

M B FINANCIAL SERVICES
193 DOWD ST., NEWINGTON, CT 06111-2608
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963

M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

M&A CAPITAL, LLC
32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361

M&I DISTRIBUTORS LLC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
Mailing Address: 111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039

M&I FINANCIAL ADVISORS, INC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202

M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

M. AMARICO, INC.
96 LIMEKILN ROAD, WEST REDDING, CT 06896

M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD – BUILDING 2, NEW HARTFORD, NY 13413-0895
Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895

M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

M. HADLEY SECURITIES, INC.
1700 CALIFORNIA STREET, SUITE 335, SAN FRANCISCO, CA 94109

M. R. BEAL & COMPANY
110 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

M. RAMSEY KING SECURITIES, INC.
93 TOMLIN CIRCLE, BURR RIDGE, IL 60527

M. S. HOWELLS & CO.
20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255

M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025

M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

M.E.S.A. SECURITIES, INC.
85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
Mailing Address: 85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

M.J. WHITMAN LLC
622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

M3 CAPITAL PARTNERS LLC
233 SOUTH WACKER DRIVE, SUITE 5200, CHICAGO, IL 60606

MACALLASTER PITFIELD MACKAY INC.
30 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST, NEW YORK, NY 10004

MACGREGOR GLOBAL INVESTMENTS, LLC
980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611

MACK INVESTMENT SECURITIES, INC.
1939 WAUKEGAN RD.,SUITE 300, GLENVIEW, IL 60025

MACKIE RESEARCH USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

MACMAR INVESTMENT CORPORATION
2482 11TH ST. SW, AKRON, OH 44314

MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

MACQUARIE PRIVATE WEALTH CORP
BCE PLACE, 181 BAY STREET, SUITE 3200, P.O. BOX 779, TORONTO, ONTARIO, M5J 2T3 CANADA

MACRO FINANCIAL, LLC
14 MAIN STREET, SUITE 100, MADISON, NJ 07940

MACRO RISK ADVISORS LLC
1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018

MADDEN SECURITIES CORPORATION
1901 NORTH AKARD, DALLAS, TX 75201

MADISON AVENUE SECURITIES, INC.
15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128

MADISON CAPITAL MARKETS, INC.
666 FIFTH AVENUE SUITE 1411, NEW YORK CITY, NY 10103

MADISON PARK GROUP LLC
521 FIFTH AVENUE (17TH FLOOR), NEW YORK, NY 10175

MADISON WILLIAMS AND COMPANY
527 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

MAGNER SECURITIES, LLC
3414 PEACHTREE ROAD, NE, SUITE 1020, ATLANTA, GA 30326

MAGUIRE INVESTMENTS, INC.
1862 S. BROADWAY, SUITE 100, SANTA MARIA, CA 93454
Mailing Address: P.O. BOX 1848, SANTA MARIA, CA 93456-1848

MAHLER & EMERSON INC.
570 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146

MAIA SECURITIES, INC.
17800 CASTLETON ST. SUITE 435, CITY OF INDUSTRY, CA 91748
Mailing Address: 17800 CASTLETON ST. – SUITE 435, CITY OF INDUSTRY, CA 91748

MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101

MAINFIRST SECURITIES US INC.
SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY

MAINLINE WEST MUNICIPAL SECURITIES LLC
700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202

MAINSAIL GROUP LLC
350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

MAITLAND SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

MAKO FINANCIAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

MAKO USA LLP
25 CHRISTOPHER STREET, LONDON, EC2A 2BS UK

MALKIN SECURITIES CORP.
60 EAST 42ND STREET, NEW YORK, NY 10165-0015

MALLORY CAPITAL GROUP, LLC
19 OLD KING’S HIGHWAY SOUTH – STE. 14, DARIEN, CT 06820

MAM WEALTH MANAGEMENT, LLC.
15456 VENTURA BOULEVARD; SUITE 302, SHERMAN OAKS, CA 91403
Mailing Address: 16161 VENTURA BOULEVARD, BOX 631, ENCINO, CA 91436

MAN INVESTMENTS INC.
ONE ROCKEFELLER PLAZA, 16TH FLOOR, NEW YORK, NY 10022

MANAGED ACCOUNT SERVICES, LLC
565 E. SWEDESFORD RD., SUITE 310, WAYNE, PA 19087

MANAGERS DISTRIBUTORS, INC.
333 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL 60606

MANARIN SECURITIES CORPORATION
15858 WEST DODGE ROAD, SUITE 310, OMAHA, NE 68118

MANCHESTER FINANCIAL GROUP, LLC
4700 IDS CENTER, MINNEAPOLIS, MN 55402
Mailing Address: 4700 IDS CENTER, 80 SOUTH EIGHTH ST., MINNEAPOLIS, MN 55402

MANITOU CAPITAL MANAGEMENT, INC.
1425 MICHIGAN AVE., FRANKFORT, MI 49635
Mailing Address: 1425 MICHIGAN AVE, FRANKFORT, MI 49635

MANN MANN JENSEN PARTNERS LP
TWO GRAND CENTRAL TOWER, 140 EAST 45TH STREET, SUITE 14A, NEW YORK, NY 10017

MANNA CAPITAL MANAGEMENT
6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042

MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

MANOR HOUSE CAPITAL LLC
2005 MARKET STREET, 8TH FLOOR, SUITE 820, PHILADELPHIA, PA 19103

MANOR PRIVATE CAPITAL, LLC
10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

MAP SECURITIES, INC.
1682 E. GUDE DRIVE – SUITE 201, ROCKVILLE, MD 20850

MAPLE SECURITIES U.S.A. INC.
10 EXCHANGE PLACE, 26TH FLOOR, JERSEY CITY, NJ 07302

MAPLEWOOD INVESTMENT ADVISORS, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

MARATHON CAPITAL MARKETS, LLC
2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015
Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015

MARATHON FINANCIAL GROUP, INC.
401 SOUTH LASALLE STREET, SUITE 204, CHICAGO, IL 60605
Mailing Address: 401 SOUTH LASALLE ST, SUITE 204, CHICAGO, IL 60605

MARBLEHEAD TRADING GROUP, LLC
14 VANDERVENTER AVENUE, SUITE 201, PORT WASHINGTON, NY 11050

MARC J. LANE & COMPANY
180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701

MARCH CAPITAL CORP.
200 E RANDOLPH ST STE 2100, CHICAGO, IL 60601-6432

MARCH GROUP FINANCIAL, LLC
4685 MACARTHUR COURT, SUITE 400, NEWPORT BEACH, CA 92660

MARCO POLO SECURITIES INC.
75 BROAD STREET, 15TH FLOOR, NEW YORK, NY 10004

MARINER GROUP CAPITAL MARKETS, INC.
500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

MARK BOYAR & COMPANY, INC.
35 EAST 21ST STREET, NEW YORK, NY 10010

MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583
Mailing Address: 404 EAST 66TH STREET APT 5E, NEW YORK, NY 10021

MARK R. WILFERT & COMPANY, LLC
1025 POLO CLUB ROAD, SUITE 300, INDEPENDENCE, MN 55359

MARK STEWART SECURITIES, INC.
30071 TOMAS, SUITE 175, RANCHO SANTA MARGARITA, CA 92688
Mailing Address: P. O. BOX 51150, IRVINE, CA 92619

MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

MARKS BAUGHAN SECURITIES LLC
ONE TOWER BRIDGE, CONSHOHOCKEN, PA 19428

MARQUETTE DE BARY CO., INC.
230 PARK AVENUE, SUITE 939, NEW YORK, NY 10169

MARQUIS FINANCIAL SERVICES, INC.
16501 VENTURA BLVD. SUITE 512, ENCINO, CA 91436

MARQUIS HOLDINGS, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, 65 BROADWAY, 18TH FLOOR, NEW YORK, NY 10006
Mailing Address: 31 APACHE TRAIL, FREEHOLD, NJ 07728

MARSCO INVESTMENT CORPORATION
101 EISENHOWER PARKWAY, ROSELAND, NJ 07068

MARTIN CURRIE INVESTOR SERVICES, INC.
1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019

MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

MARTIN VENTURES LLC
7921 JONES BRANCH DRIVE, #600, MCLEAN, VA 22102

MARTIN WOLF SECURITIES, LLC
4000 EXECUTIVE PARKWAY, SUITE 515, SAN RAMON, CA 94583

MARTINEZ-AYME SECURITIES
9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173

MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391

MARV CAPITAL INC.
4600 CAMPUS DRIVE, SUITE 105, NEWPORT BEACH, CA 92660
Mailing Address: 4600 CAMPUS DRIVE SUITE 105, NEWPORT BEACH, CA 92660

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

MASON SECURITIES, INC.
11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321

MAST SERVICES LLC
2 CANAL PARK, CAMBRIDGE, MA 02141

MASTERTRADER.COM
7-11 SOUTH BROADWAY, SUITE 210A, WHITE PLAINS, NY 10601

MATHESON SECURITIES, L.L.C.
23160 FASHION DR., #225, ESTERO, FL 33928

MATRIX CAPITAL GROUP, INC.
420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170

MATRIX PRIVATE EQUITIES, INC.
11 SOUTH 12TH STREET, 3RD FLOOR, RICHMOND, VA 23219

MAX INTERNATIONAL BROKER/DEALER CORP.
75 MAIDEN LANE STE 503, NEW YORK, NY 10038

MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174

MAXWELL NOLL INVESTMENT ADVISORS
600 SOUTH LAKE AVENUE, SUITE 405, PASADENA, CA 91106-3955

MAXWELL SIMON, INC.
708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415

MAXXTRADE, INC.
880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
Mailing Address: 880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503

MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

MAYFAIR CAPITAL MARKETS LLC
TWO SOUND VIEW DRIVE, SUITE 100, GREENWICH, CT 06830
Mailing Address: 93 E. MIDDLE PATENT ROAD, GREENWICH, CT 06831-2807

MAYFAIR SECURITIES, LLC
333 SOUTH HOPE STREET, 16TH FLOOR, LOS ANGELES, CA 90071

MAYHILL AGENCY, LLC
3621 ROUTE 94, HAMBURG, NJ 07419

MAYMONT PARTNERS, INC.
1801 LIBBIE AVE, SUITE 104, RICHMOND, VA 23226

MAZZONE & ASSOCIATES, INC.
8 PIEDMONT CENTER, SUITE 510, 3525 PIEDMONT RD., NE, ATLANTA, GA 30305

MB TRADING
1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
Mailing Address: 1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245

MBM SECURITIES, INC.
440 LOUISIANA – SUITE 2600, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA, SUITE 2600, HOUSTON, TX 77002

MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166

MC FINANCIAL SERVICES LTD.
655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017

MCA SECURITIES LLC
200 SOUTH WACKER DRIVE, SUITE 726, CHICAGO, IL 60606

MCADAMS WRIGHT RAGEN, INC.
925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104

MCCAFFERTY & COMPANY, LLC
2029 CENTURY PARK EAST, SUITE 430, LOS ANGELES, CA 90067

MCCAULEY SECURITIES, LTD.
80 BROAD STREET, 27TH FL, NEW YORK, NY 10004

MCCLENDON, MORRISON & PARTNERS, INC.
150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
Mailing Address: 150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586

MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

MCCOLL PARTNERS, LLC
100 NORTH TRYON STREET, SUITE 5400, CHARLOTTE, NC 28202

MCCOURTNEY-BRECKENRIDGE & COMPANY
9986 MANCHESTER ROAD, STE. 200, ST. LOUIS, MO 63122-1934

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

MCFARLAND DEWEY SECURITIES CO., L.P.
420 LEXINGTON AVENUE, NEW YORK, NY 10170-2699

MCGLADREY CAPITAL MARKETS, LLC
575 ANTON BOULEVARD, 11TH FLOOR, COSTA MESA, CA 92626

MCKIM CAPITAL, INC.
215 SMMIT ROAD, WALNUT CREEK, CA 94598
Mailing Address: 215 SUMMIT ROAD, WALNUT CREEK, CA 94598

MCKINNON & COMPANY, INC.
999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
Mailing Address: 999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510

MCL FINANCIAL GROUP, INC.
1851 EAST FIRST STREET, SUITE 150, SANTA ANA, CA 92705

MCLEAN SECURITIES, LLC
7900 WESTPARK DRIVE, SUITE A320, MCLEAN, VA 22102

MCLINEY AND COMPANY
2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108

MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

MCMAHAN SECURITIES CO. L.P.
500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086
Mailing Address: 500 WEST PUTNAM AVE., GREENWICH, CT 06830-6086

MCMANUS & MILES INCORPORATED
575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022
Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022

MCMILLION SECURITIES, INC.
701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408
Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420

MCNALLY FINANCIAL SERVICES CORPORATION
1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

MCNAMEE LAWRENCE SECURITIES, LLC
420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116

MCNICOLL, LEWIS & VLAK LLC
420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170

MD GLOBAL PARTNERS, LLC
825 THIRD AVENUE, 2ND FLOOR – SUITE 231, NEW YORK, NY 10022

MDB CAPITAL GROUP LLC
401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401
Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401

MEADOWBROOK SECURITIES LLC
4266 I-55 NORTH, SUITE 106, MEADOWBROOK OFFICE PARK, JACKSON, MS 39211

MEADOWVALE ADVISORS LLC
1 WEST STREET, SUITE 100, NEW YORK, NY 10004-1021

MEANS INVESTMENT CO., INC.
802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614

MEB OPTIONS, LLC
440 S. LASALLE, SUITE 959, CHICAGO, IL 60605
Mailing Address: 14444 OAK TRAIL, HOMER GLEN, IL 60491

MEDALIST SECURITIES INC.
100 SHOCKOE SLIP, 2ND FL, RICHMOND, VA 23219

MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

MEESCHAERT CAPITAL MARKETS, INC.
600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

MEESPIERSON SECURITIES LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516

MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

MELLIN SECURITIES, INC.
33W469 MARE BARN LANE, WAYNE, IL 60184

MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1050, CHICAGO, IL 60604
Mailing Address: 141 WEST JACKSON BLVD., SUITE 2045, CHICAGO, IL 60604

MELVIN SECURITIES, L.L.C.
111 WEST JACKSON BLVD #2110, CHICAGO, IL 60604

MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

MERCANTI SECURITIES, LLC
60 SOUTH 6TH STREET, 3720 DAIN RAUSCHER PLAZA, MINNEAPOLIS, MN 55402

MERCANTIL COMMERCEBANK INVESTMENT SERVICES
220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134

MERCATOR ASSOCIATES, LLC
121 RICHMOND STREET WEST, SUITE 601, TORONTO, M5H 2K1 CANADA

MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

MERCHANT CAPITAL, L.L.C.
LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117
Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124

MERCOR SECURITIES LLC
1375 GATEWAY BOULEVARD, SUITE 35, BOYNTON BEACH, FL 33426
Mailing Address: PO BOX 1214, BOYNTON BEACH, FL 33425

MERCURY EQUITY GROUP, LLC
380 LEXINGTON AVENUE, SUITE 2020, NEW YORK, NY 10168

MERCURY SECURITIES, LLC
1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
Mailing Address: 1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901

MEREDITH WHITNEY SECURITIES, LLC
50 WEST 57TH STREET, 2ND FLOOR, NEW YORK, NY 10019

MERGER & ACQUISITION CAPITAL SERVICES, INC.
336 EAST 53RD STREET, NEW YORK, NY 10022
Mailing Address: 336 EAST 53RD STREET, 4TH FLOOR, NEW YORK, NY 10022

MERIDIAN CAPITAL PARTNERS, LLC
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

MERIDIAN EQUITY PARTNERS, INC.
5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

MERIDIAN INVESTMENTS, INC.
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

MERIDIAN UNITED CAPITAL, LLC
8800 N. GAINEY CENTER DR., SUITE 176, SCOTTSDALE, AZ 85258

MERIDIEN FINANCIAL GROUP, INC.
10 DORRANCE STREET 5TH FLOOR, SUITE 524, PROVIDENCE, RI 02903
Mailing Address: 10 DORRANCE STREET 5TH FLOOR, PROVIDENCE, RI 02903

MERITUS FINANCIAL GROUP, INC.
645 TOLLGATE RD., STE. 140, ELGIN, IL 60123

MERLIN SECURITIES, LLC
101 CALIFORNIA STREET, SUITE 3050, SAN FRANCISCO, CA 94111

MERRILL LYNCH GOVERNMENT SECURITIES INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
222 BROADWAY – 6TH FLOOR, NEW YORK, NY 10038
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRIMAC CORPORATE SECURITIES, INC.
1185 SPRING CENTRE SOUTH BLVD, STE 1060, ALTAMONTE SPRINGS, FL 32714

MERRIMACK VALLEY INVESTMENT, INC.
109 MERRIMACK STREET, HAVERHILL, MA 01830

MERRIMAN CURHAN FORD & CO.
600 CALIFORNIA STREET, SUITE 900, SAN FRANCISCO, CA 94108

MERRION SECURITIES, LLC
210 ELMER STREET, WESTFIELD, NJ 07090

MERTZ ASSOCIATES, INC
N17W24222 RIVERWOOD DRIVE, #305, WAUKESHA, WI 53188

MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654

METCAP SECURITIES, LLC
405 LEXINGTON AVE., 39TH FLOOR, NEW YORK CITY, NY 10174

METCIRCLE SECURITIES LLC
103 EAST 84TH STREET, SUITE 5B, NEW YORK, NY 10028
Mailing Address: 103 EAST 84TH STREET, NEW YORK, NY 10028

METLIFE INVESTORS DISTRIBUTION COMPANY
5 PARK PLAZA, IRVINE, CA 92614

METLIFE SECURITIES INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

METROPOLITAN CAPITAL, INC.
9 EAST ONTARIO, CHICAGO, IL 60611

METZLER SECURITIES GMBH
18 GROSSE GALLUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
Mailing Address: 18 GROSSE GALUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY

MEWBOURNE SECURITIES, INC.
3901 SOUTH BROADWAY, TYLER, TX 75701

MEYERS ASSOCIATES, L.P.
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

MF GLOBAL INC.
717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

MFI SECURITIES, L.P.
950 THIRD AVENUE-FLOOR 27, NEW YORK, NY 10022-2705

MFR SECURITIES, INC.
675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

MFS FUND DISTRIBUTORS, INC.
500 BOYLSTON STREET, BOSTON, MA 02116-3741

MG SECURITIES LLC
ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY 10004

MGI FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

MGI SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA

MGO SECURITIES CORP.
THE TOWER AT ERIEVIEW, 1301 E. NINTH STREET SUITE 1400, CLEVELAND, OH 44114

MHA FINANCIAL CORP
4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409

MHT SECURITIES, L.P.
2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

MICG INVESTMENT MANAGEMENT, LLC
11815 FOUNTAIN WAY, SUITE 400, NEWPORT NEWS, VA 23606

MICHAEL P. O’KEEFE INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: MICHAEL O’KEEFE, 1 MELROSE TERRACE, APT. 217, LONG BRANCH, NJ 07740

MICHAEL SAUNDERS SECURITIES CORP.
307 S. ORANGE AVENUE, SARASOTA, FL 34236

MICHIGAN SECURITIES, INC.
21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901

MICROPLACE, INC.
2211 N. FIRST STREET, SAN JOSE, CA 95131

MICROTRADE NETWORKS, INC.
2091 BUSINESS CENTER DRIVE, SUITE 120, IRVINE, CA 92612

MID ATLANTIC CAPITAL CORPORATION
1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368

MID FLORIDA CAPITAL MANAGEMENT, INC.
1807 CROWN WAY, ORLANDO, FL 32804
Mailing Address: P.O. BOX 608039, ORLANDO, FL 32860-8039

MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841

MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549

MID-OHIO SECURITIES CORP
225 BURNS ROAD, ELYRIA, OH 44035-5526
Mailing Address: P.O. BOX 1529, ELYRIA, OH 44035-1529

MIDAMERICA FINANCIAL SERVICES, INC.
1007 E. 20TH STREET, JOPLIN, MO 64804

MIDDLE MARKET TRANSACTIONS, INC.
158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523

MIDDLEBURY SECURITIES LLC
1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753

MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

MIDKIFF & STONE CAPITAL GROUP, INC.
4808 PALMETTO, BELLAIRE, TX 77401-3414
Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705

MIDSOUTH CAPITAL, INC.
1050 CROWN POINTE PARKWAY, SUITE 200, ATLANTA, GA 30338

MIDTOWN PARTNERS & CO., LLC
4218 WEST LINEBAUGH AVENUE, TAMPA, FL 33624

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
925 CURTISS STREET, DOWNERS GROVE, IL 60515

MIDWEST RESOURCES SECURITIES CORP.
2511 N 124TH ST.STE. 105, BROOKFIELD, WI 53005-4684
Mailing Address: P.O. BOX 76, ELM GROVE, WI 53122-0076

MIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611
Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611

MIDWOOD SECURITIES, INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

MILESTONE ADVISORS LLC
1775 I STREET, NW, SUITE 800, WASHINGTON, DC 20006

MILESTONE INVESTMENTS, INC.
6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246

MILKIE/FERGUSON INVESTMENTS, INC.
8750 N.CENTRAL EXPRESSWAY, STE. 1700, DALLAS, TX 75231

MILLENNIUM ADVISORS, LLC
14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277

MILLENNIUM GLOBAL CAPITAL, LLC
75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019

MILLENNIUM WAVE INVESTMENTS
3204 BEVERLY, DALLAS, TX 75205

MILLER BUCKFIRE & CO., LLC
153 E 53RD ST, 22ND FLOOR, NEW YORK, NY 10022

MILLER CAPITAL MARKETS, LLC
4900 NORTH SCOTTSDALE ROAD, SUITE 3800, SCOTTSDALE, AZ 85251-7663

MILLER TABAK + CO., LLC
331 MADISON AVE, NEW YORK, NY 10017

MILLER TABAK ROBERTS SECURITIES, LLC
331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017
Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017

MILLINGTON SECURITIES, INC.
222 SOUTH MILL STREET, NAPERVILLE, IL 60540

MINNESOTA VALLEY INVESTMENTS
600 EAST BRIDGE STREET, REDWOOD FALLS, MN 56283
Mailing Address: PO BOX 70, REDWOOD FALLS, MN 56283

MINSHALL & COMPANY INC.
2200 S. UTICA PL. STE 150, TULSA, OK 74114

MIRAE ASSET SECURITIES (USA) INC.
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY 10036

MIRAMAR SECURITIES, LLC
12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA, GA 30004
Mailing Address: 12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA,, GA 30004

MIRUS SECURITIES, INC.
200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803

MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

MISMI, INC.
17 STATE STREET, SUITE 703, NEW YORK, NY 10004

MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

MITCHELL SECURITIES, INC.
213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

MITRE GROUP LLC
1504 NORTH MAIN STREET, CROWN POINT, IN 46307

MITSUBISHI UFJ SECURITIES (USA), INC.
1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

MIZUHO SECURITIES USA INC.
1251 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10020

MJC ADVISORS LLC
535 MADISON AVE., 5TH FLOOR, NEW YORK, NY 10022

MKG FINANCIAL GROUP, INC.
1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201

MKM PARTNERS LLC
ONE SOUND SHORE DRIVE, 3RD FLOOR, GREENWICH, CT 06830-7251

MMA SECURITIES, INC.
1110 NORTH MAIN STREET, GOSHEN, IN 46528
Mailing Address: P.O. BOX 483, GOSHEN, IN 46527

MMC SECURITIES CORP.
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MML DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MML INVESTORS SERVICES, INC.
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MMLISI FINANCIAL ALLIANCES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MMR, INC.
550 N. 159TH STREET EAST, SUITE 200, WICHITA, KS 67230

MND PARTNERS, INC.
20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005

MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

MOFFAT CAPITAL, LLC
765 NORTH ISLAND DR. NW, ATLANTA, GA 30327-4619

MOGAVERO LEE & CO INC.
20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005

MOLECULAR SECURITIES INC.
45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

MOMENTUM TRADING PARTNERS, LLC
17 STATE STREET, 11TH FLOOR, NEW YORK, NY 10004

MONADNOCK SECURITIES, LP
219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801

MONARCH BAY ASSOCIATES, LLC
30950 RANCHO VIEJO ROAD, SUITE 120, SAN JUAN CAPISTRANO, CA 92675

MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

MONARCH FINANCIAL CORPORATION OF AMERICA
230 PARK AVENUE, STE 939, NEW YORK, NY 10169

MONDIALE SECURITIES, LLC
75 ROCKEFELLER PLAZA, 15 WEST 51ST STREET, SUITE 2102, NEW YORK, NY 10019

MONETA SECURITIES CORPORATION
15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169
Mailing Address: PO BOX 909, HAYMARKET, VA 20168

MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002

MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

MONEY MANAGEMENT ADVISORY, INC.
102 W. STREET RD, FEASTERVILLE, PA 19053

MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
260 CALIFORNIA STREET, SUITE 200, SAN FRANCISCO, CA 94111

MONITOR CAPITAL LLC
8 SOUNDSHORE DRIVE, GREENWICH, CT 06830

MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047

MONROE SECURITIES, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

MONTAG & JOSELSON
21 PARK DRIVE SOUTH, RYE, NY 10580

MONTECITO ADVISORS, INC.
2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105

MONTGOMERY & CO., LLC
100 WILSHIRE BLVD., SUITE 400, SANTA MONICA, CA 90401

MONTGOMERY, MARSHALL HEALTHCARE PARTNERS,LLC
THREE EMBARCADERO CENTER, SUITE 1420, SAN FRANCISCO, CA 94111

MONTROSE SECURITIES INTERNATIONAL
44 MONTGOMERY STREET, SUITE 3050, SAN FRANCISCO, CA 94104

MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116

MOODY CAPITAL SOLUTIONS, INC
5575 NORTH POINT PKWY, SUITE 89, ALPHARETTA, GA 30022

MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057

MOORELAND PARTNERS LLC
537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830

MOORGATE SECURITIES LLC
45 ROCKEFELLER PLAZA, SUITE 1406, NEW YORK, NY 10111

MOORS & CABOT, INC.
111 DEVONSHIRE STREET, BOSTON, MA 02109

MORALES & CO. CAPITAL MARKETS, LLC
7878 STRATFORD LANE, ATLANTA, GA 30350

MORAN SECURITIES, INC.
ONE NORTH FRANKLIN SUITE 700, CHICAGO, IL 60606

MORETON BROKERAGE SERVICES, LLC
709 EAST SOUTH TEMPLE, SALT LAKE CITY, UT 84102

MORGAN INVESTMENT MANAGEMENT, INC.
12520 HIGH BLUFF DR STE 360, SAN DIEGO, CA 92130-2041

MORGAN JOSEPH & CO. INC.
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10020
Mailing Address: 600 FIFTH AVENUE 19TH FLOOR, NEW YORK, NY 10020

MORGAN KEEGAN & COMPANY, INC.
FIFTY FRONT STREET, MORGAN KEEGAN TOWER, MEMPHIS, TN 38103-9980

MORGAN STANLEY & CO. INCORPORATED
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 901 SOUTH BOND STREET, 3RD FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311

MORGAN STANLEY DISTRIBUTORS INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311

MORGAN STANLEY SMITH BARNEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 901 S BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

MORGAN WILSHIRE SECURITIES, INC.
960 FRANKLIN AVENUE, 2ND FLOOR, GARDEN CITY, NY 11530

MORNINGSTAR INVESTMENT SERVICES, INC.
22 W WASHINGTON ST, 13TH FLOOR, CHICAGO, IL 60602-1605

MORRIS FINANCIAL, INC.
413 AVE G #1, REDONDO BEACH, CA 90277

MORRIS GROUP, INC.
8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240

MORRISON INVESTMENTS, INC.
620 W. ROOSEVELT RD, SUITE C2, WHEATON, IL 60187-2306

MORTON CLARKE FU & METCALF, INC.
520 PIKE STREET, SUITE 2250, SEATTLE, WA 98101

MORTON SEIDEL & COMPANY, INC.
8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708

MOSAIC CAPITAL SECURITIES, LLC
15165 VENTURA BOULEVARD, SUITE 425, SHERMAN OAKS, CA 91403

MOSAIC FUNDS DISTRIBUTOR, LLC
8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258
Mailing Address: 8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

MOSS ADAMS CAPITAL LLC
999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019

MOSS ADAMS SECURITIES & INSURANCE LLC
999 THIRD AVE STE 2800, SEATTLE, WA 98104

MOUNT YALE SECURITIES, LLC
1125 17TH STREET, SUITE 1400, DENVER, CO 80202
Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437

MOUNTAIN VIEW SECURITIES, LLC
999 18TH STREET, SUITE 1001, DENVER, CO 80202

MOWELL FINANCIAL GROUP, INC.
407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312

MPG FINANCIAL, LLC
2140 LAKE PARK BLVD., STE. 204, RICHARDSON, TX 75080

MPI SECURITIES, INC.
101 POOR FARM ROAD, PRINCETON, NJ 08540

MPS GLOBAL SECURITIES, LLC
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

MS GLOBAL FINANCE, LLC
500 FIFTH AVENUE, SUITE 3000, NEW YORK, NY 10110

MS SECURITIES SERVICES INC.
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

MSA SECURITIES, LLC
3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405

MSCS FINANCIAL SERVICES, LLC
700 17TH STREET, S300, DENVER, CO 80202

MSF SECURITIES, INC.
6565 AMERICAS PARKWAY N.E., SUITE 611, ALBUQUERQUE, NM 87110

MT RUSHMORE SECURITIES LLC
1703 PADMAVANI LANE, FAIRFIELD, IA 52556

MTG, LLC
250 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10003

MTL EQUITY PRODUCTS, INC.
1200 JORIE BLVD., OAK BROOK, IL 60523-2269

MTS SECURITIES, LLC
623 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10022

MUFSON HOWE HUNTER & PARTNERS LLC
1717 ARCH STREET, 32ND FLOOR, PHILADELPHIA, PA 19103

MULTI-BANK SECURITIES, INC.
24280 WOODWARD AVENUE, PLEASANT RIDGE, MI 48069

MULTI-FINANCIAL SECURITIES CORPORATION
1290 BROADWAY, 14TH FLOOR, DENVER, CO 80203

MULTIPLE FINANCIAL SERVICES, INC.
15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

MULTITRADE SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170

MUNICIPAL CAPITAL MARKETS GROUP, INC.
4851 LBJ FREEWAY – SUITE 200, DALLAS, TX 75244

MUREX CAPITAL, LLC
2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134

MURIEL SIEBERT & CO., INC.
885 THIRD AVENUE STE 1720, NEW YORK, NY 10022

MURPHY & DURIEU
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271

MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

MUSKET RESEARCH ASSOCIATES INC.
125 CAMRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140
Mailing Address: 125 CAMBRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140

MUTUAL FUND SPECIALISTS, INC.
1531 ALOMA AVE, WINTER PARK, FL 32789
Mailing Address: P.O. BOX 2767, WINTER PARK, FL 32790-2767

MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624

MUTUAL FUNDS INVESTMENT COMPANY
1500 MASSACHUSETTS AVE. NW, WASHINGTON, DC 20005-1895
Mailing Address: 1500 MASSACHUSETTS AVE NW, WASHINGTON, DC 20005-1895

MUTUAL OF AMERICA LIFE INSURANCE COMPANY
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF AMERICA SECURITIES CORPORATION
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

MUTUAL SECURITIES, INC.
807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

MUTUAL SERVICE CORPORATION
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108

MUTUAL TRUST CO. OF AMERICA SECURITIES
2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759
Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759

MV SECURITIES GROUP, INC.
1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

MVISION PRIVATE EQUITY ADVISERS USA LLC
CONNAUGHT HOUSE, 1 – 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM

MVP FINANCIAL, LLC
99 JOHN STREET, #223, NEW YORK, NY 10038

MWA FINANCIAL SERVICES INC.
1701 1ST AVENUE, ROCK ISLAND, IL 61201

MWAM DISTRIBUTORS, LLC
865 S. FIGUEROA ST, SUITE 1800, LOS ANGELES, CA 90017

MYD MARKET, INC
608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

MYSTOCKFUND SECURITIES, INC.
4711 E FALCON DRIVE, SUITE 221, MESA, AZ 85215
Mailing Address: PO BOX 21566, MESA, AZ 85277

N

N. HAHN & CO., INC.
230 PARK AVENUE, NEW YORK, NY 10169
Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163

N.A. INVESTCORP LLC
280 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10017

N.B. ZOULLAS SECURITIES, INC.
909 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

N.E. PRIVATE CLIENT ADVISORS, LTD.
790 NORTH MAIN STREET, PROVIDENCE, RI 02904

N.E.I. ENERGY PARTNERS, INC.
12200 N. STEMMONS FREEWAY – SUITE 207, DALLAS, TX 75234

N.I.S. FINANCIAL SERVICES, INC.
500 EAST 9TH ST., KANSAS CITY, MO 64106
Mailing Address: 500 EAST 9TH STREET, KANSAS CITY, MO 64106

NABSECURITIES, LLC
245 PARK AVE 28TH FL, NEW YORK, NY 10167

NAFA CAPITAL MARKETS, LLC
100 NORTH BROADWAY, SUITE 2550, OKLAHOMA CITY, OK 73102

NANCY BARRON & ASSOCIATES, INC.
150 GRAND BOULEVARD, LEXINGTON, KY 40507

NANES, DELORME CAPITAL MANAGEMENT LLC
400 MADISON AVENUE, SUITE 12C, NEW YORK, NY 10017

NAPLES AIS, INC.
23150 FASHION DRIVE, SUITE 231, ESTERO, FL 33928

NASDAQ EXECUTION SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NASDAQ OPTIONS SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NATIONAL ALLIANCE SECURITIES CORPORATION
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

NATIONAL BANK OF CANADA FINANCIAL INC.
65 EAST 55TH STREET, 34TH FLOOR, NEW YORK, NY 10022
Mailing Address: 65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022

NATIONAL FINANCIAL SERVICES LLC
200 SEAPORT BOULEVARD, BOSTON, MA 02110
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

NATIONAL PENSION & GROUP CONSULTANTS, INC
3130 BROADWAY, KANSAS CITY, MO 64111-2406

NATIONAL PLANNING CORPORATION
401 WILSHIRE BLVD.-STE. 1100, SANTA MONICA, CA 90401

NATIONAL SECURITIES CORPORATION
1001 FOURTH AVENUE, SUITE 2200, SEATTLE, WA 98154-1100

NATIONS FINANCIAL GROUP, INC.
4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402

NATIONWIDE FUND DISTRIBUTORS LLC
1000 CONTINTENTAL DRIVE, SUITE 400, KING OF PRUSSIA, PA 19406

NATIONWIDE INVESTMENT SERVICES CORPORATION
ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH 43215

NATIONWIDE PLANNING ASSOCIATES INC.
PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652

NATIONWIDE SECURITIES, LLC
5100 RINGS ROAD, MAIL CODE: RR1-05-D6, DUBLIN, OH 43017
Mailing Address: ONE NATIONWIDE PLAZA, MAIL CODE: 01-33-401, COLUMBUS, OH 43215

NATIXIS BLEICHROEDER LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

NATIXIS DISTRIBUTORS, L.P.
399 BOYLSTON STREET, BOSTON, MA 02116-9848

NATIXIS SECURITIES NORTH AMERICA INC.
9 W. 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019

NATSOURCE SECURITIES LLC
100 WILLIAM ST., SUITE 2005, NEW YORK, NY 10038

NAVAID FINANCIAL SERVICES, INC.
1522 LOCUST ST., FL. 2, PHILADELPHIA, PA 19102

NAVIDAR GROUP LLC
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

NAVIGANT CAPITAL ADVISORS, LLC
30 S. WACKER ST., SUITE 3100, CHICAGO, IL 60606
Mailing Address: 30 S. WACKER, SUITE 3200, CHICAGO, IL 60606

NAVIGATE ADVISORS
ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 111, STAMFORD, CT 06902
Mailing Address: ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 114, STAMFORD, CT 06902

NAVIGATOR FINANCIAL CORPORATION
101 WESTCOTT STREET, SUITE 604, HOUSTON, TX 77007

NAVY FEDERAL BROKERAGE SERVICES, LLC
12851 WORLDGATE DRIVE, HERNDON, VA 20170
Mailing Address: P.O. BOX 866, MERRIFIELD, VA 22116

NBC SECURITIES, INC.
1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686
Mailing Address: POST OFFICE BOX 10686, BIRMINGHAM, AL 35202-0686

NBF SECURITIES (USA) CORP.
1155 METCALFE STREET, MONTREAL, H3B 4S9 CANADA
Mailing Address: EXCHANGE TOWER, 130 KING ST W. STE. 3200, P. O. BOX 21, TORONTO M5X 1J9, M5X 1J9 CANADA

NC SECURITIES, LLC
3 BETHESDA METRO CENTER, SUITE 500, BETHESDA, MD 20814

NCB SECURITIES, LLC
330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017

NDX TRADING, INC.
900 LONG LAKE ROAD, SUITE 101, NEW BRIGHTON, MN 55112

NEAR EARTH, LLC
945 WEST ROAD, NEW CANAAN, CT 06840

NEEDHAM & COMPANY, LLC
445 PARK AVENUE, NEW YORK, NY 10022-2602

NEIDIGER, TUCKER, BRUNER, INC.
1331 17TH ST, SUITE 400, DENVER, CO 80202

NELKIN CAPITAL MANAGEMENT, INC.
111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021

NELNET CAPITAL LLC
6811 SOUTH 27TH STREET, LINCOLN, NE 68512
Mailing Address: P.O. BOX 82618, LINCOLN, NE 68501

NELSON CAPITAL COMPANY
500 PINE STREET, SUITE 8, JAMESTOWN, NY 14701
Mailing Address: 90 HOWARD STREET, JAMESTOWN, NY 14701

NELSON IVEST BROKERAGE SERVICES, INC.
423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968

NELSON SECURITIES,INC.
601 W. MAIN AVENUE, SUITE 1118, SPOKANE, WA 99201

NELSONREID, INC.
14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014
Mailing Address: 14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014

NEONET SECURITIES, INC.
111 TOWN SQUARE PLACE, SUITE 317, JERSEY CITY, NJ 07310

NESTLERODE & LOY, INC.
430 WEST IRVIN AVENUE, STATE COLLEGE, PA 16801-4642
Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343

NETHERLAND SECURITIES, INC.
12720 HILLCREST ROAD STE 900, DALLAS, TX 75230

NETWORK 1 FINANCIAL SECURITIES INC.
THE GALLERIA PENTHOUSE, 2 BRIDGE AVENUE BLDG 2, RED BANK, NJ 07701

NEUBERGER BERMAN LLC
605 THIRD AVENUE, NEW YORK, NY 10158-3698

NEUBERGER BERMAN MANAGEMENT LLC
605 THIRD AVENUE, NEW YORK, NY 10158-0180

NEW CENTURY CAPITAL PARTNERS, INC.
1510 11TH STREET, SUITE 206, SANTA MONICA, CA 90401

NEW COVENANT FUNDS DISTRIBUTOR, INC.
200 EAST TWELFTH STREET, JEFFERSONVILLE, IN 47130

NEW ENGLAND SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

NEW HARBOR CAPITAL INC
546 FIFTH AVENUE – 23RD FLOOR, NEW YORK, NY 10036

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
11 RACQUET ROAD, NEWBURGH, NY 12550
Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552

NEW INVESTOR WORLD INCORPORATED
6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248

NEWALLIANCE INVESTMENTS, INC.
195 CHURCH STREET, 7TH FLOOR, NEW HAVEN, CT 06510

NEWBRIDGE SECURITIES CORPORATION
1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309
Mailing Address: 1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309

NEWBURY PIRET & CO.
200 STATE STREET, 12TH FLOOR, BOSTON, MA 02109

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
372 WASHINGTON STREET, WELLESLEY, MA 02481

NEWCAP PARTNERS, INC.
5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045

NEWCASTLE DISTRIBUTORS LLC
127 WOODHAVEN DRIVE, AVON, CT 06001-2432

NEWCOMB AND COMPANY
TWO MILL ROAD, HANCOCK, NH 03449-5403

NEWCOURT SECURITIES, LTD
23 WARING RD, POUND RIDGE, NY 10576

NEWEDGE USA, LLC
550 W. JACKSON, SUITE 500, CHICAGO, IL 60661

NEWFORTH PARTNERS, LLC
950 TOWER LANE, SUITE 1950, FOSTER CITY, CA 94404

NEWOAK CAPITAL MARKETS LLC
485 LEXINGTON AVE., 25TH FL., NEW YORK, NY 10017

NEWPORT CAPITAL, INC
360 THAMES STREET, SUITE 200, NEWPORT, RI 02840

NEWPORT COAST SECURITIES, INC.
18872 MACARTHUR BLVD., SUITE 100, IRVINE, CA 92612

NEWPORT GROUP SECURITIES, INC.
300 INTERNATIONAL PARKWAY STE 270, SUITE 270, HEATHROW, FL 32746-5035

NEWPORT SECURITIES CORPORATION
40853 BUCHAREST LANE, TEMECULA, CA 92591

NEWPORTX.COM
18004 SKY PARK CR, SUITE 140, IRVINE, CA 92614

NEXBANK SECURITIES INC
13455 NOEL ROAD, SUITE 1710, DALLAS, TX 75240

NEXGEN CAPITAL ADVISORS, LLC
TWO FIRST NATIONAL PLAZA, 20 SOUTH CLARK STREET, SUITE 2650, CHICAGO, IL 60603

NEXITY FINANCIAL SERVICES, INC.
5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209
Mailing Address: 5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209

NEXT FINANCIAL GROUP, INC.
2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042

NEXTREND SECURITIES, INC.
5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248
Mailing Address: P.O. BOX 1755, ADDISON, TX 75001-1755

NFP SECURITIES, INC.
1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746

NGAS SECURITIES, INC.
120 PROSPEROUS PLACE, SUITE 105, LEXINGTON, KY 40509
Mailing Address: 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY 40509

NGC FINANCIAL, LLC
2444 FRANCIS LEWIS BLVD, WHITESTONE, NY 11357

NI ADVISORS
5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608
Mailing Address: 5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608

NIA SECURITIES, L.L.C.
66 ROUTE 17, PARAMUS, NJ 07652

NIAGARA INTERNATIONAL CAPITAL LIMITED
8940 MAIN STREET, CLARENCE, NY 14031

NICOL INVESTORS CORPORATION
1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907
Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907

NIGHTHAWK PARTNERS INC.
120 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ 07632

NIKOH SECURITIES CORPORATION
1650 LAKE COOK ROAD, SUITE 140, DEERFIELD, IL 60015

NILE CAPITAL, LLC
275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466

NIPHIX INVESTMENTS INC.
4507 N. STERLING AVE. SUITE 201, PEORIA, IL 61615
Mailing Address: 4507 N. STERLING AVE SUITE 201, PEORIA, IL 61615

NOBLE INTERNATIONAL INVESTMENTS, INC.
6501 CONGRESS AVENUE, SUITE 100, BOCA RATON, FL 33487

NOBLES & RICHARDS, INC.
801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074

NOBLETRADING.COM, INC.
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

NOESIS CAPITAL CORP.
1801 CLINT MOORE ROAD, SUITE 100, BOCA RATON, FL 33487

NOLAN SECURITIES CORP.
535 MAIN ROAD, MONTEREY, MA 01245

NOLLENBERGER CAPITAL PARTNERS INC.
101 CALIFORNIA STREET, #3100, SAN FRANCISCO, CA 94111
Mailing Address: 101 CALIFORNIA STREET #3150, SAN FRANCISCO, CA 94111

NOMURA SECURITIES INTERNATIONAL, INC.
2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198
Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198

NOMURA SECURITIES NORTH AMERICA, LLC
2 WORLD FINANCIAL CENTER, BUILDING B, NEW YORK, NY 10281

NORDBERG CAPITAL INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022

NORFOLK MARKETS, LLC
157 CHURCH STREET, CONNECTICUT FINANCIAL CENTER, 20TH FLOOR, NEW HAVEN, CT 06510

NORTH ATLANTIC SECURITIES, L.L.C.
16 MIDDLE STREET, SACO, ME 04072

NORTH BRIDGE CAPITAL, LLC
45 SCHOOL STREET, 1ST FLOOR, BOSTON, MA 02108

NORTH GLOBAL SECURITIES, INC.
4667 MACARTHUR BLVD., SUITE 220, NEWPORT BEACH, CA 92660

NORTH NASSAU ADVISORS, LLC
485 UNDERHILL BLVD,, SUITE 103, SYOSSET, NY 11791

NORTH POINT ADVISORS, LLC
580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105

NORTH RIDGE SECURITIES CORP.
1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031

NORTH SEA SECURITIES L.P.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

NORTH SOUTH CAPITAL, LLC
200 W. ADAMS, STE 2230, CHICAGO, IL 60606

NORTH STAR INVESTMENT SERVICES, INC.
20 NORTH WACKER DRIVE, SUITE 1416, CHICAGO, IL 60606

NORTH WOODWARD FINANCIAL CORP.
690 EAST MAPLE, BIRMINGHAM, MI 48009

NORTHBRIDGE FINANCIAL SERVICES
3650 WEST LIBERTY, ANN ARBOR, MI 48103

NORTHCOAST RESEARCH PARTNERS, LLC
1001 LAKESIDE AVENUE, 15TH FLOOR, CLEVELAND, OH 44114

NORTHEAST CAPITAL MARKETS CORP.
80 STATE ST 9TH FL, ALBANY, NY 12207
Mailing Address: 80 STATE STREET 9TH FL, ALBANY, NY 12207

NORTHEAST SECURITIES, INC.
333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553

NORTHERN CAPITAL SECURITIES CORPORATION
300 BRICKSTONE SQUARE, 10TH FLOOR, ANDOVER, MA 01810-1435

NORTHERN FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

NORTHERN LIGHTS DISTRIBUTORS, LLC
4005 SOUTH 148TH STREET, OMAHA, NE 68137
Mailing Address: 4020 SOUTH 147TH STREET, OMAHA, NE 68137

NORTHERN SECURITIES, INC.
3003 HAMEL ROAD, MEDINA, MN 55340-0275
Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275

NORTHERN TRUST SECURITIES, INC.
50 SOUTH LASALLE STREET, CHICAGO, IL 60603

NORTHGATE SECURITIES INC.
14505 TORREY CHASE, #410, HOUSTON, TX 77014

NORTHLAND SECURITIES, INC.
45 SOUTH 7TH STREET, 20TH FLOOR, MINNEAPOLIS, MN 55402

NORTHPOINT TRADING PARTNERS, LLC
11175 CICERO DRIVE, 200 MILTON PARK, SUITE 575, ALPHARETTA, GA 30022

NORTHSTAR FINANCIAL PARTNERS, INC.
2150 BUTTERFIELD DR., SUITE 220, TROY, MI 48084

NORTHWATER CAPITAL MARKETS, LLC
233 SOUTH WACKER DRIVE, SUITE 9800, SEARS TOWER, CHICAGO, IL 60606
Mailing Address: 233 SOUTH WACKER DRIVE, SUITE # 9800, SEARS TOWER, CHICAGO, IL 60606

NORTHWEST FINANCIAL GROUP
200 SPRING STREET, SUITE 120, HERNDON, VA 20170

NORTHWEST INVESTMENT ADVISORS, INC.
9 S WASHINGTON ST STE 210, SPOKANE, WA 99201

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797
Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797

NORTHWINDS ADVISORS LLC
205 NORTH MICHIGAN AVENUE, SUITE 4310, CHICAGO, IL 60601

NOVA CAPITAL MARKETS, LLC
100 FRONT STREET, STE. 999, WEST CONSHOHOCKEN, PA 19428

NPA FINANCIAL SERVICES, INC.
PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652

NPB FINANCIAL GROUP, LLC
3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505

NRF CAPITAL MARKETS, LLC
9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112

NRP FINANCIAL, INC.
677 N MAIN STREET, BRYAN, OH 43506
Mailing Address: P.O. BOX 998, BRYAN, OH 43506

NSM SECURITIES, INC.
1655 PALM BEACH LAKES BLVD., #808, WEST PALM BEACH, FL 33401

NSX SECURITIES LLC
440 SOUTH LASALLE STREET, 26TH FLOOR, CHICAGO, IL 60605

NUMIS SECURITIES INC.
275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016

NUNAMI SERVICES, LLC.
1512 LARIMER ST SUITE 200, DENVER, CO 80202

NUTMEG SECURITIES, LLC
257 RIVERSIDE AVE., 1ST FLOOR, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, 1ST FLOOR, WESTPORT, CT 06880

NUVEEN INVESTMENTS, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286

NW ADVISORS LLC
ONE ROCKEFELLER PLAZA, SUITE 1505, NEW YORK, NY 10020

NW CAPITAL MARKETS INC.
10 EXCHANGE PLACE – 17TH FLOOR, JERSEY CITY, NJ 07302

NWT FINANCIAL GROUP, LLC
275 1ST PLACE NW, ISSAQUAH, WA 98027

NYFIX SECURITIES CORPORATION
100 WALL STREET, NEW YORK, NY 10005

NYLIFE DISTRIBUTORS LLC
169 LACKAWANNA AVENUE, THIRD FLOOR, COMPLIANCE, PARSIPPANY, NJ 07054
Mailing Address: 169 LACKAWANNA AVENUE, PARSIPPANY, NJ 07054

NYLIFE SECURITIES LLC
51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010

NYPPEX, LLC
55 OLD FIELD POINT ROAD, GREENWICH, CT 06830
Mailing Address: 55 OLD FIELD POINT ROAD, GREENWICH, CT 06830

O

O & G SECURITIES, INC.
1204 W. UNIVERSITY, SUITE 400, DENTON, TX 76201
Mailing Address: 2000 SOUTH STEMMONS FREEWAY, SUITE 200, LAKE DALLAS, TX 75065

O’BRIEN & SHEPARD, INC.
75 MONTGOMERY STREET, SUITE 602, JERSEY CITY, NJ 07302

O’CONNOR & COMPANY SECURITIES INC.
620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CA 92660

O’NEIL SECURITIES, INCORPORATED
12655 BEATRICE STREET, SUITE 2B, LOS ANGELES, CA 90066

O’TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK GROVE INVESTMENT SERVICES, INC.
207 SOUTH WALNUT STREET, ROCHESTER, IL 62563

OAK HILLS SECURITIES, INC.
13905 QUAIL POINTE DRIVE, SUITE A, OKLAHOMA CITY, OK 73134

OAK RIVER INVESTMENTS, INC.
334 BEECHWOOD RD., SUITE 304, FORT MITCHELL, KY 41017

OAK TREE SECURITIES, INC.
1576 SECOND STREET, SUITE F, LIVERMORE, CA 94550

OAKBROOK INVESTMENT BROKERS, INC.
300 S MONTEREY AVE, VILLA PARK, IL 60181
Mailing Address: 300 S MONTEREY AVE., VILLA PARK, IL 60181

OAKPOINT ADVISORS LLC
320 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10022

OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC
1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538

OBJECTIVE EQUITY, LLC
380 BRETANO WAY, GREENBRAE, CA 94904

OBS BROKERAGE SERVICES, INC.
10200 WATERVILLE ST., WHITEHOUSE, OH 43571

OBSIDIAN FINANCIAL GROUP, LLC
1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797

OC SECURITIES, INC.
22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630
Mailing Address: 22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630

OCEANCROSS CAPITAL, LLC
58 ROSE AVENUE, GREAT NECK, NY 11021

OCEANUS SECURITIES, LLC
17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004

OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCNAYR
2200 SOUTH OCEAN LANE, #2004, FT. LAUDERDALE, FL 33316

OCTAGON AMERICA LIMITED
181 UNIVERSITY AVENUE, SUITE 400, TORONTO,ONTARIO, M4K3M8 CANADA

OCTAVUS LLC
37 WATER ST, EXCELSIOR, MN 55331

ODD LOT BONDS, INC
18851 N.E. 29 AVE., SUITE 721, AVENTURA, FL 33180

ODDO SECURITIES CORPORATION
150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022

OEM CAPITAL CORP.
2507 POST ROAD, SOUTHPORT, CT 06890

OES BROKERAGE SERVICES, LLC
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

OFFUTT SECURITIES, INC.
3515 BUTLER ROAD, GLYNDON, MD 21071
Mailing Address: P.O. BOX 559, COCKEYSVILLE, MD 21030

OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OGDENBURR PARTNERS LLC
3129 BURR STREET, FAIRFIELD, CT 06824

OGILVIE SECURITY ADVISORS CORPORATION
71 S WACKER, SUITE 3025, CHICAGO, IL 60606

OHANESIAN / LECOURS, INC.
433 SOUTH MAIN STREET, SUITE 104, WEST HARTFORD, CT 06110-9944

OHIO NATIONAL EQUITIES, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

OIEN SECURITIES, INC.
127 TORRANCE BLVD STE 101, REDONDO BEACH, CA 90277

OKOBOJI FINANCIAL SERVICES, INC.
1019 HIGHWAY 71 SOUTH, OKOBOJI, IA 51355-0259
Mailing Address: P. O. BOX 259, OKOBOJI, IA 51355-0259

OLD GREENWICH PARTNERS, LLC
1456 CLASSIC OAK COURT, JACKSONVILLE, FL 32225
Mailing Address: PO BOX 351419, JACKSONVILLE, FL 32235

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
1001 FLEET STREET, 6TH FLOOR, BALTIMORE, MD 21202
Mailing Address: 1001 FLEET STREET, 6TH FLOOR ATTN: ANGELA HOLLAND, BALTIMORE, MD 21202

OLD MUTUAL INVESTMENT PARTNERS
200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

OLDS SECURITIES CORPORATION
50 WEST LIBERTY STREET, SUITE 1080, RENO, NV 89501

OLEET SECURITIES, LLC
125 COLLEGE STREET, 3RD FLOOR, BURLINGTON, VT 05401

OLMSTED & MULHALL, INC.
100 WEST CROSSTOWN PARKWAY, KALAMAZOO, MI 49001-2791
Mailing Address: 100 WEST CROSSTOWN PKWY., KALAMAZOO, MI 49001-2791

OLSEN SECURITIES CORP.
10 CHIUSA LANE, CORTLANDT MANOR, NY 10567

OLSTEIN CAPITAL MANAGEMENT, L.P.
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OLYMPIA ASSET MANAGEMENT,LTD.
888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019

OLYMPUS SECURITIES, LLC
170 CHANGEBRIDGE RD., SUITE B1, MONTVILLE, NJ 07045

OMEGA SECURITIES, INC.
309 W. 7TH STREET, STE 900, FORT WORTH, TX 76102-6996
Mailing Address: 309 W. 7TH ST-STE. 900, FORT WORTH, TX 76102-6996

OMNI BROKERAGE, INC.
150 W. CIVIC CENTER DRIVE, SUITE 103, SANDY, UT 84070

OMNI FINANCIAL SECURITIES, INC.
6530 SINGLETREE DRIVE, COLUMBUS, OH 43229

OMNICAP, LLC
415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

OMNIVEST, INC.
8801 E. HAMPDEN AVE. #202, DENVER, CO 80231

ONEAMERICA SECURITIES, INC.
433 NORTH CAPITOL AVE, THIRD FLOOR, INDIANAPOLIS, IN 46204-1984
Mailing Address: 433 NORTH CAPITOL AVE, P.O. BOX 1984, INDIANAPOLIS, IN 46204-1984

ONESHARE INVESTMENTS, LLC
3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124
Mailing Address: 3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124

ONYX PARTNERS, INCORPORATED
9901 COVINGTON CROSS DRIVE #190, LAS VEGAS, NV 89144

OPL SECURITIES, LLC
52 THOMAS STREET, PH D, NEW YORK, NY 10013
Mailing Address: 28808 CLIFFSIDE DRIVE, MALIBU, CA 90265

OPPENHEIMER & CLOSE, INC.
119 WEST 57TH STREET, SUITE 1515, NEW YORK, NY 10019

OPPENHEIMER & CO. INC.
125 BROAD STREET, 16TH FLOOR, NEW YORK, NY 10004
Mailing Address: 125 BROAD STREET, 16TH FLOOR, NY, NY 10004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
2 WORLD FINANCIAL CENTER, 225 LIBERTY STREET – 11TH FLOOR, NEW YORK, NY 10281-1008
Mailing Address: 6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

OPTIMAL INVESTMENT CORPORATION
5 GREAT VALLEY PARKWAY, SUITE 323, MALVERN, PA 19355
Mailing Address: 5 GREAT VALLEY PARKWAY, SUITE 318, MALVERN, PA 19355

OPTIONSHOUSE, LLC
303 E. WACKER DRIVE, SUITE 700, CHICAGO, IL 60601

OPTIONSXPRESS, INC.
311 WEST MONROE ST., SUITE 1000, CHICAGO, IL 60606-4661

OPTIONVUE SECURITIES CORP.
950 TECHNOLOGY WAY, SUITE 125, LIBERTYVILLE, IL 60048

OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

ORACLE CAPITAL SECURITIES, LLC
1985 E. RIVER ROAD, STE. 111, TUCSON, AZ 85718

ORCHARD SECURITIES, LLC
150 W CIVIC CENTER DRIVE #104, SANDY, UT 84070
Mailing Address: 150 W CIVIC CENTER DRIVE #104, SALT LAKE CITY, UT 84070

ORIENTAL FINANCIAL SERVICES CORP.
997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR 00926
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119

ORION TRADING, LLC
8615 COMMODITY CIRCLE, SUITE 3, ORLANDO, FL 32819

OSCAR GRUSS & SON, INCORPORATED
292 MADISON AVENUE, NEW YORK, NY 10017

OSHIMA & ASSOCIATES
21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109

OSPREY PARTNERS LLC
50 RIVERSIDE AVENUE, WESTPORT, CT 06880

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTR GLOBAL TRADING LLC
1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
Mailing Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUNAVARRA CAPITAL LLC
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022

OWENS SECURITIES CORP.
2221 OLYMPIC BLVD., WALNUT CREEK, CA 94595
Mailing Address: 2221 OLYMPIC BLVD, WALNUT CREEK, CA 94595

OXBRIDGE, LLC
420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170

P

P & A FINANCIAL SECURITIES, INC.
17 COURT STREET SUITE 500, BUFFALO, NY 14202-3294

P & M CORPORATE FINANCE, LLC
26300 NORTHWESTERN HIGHWAY, SUITE 120, SOUTHFIELD, MI 48076
Mailing Address: P.O. BOX 442, SOUTHFIELD, MI 48037-0442

P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. A. N. SECURITIES, LP
233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

P. R. HERZIG & CO. INC.
1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

P.J. ROBB VARIABLE CORPORATION
4250 CRUMS MILL ROAD, HARRISBURG, PA 17112

P.R. GILBOY & ASSOCIATES, INC.
11006 RUSHMORE DRIVE, SUITE 110, CHARLOTTE, NC 28277

PACCO CAPITAL SOLUTIONS, LLC
1821 56TH AVENUE, GREELEY, CO 80634

PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022

PACE FINANCIAL SERVICES, LLC
4401 FAIR LAKES COURT, FAIRFAX, VA 22033-3848
Mailing Address: 4401 FAIR LAKES COURT, FAIFAX, VA 22033-3848

PACER FINANCIAL, INC.
16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301

PACES BATTLE GROUP, INC.
4414 PACES BATTLE, ATLANTA, GA 30327

PACIFIC ADVISORY GROUP OF AMERICA, LLC
444 SOUTH FLOWER ST SUITE 2350, LOS ANGELES, CA 90071

PACIFIC AMERICAN SECURITIES, LLC
9191 TOWNE CENTRE DRIVE, SUITE 406, SAN DIEGO, CA 92122

PACIFIC COMMONWEALTH CORPORATION
1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861
Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920

PACIFIC CORNERSTONE CAPITAL INCORPORATED
1920 MAIN ST., SUITE 400, IRVINE, CA 92614

PACIFIC CREST SECURITIES LLC
111 SW 5TH AVENUE 42ND FLOOR, PORTLAND, OR 97204-3600

PACIFIC FINANCIAL ASSOCIATES, INC.
30240 RANCHO VIEJO RD STE A, SAN JUAN CAPISTRANO, CA 92675-1515

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203

PACIFIC INVESTMENT SECURITIES CORP.
311 AVENUE “B”, SUITE “G”, LAKE OSWEGO, OR 97034-3055
Mailing Address: 311 AVENUE B, SUITE G, LAKE OSWEGO, OR 97034-3055

PACIFIC PEARL GROUP
80 S. LAKE AVENUE, SUITE 702, PASADENA, CA 91101-2638

PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047

PACIFIC SELECT DISTRIBUTORS, INC.
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACIFIC SUMMIT SECURITIES
6 VENTURE, SUITE 100, IRVINE, CA 92618

PACIFIC WEST SECURITIES, INC.
555 S. RENTON VILLAGE PL, SUITE 700, RENTON, WA 98057
Mailing Address: P.O. BOX 860, RENTON, WA 98057-0860

PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., SUITE 101, GREEN BAY, WI 54313

PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

PAGEMILL PARTNERS, LLC
2475 HANOVER STREET, PALO ALTO, CA 94304

PAINTER, SMITH AND GORIAN INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

PALADIN REALTY SECURITIES, LLC
10880 WILSHIRE BLVD., SUITE 1400, LOS ANGELES, CA 90024

PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

PALLADIUM CAPITAL ADVISORS, LLC
230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10169

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PALMIERI, ANGNARDO & CO., INC.
130 TOWSON DR NW, WARREN, OH 44483

PALOMA SECURITIES L.L.C.
2 AMERICAN LANE, GREENWICH, CT 06836-2571

PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PANATTONI SECURITIES, INC.
8775 FOLSOM BOULEVARD, SUITE 200, SACRAMENTO, CA 95826

PAPALIA SECURITIES
2 WALNUT STREET, DANVILLE, PA 17821

PAPAMARKOU WELLNER & CO., INC.
399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

PARACAP GROUP LLC
6140 PARKLAND BOULEVARD, SUITE 300, MAYFIELD HEIGHTS, OH 44124

PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST – SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.
1480 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1480 KENDALE BOULEVARD, EAST LANSING, MI 48823

PARAGON CAPITAL PARTNERS, LLC
450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARAMOUNT BIOCAPITAL, INC.
787 SEVENTH AVENUE, NEW YORK, NY 10019

PARCHMAN, VAUGHAN & COMPANY, L.L.C.
1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARIS SECURITIES CORPORATION
66 HUDSON STREET, SUITE 201, HOBOKEN, NJ 07030

PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004

PARK CITY CAPITAL, INC.
261 OLD YORK RD # 914, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #914, JENKINTOWN (MONTGOMERY), PA 19046

PARK HILL GROUP LLC
101 CALIFORNIA STREET, SUITE 2880, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10154

PARK HILL REAL ESTATE GROUP LLC
345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON SECURITIES, LLC
295 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10017

PARKBROOK CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

PARKER GLOBAL INVESTMENTS, L.L.C.
1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905
Mailing Address: 1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905

PARKER POINT CAPITAL, LLC
2 PARK CENTRAL DRIVE, 3RD FLOOR, SOUTHBOROUGH, MA 01772

PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PARNASSUS FUNDS DISTRIBUTOR
1 MARKET, SUITE #1600, SAN FRANCISCO, CA 94105

PARSONEX SECURITIES, INC.
2851 S. PARKER ROAD, SUITE 800, AURORA, CO 80014

PARTNER CAPITAL GROUP, LLC
6368 CHICKERING CIRCLE, NASHVILLE, TN 37215

PARTNERS INVESTMENT NETWORK, INC.
601 W. RIVERSIDE, SUITE 940, SPOKANE, WA 99201

PARTNERSHIP CAPITAL GROWTH, LLC
1 EMBARCADERO CENTER, SUITE 3810, SAN FRANCISCO, CA 94111

PARTNERVEST SECURITIES, INC.
510 CASTILLO STREET, 2ND FLOOR, SANTA BARBARA, CA 93101
Mailing Address: P.O. BOX 1902, SANTA BARBARA, CA 93102

PASSCO CAPITAL, INC.
96 CORPORATE PARK, SUITE 200, IRVINE, CA 92606

PATRICK CAPITAL MARKETS, LLC
88 KENRICK PLAZA, ST LOUIS, MO 63119
Mailing Address: 88 KENRICK PLAZA, ST. LOUIS, MO 63119

PAUL P. ST. ONGE COMPANY
5586 POST ROAD, EAST GREENWICH, RI 02818-3800

PAULSON INVESTMENT COMPANY, INC.
811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR 97204-3332

PAX MAGNUS ASIA-USA, INC.
666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

PAYCHEX SECURITIES CORPORATION
1175 JOHN STREET, WEST HENRIETTA, NY 14586

PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536

PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

PCS DISTRIBUTORS, LLC
1500 MARKET STREET, SUITE 3310E, PHILADELPHIA, PA 19102

PCS DUNBAR SECURITIES, LLC
2 MANHATTANVILLE ROAD, SUITE 205, PURCHASE, NY 10577

PCS SECURITIES, INC.
19020 88TH AVE W, EDMONDS, WA 98026

PDC SECURITIES INCORPORATED
120 GENESIS BLVD., BRIDGEPORT, WV 26330
Mailing Address: PO BOX 26, BRIDGEPORT, WV 26330

PDQ ATS, INC.
2624 PATRIOT BOULEVARD, GLENVIEW, IL 60026

PEACHTREE CAPITAL CORPORATION
3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305

PEAK6 MARKETS LLC
141 WEST JACKSON BLVD. SUITE 500, CHICAGO, IL 60604

PELION SECURITIES CORPORATION
650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

PENATES GROUP, INC.
6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250
Mailing Address: 6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250

PENNALUNA & COMPANY
421 SHERMAN AVENUE, SUITE 203, COEUR D’ALENE, ID 83814
Mailing Address: POB 1889, COEUR D ALENE, ID 83816-1889

PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSERRA SECURITIES, LLC
20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005

PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENSION SERVICE ASSOCIATES SECURITIES
4570 VAN NUYS BLVD, SUITE 550, SHERMAN OAKS, CA 91403
Mailing Address: 4570 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403

PENSON FINANCIAL SERVICES, INC.
1700 PACIFIC AVENUE – SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201

PENTALPHA CAPITAL, LLC
ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831

PENTEGRA DISTRIBUTORS INC.
108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604

PENVEST SECURITIES, INC.
5942 6TH AVE, KENOSHA, WI 53140

PEOPLE’S SECURITIES, INC.
1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

PERAZA CAPITAL AND INVESTMENT, LLC
111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33701
Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33704

PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210

PERDIUE SECURITIES, LLC
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 350, CHICAGO, IL 60661

PERICULUM ADVISORS, LLC
CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176

PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236

PERKINS FUND MARKETING, L.L.C.
136 OLD POST ROAD, SOUTHPORT, CT 06890

PERKINS, SMART & BOYD, INC.
4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205

PERLINSKI & ASSOCIATES
50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677

PERMAC SECURITIES, INC.
1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE – SUITE 1725, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PETER ELISH INVESTMENTS SECURITIES
165 E. PIKE ST., CANONSBURG, PA 15317-1765

PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022

PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA

PETERSEN & RAMISTELLA, INC.
2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940

PETERSEN INVESTMENTS, INC.
2221 LANDMARK PLACE, WALL, NJ 08736

PETRO CAPITAL SECURITIES, LLC
3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219

PETROGROWTH ENERGY ADVISORS, L.L.C.
433 LAS COLINAS BLVD., SUITE 1200, IRVING, TX 75039

PETSKY PRUNIER SECURITIES, LLC
40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALLL STREET, 10TH FLOOR, NEW YORK, NY 10005

PEYTON, CHANDLER & SULLIVAN, INC.
720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661

PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011

PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722

PFM FUND DISTRIBUTORS, INC.
ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101

PFPC DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

PFS INVESTMENTS INC.
3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001

PGP CAPITAL ADVISORS, LLC
11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025

PGR SECURITIES, LLC
300 MONTGOMERY ST., SUITE 208, SAN FRANCISCO, CA 94104
Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367

PHALANX TRADING, LLC
58 MAIN STREET, TOPSFIELD, MA 01983

PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHD CAPITAL
5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004

PHILADELPHIA BROKERAGE CORPORATION
2 RADNOR CORPORATE CENTER, SUITE 111, 100 MATSONFORD ROAD, RADNOR, PA 19087

PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET – SUITE 510, PHILADELPHIA, PA 19102

PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE – SUITE 111, NORTHBROOK, IL 60062

PHILLIPS & COMPANY
1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201

PHILLIPS CAPITAL
1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137

PHOENIX DERIVATIVES GROUP, LLC
315 PARK AVE. SOUTH, NEW YORK, NY 10010

PHOENIX EQUITY PLANNING CORPORATION
610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
1000 SKOKIE BLVD, SUITE 320, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 320, WILLMETTE, IL 60091

PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICO QUANTITATIVE TRADING LLC
120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271

PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

PIERPONT SECURITIES LLC
281 TRESSER BLVD., 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: 281 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901

PIN FINANCIAL, LLC
224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001

PINEBRIDGE SECURITIES LLC
70 PINE STREET, NEW YORK, NY 10270

PINNACLE BROKERAGE SERVICE, INC.
6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138

PINNACLE CAPITAL MARKETS, LLC
4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609

PINNACLE EQUITY MANAGEMENT, INC.
410 SOVEREIGN COURT, SUITE 14, MANCHESTER, MO 63011

PINNACLE FINANCIAL GROUP, LLC
33 EAST PINE STREET #200, ORLANDO, FL 32801

PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PINNACLE PARTNERS FINANCIAL CORPORATION
21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
Mailing Address: 21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260

PIONEER FUNDS DISTRIBUTOR, INC.
60 STATE STREET, BOSTON, MA 02109-1820

PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

PIPELINE LIQUIDITY PRO LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020

PITTSBURGH FINANCIAL PLANNERS, INC.
120 FIRESIDE DR., MCMURRAY, PA 15317-3610
Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610

PIVOTAL CAPITAL SOLUTIONS LLC
9015 MOUNTAIN RIDGE DRIVE, SUITE 250, AUSTIN, TX 78759

PLACE TRADE FINANCIAL, INC.
1300 YALE PLACE, 306, MINNEAPOLIS, MN 55403
Mailing Address: 6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAINSCAPITAL SECURITIES, LLC
2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219

PLAN B INVESTMENTS, INC.
4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505

PLAN PROFESSIONALS, LIMITED
112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810

PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNED INVESTMENT CO., INC.
9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240

PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLANNERS FINANCIAL SERVICES, INC.
7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435

PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC
1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203

PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

PM SECURITIES, LLC
110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317

PMA SECURITIES, INC.
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

PMK SECURITIES & RESEARCH, INC.
105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444

PNC CAPITAL MARKETS LLC
249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PNC FUND DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

PNC INVESTMENTS
620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604

POINTE ATLANTIC, INC
1413 SOUTH HOWARD AVENUE, SUITE 220, TAMPA, FL 33606

POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLYNOUS SECURITIES, LLC
880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
Mailing Address: 880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102

PONDER SECURITIES, INC.
217 WEST MONROE STREET, HERRIN, IL 62948
Mailing Address: P.O. BOX 579, HERRIN, IL 62948

PONDVIEW CAPITAL LLC
151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770

POPULAR SECURITIES, INC.
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

PORT SECURITIES, INC.
2713 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTALES PARTNERS, LLC
32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016

PORTER, WHITE & COMPANY, INC.
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103
Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367

PORTFOLIO ADVISORS ALLIANCE, INC.
3525 PIEDMONT RD, BUILDING 7, SUITE 300, ATLANTA, GA 30305
Mailing Address: POST OFFICE BOX 18632, ATLANTA, GA 31126

PORTFOLIO BROKERAGE SERVICES, INC.
1999 BROADWAY, 42ND FLOOR, DENVER, CO 80202-3922

PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830

PORTSMOUTH FINANCIAL SERVICES
625 MARKET STREET, 7TH FLOOR, SAN FRANCISCO, CA 94105

POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

POTOMAC CAPITAL MARKETS, LLC
5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701

POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

POTOMAC SECURITIES, LLC
7445 B GLENMONT DRIVE, NORTH ROYALTON, OH 44133

POWDER POINT FINANCIAL LLC
54 BAY POND ROAD, DUXBURY, MA 02332

POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

PPA INVESTMENTS, INC.
500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076

PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PRAGER, SEALY & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111

PRAGMA SECURITIES LLC
360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010

PRC SECURITIES, LLC
230 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10169

PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PREMIER GROUP, INC.
8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217

PREMIER SECURITIES OF AMERICA, INC.
4600 COLONY POINT, SUWANEE, GA 30024

PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111

PRESIDIO CAPITAL ADVISORS, LLC
101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847
Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO FINANCIAL SERVICES, INC.
755 EAST MULBERRY, SUITE 430, SAN ANTONIO, TX 78212

PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO PARTNERS LLC
101 MONTGOMERY STREET, SUITE 2500, SAN FRANCISCO, CA 94104-4139

PRESIDIO SECURITIES, INC.
3 RIVER PLACE, LEXINGTON, VA 24450

PRESTIGE FINANCIAL CENTER, INC.
1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036
Mailing Address: 80 BROAD STREET, 33RD FLOOR, NEW YORK, NY 10004

PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401

PRESTWICK SECURITIES, INC.
4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076

PREVAIL CAPITAL LLC
16 LANE FARM DRIVE, BEDFORD, MA 01730

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 10TH FLOOR, CHICAGO, IL 60606

PRIDE FINANCIAL, LLC
9127 POINTE COURT, FISHERS, IN 46038

PRIM SECURITIES, INCORPORATED
6500 ROCKSIDE ROAD, SUITE 370, INDEPENDENCE, OH 44131

PRIMARY CAPITAL, LLC
80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005

PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVE, POUGHKEEPSIE, NY 12603
Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

PRIME EXECUTIONS, INC.
40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005

PRIMESOLUTIONS SECURITIES, INC.
17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133

PRIMEVEST FINANCIAL SERVICES, INC.
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

PRIMEX
33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550
Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550

PRINCETON SECURITIES GROUP, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

PRINCIPAL FUNDS DISTRIBUTOR, INC.
1100 INVESTMENT BOULEVARD, SUITE 200, EL DORADO HILLS, CA 95762

PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PRINCOR FINANCIAL SERVICES CORPORATION
680 8TH STREET, DES MOINES, IA 50392-0200
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200

PRIORITY CAPITAL INVESTMENTS, LLC
10188 TELESIS COURT, SUITE 130, SAN DIEGO, CA 92121

PRISOL SECURITIES, INC.
3415 WEST CHESTER PIKE, SUITE 204, NEWTOWN SQUARE, PA 19073

PRITCHARD CAPITAL PARTNERS, LLC
103 NORTHPARK BOULEVARD, SUITE 101, COVINGTON, LA 70433

PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206

PRIVATE COMPANY MARKET PLACE, INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005-1107

PRIVATE EQUITY SECURITIES, INC.
4600 CAMPUS DRIVE, STE 102, NEWPORT BEACH, CA 92660

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023

PRIVATE PORTFOLIO OF SAN DIEGO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

PRO SECURITIES, L.L.C.
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

PROCTOR INVESTMENT DISTRIBUTORS, LLC
575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022

PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518

PROFESSIONAL ASSET MANAGEMENT, INC.
36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFESSIONAL FUNDS DISTRIBUTOR, LLC
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

PROFINANCE ASSOCIATES, INC.
2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106

PROFINANCIAL, INC.
7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809

PROFOR SECURITIES, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000, BETHESDA, MD 20814
Mailing Address: 7501 WISCONSIN AVE., SUITE 1000, EAST TOWER, BETHESDA, MD 20814

PROFUTURES FINANCIAL GROUP, INC.
11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738

PROGRESS INVESTMENTS LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131

PROGRESSIVE ASSET MANAGEMENT, INC.
1814 FRANKLIN STREET SUITE 503, OAKLAND, CA 94612
Mailing Address: 1814 FRANKLIN STREET, SUITE 503, OAKLAND, CA 94612

PROMETHEAN CAPITAL GROUP LLC
55 FIFTH AVE 17TH FL, NEW YORK, NY 10003

PROSPERA BROKERAGE SOLUTIONS LLC
601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612

PROTECTED INVESTORS OF AMERICA
235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104

PROVIDENT INTERNATIONAL SECURITIES, INC.
654 MADISON AVE, SUITE 1009, NEW YORK, NY 10065

PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506

PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENT BROKERAGE ASSOCIATES
1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484

PRUDENTIAL BACHE SECURITIES, LLC
ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077

PRUDENTIAL-AMERICAN SECURITIES, INC.
921 EAST GREEN STREET, PASADENA, CA 91106

PSA EQUITIES, INC.
11311 MCCORMICK ROAD, HUNT VALLEY, MD 21031-8622

PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC
SIX LANDMARK SQUARE, 5TH FLOOR, STAMFORD, CT 06901

PSG EXECUTIONS, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC
540 HOPMEADOW STREET, SUITE 5, SIMSBURY, CT 06070

PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

PULSE TRADING, INC.
2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
Mailing Address: 2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109

PUMA CAPITAL, LLC
11 BROADWAY, SUITE 668, NEW YORK, NY 10004

PUPLAVA SECURITIES, INC.
10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

PURITAN BROKERAGE SERVICES, INC.
16801 ADDISON RD., STE 430, ADDISON, TX 75001
Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001

PURITAN SECURITIES, INC.
980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PURSUIT PARTNERS LLC
333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137

PWA SECURITIES, INC.
4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229

PWMCO, LLC
311 S. WACKER DRIVE, SUITE 2360, CHICAGO, IL 60606

PYRAMID FINANCIAL CORP.
10562 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA 95014

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PYRAMIS DISTRIBUTORS CORPORATION LLC
900 SALEM STREET, SMITHFIELD, RI 02917

Q

Q ADVISORS LLC
1324 15TH STREET, DENVER, CO 80202

QA3 FINANCIAL CORP.
ONE VALMONT PLAZA 4TH FLOOR, P O BOX 542055, OMAHA, NE 68154-5203
Mailing Address: ONE VALMONT PLAZA-4TH FL., P O BOX 542055, OMAHA, NE 68154-5203

QATALYST PARTNERS LP
THREE EMBARCADERO CENTER, SIXTH FLOOR, SAN FRANCISCO, CA 94111

QUANTITATIVE ANALYSIS SERVICE, INC.
95 CHRISTOPHER COLUMBUS DRIVE, JERSEY CITY, NJ 07302-2927
Mailing Address: 95 CHRISTOPHER COLUMBUS DR. FLOOR 12, JERSEY CITY, NJ 07302-2927

QUANTLAB SECURITIES LP
4200 MONTROSE BOULEVARD, SUITE 200, HOUSTON, TX 77006

QUANTUM CAPITAL, LLC
1911 HILLANDALE ROAD, SUITE 1020, DURHAM, NC 27705

QUANTUM SECURITIES, INC.
301 YAMATO ROAD, SUITE 2121, BOCA RATON, FL 33431

QUASAR DISTRIBUTORS, LLC
615 EAST MICHIGAN STREET, MILWAUKEE, WI 53202

QUATTRO M SECURITIES INC.
2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324

QUAYLE & CO. SECURITIES
1063 W. HILL ROAD-STE G, FLINT, MI 48507-4750

QUAYLE MUNRO INC.
405 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY 10174

QUEENS ROAD SECURITIES, LLC
1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
Mailing Address: 1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203

QUEST CAPITAL STRATEGIES, INC.
23832 ROCKFIED BLVD, SUITE 130, LAKE FOREST, CA 92630
Mailing Address: 23832 ROCKFIELD BLVD., SUITE 130, LAKE FOREST, CA 92630

QUEST SECURITIES, INC.
8080 MADISON AVENUE STE.102A, FAIR OAKS, CA 95628
Mailing Address: 8080 MADISON AVENUE STE. 102A, FAIR OAKS, CA 95628

QUESTAR CAPITAL CORPORATION
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416
Mailing Address: P O BOX 59177, MINNEAPOLIS, MN 55459-0177

QUESTRADE USA INC.
5650 YONGE STREET, SUITE 1700, TORONTO, ONTARIO, M2M 4G3 CANADA

QUESTRION RESEARCH CORPORATION
150 EAST 52ND STREET, NEW YORK, NY 10022

QUINCE HILL PARTNERS, LLC
3600 BUST HEAD ROAD, THE PLAINS, VA 20198

QUINCY CASS ASSOCIATES, INCORPORATED
11111 SANTA MONICA BLVD, SUITE 1450, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BLVD., SUITE 1450, LOS ANGELES, CA 90025

QUOIN CAPITAL LLC
1515 MARKET STREET, SUITE 1808, PHILADELPHIA, PA 19102

R

R & R PLANNING GROUP LTD
1981 MARCUS AVENUE, SUITE C114, NEW HYDE PARK, NY 11042

R H INVESTMENT CORPORATION, INC.
15760 VENTURA BLVD., STE. 1732, ENCINO, CA 91436-3095

R. F. LAFFERTY & CO., INC.
80 BROAD ST. 26 FL., NEW YORK, NY 10004

R. HOBMAN SECURITIES, INC.
6466 E. EVENING DR., SCOTTSDALE, AZ 85266
Mailing Address: P.O. BOX 5148, CAREFREE, AZ 85377

R. L. RENCK & CO., INC.
116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011

R. SEELAUS & CO.,INC.
25 DEFOREST AVENUE – SUITE 102, SUMMIT, NJ 07901
Mailing Address: 25 DEFOREST AVENUE, SUMMIT, NJ 07901

R.A. MACKIE & CO., L.P.
31 MATTHIESSEN PARK, IRVINGTON, NY 10533-1512

R.J. O’BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606

R.M. DUNCAN SECURITIES, INC.
501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205

R.M. STARK & CO., INC.
701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483-5186
Mailing Address: 701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483

R.T. HICKMAN SECURITIES BROKERAGE FIRM, LLC
96 FOREST PLACE, ROCHELLE PARK, NJ 07662
Mailing Address: POST OFFICE BOX 280, ROCHELLE PARK, NJ 07662

R.T. JONES CAPITAL EQUITIES, INC.
8151 CLAYTON ROAD, ST. LOUIS, MO 63117

R.W. SMITH & ASSOCIATES, INC.
10940 NE 33RD PLACE, SUITE 102, BELLEVUE, WA 98004

R.W. TOWT & ASSOCIATES
10022 PASEO MONTRIL, SUITE 228, SAN DIEGO, CA 92129

R.W.PRESSPRICH & CO.
520 MADISON AVENUE – 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022

RA BENCH
1301 5TH AVENUE, SUITE 3525, SEATTLE, WA 98101

RA CAPITAL ADVISORS LLC
12340 EL CAMINO REAL, SUITE 450, SAN DIEGO, CA 92130

RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062

RADIANT SECURITIES LLC
145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036

RADNOR RESEARCH & TRADING COMPANY, LLC
290 KING OF PRUSSIA ROAD, RADNOR STATION 2, SUITE 120, RADNOR, PA 19087

RAFFERTY CAPITAL MARKETS, LLC
59 HILTON AVENUE, GARDEN CITY, NY 11530

RAINE SECURITIES LLC
47 ARCH STREET, GREENWICH, CT 06830

RAINIER SECURITIES, LLC
10500 NE 8TH ST; SUITE 1130, BELLEVUE, WA 98004

RAINMAKER SECURITIES, LLC
200 S MICHIGAN AVE, SUITE 2100, CHICAGO, IL 60604

RAINMAKERS PARTNERS, LLC
101 CALIFORNIA STREET, SUITE 2450, SAN FRANCISCO, CA 94111

RAIT SECURITIES, LLC
2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104

RAMAT SECURITIES LTD.
23811 CHAGRIN BLVD. SUITE 200, BEACHWOOD, OH 44122
Mailing Address: 23811 CHAGRIN BLVD SUITE 200, BEACHWOOD, OH 44122

RAMPART FINANCIAL SERVICES, INC.
DOYLESTOWN COMMERCE CENTER, 2005 S. EASTON ROAD, SUITE 202, DOYLESTOWN, PA 18901

RAMPART SECURITIES, INC.
ONE INTERNATIONAL PLACE 14TH FLOOR, BOSTON, MA 02110-2634

RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104

RANGEMARK CAPITAL MARKETS, INC.
ONE STATE STREET PLAZA, NEW YORK, NY 10004

RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367

RAPTOR PARTNERS LLC
ONE MELLON CENTER, 500 GRANT ST.,, 20TH FLOOR, PITTSBURGH, PA 15219-2502

RAVEN SECURITIES CORP.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

RAYMOND C. FORBES & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Mailing Address: P.O. BOX 12749, ST. PETERSBURG, FL 33733-2749

RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET – 2200, VANCOUVER, B.C., V6C 3L2 CANADA

RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET – 8TH FLOOR, NEW YORK, NY 10006

RBC CAPITAL MARKETS CORPORATION
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006-1404

RBS SECURITIES INC.
600 WASHINGTON BOULEVARD, STAMFORD, CT 06901

RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036

RCG, LLC
885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

RD CAPITAL GROUP, INC.
MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903

RDM INVESTMENT SERVICES, INC.
1555 POST ROAD EAST, WESTPORT, CT 06880

RDSC, LLC
300 MAIN STREET, CINCINNATI, OH 45202

RE INVESTMENT CORPORATION
4301 WILSON BOULEVARD, ARLINGTON, VA 22203

REALTY CAPITAL SECURITIES, LLC
3 COPLEY PLACE, BOSTON, MA 02116

RED CAPITAL MARKETS, INC.
TWO MIRANOVA PLACE, 12TH FLOOR, COLUMBUS, OH 43215

RED RIVER SECURITIES, LLC
5601 DEMOCRACY DRIVE, SUITE 280, PLANO, TX 75024

REDBURN PARTNERS (USA) LP
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017

REDI MARKETS LLC
24 WEST 40TH STREET, 2ND FLOOR, NEW YORK, NY 10018
Mailing Address: 24 WEST 40TH STREET, 3RD FLOOR, NEW YORK, NY 10018

REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904

REDWINE & COMPANY, INC.
5955 CARNEGIE BOULEVARD, SUITE 225, CHARLOTTE, NC 28209

REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122

REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558

REGAL CAPITAL ADVISORS, LLC
10877 WILSHIRE BLVD, SUITE 1605, LOS ANGELES, CA 90024

REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766

REGENCY SECURITIES, INC.
20 CORPORATE PARK, SUITE 160, IRVINE, CA 92606-5183

REGENT CAPITAL GROUP, INC.
4035 E. THOUSAND OAKS BLVD., SUITE 240, WESTLAKE VILLAGE, CA 91362

REGIONAL BROKERS, INC.
1628 JOHN F KENNEDY BLVD, PHILADELPHIA, PA 19103-2925
Mailing Address: 1628 JOHN F KENNEDY BLVD., SUITE 1901, PHILADELPHIA, PA 19103-2925

REGIONAL INVESTMENT SERVICES, INC.
700 WEST PETE ROSE WAY SUITE 127, CINCINNATI, OH 45203

REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326

REICH & TANG DISTRIBUTORS, INC.
600 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10020-2302

REID & RUDIGER LLC
110 WALL STREET, NEW YORK, NY 10005

REID AND ASSOCIATES, LLC
14 COMPUTER DRIVE EAST, ALBANY, NY 12205

REIGNS CAPITAL, LTD.
235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601

RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE – MIRAMAR, HALF MOON BAY, CA 94019

RELIANCE WORLDWIDE INVESTMENTS, LLC
1240 BARCLAY BLVD.,, BUFFALO GROVE, IL 60089
Mailing Address: 2033 N. MILWAUKEE AVE., #125, RIVERWOODS, IL 60015-3581

RENAISSANCE CAPITAL INVESTMENTS, INC.
TWO GREENWICH PLAZA, SUITE 100, GREENWICH, CT 06830

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022

RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

RENSSELAER SECURITIES CORP.
1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110

REPEX & CO., INC.
550 DURIE AVE., CLOSTER, NJ 07624-0577

REPUBLIC SECURITIES OF AMERICA,INC.
600 E. COLONIAL DR. #100, ORLANDO, FL 32803
Mailing Address: 600 EAST COLONIAL DRIVE, SUITE 100, ORLANDO, FL 32803

RESIDENTIAL FUNDING SECURITIES, LLC
ONE MERIDAN CROSSINGS, SUITE 100, RICHFIELD, MN 55423

RESORT SECURITIES AND INVESTMENTS, INC.
11030 JONES BRIDGE ROAD, SUITE 300, ALPHARETTA, GA 30022

RESOURCE HORIZONS GROUP LLC
1350 CHURCH ST EXT, THIRD FLOOR, MARIETTA, GA 30060
Mailing Address: 1350 CHURCH ST. EXT, THIRD FLOOR, MARIETTA, GA 30060

RESOURCE PRODUCTION ADVISORS, LLC
2549 HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

RESOURCIVE CAPITAL, LLC
2908 N. 1050 E., LEHI, UT 84043
Mailing Address: 147 W. ELECTION, STE. 200, DRAPER, UT 84020

RESRV PARTNERS, INC.
1250 BROADWAY – 32ND FLOOR, NEW YORK, NY 10001-3701

RETIREMENT CAPITAL GROUP SECURITIES, INC.
12340 EL CAMINO REAL, SUITE 400, SAN DIEGO, CA 92130

RETIREMENT PLAN ADVISORS, INC.
105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3218 EMERALD LANE, SUITE C, JEFFERSON CITY, MO 65109

RETIREMENT PLANNING, INC.
1850 MT. DIABLO BLVD.-STE.335, WALNUT CREEK, CA 94596

RETIREMENT RESOURCES INVESTMENT CORPORATION
100 CORPORATE PLACE, PEABODY, MA 01960

REUTERS TRANSACTION SERVICES LLC
3 TIMES SQUARE, NEW YORK, NY 10036

REUVEN ENTERPRISES SECURITIES DIVISION, LLC
100 WALL STREET, SUITE 602, NEW YORK, NY 10005

REVA CAPITAL MARKETS LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169

REVERE SECURITIES CORP.
3200 N. MILITARY TRAIL, STE. 215, BOCA RATON, FL 33431

REYNOLDS ADVISORY PARTNERS,LLC
999 18TH STREET, SUITE 1155 N, DENVER, CO 80202

RFS PARTNERS
44 MONTGOMERY ST., SUITE 2100, SAN FRANCISCO, CA 94104

RG KNOX COMPANY, LLC
3734 ECKER HILL DRIVE, PARK CITY, UT 84098

RHINO TRADING PARTNERS, LLC
80 BROAD STREET, 7TH FLOOR, NEW YORK, NY 10004
Mailing Address: 80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004

RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111

RICE FINANCIAL PRODUCTS COMPANY
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004

RICE PONTES CAPITAL, INC.
2001 CROW CANYON ROAD, SUITE 150, SAN RAMON, CA 94583

RICE, VOELKER, LLC
805 EAST RUTLAND, COVINGTON, LA 70433

RICHARD A. SASO & ASSOCIATES-INVESTMENT SECURITIES
3130 CROW CANYON PLACE-STE 200, SAN RAMON, CA 94583-1346

RICHARD D. SCHUBERT, INC.
241 E. SAGINAW – STE 505, EAST LANSING, MI 48823
Mailing Address: P.O. BOX 1796, EAST LANSING, MI 48823

RICHARDS, MERRILL & PETERSON, INC.
422 WEST RIVERSIDE AVENUE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
Mailing Address: 422 WEST RIVERSIDE AVE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201

RICHEY FINANCIAL GROUP, INC.
110 E. WILSHIRE AVENUE, SUITE 307, FULLERTON, CA 92832-1959

RICHFIELD ORION INTERNATIONAL, INC.
5353 N. UNION BLVD. G-1, COLORADO SPRINGS, CO 80918

RIDEAU LYONS & CO.
5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90036
Mailing Address: 5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90017

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306

RIDGEVIEW CAPITAL, LLC
ONE GATEWAY CENTER, 90 SOUTH 400 WEST SUITE M200, SALT LAKE CITY, UT 84101

RIDGEWAY & CONGER, INC.
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122

RIDGEWOOD ASSOCIATES INC. NJ
40 EISENHOWER DRIVE, PARAMUS, NJ 07652
Mailing Address: P.O. BOX 326, PARAMUS, NJ 07653-0326

RIDGEWOOD SECURITIES CORPORATION
14 PHILIPS PARKWAY, MONTVALE, NJ 07645

RIDGEWORTH DISTRIBUTORS LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213

RIM SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

RIPPE & KINGSTON CAPITAL ADVISORS, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202

RIVER CROSS SECURITES, LLLP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004
Mailing Address: 401 CITY AVENUE, SUITE 912, BALA CYNWYD, PA 19004

RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #14, NEW YORK, NY 10022

RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVERSOURCE FUND DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVERSTONE WEALTH MANAGEMENT, INC.
7801 CAPITAL OF TEXAS HWY., SUITE 310, AUSTIN, TX 78731

RIVES, LEAVELL & CO.
1430 LELIA DRIVE, JACKSON, MS 39216
Mailing Address: P. O. BOX 4900, JACKSON, MS 39296

RIVIERE SECURITIES LTD.
1250 S. CAPITAL OF TEXAS HWY., BLDG.2, STE. 120, AUSTIN, TX 78746
Mailing Address: 407 DUCK LAKE, LAKEWAY, TX 78734

RIVINGTON SECURITIES, LLC
1775 SHERMAN ST., SUITE 2500, DENVER, CO 80203

RJJ PASADENA SECURITIES, INC.
625 FAIR OAKS AVENUE, SUITE 125, SOUTH PASADENA, CA 91030
Mailing Address: 625 FAIR OAKS AVE., SUTE 125, SOUTH PASADENA, CA 91030

RK EQUITY CAPITAL MARKETS LLC
1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019

RLSP ASSOCIATES, LLC
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

RMC CAPITAL MARKETS GROUP, INC
5944 LUTHER LANE #755, DALLAS, TX 75225

RMG PARTNERS
100 SHORELINE HWY, A185, MILL VALLEY, CA 94941
Mailing Address: 1 BLACKFIELD DRIVE, # 408, TIBURON, CA 94920

RMJB, INC.
8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437

RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBBINS SECURITIES, INC.
8700 W. BRYN MAWR, CHICAGO, IL 60631

ROBECO SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702
Mailing Address: 1129 BROAD STREET, SHREWSBURY, NJ 07702

ROBERT BLUM MUNICIPALS, INC.
2000 VAN NESS AVENUE, SUITE 415, SAN FRANCISCO, CA 94109

ROBERT R. MEREDITH & CO., INC.
600 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201

ROBERTS & RYAN INVESTMENTS INC.
57 POST STREET – STE 614, SAN FRANCISCO, CA 94104

ROBERTS MITANI, LLC
145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019

ROBINSON & LUKENS, INC.
1319 VINCENT PL, MCLEAN, VA 22101
Mailing Address: P.O. BOX 956, MCLEAN, VA 22101-0956

ROBINSON & ROBINSON, INC.
1337 HAMILTON STREET, ALLENTOWN, PA 18102

ROBOTTI & COMPANY, LLC
110 EAST 42ND STREET, SUITE 1100, NEW YORK, NY 10017-8535

ROCHDALE SECURITIES LLC
750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT 06902

ROCKEFELLER CAPITAL PARTNERS, LLC
181 POST ROAD WEST, WESTPORT, CT 06880

ROCKFLEET FINANCIAL SERVICES, INC
515 MADISON AVENUE, 27TH FL, NEW YORK, NY 10022

ROCKLAND SECURITIES, LLC
87 BEECHWOOD ROAD, SUMMIT, NJ 07901

ROCKPORT VENTURE SECURITIES, LLC
275 CABOT STREET , SUITE 10, BEVERLY, MA 01915
Mailing Address: 215 MORRIS AVENUE, SPRING LAKE, NJ 07762

ROCKWELL GLOBAL CAPITAL LLC
525 BROAD HOLLOW ROAD, MELVILLE, NY 11747

ROCKWELL SECURITIES LLC
1 PENN PLAZA, SUITE 615, NEW YORK, NY 10119

RODGERS BROTHERS, INC.
800 CRANBERRY WOODS DRIVE, SUITE 200, CRANBERRY TOWNSHIP, PA 16066

RODMAN & RENSHAW, LLC
1251 AVENUE OF THE AMERICAS, 20TH FL, NEW YORK, NY 10020

ROGAN & ASSOCIATES, INC.
200 9TH AVENUE. NORTH, SUITE 150, SAFETY HARBOR, FL 34695-3500

ROLLOVER SECURITIES
4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217
Mailing Address: 4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217

ROMANO BROTHERS AND COMPANY
ONE ROTARY CENTER, SUITE 1300, EVANSTON, IL 60201
Mailing Address: ONE ROTARY CENTER, EVANSTON, IL 60201

ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006

ROOSEVELT EQUITY CORPORATION
5250 S. 6TH STREET, SPRINGFIELD, IL 62703
Mailing Address: P.O. BOX 5147, SPRINGFIELD, IL 62705-5147

ROPEMAKER CAPITAL, LLC
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

ROSENBLATT SECURITIES INC.
20 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10005

ROSENTHAL COLLINS CAPITAL MANAGEMENT, LLC
216 WEST JACKSON BLVD., CHICAGO, IL 60606

ROSENTHAL GLOBAL SECURITIES LLC
216 WEST JACKSON BLVD., CHICAGO, IL 60606

ROSEVIEW SECURITIES, LLC
75 FEDERAL STREET, SUITE 610, BOSTON, MA 02110

ROSS SECURITIES CORPORATION
1270 AVENUE OF THE AMERICAS – 20TH FLOOR, NEW YORK, NY 10020

ROSS, SINCLAIRE & ASSOCIATES, LLC
700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
Mailing Address: 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202

ROSSOFF & CO. LLC
101 CENTRAL PARK WEST APT. 9G, NEW YORK, NY 10023

ROTH CAPITAL PARTNERS, LLC
24 CORPORATE PLAZA-200, NEWPORT BEACH, CA 92660

ROTHMAN SECURITIES, INC.
1111 STREET ROAD, SUITE 201, SOUTHAMPTON, PA 18966

ROTHSCHILD INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROTHSCHILD INVESTMENT CORPORATION
311 S. WACKER DRIVE, SUITE 6500, CHICAGO, IL 60606-6618

ROTHSCHILD LIEBERMAN LTD.
280 RAILROAD AVENUE, GREENWICH, CT 06830

ROUNDTABLE CAPITAL SERVICES LLC
280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216

ROWE CAPITAL PARTNERS, L.L.C.
622 VALENCIA DRIVE, BOULDER CITY, NV 89005

ROYAL ALLIANCE ASSOCIATES, INC.
ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281

ROYAL SECURITIES COMPANY
4095 CHICAGO DR SW , STE 120, GRANDVILLE, MI 49418-0509
Mailing Address: P.O. BOX 509, 4095 CHICAGO DR. SW, GRANDVILLE, MI 49468-0509

ROYCE FUND SERVICES, INC.
745 5TH AVENUE, NEW YORK, NY 10151

RP CAPITAL LLC
7191 WAGNER WAY NW, SUITE 302, GIG HARBOR, WA 98335

RP&C INTERNATIONAL (SECURITIES), INC.
630 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10111

RSG CAPITAL CORP.
7499 WEST ATLANTIC AVENUE, SUITE 208, DELRAY BEACH, FL 33446

RUANE, CUNNIFF & GOLDFARB LLC
767 FIFTH AVENUE, SUITE 4701, NEW YORK, NY 10153-4798

RUBINBROWN BROKERAGE SERVICES, L.L.C.
ONE NORTH BRENTWOOD BLVD, ST. LOUIS, MO 63105

RUCKER CAPITAL PARTNERS, LLC
6 MOUNT DRIVE, PERRINEVILLE, NJ 08535

RUSHMORE CAPITAL, INC.
160 SUMMIT AVENUE, MONTVALE, NJ 07645

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS
909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616

RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS
909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616

RUTBERG & COMPANY, LLC
351 CALIFORNIA STREET, SUITE 1100, SAN FRANCISCO, CA 94104

RYAN FINANCIAL, INC.
89 MAIN STREET, ANDOVER, MA 01810

RYDEX DISTRIBUTORS, INC.
9601 BLACKWELL ROAD, STE 500, ROCKVILLE, MD 20850
S
S F SENTRY SECURITIES, INC.
100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

S&P INVESTORS, INC.
12720 HILLCREST RD. SUITE 108, DALLAS, TX 75230

S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC
641 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

S. L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

S.C. PARKER & CO., INC.
5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284

S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

S.J. LEVINSON & SONS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

S.W. CHILDS MANAGEMENT CORPORATION
100 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 100 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10017

SABADELL SECURITIES USA, INC.
ONE BISCAYNE TOWER #3301, 2 SOUTH BISCAYNE BLVD., MIAMI, FL 33131

SADDLEBROOK INVESTMENTS, INC.
5700 SADDLEBROOK WAY, WESLEY CHAPEL, FL 33543-4499

SAFDIE INVESTMENT SERVICES CORP.
360 MADISON AVE., 19TH FLOOR, NEW YORK, NY 10017

SAFEGUARD SECURITIES, INC.
2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302

SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BOULEVARD, SUITE 2200, SUITE 1910, LOS ANGELES, CA 90025

SAGE SOUTHEASTERN SECURITIES, INC.
1100 ABERNATHY ROAD, 500 NORTHPARK, SUITE 400, ATLANTA, GA 30328

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS INC.
299 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10171

SAGEPOINT FINANCIAL, INC.
2800 N. CENTRAL AVE., STE 2100, PHOENIX, AZ 85004-1072

SAINT LAURENT CAPITAL, INC.
5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804

SAINTS ADVISORS LLC
475 SANSOME STREET, SUITE 1850, SAN FRANCISCO, CA 94111

SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 1070, LOS ANGELES, CA 90025

SALIENT CAPITAL L.P.
4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

SALMAN PARTNERS (USA) INC.
1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA

SALOMON WHITNEY LLC
15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702

SALT CREEK SECURITIES, LLC
213 PARK AVENUE, LAGUNA BEACH, CA 92651

SALT SPRAY CAPITAL
21 SALT SPRAY DR, LAGUNA NIGUEL, CA 92677-5652
Mailing Address: 32545 B GOLDEN LANTERN #175, DANA POINT, CA 92629

SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SAMMONS SECURITIES COMPANY, LLC
4261 PARK ROAD, ANN ARBOR, MI 48103

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

SAMUELS CHASE & CO., INC.
432 MAPLE STREET, SUITE 4, RAMONA, CA 92065

SAMURAI TRADING, LLC
515 MADISON AVENUE, SUITE 5W, NEW YORK, NY 10022

SAN FRANCISCO SECURITIES, INC.
5757 WILSHIRE BLVD., SUITE 450, LOS ANGELES, CA 90036

SANCTUARY SECURITIES LLC
ONE HARBOR DRIVE, SUITE 200, SAUSALITO, CA 94965

SANDERLIN SECURITIES, LLC
5170 SANDERLIN AVE. – SUITE 102, MEMPHIS, TN 38117

SANDERS MORRIS HARRIS INC.
600 TRAVIS, SUITE 5800, HOUSTON, TX 77002-3003

SANDGRAIN SECURITIES, INC.
1050 FRANKLIN AVENUE, SUITE 302, GARDEN CITY, NY 11530-1204
Mailing Address: 1050 FRANKLIN AVENUE, SUITE 300, GARDEN CITY, NY 11530-1204

SANDLAPPER SECURITIES, LLC
101 N. MAIN ST., SUITE 1203, GREENVILLE, SC 29601

SANDLER, O’NEILL & PARTNERS, L.P.
919 THIRD AVENUE, NEW YORK, NY 10022
Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105

SANTA RITA PARTNERS, INC.
1875 CENTURY PARK EAST, SUITE 1860, LOS ANGELES, CA 90067

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SANTANDER SECURITIES
SANTANDER TOWER B7 TABONUCO STREET, SUITE 1800, GUAYNABO, PR 00968-3028

SAPERE WEALTH CREATION, LLC
130 MATTHEWS STATION ST., #2-A, MATTHEWS, NC 28105
Mailing Address: 130 MATTHEWS STATION ST, #2-A, MATTHEWS, NC 28105

SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SARATOGA CAPITAL MARKETS
99 WALL STREET, SUITE 1200, NEW YORK, NY 10005

SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, 8TH FLOOR, ST. LOUIS, MO 63105

SAUNDERS RETIREMENT ADVISORS, INC.
7400 BEAUFONT SPRINGS DR SUITE 300, RICHMOND, VA 23225
Mailing Address: P. O. BOX 5750, MIDLOTHIAN, VA 23112

SAUSLEY SECURITIES, INC.
1201 ENTERPRISE, 644, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 57093, WEBSTER, TX 77598

SAWAYA SEGALAS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXIS GROUP, LLC.
636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701

SAXONY SECURITIES, INC.
86 KENRICK PLAZA, ST. LOUIS, MO 63119

SAXUM FINANCIAL GROUP
3800 WEST BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629-6844
Mailing Address: 3800 W. BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629

SAYBROOK CAPITAL CORPORATION
401 WILSHIRE BOULEVARD, SUITE 850, SANTA MONICA, CA 90401

SCA DEVELOPMENT, LLC
3000 RIVERCHASE GALLERIA, SUITE 500, BIRMINGHAM, AL 35244

SCARBOROUGH SECURITIES CORPORATION
ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533-1543

SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

SCHNEIDER DOWNS CORPORATE FINANCE, LP
1133 PENN AVENUE, PITTSBURGH, PA 15222

SCHON-EX LLC
1 JERICHO PLAZA- 3RD FL, JERICHO, NY 11753-1635
Mailing Address: ONE JERICHO PLAZA 3RD FL, JERICHO, NY 11753

SCHOTTENFELD GROUP LLC
800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

SCHRODER FUND ADVISORS INC.
875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

SCIUS SECURITIES LLC
211 MADISON AVENUE, NEW YORK, NY 10016

SCO SECURITIES LLC
1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019

SCOTIA CAPITAL (USA) INC.
1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

SCOTT & STRINGFELLOW, LLC
909 E. MAIN STREET, RICHMOND, VA 23219-3310
Mailing Address: P.O. BOX 1575, RICHMOND, VA 23213

SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCOTTISH RE CAPITAL MARKETS, INC
14120 BALLANTYNE CORPORATE PLACE, SUITE 300, CHARLOTTE, NC 28277

SCOTTRADE, INC.
12855 FLUSHING MEADOW DR., ST. LOUIS, MO 63131-1814
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131

SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUTIE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD #6, SCOTTSDALE, AZ 85253

SCREEN CAPITAL SECURITIES, LLC
345 N. MAPLE DRIVE, SUITE 294, BEVERLY HILLS, CA 90210
Mailing Address: 345 N. MAPLE DRIVE, SUITE 294, BEVERLY, CA 90210

SCULLY CAPITAL SECURITIES CORP.
1133 15TH STREET NW, SUITE #900, WASHINGTON, DC 20005

SCURA PARTNERS SECURITIES LLC
630 FIFTH AVE., SUITE 1401, NEW YORK, NY 10111
Mailing Address: 1211 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10036

SEA PORT GROUP SECURITIES, LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEABOARD SECURITIES, INC.
18 COLUMBIA TURNPIKE, FLORHAM PARK, NJ 07932

SEABURY SECURITIES LLC
30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEACAP SECURITIES LLC
30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEACOAST INVESTOR SERVICES, INC.
704 SW PORT ST LUCIE BLVD, PORT ST LUCIE, FL 34953

SEAPINE SECURITIES, LLC
10 GLENVILLE STREET, GREENWICH, CT 06831

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAPOWER CARPENTER CAPITAL, INC.
5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527

SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830

SEATTLE-NORTHWEST SECURITIES CORPORATION
1420 FIFTH AVENUE, SUITE 4300, SEATTLE, WA 98101-2342

SEAVIEW SECURITIES LLC
117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

SEB ENSKILDA, INC.
245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167

SECOND STREET SECURITIES, INC.
6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

SECONDMARKET, INC.
26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004

SECTOR & SOVEREIGN RESEARCH LLC
7 OAK LANE, OLD GREENWICH, CT 06870

SECU BROKERAGE SERVICES
3101 WAKE FOREST ROAD, RALEIGH, NC 27609

SECURE PLANNING, INC.
42 MIDDLE STREET, PORTSMOUTH, NH 03801

SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

SECURITIES CORPORATION OF AMERICA
844 PIERCE AVENUE, SUITE 205, MARINETTE, WI 54143
Mailing Address: P.O. BOX 566, MARINETTE, WI 54143-0566

SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

SECURITIES MANAGEMENT & RESEARCH, INC.
2450 SOUTH SHORE BOULEVARD SUITE 400, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 58969, HOUSTON, TX 77258-8969

SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIES SERVICE NETWORK, INC.
9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, SUITE 2200, ATLANTA, GA 30339

SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069

SECURITY DEALERS GUILD, INC.
800 WESTCHESTER AVENUE, SUITE N335, RYE BROOK, NY 10573

SECURITY DISTRIBUTORS, INC.
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SECURITY RESEARCH ASSOCIATES, INC.
80 E. SIR FRANCIS DRAKE BLVD – #3F, LARKSPUR, CA 94939-1709

SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SEIDEL & SHAW LLC
40 EXCHANGE PLACE, NEW YORK, NY 10005

SEIDMAN PRIVATE SECURITIES LLC
100 PARK AVENUE, NEW YORK, NY 10017

SELALU PARTNERS, LLC
14 NUTMEG RIDGE ROAD, RIDGEFIELD, CT 06877

SELECT CAPITAL CORPORATION
3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626
Mailing Address: 3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626

SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 310, SPOKANE, WA 99201-0831

SEMAZA SECURITIES, LLC
2679 ROUTE 70, SUITE F, MANASQUAN, NJ 08736

SEMINOLE FINANCIAL
1800 SECOND STREET, SUITE, 602, SARASOTA, FL 34236

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENDERO SECURITIES, LLC
7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209

SENECA PARTNERS BD, LLC
122 S. MAIN STREET, SUITE 200, ANN ARBOR, MI 48104-1925

SENTINEL BROKERS COMPANY, INC.
100 BEVERLY AVE.-SUITE 1, MASSAPEQUA PARK, NY 11762

SENTINEL FINANCIAL SERVICES COMPANY
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
Mailing Address: P.O. BOX 1499, MONTPELIER, VT 05601-1499

SENTINEL SECURITIES, INC.
55 WALKERS BROOK DRIVE, SUITE 100, READING, MA 01867

SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SENVEST INTERNATIONAL L.L.C.
110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

SEQUENCE INVESTMENT PARTNERS, LLC
40 CALHOUN STREET, SUITE 320, CHARLESTON, SC 29401

SEQUOIA EQUITIES SECURITIES CORPORATION
1777 BOTELHO DRIVE, SUITE 300, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.
3301 CHIMNEY LANE, N.E., ROSWELL, GA 30075

SESLIA SECURITIES
2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 111 S INDEPENDANCE MALL #830, PHILADELPHIA, PA 19106

SETHI FINANCIAL INVESTMENTS, INC.
2600 AVE. K, PLANO, TX 75074

SETON SECURITIES GROUP, INC.
1400 UNION AVE., N/A, UNION BEACH, NJ 07735
Mailing Address: 1400 UNION AVE., UNION BEACH, NJ 07735

SETTER CAPITAL INC.
272 AVENUE ROAD, TORONTO, ONTARIO, M4V 2G7 CANADA

SEVEN HILLS PARTNERS LLC
275 BATTERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111-3370

SEVEN POINTS CAPITAL, LLC
825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SEVILLE CAPITAL, INC.
124 MABRY HOOD ROAD, KNOXVILLE, TN 37922

SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFA FINANCIAL, LLC
750 EXECUTIVE CTR., STE. 102 B-32, GREENVILLE, SC 29615

SFG SECURITIES, INC.
57 FAWN HILL ROAD, UPPER SADDLE RIVER, NJ 07458

SFI INTERNATIONAL, LLC
10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

SFI INVESTMENTS, LLC
1350 EUCLID AVE., SUITE 800, CLEVELAND, OH 44115

SFL SECURITIES, LLC
437 MADISON AVENUE, NEW YORK, NY 10022

SFRI SECURITIES LLC
242 CALIFORNIA STREET, SAN FRANCISCO, CA 94111

SG AMERICAS SECURITIES, LLC
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

SGC SECURITIES LP
107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 206, LAKE FOREST, IL 60045-1935

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SHAREBUILDER SECURITIES CORPORATION
83 SOUTH KING STREET, SEATTLE, WA 98104

SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHAREMASTER
8747 DUVAL LANE, HEMET, CA 92545
Mailing Address: P.O. BOX 3777, HEMET, CA 92545

SHASTA PARTNERS, LLC
235 BEAR HILL ROAD, SUITE 307, WALTHAM, MA 02451

SHAY FINANCIAL SERVICES, INC.
1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

SHD HOLDINGS LLC
5907 LONG CT., AUSTIN, TX 78730

SHEARMAN, RALSTON INC.
17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004

SHELBY CULLOM DAVIS & CO., L.P.
609 5TH AVENUE, NEW YORK, NY 10017-1021

SHELTER BAY SECURITIES, LLC
27 TOM HARVEY ROAD, WESTERLY, RI 02891

SHELYN SECURITIES CORP
12250 ROCKVILLE PIKE, STE. 200, ROCKVILLE, MD 20852

SHIELDS SECURITIES, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHIN HAN GLOBAL SECURITIES
3450 WILSHIRE BOULEVARD, SUITE 400, LOS ANGELES, CA 90010

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHOPOFF SECURITIES, INC.
8951 RESEARCH DRIVE, IRVINE, CA 92618-4237

SHORELINE PACIFIC, LLC
655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111

SHORELINE TRADING GROUP LLC
2301 ROSECRANS AVE, SUITE 4195, EL SEGUNDO, CA 90245

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHP SECURITIES, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SICOR SECURITIES INC
6500 POE AVENUE, SUITE 105, DAYTON, OH 45414-2556

SIDOTI & COMPANY, LLC
317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

SIEMER & ASSOCIATES, LLC
520 BROADWAY STE. 350, SANTA MONICA, CA 90401

SIERRA EQUITY GROUP LLC
2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431
Mailing Address: 2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431

SIG BROKERAGE, LP
40 WALL STREET, 3RD FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGMA FINANCIAL CORPORATION
4261 PARK ROAD, ANN ARBOR, MI 48103-9508

SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATOR INVESTORS, INC.
197 CLARENDON STREET (C-8), BOSTON, MA 02116
Mailing Address: 197 CLARENDON STREET (C-8-05), BOSTON, MA 02116

SIGNATURE CAPITAL SECURITIES LLC
100 COMMERCIAL STREET, SUITE 414, PORTLAND, ME 04101

SIGNATURE FINANCIAL GROUP, INC.
2601 AIRPORT DR. #290, TORRANCE, CA 90505
Mailing Address: 2601 AIRPORT DR #290, TORRANCE, CA 90505

SIGNATURE SECURITIES
29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

SIKICH CORPORATE FINANCE LLC
998 CORPORATE BLVD., AURORA, IL 60502

SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

SILVER LANE ADVISORS LLC
565 FIFTH AVENUE (22ND FLOOR), NEW YORK, NY 10017

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

SILVER OAK SECURITIES, INCORPORATED
3339 N. HIGHLAND AVE, JACKSON, TN 38305

SILVER PORTAL CAPITAL LLC
1690 VIA DE SANTA FE, SUITE 203, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 922, RANCHO SANTA FE, CA 92067

SILVER SPRING SECURITIES, LLC
38C GROVE STREET, RIDGEFIELD, CT 06877

SILVER STEEP PARTNERS, LLC
1735 WESTLAKE AVENUE NORTH, SUITE 400, SEATTLE, WA 98109

SILVERCREST DISTRIBUTORS LLC
101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10019
Mailing Address: 101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10017

SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMMONS & COMPANY INTERNATIONAL
700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

SIMMONS FIRST INVESTMENT GROUP, INC.
8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227

SINCERE & CO., LLC
2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201

SINCLAIR & COMPANY, LLC
30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820

SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

SISK INVESTMENT SERVICES, INC.
303 NORTH FRANKLIN STREET, BASTROP, LA 71220
Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

SIXPOINT PARTNERS LLC
909 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKANDIA SECURITIES AMERICAS, INC.
200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

SKB SECURITIES
1211 SW FIFTH AVE., #2600, PORTLAND, OR 97204

SKYEBANC, INC.
1151 BROAD STREET, SUITE 115, SHREWSBURY, NJ 07702

SKYWAY ADVISORS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SL DISTRIBUTORS, INC.
12750 MERIT DRIVE, SUITE 500, DALLAS, TX 75251-1209

SL HARE CAPITAL, INC.
1640 S. SEPULVEDA BLVD., SUITE 218, LOS ANGELES, CA 90025

SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

SLOAN SECURITIES CORP.
TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024-3308

SLUSSER ASSOCIATES INC.
300 PARK AVENUE, SUITE 1700, NEW YORK, NY 10022

SMBC SECURITIES, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172
Mailing Address: 277 PARK AVENUE 5TH FLOOR, NEW YORK, NY 10172

SMBD, LLC
175 SOUTH MAIN STREET, SUITE 1410, SALT LAKE CITY, UT 84111

SMC FINANCIAL, INC.
4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211
Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

SMF TRADING, INC.
125 MAIDEN LANE, 3RD FLOOR, NEW YORK, NY 10038

SMITH ASSET MANAGEMENT, INC.
111 BROADWAY, SUITE 808, NEW YORK, NY 10006

SMITH HAYES FINANCIAL SERVICES CORPORATION
200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129
Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

SMITH POINT CAPITAL LTD
3 MOSS CREEK COURT, DURHAM, NC 27712

SMITH WHILEY SECURITIES, INC.
242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212

SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SMITHER & COMPANY CAPITAL MARKETS, LLC
4337 COX ROAD, GLEN ALLEN, VA 23060

SNC CAPITAL MANAGEMENT CORP.
2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

SNL
3525 HOLCOMB BRIDGE ROAD, NORCROSS, GA 30092

SOJOURNER SECURITIES, LLC
100 N. TRYON STREET, SUITE 4700, CHARLOTTE, NC 28202

SOLARIS SECURITIES, INC.
6335 CAMP BULLIS ROAD, SUITE A10, SAN ANTONIO, TX 78257
Mailing Address: 24165 IH 10 WEST, SUITE 217-647, SAN ANTONIO, TX 78257

SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

SOLEIL SECURITIES CORPORATION
360 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

SOLIUM FINANCIAL SERVICES LLC
50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677-7654

SOLOWEY & CO.
6801 S.W. 101 STREET, MIAMI, FL 33156
Mailing Address: P. O. BOX 566060, MIAMI, FL 33256-6060

SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOONER SIGHT LLC
4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608
Mailing Address: 4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608

SORRENTO PACIFIC FINANCIAL, LLC
10455 SORRENTO VALLEY ROAD, SUITE 101, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 85227, SAN DIEGO, CA 92186

SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848
Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

SOUND CAPITAL MANAGEMENT, LLC
155 LAFAYETTE ROAD, SUITE 6, N. HAMPTON, NH 03862

SOUND SECURITIES, LLC
50 JERICHO QUADRANGLE, SUITE 118, JERICHO, NY 11753

SOURCE CAPITAL GROUP, INC.
276 POST ROAD WEST, WESTPORT, CT 06880

SOUTH ATLANTIC ENTERPRISES, INC.
6201 FAIRVIEW ROAD, STE. 200, CHARLOTTE, NC 28210

SOUTH LAKE AVENUE SECURITIES CORPORATION
225 S. LAKE AVENUE, SUITE 610, PASADENA, CA 91101

SOUTH STREET SECURITIES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTH VALLEY WEALTH MANAGEMENT
810 MAIN STREET, KLAMATH FALLS, OR 97601

SOUTHAMPTON INVESTMENT SERVICES INC.
1476 ROSEBUD RD, SOUTHAMPTON, PA 18966
Mailing Address: 872 CLARA DRIVE, PALO ALTO, CA 94303

SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHEASTERN ADVISORY GROUP, INC.
TWELVE PIEDMONT CENTER STE 202, ATLANTA, GA 30305-1737

SOUTHEASTERN CAPITAL PARTNERS BD, INC.
3251 LEMONS RIDGE DR., ATLANTA, GA 30339

SOUTHERN PACIFIC SECURITIES, INC.
28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355
Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

SOUTHERN TRUST SECURITIES, INC.
145 ALMERIA AVENUE, CORAL GABLES, FL 33134

SOUTHLAKE CAPITAL, L.L.C.
1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

SOUTHPORT PARTNERS L.P.
187 WESTWAY ROAD, SOUTHPORT, CT 06890

SOUTHRIDGE INVESTMENT GROUP LLC
90 GROVE STREET – 2ND FLOOR, RIDGEFIELD, CT 06877

SOUTHWEST MERCHANT GROUP, INC.
3422 BINKLEY AVENUE, DALLAS, TX 75205

SOUTHWEST SECURITIES, INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

SOUTHWESTERN CAPITAL MARKETS, INC.
140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

SOUZA BARROS SECURITIES, INC
1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131

SOVEREIGN-AMERICAN SECURITIES, INC.
1016 COLLIER CENTER WAY STE 100, NAPLES, FL 34110

SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPARTAN SECURITIES GROUP, LTD.
100 2ND AVE SOUTH, SUITE 300N, ST. PETERSBURG, FL 33701

SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

SPEARHEAD CAPITAL, LLC
2 TITUS ROAD, WASHINGTON DEPOT, CT 06794
Mailing Address: PO BOX 312, WASHINGTON DEPOT, CT 06794

SPECIALTY CAPITAL, LLC
6160 PLUMAS STREET, RENO, NV 89519

SPECIALTY FINANCE GROUP, LLC
2505 SOUTH OCEAN BOULEVARD, SUITE 212, PALM BEACH, FL 33480

SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SPECTRUM CAPITAL, INC.
6910 PACIFIC STREET, SUITE 214, OMAHA, NE 68106

SPENCER CLARKE LLC
410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

SPENCER EDWARDS, INC.
6041 S. SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111
Mailing Address: 6041 S SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111

SPENCER TRASK VENTURES, INC.
535 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPIRE SECURITIES, LLC
12355 SUNRISE VALLEY DRIVE, SUITE 305, RESTON, VA 20191

SPOONHILL ASSET MANAGEMENT INC.
66 LONG WHARF, BOSTON, MA 02110

SPOUTING ROCK CAPITAL ADVISORS, LLC
150 STRAFFORD AVENUE, SUITE 350, WAYNE, PA 19087

SPP CAPITAL PARTNERS L L C
330 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10017
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

SPREADZERO LLC
30 IRVING PLACE, 3RD FLOOR, NEW YORK, NY 10003

SPRING HILL CAPITAL MARKETS, L.L.C.
1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036

SPRING INVESTOR SERVICES, INC.
RED BIRD FARM, 89 NASON HILL ROAD, SHERBORN, MA 01770

SPRING STREET PARTNERS L.P.
488 MADISON AVENUE, 21ST FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

SPYGLASS SECURITIES, LLC
321 N. CLARK STREET, SUITE 2500, CHICAGO, IL 60610

SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

SRM SECURITIES, INCORPORATED
1875 CENTURY PARK EAST STE 880, LOS ANGELES, CA 90067

SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

SSI EQUITY SERVICES, INC.
475 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221

ST. BERNARD FINANCIAL SERVICES, INC.
2621 WEST MAIN-SUITE 6, RUSSELLVILLE, AR 72801-2551

ST. CHARLES CAPITAL, LLC
1400 16TH STREET, SUITE 300, DENVER, CO 80202

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STALWART CAPITAL, LLC
132 CENTRAL AVENUE, HILLSDALE, NJ 07642

STANCHART SECURITIES INTERNATIONAL, INC.
1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Mailing Address: ONE MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10010

STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P8A, PORTLAND, OR 97204-1093

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
ONE MADISON AVENUE, NEW YORK, NY 10010

STANDARD CREDIT SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

STANDARD INVESTMENT CHARTERED INCORPORATED
2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

STANDARD NEW YORK SECURITIES, INC.
320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

STANFORD GROUP COMPANY
5050 WESTHEIMER, HOUSTON, TX 77056

STANFORD INVESTMENT GROUP, INC.
2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040
Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164

STANWICH ADVISORS LLC
1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

STARK, SALTER & SMITH
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

STARLIGHT INVESTMENTS, LLC
661 BERING DRIVE, SUITE #211, HOUSTON, TX 77057
Mailing Address: P.O. BOX 1290, HOUSTON, TX 77251

STARMONT CAPITAL LTD.
609 EAST POST ROAD S.E., CEDAR RAPIDS, IA 52403

STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

STATESIDE SECURITIES, LLC
2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319
Mailing Address: 2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319

STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE – SUITE 103, MIAMI, FL 33131
Mailing Address: 800 BRICKELL AVENUE – SUITE 100, MIAMI, FL 33131

STEADFAST CAPITAL MARKETS GROUP, LLC
4343 VON KARMAN AVE., SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 4343 VON KARMAN AVE., SUITE 200, NEWPORT BEACH, CA 92660

STEBEN & COMPANY, INC.
2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850
Mailing Address: 2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850

STEPHEN A. KOHN & ASSOCIATES, LTD.
3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

STEPHEN M. FERRETTI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING BENEFITS BROKERAGE, LLC
4356 BONNEY ROAD, BUILDING 2, SUITE 101, VIRGINIA BEACH, VA 23452

STERLING ENTERPRISES GROUP, INC.
6827 FIRST AVENUE SOUTH, ST. PETERSBURG, FL 33707
Mailing Address: 138 107TH AVENUE SUITE 335, TREASURE ISLAND, FL 33706

STERLING INVESTMENT SERVICES, INC.
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC
708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

STERN FISHER EDWARDS INC
801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457

STERNE AGEE CLEARING INC
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

STERNE AGEE FINANCIAL SERVICES, INC.
800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

STERNE, AGEE & LEACH, INC.
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

STEVEN J. PERCIBALLI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768

STEVEN L. FALK & ASSOCIATES INC.
11280 GRANITE RIDGE DR SUITE 1042, LAS VEGAS, NV 89135
Mailing Address: 11280 GRANITE RIDGE DR SUITE 1024, LAS VEGAS, NV 89135

STEVEN R. JACOBSON, B/D
2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102

STINSON SECURITIES, LLC
55 FRANCISCO STREET, SUITE 800, SAN FRANCISCO, CA 94133
Mailing Address: 55 FRANCISCO ST., SAN FRANCISCO, CA 94133

STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

STOCK USA EXECUTION SERVICES, INC
1717 ROUTE 6 SUITE 101, CARMEL, NY 10512

STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

STOCKSHIELD, INC.
1801 CENTURY PARK EAST SUITE 1560, LOS ANGELES, CA 90067

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STOFAN, AGAZZI & COMPANY, INC.
2801 BLACK ROAD SUITE 101, JOLIET, IL 60435
Mailing Address: 2801 BLACK ROAD, JOLIET, IL 60434

STONE & YOUNGBERG LLC
ONE FERRY BUILDING, SUITE 275, SAN FRANCISCO, CA 94111

STONE SECURITIES CORPORATION
BOSTON STOCK EXCHANGE, 4TH FLOOR, 100 FRANKLIN STREET, BOSTON, MA 02110

STONEBRIDGE ASSOCIATES, LLC
TEN POST OFFICE SQUARE, STE. 1330, BOSTON, MA 02109

STONEBRIDGE SECURITIES, LLC.
1201 3RD AVE. SUITE 3080, SEATTLE, WA 98101

STONECASTLE SECURITIES, LLC
120 WEST 45TH STREET, 14TH FLOOR, NEW YORK, NY 10036

STONECROFT SECURITIES LLC
23253 MEADOWVALE GLEN CT., DULLES, VA 20166

STONEGATE SECURITIES, INC.
5950 SHERRY LANE, SUITE 410, DALLAS, TX 75225

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONEHENGE SECURITIES, INC.
191 W. NATIONWIDE BLVD., SUITE 600, COLUMBUS, OH 43215

STONERIDGE CAPITAL GROUP, LLC
2404 MEETING STREET, WAYZATA, MN 55391

STONEWALL INVESTMENTS, INC.
411 S. SANGAMON STREET, SUITE 5-B, CHICAGO, IL 60607

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 300 PARK AVENUE, SUITE1700, NEW YORK, NY 10022

STONNINGTON GROUP, LLC
515 S. FIGUEROA STREET, SUITE 1100, LOS ANGELES, CA 90071

STORMHARBOUR SECURITIES LP
140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

STOUT CAUSEY CAPITAL CORPORATION
910 RIDGEBROOK ROAD, SPARKS, MD 21152

STOUT RISIUS ROSS ADVISORS, LLC
4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075

STRATA CAPITAL, INC.
1660 LINCOLN STREET, SUITE 2045, DENVER, CO 80264

STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATEGIC CAPITAL INVESTMENTS, LLC
3228 SHADBERRY CT., SALINE, MI 48176
Mailing Address: P.O. BOX 3, SALINE, MI 48176

STRATEGIC MARKETING SOLUTIONS LTD., LLC
591 REDWOOD HIGHWAY, SUITE 2310, MILL VALLEY, CA 94941

STRATEGIC POINT SECURITIES, LLC
220 WEST EXCHANGE STREET, PROVIDENCE, RI 02903

STRATTON CAPITAL MANAGEMENT, LTD.
575 MADISON AVENUE – SUITE 1006, NEW YORK, NY 10022

STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

STREAMLINE CAPITAL CORPORATION
1395 GREENWORTH PLACE, SANTA BARBARA, CA 93108

STREETCAPITAL, INC
300 COLONIAL CENTER PARKWAY, STE 260, ROSWELL, GA 30076

STRIKER SECURITIES, INC.
141 WEST JACKSON BLVD., SUITE 3602, CHICAGO, IL 60604

STRONG CITY SECURITIES LLC
24 LONG HILL RD, NEWTON, NJ 07860

STRONGTOWER FINANCIAL, INC.
7120 N. WHITNEY AVENUE, FRESNO, CA 93720-0153
Mailing Address: 7120 N. WHITNEY AVENUE, SUITE 105, FRESNO, CA 93720-0153

STROUSE, GREENBERG REALTY INVESTMENTS, INC.
200 S BROAD STREET, 3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102
Mailing Address: 200 S. BROAD STREET, 3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102

STRUCTURED CAPITAL RESOURCES CORPORATION
965 W. RALPH HALL PARKWAY, SUITE 105, ROCKWALL, TX 75032

STUART FRANKEL & CO., INCORPORATED
22 BAYVIEW AVE., 2TH FLOOR, MANHASSET, NY 11030

STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

STUDNESS RESEARCH, INC.
60 BINGHAM CIRCLE, MANHASSET, NY 11030-2104

STURDIVANT & CO. INC
PLAZA 1000 AT MAIN STREET, SUITE 200, VOORHEES, NJ 08043

STUYVESANT SQUARE ADVISORS, INC.
233 EAST 17TH STREET, PH 1, NEW YORK, NY 10003-3608

SUCCESS TRADE SECURITIES, INC.
1900 L. STREET NW, SUITE 525, WASHINGTON, DC 20036

SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
450 PARK AVENUE, NEW YORK, NY 10022

SUMMER STREET RESEARCH PARTNERS
1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108
Mailing Address: 1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108

SUMMIT BROKERAGE SERVICES, INC.
595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432
Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

SUMMIT CAPITAL PARTNERS, LLC
2701 S. MINNESOTA AVE., STE. 6, SIOUX FALLS, SD 57105

SUMMIT EQUITIES, INC.
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413

SUMMIT SECURITIES GROUP LLC
150 EAST 52ND STREET, NEW YORK, NY 10022

SUMMITALLIANCE SECURITIES, L.L.C.
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

SUMNER HARRINGTON LTD.
11100 WAYZATA BLVD STE 170, MINNETONKA, MN 55305

SUN LIFE FINANCIAL DISTRIBUTORS, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

SUN’S BROTHERS SECURITIES INC.
700 RICHARDS STREET, SUITE 1009, HONOLULU, HI 96813

SUNAMERICA CAPITAL SERVICES, INC.
HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992

SUNBELT SECURITIES, INC.
5065 WESTHEIMER, SUITE 600, HOUSTON, TX 77056

SUNGARD INSTITUTIONAL BROKERAGE INC.
377 EAST BUTTERFIELD ROAD, SUITE 800, LOMBARD, IL 60148

SUNRISE BROKERS LLC
1500 BROADWAY, 23RD FLOOR, NEW YORK, NY 10036

SUNRISE SECURITIES CORP.
641 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64141-9365

SUNSTREET SECURITIES, LLC
6918 WEST MALDONADO ROAD, LAVEEN, AZ 85339

SUNTRUST INVESTMENT SERVICES, INC.
303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303

SUNTRUST ROBINSON HUMPHREY, INC.
303 PEACHTREE STREET NE, SUITE 2300, ATLANTA, GA 30308

SUPERFUND USA, INC.
489 FIFTH AVENUE, NEW YORK, NY 10017

SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037

SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURGE TRADING INC
885 3RD AVE, 18TH FLOOR, NEW YORK, NY 10022

SURKIS INCORPORATED
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005

SUSQUEHANNA CAPITAL GROUP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSTAINABILITY INVESTMENTS, LLC
400 SKOKIE BOULEVARD, SUITE 415, NORTHBROOK, IL 60062

SUTTER SECURITIES INCORPORATED
220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104
Mailing Address: 220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104-1609

SVA FINANCIAL SERVICES, LLC
1221 JOHN Q. HAMMONS DRIVE, MADISON, WI 53717

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
3003 TASMAN DRIVE, SANTA CLARA, CA 95054

SVG NORTH AMERICA INC.
ONE BOSTON PLACE, SUITE 3875, BOSTON, MA 02108-4407

SWARTWOOD, HESSE INC.
720 RT 284, WESTTOWN, NY 10998
Mailing Address: P.O. 247, WESTTOWN, NY 10998

SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

SWEDBANK FIRST SECURITIES, LLC
570 LEXINGTON AVENUE, 35 FLOOR, NEW YORK, NY 10022

SWENEY CARTWRIGHT & COMPANY
17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438

SWIFTSURE SECURITIES LLC
1201 THIRD AVENUE, SUITE 1601, SEATTLE, WA 98101

SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055

SWORD SECURITIES CORPORATION
34 CHAMBERS STREET, PRINCETON, NJ 08540-3708

SWS FINANCIAL SERVICES
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270

SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: P.O. BOX 4058, KOKOMO, IN 46904-4058

SYKES FINANCIAL SERVICES LLC
213 N MARKET ST, SUITE 201, WASHINGTON, NC 27889

SYMETRA INVESTMENT SERVICES, INC.
777 108TH AVENUE NE, SUITE 1200, KC-6, BELLEVUE, WA 98004
Mailing Address: P.O. BOX 34695, SEATTLE, WA 98124-1695

SYMETRA SECURITIES, INC.
KEY CENTER – 6, 777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135
Mailing Address: PO BOX 34690, SEATTLE, WA 98124-1690

SYMPHONIC SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401

SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 813, EL SEGUNDO, CA 90245
Mailing Address: 840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

SYNERGY CAPITAL I, LLC
61 BROADWAY, SUITE 1110, NEW YORK, NY 10006

SYNERGY INVESTMENT GROUP, LLC
8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262
Mailing Address: 8320 UNIVERSITY EXECUTIVE PARK DRIVE, CHARLOTTE, NC 28262

SYNOVUS SECURITIES, INC.
1137 FIRST AVENUE – 2ND FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
ONE ORANGE WAY, C1S, WINDSOR, CT 06095

T

T. ROWE PRICE INVESTMENT SERVICES, INC.
100 E PRATT ST, BALTIMORE, MD 21202

T.R. WINSTON & COMPANY, LLC
376 MAIN STREET, BEDMINSTER, NJ 07921-2613
Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921

T.S. PHILLIPS INVESTMENTS, INC.
3555 NW 58TH STREET, STE 600, OKLAHOMA CITY, OK 73112

TACONIC CAPITAL GROUP INC.
750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

TAG SECURITIES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, HUNTINGTON, NY 11743
Mailing Address: 790 NEW YORK AVENUE, SUITE B, HUNTINGTON, NY 11743

TAHOE FIXED INCOME, LLC
6900 S MCCARRAN BLVD, SUITE 2060, RENO, NV 89509

TAKE CHARGE FINANCIAL
315 UNIVERSITY AVE., LOS GATOS, CA 95030-6014

TALENTED TENTH INVESTMENTS INC.
676 RIVERSIDE DR, NEW YORK, NY 10031-0606
Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606

TALLEY & COMPANY
5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA 92660

TAMARACK DISTRIBUTORS INC.
100 SOUTH FIFTH STREET, SUITE 2300, MINNEAPOLIS, MN 55402

TANDEM SECURITIES, INC.
3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609

TANGENT CAPITAL PARTNERS, LLC
9 W 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019

TAURUS CAPITAL FUNDING, LLC
22 BATTERYMARCH STREET, BOSTON, MA 02109

TAYLOR CAPITAL MANAGEMENT INC.
115 BENT CREEK DRIVE, WOODSTOCK, GA 30189

TAYLOR FINANCIAL SERVICES, LLC
1128 16TH ST., NW, WASHINGTON, DC 20036

TAYLOR SECURITIES, INC.
100 WINNERS CIRCLE, SUITE 100, BRENTWOOD, TN 37027

TBC SECURITIES, LLC
901 N. GLEBE ROAD, SUITE 1005, ARLINGTON, VA 22203

TBG CAPITAL, INC.
660 MADISON AVENUE, NEW YORK, NY 10065

TBT SECURITIES L.C.
1800 N.W. LOOP 281, SUITE 100, LONGVIEW, TX 75604

TCADVISORS NETWORK INC.
7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992

TCP, LLC
128 S. TRYON STREET, SUITE 1700, CHARLOTTE, NC 28202

TCW FUNDS DISTRIBUTORS
865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017

TD AMERITRADE CLEARING, INC.
1005 NORTH AMERITRADE PLACE, BELLEVUE, NE 68005
Mailing Address: P.O. BOX 2226, OMAHA, NE 68103-2226

TD AMERITRADE, INC.
1005 N AMERITRADE PLACE, BELLEVUE, NE 68005
Mailing Address: P.O. BOX 2226, BELLEVUE, NE 68103-2226

TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101

TD WEALTH MANAGEMENT SERVICES INC.
2005 MARKET STREET, SUITE 200, PHILADELPHIA, PA 19103
Mailing Address: 1701 ROUTE 70 EAST, 3RD FLOOR, CHERRY HILL, NJ 08034

TEACHERS FINANCIAL INVESTMENT CORPORATION
23072 LAKE CENTER DRIVE, STE 102, LAKE FOREST, CA 92630

TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVE, 12 TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TECKMEYER FINANCIAL SERVICES, L.L.C.
11104 JOHN GALT BLVD., OMAHA, NE 68137-2307

TEJAS SECURITIES GROUP, INC.
8226 BEE CAVES ROAD, AUSTIN, TX 78746

TELEMUS INVESTMENT BROKERS, LLC
TWO TOWNE SQUARE, STE. 800, SOUTHFIELD, MI 48076

TELSEY CAPITAL GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

TEMPER OF THE TIMES INVESTOR SERVICES, INC.
555 THEODORE FREMD AVE., SUITE B-103, RYE, NY 10580

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

TENECA, LLC
6385 OLD SHADY OAK ROAD, SUITE 270, EDEN PRAIRIE, MN 55344

TERMINUS SECURITIES, LLC
1626 GAYLOR ST, ATLANTA, GA 30082
Mailing Address: BOX 303, SUITE 600, 6300 POWERS FERRY RD, ATLANTA, GA 30339

TERRA NOVA FINANCIAL, LLC
100 S. WACKER DR. STE. 1550, CHICAGO, IL 60606

TERRA SECURITIES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

TESSERA CAPITAL SERVICES LLC
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017

TEXAKOMA FINANCIAL, INC.
5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024

TEXAS CORPORATE CAPITAL ADVISORS
100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201

TEXAS SECURITIES, INC.
4024 NAZARENE, SUITE B, CARROLLTON, TX 75010

TEXLARK SECURITIES, LLC
801 E. PLANO PARKWAY, SUITE 100, PLANO, TX 75074

TFG EQUITIES, INC.
6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487
Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487

TFS DERIVATIVES CORPORATION
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

TFS SECURITIES, INC.
437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738

TGL PARTNERS LLC
90 PARK AVENUE, 31ST FLOOR, NEW YORK, NY 10016
Mailing Address: 90 PARK AVENUE, 31ST FLOOR, NEW YORK, NY 10016

THE BAKER GROUP, LP
1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426

THE BANK STREET GROUP L.L.C.
ONE CANTERBURY GREEN, 4TH FLOOR, STAMFORD, CT 06901

THE BENCHMARK COMPANY, LLC
40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

THE BOND HOUSE
5956 NW HIGHWAY 9, SUITE A, PARKVILLE, MO 64152
Mailing Address: 6219 NW PINE RIDGE ROAD, PARKVILLE, MO 64152

THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

THE CAPITAL GROUP SECURITIES, INC.
1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920
Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920

THE CARNEY GROUP, INCORPORATED
901 GEORGE BUSH BOULEVARD, DELRAY BEACH, FL 33483

THE CARSON MEDLIN COMPANY
4100 WEST KENNEDY BLVD., SUITE 305, TAMPA, FL 33609-2290

THE CATAMOUNT GROUP, LLC
2945 MILLERS FERRY ROAD, CALHOUN, GA 30701

THE CHAMPION GROUP, INC.
800 SONTERRA BLVD, SUITE 230, SAN ANTONIO, TX 78258
Mailing Address: 800 SONTERRA BLVD, SUITE #230, SAN ANTONIO, TX 78258

THE COURTNEY GROUP, LLC
500 NEWPORT CENTER DRIVE, SUITE 580, NEWPORT BEACH, CA 92660

THE DARCY GROUP LLC
500 S. SALINA STREET, SYRACUSE, NY 13202

THE DRATEL GROUP, INC.
53345 ROUTE 25, BUILDING 10, #3, SOUTHOLD, NY 11971
Mailing Address: P.O. BOX 1026, SOUTHOLD, NY 11971

THE ENTERPRISE SECURITIES COMPANY
30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334

THE FIG GROUP, LLC
3710 RAWLINS, SUITE 975, DALLAS, TX 75219

THE FINANCIAL ADVANTAGE COMPANY
423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617
Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746

THE FRAZER LANIER COMPANY, INCORPORATED
300 WATER STREET, MONTGOMERY, AL 36103
Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103

THE GARBACZ GROUP INC
655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141

THE GMS GROUP, LLC
5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850

THE GRISWOLD COMPANY, INCORPORATED
61 BROADWAY, SUITE 2825, NEW YORK, NY 10006

THE GROWTH GROUP
31 FLINTLOCK LANE, BELL CANYON, CA 91307

THE HINA GROUP, INC.
3000 EL CAMINO REAL, 5 PALO ALTO SQUARE, SUITE 210, PALO ALTO, CA 94306

THE HOGAN COMPANY
IDS CENTER, 80 SOUTH 8TH STREET, SUITE 4710, MINNEAPOLIS, MN 55402

THE HUNTINGTON INVESTMENT COMPANY
41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101

THE HUTCHISON COMPANY
1200 BROAD STREET SUITE 205, DURHAM, NC 27705-3573

THE INVESTMENT CENTER, INC.
1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921
Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921

THE INVESTMENT COUNSEL COMPANY OF NEVADA
10000 W. CHARLESTON BOULEVARD, SUITE 280, LAS VEGAS, NV 89135

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
284 MILLBURN AVENUE, MILLBURN, NJ 07041

THE KELT GROUP, LLC
2050 ALAMEDA PADRE SERRA, SUITE 201, SANTA BARBARA, CA 93103
Mailing Address: 2050 ALAMEDA PADRE SERRA, SUITE 201, MONTECITO, CA 93103

THE KEYSTONE EQUITIES GROUP, L.P.
1003 EGYPT ROAD, OAKS, PA 19456-1155
Mailing Address: P.O. BOX 1155, OAKS, PA 19456-1155

THE LEADERS GROUP, INC.
26 W. DRY CREEK CIRCLE, SUITE 575, LITTLETON, CO 80120-4475

THE LINKS GROUP LLC
1029 PLANDOME RD, PLANDOME, NY 11030

THE LOGAN GROUP SECURITIES
2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661
Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746

THE LUGANO GROUP INCORPORATED
650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116
Mailing Address: 650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116

THE NEW PENFACS INC.
ONE STILES ROAD, SALEM, NH 03079

THE NORTHSTAR GROUP, INC.
34 EAST PUTNAM AVE, GREENWICH, CT 06830

THE O.N. EQUITY SALES COMPANY
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089

THE ORR GROUP, LLC
110 SOUTH STRATFORD ROAD, SUITE 402, WINSTON-SALEM, NC 27104

THE PATRIOT GROUP SECURITIES
1120 W. CAMPBELL ROAD, SUITE 103, RICHARDSON, TX 75080

THE PENNSYLVANIA GROUP, INCORPORATED
4445 NORTH A1A, SUITE 222, VERO BEACH, FL 32963

THE PETROLEUM CLEARINGHOUSE, INC.
500 N SAM HOUSTON PKWY, STE 150, HOUSTON, TX 77067
Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787

THE PRINCERIDGE GROUP LLC
623 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10022

THE REID GROUP LLC
1285 AVENUE OF THE AMERICAS, 35TH FLOOR, NEW YORK, NY 10019

THE ROCKWELL FINANCIAL GROUP, INC.
111 JOHN STREET, # 1050, NEW YORK, NY 10038
Mailing Address: 111 JOHN STREET, #1050, NEW YORK, NY 10038

THE SECURITIES CENTER, INC.
245 “E” STREET, CHULA VISTA, CA 91910-2942
Mailing Address: 245 E STREET, CHULA VISTA, CA 91910-2942

THE SECURITIES GROUP, LLC
6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417

THE SILVERFERN GROUP, INC.
150 EAST 52ND STREET, 32ND FLOOR, NEW YORK, NY 10022

THE SPARTAN GROUP
39 E. UNION STREET, PASADENA, CA 91103

THE STRATEGIC ALLIANCE CORPORATION
132 NORTH 1ST STREET, ALBERMARLE, NC 28001
Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002

THE STRATEGIC FINANCIAL ALLIANCE, INC.
2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345

THE STREET, INC.
2615 HIDDEN RIDGE DRIVE, ARLINGTON, TX 76006

THE STURGES COMPANY
5784 ROYAL LYTHAM COURT, DUBLIN, OH 43017-1130

THE TAVENNER COMPANY
4910 MECHANICSBURG RD., SPRINGFIELD, OH 45502
Mailing Address: P.O. BOX 1368, SPRINGFIELD, OH 45501-1368

THE TIDAL GROUP, INC.
5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413

THE TRANSPORTATION GROUP (SECURITIES) LIMITED
1140 AVENUE OF THE AMERICAS, SUITE 1701, NEW YORK, NY 10036

THE VALENCE GROUP, LLC
52 VANDERBILT AVENUE, SUITE 1410, NEW YORK, NY 10017

THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

THE WINCHESTER GROUP, INC.
780 THIRD AVENUE, NEW YORK, NY 10017-2024

THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589

THE WINNING EDGE FINANCIAL GROUP
75 MADISON AVE., CLIFTON, NJ 07011-2716

THE YALE GROUP, INC.
725 NEWPORT STREET, DENVER, CO 80220

THEMIS TRADING LLC
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928

THEMUNICENTER.COM
825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

THINKEQUITY LLC
600 MONTGOMERY STREET, 3RD FLOOR, SAN FRANCISCO, CA 94111

THINKORSWIM, INC.
600 WEST CHICAGO AVENUE, SUITE 100, CHICAGO, IL 60654-2597
Mailing Address: 600 WEST CHICAGO, SUITE 100, CHICAGO, IL 60654-2597

THOMAS CAPITAL GROUP, INC.
4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332

THOMAS J. HERZFELD & CO., INCORPORATED
10491 SW 97TH AVENUE, MIAMI, FL 33176
Mailing Address: P.O. BOX 161465, MIAMI, FL 33116

THOMAS M. NIXON & ASSOCIATES, INC.
4775 WALLINGFORD STREET, PITTSBURGH, PA 15213-1711

THOMAS MCDONALD PARTNERS, LLC
959 W. ST. CLAIR AVENUE, 3RD FLOOR, CLEVELAND, OH 44113

THOMAS P. REYNOLDS SECURITIES LTD.
410 JERICHO TURNPIKE, SUITE 304A, JERICHO, NY 11753

THOMAS WEISEL PARTNERS LLC
ONE MONTGOMERY STREET, SUITE 3700, SAN FRANCISCO, CA 94104
Mailing Address: ONE MONTGOMERY ST., SUITE 3700, SAN FRANCISCO, CA 94104

THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

THOMPSON DAVIS & CO., INC.
15 SOUTH 5TH STREET, RICHMOND, VA 23219
Mailing Address: PO BOX 1854, RICHMOND, VA 23218

THOR CAPITAL LLC
1130 CAMPUS DRIVE WEST, MORGANVILLE, NJ 07751

THORNBURG SECURITIES CORPORATION
2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506

THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
412 E. STATE STREET, REDLANDS, CA 92373
Mailing Address: P.O. BOX 2130, REDLANDS, CA 92373

THORNHILL SECURITIES, INC.
336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704

THORNTON FARISH INC.
3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781

THOROUGHBRED FINANCIAL SERVICES, LLC
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

THRASHER & COMPANY, INC.
1204 SE 28TH STREET, SUITE 4, BENTONVILLE, AR 72712-6706

THRIVENT INVESTMENT MANAGEMENT INC.
625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665

THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TICONDEROGA SECURITIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022

TIGER SECURITIES, LLC
164 HANCE ROAD, FAIR HAVEN, NJ 07704

TIMBER HILL LLC
ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830

TIMBER HILL SPECIALISTS CORP.
1 PICKWICK PLAZA, GREENWICH, CT 06830-5551

TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

TIMOTHY PARTNERS, LTD.
1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751

TITAN SECURITIES
13455 NOEL ROAD, SUITE 310, TWO GALLERIA TOWER, DALLAS, TX 75240

TITLEIST ASSET MANAGEMENT, LTD.
706 GUADALUPE, AUSTIN, TX 78701

TITUS FINANCIAL, INCORPORATED
6850 TPC DRIVE, SUITE 112, MCKINNEY, TX 75070

TJM INVESTMENTS, LLC
318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606

TLG LENOX, LLC
3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326

TLS FINANCIAL SERVICES, INC.
920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977

TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

TMR BAYHEAD SECURITIES, LLC
29 HULSE LANDING, BRICK, NJ 08723

TNCP, LLC
40 RICHARDS AVENUE, THIRD FLOOR, SUITE 309, NORWALK, CT 06854-2320

TNP SECURITIES, LLC
1900 MAIN STREET, SUITE 700, IRVINE, CA 92614

TOBIN SOLITARIO SECURITIES LLC
201 SOUTH COLLEGE STREET, SUITE 1610, CHARLOTTE, NC 28244

TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

TOD’S POINT CAPITAL LLC
100 FIRST STAMFORD PLACE, STAMFORD, CT 06902
Mailing Address: 100 FIRST STAMFORD PLACE, STAMFORD, CT 06902

TODD AND COMPANY, INC.
600 OLD COUNTRY ROAD, SUITE 318, GARDEN CITY, NY 11530

TOLARUS CAPITAL ADVISORS, LLC
106 EAST SIXTH STREET, SUITE 930, AUSTIN, TX 78701-3665
Mailing Address: 106 EAST SIXTH STREET, SUITE 900, AUSTIN, TX 78701-3665

TOLL CROSS SECURITIES USA INC.
SUITE 200, 1 TORONTO STREET, TORONTO, M5C 2V6 ONTARIO CANADA

TOR BROKERAGE LLC
115 RIVER ROAD, SUITE 304, EDGEWATER, NJ 07020

TORA TRADING SERVICES, LLC
THE WHARFSIDE BUILDING, CHINA BASIN LANDING, 185 BERRY STREET, SUITE 2001, SAN FRANCISCO, CA 94107
Mailing Address: THE WHARFSIDE BUILDING, CHINA BASIN LANDING, 185 BERRY STREET, SAN FRANCISCO, CA 94107

TORCH SECURITIES, LLC
770 S. POST OAK LANE, SUITE 101, HOUSTON, TX 77056

TORE SERVICES, LLC
100 MATWAN ROAD, LOWER LOBBY, MATAWAN, NJ 07747

TORREY PINES SECURITIES, INC.
445 MARINE VIEW AVENUE, SUITE 105, DEL MAR, CA 92014

TORSIELLO SECURITIES, INC.
3 TIMES SQUARE, 10TH FLOOR, NEW YORK, NY 10036

TOUCHSTONE SECURITIES, INC.
303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202

TOUSSAINT CAPITAL PARTNERS, LLC
110 WALL STREET, 2ND FLOOR, NEW YORK, NY 10005

TOWER BROKERAGE SERVICES, INC.
2104 E. WEST 25TH STREET, LAWRENCE, KS 66047

TOWER SQUARE SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TOWERS WATSON CAPITAL MARKETS INC.
335 MADISON AVENUE, NEW YORK, NY 10017-4605

TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
19001 SOUTH WESTERN AVENUE, NF10, TORRANCE, CA 90501

TPEG SECURITIES, LLC
700 N. CARROLL AVE., SUITE 170, SOUTHLAKE, TX 76092
Mailing Address: 700 N. CARROLL AVE. #170, SOUTHLAKE, TX 76092

TPG CAPITAL BD, LLC
301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102

TPR INVESTMENTS, L.P.
10003 WOODLOCH FOREST DRIVE-STE. 275, THE WOODLANDS, TX 77380

TRACK DATA SECURITIES CORPORATION
95 ROCKWELL PLACE, BROOKLYN, NY 11217

TRADE MANAGE CAPITAL, INC.
299 MARKET STREET, SADDLE BROOK, NJ 07663

TRADE MONSTER
10 S. RIVERSIDE PLAZA, SUITE 2050, CHICAGO, IL 60606

TRADE STREET CAPITAL SECURITIES, LLC
19950 W. COUNTRY CLUB DR, SUITE 801, AVENTURA, FL 33180
Mailing Address: 19950 W. COUNTRY CLUB DR., FL 8, AVENTURA, FL 33180

TRADE-PMR INC.
1015 NW 56TH TERRACE, GAINESVILLE, FL 32605
Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230

TRADEDESK FINANCIAL CORP.
TWO RECTOR STREET, 16TH FLOOR, NEW YORK CITY, NY 10006
Mailing Address: 6000 FAIRVIEW ROAD, SUITE 1200, CHARLOTTE, NC 28210

TRADEKING
5455 N. FEDERAL HIGHWAY, SUITE E, BOCA RATON, FL 33487

TRADELINK SECURITIES, LLC
71 S. WACKER DR. SUITE 1900, CHICAGO, IL 60606

TRADERFIELD SECURITIES INC.
109 LAFAYETTE ST. #503, NEW YORK, NY 10013-4143

TRADESPOT MARKETS INC.
13900 SW 24TH STREET, DAVIE, FL 33325

TRADESTATION SECURITIES, INC.
8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324

TRADEWEB L.L.C
HARBORSIDE FINANCIAL CENTER, 2200 PLAZA FIVE, JERSEY CITY, NJ 07311-4993

TRADEWIRE SECURITIES LLC
1441 BRICKELL AVENUE, SUITE 1210, MIAMI, FL 33131

TRADEWORX SECURITIES LLC
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
Mailing Address: 90 BROAD STREET, NEW YORK, NY 10004

TRADINGSCREEN BROKERAGE SERVICES LLC
30 IRVING PL, FL 4, NEW YORK, NY 10003

TRADITION ASIEL SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

TRANS AMERICAN EQUITIES CORPORATION
4141 N. HENDERSON RD STE 8, ARLINGTON, VA 22203

TRANSACTIONDRIVERS LLC
1000 MANNING AVENUE, LOS ANGELES, CA 90024

TRANSAM SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

TRANSAMERICA CAPITAL, INC.
4600 S. SYRACUSE STREET, SUITE 1100, DENVER, CO 80237

TRANSAMERICA FINANCIAL ADVISORS, INC
570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202
Mailing Address: P.O. BOX 9053, CLEARWATER, FL 33758-9053

TRANSATLANTIC SECURITIES COMPANY
1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA
Mailing Address: 1000 SHERBROOKE ST WEST-STE 2200, MONTREAL, H3A 3R7 CANADA

TRANSCEND CAPITAL, LP
6500 RIVER PLACE BLVD., BLDG 4, SUITE 102, AUSTIN, TX 78730

TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

TRANSPACIFIC GROUP LLC
485 MADISON AVENUE,, 2ND FLOOR, NEW YORK, NY 10022

TREASURE FINANCIAL CORP.
777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080

TREASURY CURVE, LLC
200 MIDDLEFIELD ROAD, SUITE 121, MENLO PARK, CA 94025

TREECE FINANCIAL SERVICES CORP.
6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112
Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112

TREVOR, COLE, REID, & MONROE, INC.
515 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVE, NEW YORK, NY 10022

TRI-ARTISAN PARTNERS LLC
110 EAST 59TH STREET, 37TH FLOOR, NEW YORK, NY 10022

TRI-STAR FINANCIAL
5718 WESTHEIMER SUITE 950, HOUSTON, TX 77057

TRIAD ADVISORS, INC.
5185 PEACHTREE PARKWAY, SUITE 280, NORCROSS, GA 30092

TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

TRIANGLE SECURITIES, LLC
1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608

TRICOR FINANCIAL, LLC
7201 W. LAKE MEAD BLVD., SUITE 114, LAS VEGAS, NV 89128-8347

TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

TRILIAD SECURITIES, LLC
301 MINOR AVENUE N., #506, SEATTLE, WA 98109
Mailing Address: 301 MINOR AVENUE N. #506, SEATTLE, WA 98109

TRILLIUM BROKERAGE SERVICES, LLC
417 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

TRINITY DISTRIBUTORS LLC
102 WEST RAVINE COURT, MEQUON, WI 53092

TRINITY SECURITIES, INC.
3303 OAKWELL COURT, SUITE 210, SAN ANTONIO, TX 78218
Mailing Address: 3303 OAKWELL COURT, SUITE 220, SAN ANTONIO, TX 78218

TRINITY WEALTH SECURITIES, L.L.C.
132 W. WASHINGTON AVE – SUITE 200, ST. LOUIS, MO 63122

TRIPLE A PARTNERS LLC
1101 MONTANA AVENUE, SANTA MONICA, CA 90403
Mailing Address: 100 WILSHIRE BOULEVARD # 2010, SANTA MONICA, CA 90401

TRIPLETREE, LLC
7601 FRANCE AVENUE S., SUITE 150, EDINA, MN 55435

TRIPOINT GLOBAL EQUITIES, LLC
17 STATE STREET, SUITE 2000, NEW YORK, NY 10004

TRITAURIAN CAPITAL, INCORPORATED
1365 YORK AVENUE, SUITE 23B, NEW YORK, NY 10021

TRITON PACIFIC CAPITAL, LLC
11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064

TRITON PACIFIC SECURITIES, LLC
10877 WILSHIRE BLVD, 12TH FLOOR, LOS ANGELES, CA 90024

TRIUMPH GLOBAL SECURITIES, LTD.
630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036
Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

TRIUMPH SECURITIES CORPORATION
555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

TRIUNE CAPITAL ADVISORS LLC
201 S COLLEGE ST SUITE 100, CHARLOTTE, NC 28244
Mailing Address: 201 S COLLEGE ST, CHARLOTTE, NC 28244

TROIKA DIALOG USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003

TROY INVESTMENT ASSOCIATES, INC.
ONE LIBERTY SQUARE, BOSTON, MA 02109

TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

TRUE NORTH FINANCIAL SERVICES, INC.
85 MAIN STREET, SUITE 110, NORTH ADAMS, MA 01247

TRUENORTH SECURITIES, INC.
8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226

TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

TRUSTCORE INVESTMENTS, INC.
105 WESTWOOD PLACE, SUITE 400, BRENTWOOD, TN 37027-1015

TRUSTFIRST
6223 HIGHLAND PLACE WAY, SUITE 201, KNOXVILLE, TN 37919

TRUSTMONT FINANCIAL GROUP, INC.
SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601

TRYCO SECURITIES, INC.
3504 WATERCREST DRIVE, PLANO, TX 75093

TTBD, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
1111 BAGBY, SUITE 5000, HOUSTON, TX 77002

TULLETT PREBON FINANCIAL SERVICES LLC
101 HUDSON STREET, JERSEY CITY, NJ 07302

TULLY & HOLLAND, INCORPORATED
60 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481

TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022

TURCHIN & VOORHIES, INC.
5220 SPRING VALLEY ROAD, SUITE 520, DALLAS, TX 75254

TURNING POINT SECURITIES, LLC
440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605

TVA CAPITAL, LLC
130 THEORY, SUITE 200, IRVINE, CA 92617
Mailing Address: 220 NEWPORT CENTER DRIVE, SUITE 621, NEWPORT BEACH, CA 92660

TWEEDY, BROWNE COMPANY LLC
350 PARK AVENUE, NEW YORK, NY 10022-6022
Mailing Address: 350 PARK AVENUE, NEW YORK, NY 10022

TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE – 15TH FLOOR, NEW YORK, NY 10017

TWG SECURITIES, INC.
175 W. JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604
Mailing Address: 175 W JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604

TWO SIGMA SECURITIES, LLC
375 WEST BROADWAY SUITE 300, NEW YORK, NY 10012

TWS FINANCIAL, LLC.
1101 PENNSYLVANIA AVENUE SUITE 600, WASHINGTON, DC 20004

U

U S PARTICIPATIONS LTD.
3909 HARTZDALE DRIVE, SUITE 901, CAMP HILL, PA 17011

U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773

U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101

U.S. BROKERAGE, INC.
673 MOHAWK ST., SUITE 200, COLUMBUS, OH 43206

U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004

U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229

U.S. INVESTORS, INC.
515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314

U.S. RE SECURITIES, LLC
ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574

U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. SELECT SECURITIES LLC
1455 FIRST STREET, SUITE 303, NAPA, CA 94559

U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FUND SERVICES (USA) LLC
242 TRUMBULL STREET, HARTFORD, CT 06103-1212

UBS GLOBAL ASSET MANAGEMENT (US) INC.
1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019

UBS SECURITIES LLC
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
Mailing Address: 201 TRESSER BLVD, ONE STAMFORD FORUM-2ND FLOOR, STAMFORD, CT 06901

UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000

ULLICO INVESTMENT COMPANY, INC.
1625 EYE STREET, NW, WASHINGTON, DC 20006

ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

ULTRALAT CAPITAL MARKETS, INC.
801 BRICKELL AVENUE, SUITE 1020, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131

UMB DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

UMB FINANCIAL SERVICES, INC.
1010 GRAND AVENUE, KANSAS CITY, MO 64106

UMPQUA INVESTMENTS, INC.
200 SW MARKET ST., SUITE 1900, PORTLAND, OR 97201

UMTB SECURITIES INC.
630 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10111

UNDERHILL SECURITIES CORP.
4045 SOUTH SPENCER STREET, SUITE 108, LAS VEGAS, NV 89119

UNICREDIT CAPITAL MARKETS, INC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNIFIED FINANCIAL SECURITIES, INC.
2960 N. MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208

UNION CAPITAL COMPANY
4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711

UNION SQUARE ADVISORS LLC
TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
Mailing Address: TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111

UNIONBANC INVESTMENT SERVICES, LLC
445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071

UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017

UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149

UNITED EQUITY SECURITIES, LLC
10700 RICHMOND AVENUE, SUITE 252, HOUSTON, TX 77042

UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530

UNITED GLOBAL SECURITIES, INC.
12950 DAIRY ASHFORD RD, SUGAR LAND, TX 77478-3102

UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNITED SECURITY CORPORATION
4400 BISCAYNE BLVD, SUITE 950, MIAMI, FL 33137
Mailing Address: 4400 BISCAYNE BLVD., MIAMI, FL 33137

UNIVERSAL FINANCIAL SERVICES INC.
METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921

UNIVEST INVESTMENTS, INC.
14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964

UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018

UNX LLC
175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502

UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036

UPDATA SECURITIES, INC.
379 THORNALL STREET, 10TH FLOOR, EDISON, NJ 08837

UPROMISE INVESTMENTS, INC.
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459

UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123

US ARMA PARTNERS LP
FOUR PALO ALTO SQUARE, SUITE 100, 3000 EL CAMINO REAL, PALO ALTO, CA 94306

USA ADVANCED PLANNERS INC.
50 LOUIS STREET NW, SUITE 400, GRAND RAPIDS, MI 49503

USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301

USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCVG, INC.
20 NEWPORT PKY, SUITE 1607, JERSEY CITY, NJ 07310

USI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033

USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

USRP EQUITIES, LLC
99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830

UTC FINANCIAL SERVICES USA, INC.
C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD
Mailing Address: C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, 40-40A GREEN STREET; ATTN: LAURA ALLEYNE, ARIMA, 00000 TRINIDAD

UVEST FINANCIAL SERVICES GROUP, INC.
5 COLISEUM CENTRE, 2810 COLISUEUM CENTRE DRIVE, CHARLOTTE, NC 28217
Mailing Address: 9875 TOWNE CENTRE DR, SAN DIEGO, CA 92123

UW INVESTMENT SERVICES
700 17TH STREET, SUITE 700, DENVER, CO 80202
Mailing Address: 700 17TH STREET, DENVER, CO 80202

V

V. M. MANNING & CO., INC.
211 E WASHINGTON ST SUITE B, GREENVILLE, SC 29601-2835
Mailing Address: P.O. BOX 10389, GREENVILLE, SC 29603

VAIL SECURITIES INVESTMENT, INC.
232 WEST MEADOW DRIVE, VAIL, CO 81657-5079

VALDES & MORENO, INC.
1600 GENESSEE STREET, SUITE 630, KANSAS CITY, MO 64102

VALIC FINANCIAL ADVISORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206

VALLEY FORGE ASSET MANAGEMENT CORP.
150 S. WARNER ROAD, SUITE 200, KING OF PRUSSIA, PA 19406
Mailing Address: P.O. BOX 960, VALLEY FORGE, PA 19482

VALLEY NATIONAL INVESTMENTS, INC.
1605 VALLEY CENTER PARKWAY, SUITE 160, BETHLEHEM, PA 18017

VALMARK SECURITIES, INC.
130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH 44333-2431

VALOR FINANCIAL SECURITIES LLC
521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880

VALORES FINAMEX INTERNATIONAL, INC.
PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO

VALTUS CAPITAL GROUP, LLC
3930 HOWARD HUGHES PARKWAY, SUITE 360, LAS VEGAS, NV 89169
Mailing Address: 18425 BURBANK BLVD, SUITE 715, TARZANA, CA 91356

VAN CLEMENS & CO. INCORPORATED
527 MARQUETTE AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 527 MARQUETTE AVENUE SOUTH, SUITE 2000, MINNEAPOLIS, MN 55402

VAN ECK SECURITIES CORPORATION
335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017

VAN KAMPEN FUNDS INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 2800 POST OAK BOULEVARD, 46TH FLOOR, HOUSTON, TX 77056

VAN LIEW SECURITIES, INC.
ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI 02903-3158

VANDERBILT SECURITIES, LLC
445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747

VANDHAM SECURITIES CORP.
50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677

VANGUARD CAPITAL
777 S. HIGHWAY 101, SUITE 204, SOLANA BEACH, CA 92075

VANGUARD MARKETING CORPORATION
100 VANGUARD BLVD, MALVERN, PA 19355
Mailing Address: 400 DEVON PARK DRIVE- A39, WAYNE, PA 19087

VANTAGE SECURITIES, INC.
150 FAYETTEVILLE STREET, SUITE 1130, RALEIGH, NC 27601

VARIABLE INVESTMENT ADVISORS, INC.
4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD 57106-3115

VARIANT TRADING INSTITUTIONAL GROUP, INC.
3998 FAU BOULEVARD, SUITE 120, BOCA RATON, FL 33431
Mailing Address: 3998 FAU BOULEVARD, SUITE 120-B, BOCA RATON, FL 33431

VASILIOU & COMPANY, INC.
1000 SO. POINTE DRIVE, MIAMI BEACH, FL 33139

VAUGHAN AND COMPANY SECURITIES, INC.
68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9998

VBC SECURITIES, LLC
348 CLIFTON AVENUE, CLIFTON, NJ 07011-2619

VCAP SECURITIES, LLC
437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022

VCG SECURITIES, LLC
407 S.E. 1ST STREET, DELRAY BEACH, FL 33483

VCM SECURITIES, LLC.
44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005

VEBER PARTNERS, L.L.C.
605 NW 11TH AVENUE, PORTLAND, OR 97209-3235

VECTOR SECURITIES INTERNATIONAL, L.L.C.
1751 LAKE COOK ROAD-SUITE 350, DEERFIELD, IL 60015
Mailing Address: 1751 LAKE COOK ROAD – SUITE 350, DEERFIELD, IL 60015

VECTORGLOBAL WMG
801 BRICKELL AVENUE, SUITE 2500, MIAMI, FL 33131

VELOCITYHEALTH SECURITIES, INC.
95 WHITE BRIDGE ROAD, SUITE 409, NASHVILLE, TN 37205

VENECREDIT SECURITIES, INC.
1111 BRICKELL AVENUE, SUITE 1575, MIAMI, FL 33131
Mailing Address: 1111 BRICKELL AVENUE, SUITE 1580, MIAMI, FL 33131

VENTOUX SECURITIES, LLC
5590 BUNKY WAY, ATLANTA, GA 30338

VENTURE PARTNERS CAPITAL, L.L.C.
1224 MILL STREET, BUILDING A-100, EAST BERLIN, CT 06023
Mailing Address: MILL CROSSING, P. O. DRAWER 9, KENSINGTON, CT 06037

VERAPOINT SECURITIES LLC
300 PARK AVENUE, SUITE 1704, NEW YORK, NY 10022

VERITAGE GROUP, LLC
4 MEGONKO ROAD, NATICK, MA 01760

VERITAS SECURITIES CORP.
40 WALL STREET, 28TH FLOOR – SUITE 2819, NEW YORK, NY 10005

VERITRUST FINANCIAL, LLC
3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704

VERITY INVESTMENTS, INC.
280 S. MANGUM STREET, SUITE 550, DURHAM, NC 27701

VERSANT PARTNERS USA, INC.
1100 BOUL. RENE-LEVESQUE WEST, SUITE 1310, MONTREAL, H3B 4N4 QUEBEC CANADA

VESTECH SECURITIES, INC.
8100 E. 22ND ST NORTH #B, BLDG 600, WICHITA, KS 67226
Mailing Address: 8100 E. 22ND STREET NORTH #B, BLDG 600, WICHITA, KS 67226

VESTOR CAPITAL SECURITIES CORPORATION
10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606-3840
Mailing Address: 10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606

VETUS SECURITIES LLC
1300 E. 9TH STREET, SUITE 600, CLEVELAND, OH 44114

VFG SECURITIES, INC.
2121 CLOVERFIELD AVENUE, SUITE #115, SANTA MONICA, CA 90404

VFIC SECURITIES, INC.
1030 OLD VALLEY FORGE ROAD, KING OF PRUSSIA, PA 19406

VFINANCE INVESTMENTS, INC
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

VIANT CAPITAL LLC
500 WASHINGTON ST., SUITE 325, SAN FRANCISCO, CA 94111
Mailing Address: 500 WASHINGTON STREET, SUITE 325, SAN FRANCISCO, CA 94111

VICTORY CAPITAL ADVISERS, INC.
127 PUBLIC SQUARE, 21ST FLOOR, CLEVELAND, OH 44114-1306

VICTORY PARK SECURITIES, LLC
227 W. MONROE STREET, CHICAGO, IL 60606

VIEW PARTNERS CAPITAL LLC
575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022

VIEWPOINT SECURITIES, LLC
401 WEST A STREET, STE 325, SAN DIEGO, CA 92101

VIEWTRADE SECURITIES, INC.
7280 W. PALMETTO PARK RD., 105, BOCA RATON, FL 33433

VINING SPARKS
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

VISCOGLIOSI & COMPANY, LLC
505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022

VISION
4 HIGH RIDGE PARK, STAMFORD, CT 06905

VISION FINANCIAL MARKETS LLC
4 HIGH RIDGE PARK, SUITE 100, STAMFORD, CT 06905-1325

VISION INVESTMENT SERVICES, INC.
6111 NORTH RIVER ROAD, 8TH FLOOR, ROSEMONT, IL 60018

VISIONQUEST SECURITIES, LLC.
5205 CAMDEN LAKE PARKWAY, ACWORTH, GA 30101

VISTA MANAGEMENT COMPANY
3101 SESSIONS ROAD, TALLAHASSEE, FL 32303
Mailing Address: P.O. BOX 1878, TALLAHASSEE, FL 32302-1878

VISTA SECURITIES, INC.
9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231

VISUN SECURITIES CORPORATION
175 N. PATRICK BOULEVARD, SUITE 190, BROOKFIELD, WI 53045

VLS SECURITIES LLC
65 LOCUST AVENUE, SUITE 301, NEW CANAAN, CT 06840
Mailing Address: 65 LOCUST AVENUE, NEW CANAAN, CT 06840

VOGUE CAPITAL MANAGEMENT LLC
2741 PARKVIEW DRIVE, HALLANDALE, FL 33009

VOLTAIRE INVESTMENTS, LLC
9212 NORTH KOBER ROAD, PARADISE VALLEY, AZ 85253

VONTOBEL SECURITIES LTD.
DREIKOENIGSTRASSE 37, ZURICH, 08022 SWITZERLAND

VORPAHL WING SECURITIES
505 W. RIVERSIDE SUITE 205, SPOKANE, WA 99201

VP DISTRIBUTORS INC
100 PEARL ST, 8TH FLOOR, HARTFORD, CT 06103

VPE WERTPAPIERHANDELSBANK AG
MAXIMILIANSPLATZ 17, MUENCHEN, D-80333 GERMANY

VRA PARTNERS, LLC
3414 PEACHTREE ROAD, N.E., SUITE 1125, ATLANTA, GA 30326

VSR FINANCIAL SERVICES, INC.
8620 W 110TH STREET, 200, OVERLAND PARK, KS 66210-9651
Mailing Address: PO BOX 26250, SHAWNEE MISSION, KS 66225-6250

VT BROKERS, LLC
220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
Mailing Address: 220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104

VULCAN SECURITIES LLC
220 MONTGOMERY STREET, #1421, SAN FRANCISCO, CA 94104

VWM INSURANCE SERVICES, LLC
600 CALIFORNIA STREET – SUITE 1330, SAN FRANCISCO, CA 94108

W

WG SECURITIES, LLC
264 AMITY ROAD, SUITE 106, WOODBRIDGE, CT 06525

W R RICE FINANCIAL SERVICES, INC.
938 FOREST AVE., PORTLAND, ME 04103

W&S BROKERAGE SERVICES, INC.
400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, 4TH FLOOR, MS 36, CINCINNATI, OH 45202

W. H. COLSON SECURITIES, INC.
211 COMMERCE STREET, SUITE C, GREENVILLE, NC 27858
Mailing Address: P. O. BOX 4007, GREENVILLE, NC 27836-2007

W. H. MELL ASSOCIATES, INC.
450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901

W. H. REAVES & CO., INC.
10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

W. P. STEWART SECURITIES LIMITED
TRINITY HALL 43 CEDAR AVENUE, HAMILTON, HM 12 BERMUDA
Mailing Address: P.O. BOX HM 2905, HAMILTON HMLX, HM LX BERMUDA

W. R. TAYLOR & COMPANY, LLC
4740 WOODMERE BOULEVARD, MONTGOMERY, AL 36106

W. Y. CAMPBELL & COMPANY
ONE WOODWARD AVENUE – 26TH FLOOR, DETROIT, MI 48226

W.E. NIGHTINGALE BROKERAGE SERVICES, INC.
18632 N.W.BERNINA CT., ISSAQUAH, WA 98027
Mailing Address: 4957 LAKEMONT BLVD STE C-4, PMB 10, BELLEVUE, WA 98006

W.F.C.G. SECURITIES, INC.
2700 SOUTH SOUTHEAST BOULEVARD SUITE 205, SPOKANE, WA 99223-4984

W.G. NIELSEN & CO.
3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209

W.J. BLUM & SONS, LLC
81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530

W.J. BRADLEY COMPANY
201 COLUMBINE STREET, SUITE 300, DENVER, CO 80206

W.R. HAMBRECHT + CO., LLC
PIER 1, BAY 3, SAN FRANCISCO, CA 94111

WACHTEL & CO., INC.
1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005

WADDELL & REED, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, ATTN: TERRY LISTER, SHAWNEE MISSION, KS 66201-9217

WADSWORTH INVESTMENT CO., INC.
879 CHURCH ST. RT. 68, WALLINGFORD, CT 06492-2001

WAFRA SECURITIES CORPORATION
345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101

WALKER CAPITAL PARTNERS, LLC
ONE GLENLAKE PARKWAY, SUITE 925, ATLANTA, GA 30328
Mailing Address: 5524 FORT FISHER WAY, NORCROSS, GA 30092

WALL AND COMPANY SECURITIES, INC.
11680 STEPHENVILLE DR, FRISCO, TX 75035

WALL STREET ACCESS
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET ADVISOR SERVICES, LLC
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET CAPITAL CORPORATION
14615 MANCHESTER ROAD, SUITE 204, ST. LOUIS, MO 63011

WALL STREET FINANCIAL GROUP, INC.
255 WOODCLIFF DR, FAIRPORT, NY 14450

WALL STREET MANAGEMENT CORPORATION
441 LEXINGTON AVENUE, 17TH FLOOR, NEW YORK, NY 10017

WALL STREET MONEY CENTER CORP.
2385 EXECUTIVE CENTER DR., SUITE #100, BOCA RATON, FL 33431
Mailing Address: 2385 EXECUTIVE CENTER DRIVE, SUITE #100, BOCA RATON, FL 33431

WALL STREET STRATEGIES, INC.
362 NORTH MAIN STREET, HURON, OH 44839

WALLACHBETH CAPITAL LLC
100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WALLER CAPITAL SECURITIES LLC
1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020

WALLSTREET*E FINANCIAL SERVICES, INC.
3111 PONCE DE LEON BLVD, CORAL GABLES, FL 33134

WALNUT CREEK CAPITAL ADVISORS, LLC
616 ELLIOTT ROAD, MCDONOUGH, GA 30252

WALNUT STREET SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

WALTER GREENBLATT & ASSOCIATES, LLC
430 NASSAU STREET, PRINCETON, NJ 08540

WALTER J. DOWD, INC.
30 BROAD STREET, SUITE 2201, NEW YORK, NY 10004

WALTON JOHNSON & COMPANY
1430 SAN RAFAEL DRIVE, DALLAS, TX 75218
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219

WALTON SECURITIES, INC.
4800 N SCOTTSDALE ROAD, SUITE 4000, SCOTTSDALE, AZ 85251

WAMPUM GROUP, LLC
71 BROADWAY, STE 12 D, NEW YORK, NY 10006

WANG INVESTMENT ASSOCIATES, INC.
183 MADISON AVENUE, SUITE 204, NEW YORK, NY 10016

WARD’S FINANCIAL SERVICES, LTD.
14720 S. WILL-COOK ROAD, HOMER GLEN, IL 60441-6834
Mailing Address: P.O. BOX 799, ORLAND PARK, IL 60462-0799

WARNER BECK INCORPORATED
17140 BERNARDO CENTER DRIVE, SUITE 300, SAN DIEGO, CA 92128

WARNER FINANCIAL INTERNATIONAL INCORPORATED
1706 RURAL STREET, ROCKFORD, IL 61107

WARREN D. NADEL & COMPANY
7 WALNUT ROAD, GLEN COVE, NY 11542

WARREN G. TOWNE
595 SUNSET LA, FOND DU LAC, WI 54935

WASHINGTON SECURITIES CORPORATION
6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113

WATERFORD CAPITAL, INC.
15455 N. DALLAS PKWY STE 750, ADDISON, TX 75001

WATERFORD INVESTOR SERVICES, INC.
1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
Mailing Address: 1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756

WATERMARK ADVISORS, LLC
531 SOUTH MAIN STREET, SUITE ML-9, GREENVILLE, SC 29601
Mailing Address: P.O. BOX 1963, GREENVILLE, SC 29602

WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

WATERSTONE FINANCIAL GROUP, INC.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
Mailing Address: ONE BEACON STREET, 22NF FLOOR, BOSTON, MA 02108

WATERVIEW SECURITIES, INC.
12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251

WATKINS FINANCIAL SERVICES, INC.
722 W SHEPARD LANE STE 103, FARMINGTON, UT 84025

WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013

WAVELAND CAPITAL PARTNERS LLC
19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612

WAYNE HUMMER INVESTMENTS L.L.C.
222 SOUTH RIVERSIDE PLAZA, SUITE 2800, CHICAGO, IL 60606
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750

WBB SECURITIES, LLC
16835 WEST BERNARDO DRIVE, SUITE 120, SAN DIEGO, CA 92127

WEA INVESTMENT SERVICES, INC.
45 NOB HILL ROAD, MADISON, WI 53713-3959
Mailing Address: PO BOX 7338, MADISON, WI 53707-7338

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441

WEALTH MANAGEMENT RESOURCES, INC.
501 GREAT ROAD, SUITE 201, NO. SMITHFIELD, RI 02896

WEALTH MONITORS, INC.
11225 COLLEGE BLVD, SUITE # 100, OVERLAND PARK, KS 66210-2798
Mailing Address: 11225 COLLEGE BLVD., SUITE # 100, OVERLAND PARK, KS 66210-2798

WEALTHSTONE EQUITIES, INC.
5000 HORIZONS DR., COLUMBUS, OH 43220

WEAVER TIDWELL CAPITAL, LLC
12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
Mailing Address: 12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251

WEDBUSH SECURITIES INC.
1000 WILSHIRE BLVD. SUITE 900, ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017-2457
Mailing Address: P.O. BOX 30014, LOS ANGELES, CA 90030-0014

WEDGE ALTERNATIVES LLC
500 FIFTH AVENUE, SUITE 3150, NEW YORK, NY 10110

WEDGE SECURITIES, LLC
9800 MT. PYRAMID COURT, SUITE 304, ENGLEWOOD, CO 80112

WEDGEWOOD PARTNERS, INC.
9909 CLAYTON ROAD, SUITE 103, ST. LOUIS, MO 63124-5142

WEEDEN & CO.L.P.
145 MASON ST, GREENWICH, CT 06830

WEISS CAPITAL SECURITIES, INC.
7111 FAIRWAY DRIVE, SUITE 102, PALM BEACH GARDENS, FL 33418

WEISSER JOHNSON CAPITAL LLC
1301 MCKINNEY, SUITE 2810, HOUSTON, TX 77010

WEITZ SECURITIES, INC.
ONE PACIFIC PLACE, 1125 SOUTH 103 ST. STE. 200, OMAHA, NE 68124-1071

WEITZEL FINANCIAL SERVICES, INC.
1665 EMBASSY WEST DR., SUITE 100, DUBUQUE, IA 52002-2259
Mailing Address: 1665 EMBASSY WEST DR. STE. 100, DUBUQUE, IA 52002-2259

WELCOME LIFE SECURITIES, LLC
6001 BROKEN SOUND PARKWAY, SUITE 320-A, BOCA RATON, FL 33487

WELLER, ANDERSON & CO., LTD.
811 RUSK, SUITE 1725, HOUSTON, TX 77002

WELLFLEET INVESTMENTS LLC
40 CUTTER MILL RD – SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142

WELLINGTON SECURITIES, INC.
80 LIBERTY STREET, SAN FRANCISCO, CA 94110
Mailing Address: PMB 187, 3288 21 STREET, SAN FRANCISCO, CA 94110-2423

WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005

WELLINGTON WEST CAPITAL MARKETS (USA) INC.
145 KING STREET WEST, SUITE 700, TORONTO, ONTARIO, M5H 1J8 CANADA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103

WELLS FARGO ADVISORS, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103

WELLS FARGO FUNDS DISTRIBUTOR, LLC
525 MARKET STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105

WELLS FARGO INSTITUTIONAL SECURITIES, LLC
301 SOUTH COLLEGE STREET, ONE WACHOVIA CENTER, 8TH FLOOR, CHARLOTTE, NC 28202

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: D1053-190, CHARLOTTE, NC 28202
Mailing Address: 301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: NC 1396, CHARLOTTE, NC 28202

WELLS FARGO INVESTMENTS, LLC
420 MONTGOMERY STREET, 12TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
Mailing Address: 550 CALIFORNIA STREET, 6TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104

WELLS FARGO SECURITIES, LLC
301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28202-0602
Mailing Address: 301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28288-0602

WELLS INVESTMENT SECURITIES,INC.
6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA 30092

WELLS NELSON & ASSOCIATES, L.L.C.
105 NORTH HUDSON, SUITE 600, OKLAHOMA CITY, OK 73102

WELSH SECURITIES LLC
4350 BAKER RD, MINNETONKA, MN 55343

WELTON STREET INVESTMENTS LLC
9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112

WENTWORTH SECURITIES, INC.
2001 NORTH B STREET, FAIRFIELD, IA 52556

WESBANCO SECURITIES, INC.
135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003

WESCOM FINANCIAL SERVICES
123 SOUTH MARENGO AVENUE, 4TH FL, PASADENA, CA 91101

WEST AMERICA SECURITIES CORP
7005 VIA BELLA LUNA, LAS VEGAS, NV 89131
Mailing Address: P. O. BOX 751477, LAS VEGAS, NV 89136

WESTBURY GROUP LLC
49 CLINTON AVENUE, WESTPORT, CT 06880

WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446

WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563

WESTCOUNTRY FINANCIAL
16915 TURTLE POINT, CHARLOTTE, NC 28278-8428

WESTERN EQUITY GROUP, INC.
1617 STARLING COURT, CARLSBAD, CA 92011-5019
Mailing Address: 6965 EL CAMINO REAL, SUITE #105-235, CARLSBAD, CA 92009-4101

WESTERN FINANCIAL CORPORATION
600 “B” STREET STE. 2204, SAN DIEGO, CA 92101-4507

WESTERN GROWERS FINANCIAL SERVICES, INC.
17620 FITCH STREET, IRVINE, CA 92614

WESTERN INTERNATIONAL SECURITIES, INC.
70 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA 91101
Mailing Address: 70 SOUTH LAKE AVE-STE. 700, PASADENA, CA 91101

WESTERN PACIFIC SECURITIES, INC.
1080 W. SIERRA, SUITE 105, FRESNO, CA 93704

WESTERN RESERVE PARTNERS, LLC
200 PUBLIC SQUARE, SUITE 3750, CLEVELAND, OH 44114

WESTERN STRATEGIC ADVISORS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107

WESTFIELD INVESTMENT GROUP, INC.
1255 CORPORATE CENTER DRIVE, SUITE 200, MONTEREY PARK, CA 91754-7611

WESTHOFF, CONE & HOLMSTEDT
500 YGNACIO VALLEY ROAD, SUITE 380, WALNUT CREEK, CA 94596-5041

WESTLAKE SECURITIES
2700 VIA FORTUNA SUITE 250, AUSTIN, TX 78746

WESTLB SECURITIES INC.
7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK, NY 10007

WESTMINSTER FINANCIAL SECURITIES, INC.
865 SOUTH DIXIE DRIVE, VANDALIA, OH 45377

WESTMINSTER INVESTMENT GROUP, INC.
23 EAST NORTH STREET, NEW CASTLE, PA 16101

WESTMINSTER RESEARCH ASSOCIATES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

WESTMORELAND CAPITAL CORPORATION
2350 NORTH FOREST ROAD, SUITE 35B, GETZVILLE, NY 14068

WESTON FINANCIAL SERVICES LLC
767 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017

WESTON INTERNATIONAL CAPITAL MARKETS LLC
150 EAST 58TH STREET, 15TH FLOOR, NEW YORK, NY 10155

WESTON SECURITIES CORPORATION
40 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481
Mailing Address: 40 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481

WESTOR CAPITAL GROUP, INC.
1039 ROBINSON ROAD, MOHAWK, NY 13407

WESTPARK CAPITAL, INC.
1900 AVENUE OF THE STARS, SUITE 310, LOS ANGELES, CA 90067

WESTPORT CAPITAL MARKETS, LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880

WESTPORT FINANCIAL SERVICES, L.L.C.
39 OLD RIDGEBURY ROAD, SUITE 5, DANBURY, CT 06810-5108

WESTPORT RESOURCES INVESTMENT SERVICES, INC.
315 POST ROAD WEST, WESTPORT, CT 06880-4745
Mailing Address: P.O.BOX 3089, WESTPORT, CT 06880

WESTROCK ADVISORS, INC.
230 PARK AVENUE, NEW YORK, NY 10169

WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977

WESTWOOD CAPITAL, LLC
489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017

WFG INVESTMENTS, INC.
2711 N HASKELL AVE., SUITE 2900, DALLAS, TX 75204
Mailing Address: 2711 N HASKELL AVE, SUITE 2900, DALLAS, TX 75204

WFP SECURITIES
6020 CORNERSTONE COURT WEST, SUITE 240, SAN DIEGO, CA 92121

WFS, LLC
ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108

WHARTON CAPITAL MARKETS LLC
444 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10022

WHEELHOUSE SECURITIES CORPORATION
8230 FORSYTH BLVD. STE 210, ST. LOUIS, MO 63105

WHITAKER SECURITIES LLC
233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279

WHITE CAP TRADING, LLC
55 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10003-4301

WHITE MOUNTAIN CAPITAL, LLC
65 BROADWAY, SUITE 1807, NEW YORK, NY 10006

WHITE OAK SECURITIES, INC.
4812 NORTHWESTERN AVE., RACINE, WI 53406-5060

WHITE PACIFIC SECURITIES, INC.
100 PINE STREET, SUITE 500, SAN FRANCISCO, CA 94111

WHITEHALL-PARKER SECURITIES, INC.
477 PACIFIC AVENUE-2ND FLOOR, SAN FRANCISCO, CA 94133

WHITEMARSH CAPITAL ADVISORS
325 WEST 38TH STREET, SUITE 908, NEW YORK, NY 10018

WHITESTONE SECURITIES INC.
2415 24TH STREET, ASTORIA, NY 11102

WIC CORP.
100 NORTH SIXTH STREET, SUITE 620B, MINNEAPOLIS, MN 55403

WILBANKS SECURITIES, INC.
4334 NORTHWEST EXPRESSWAY, SUITE 222, OKLAHOMA CITY, OK 73116

WILDWOOD CAPITAL SECURITIES, INC.
373 EAST MAIN STREET, SUITE 100, COLLEGEVILLE, PA 19426

WILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215

WILLIAM BLAIR & COMPANY L.L.C.
222 WEST ADAMS ST, CHICAGO, IL 60606-5312
Mailing Address: 222 WEST ADAMS STREET, CHICAGO, IL 60606-5312

WILLIAM BLAIR FUNDS PLACEMENT GROUP, L.L.C.
2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX 75201

WILLIAM C. BURNSIDE & COMPANY, INC.
111 N. VERMILION ST., DANVILLE, IL 61832
Mailing Address: P.O. BOX 507, DANVILLE, IL 61832-0507

WILLIAM J. MAYER SECURITIES, LLC
60 ARCH STREET, GREENWICH, CT 06830

WILLIAMS TRADING LLC
860 CANAL STREET, 3RD FLOOR, STAMFORD, CT 06902

WILLIS SECURITIES, INC.
ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 3RD FLOOR, NEW YORK, NY 10281

WILLOW COVE INVESTMENT GROUP, INC.
4370 LA JOLLA VILLAGE DRIVE, SUITE 400, SAN DIEGO, CA 92122

WILMINGTON BROKERAGE SERVICES COMPANY
1100 NORTH MARKET ST., WILMINGTON, DE 19890-0001
Mailing Address: PO BOX 8988, WILMINGTON, DE 19899-8988

WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530

WILSHIRE PARK ADVISORS, LLC
C/O 12400 WILSHIRE BOULEVARD, SUITE 820, LOS ANGELES, CA 90025

WILSON STEPHENSON INCORPORATED
2800 S. HULEN STREET, SUITE 102, FORT WORTH, TX 76109

WILSON-DAVIS & CO., INC.
236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587

WINDHAM FINANCIAL SERVICES, INC.
3078 HAWKINS ROAD, FERRISBURGH, VT 05456

WINDRIVER CAPITAL, LLC
3501 N. GLENNWOOD CIRCLE, PROVO, UT 84604

WINDSHIP CAPITAL MARKETS, LLC
1861 AMERICAN WALK, SUITE 1660, LAWRENCEVILLE, GA 30043

WINDSOR, SHEFFIELD & CO., INC.
487 DEVON PARK DR., SUITE 216, WAYNE, PA 19087
Mailing Address: 487 DEVON PARK DRIVE, SUITE 216, WAYNE, PA 19087

WINEBRENNER CAPITAL PARTNERS, LLC
10602 TIMBERWOOD CIRCLE, SUITE 13, LOUISVILLE, KY 40223

WINKLEVOSS INSURANCE AGENCY, LLC
TWO GREENWICH OFFICE PARK, 3RD FLOOR, GREENWICH, CT 06831

WINSLOW, EVANS & CROCKER, INC.
175 FEDERAL STREET, BOSTON, MA 02110

WINSTON ADVISORS, LLC
25 WILDWOOD ROAD STE 204, STAMFORD, CT 06903

WINTER ADVISORS, INC.
24511 SUMMERHILL AVE., LOS ALTOS, CA 94024

WISCONSIN DISCOUNT SECURITIES CORPORATION
7020 N. PORT WASHINGTON RD. SUITE 200, MILWAUKEE, WI 53217
Mailing Address: P.O. BOX 170648, MILWAUKEE, WI 53217

WITENBERG INVESTMENT COMPANIES, INC.
9440 SANTA MONICA BLVD SUITE 600, BEVERLY HILLS, CA 90210

WIZER FINANCIAL, INC.
1829 EAST SPRING STREET, SUITE 201, NEW ALBANY, IN 47150

WJB CAPITAL GROUP, INC.
60 BROAD STREET, 34TH FLOOR, NEW YORK, NY 10004

WM SMITH & CO.
1700 LINCOLN STREET, SUITE 2545, DENVER, CO 80203

WM. H. MURPHY & CO., INC.
770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056

WMSI SECURITIES LLC
1420 ROUTE 206 NORTH, SUITE 140, BEDMINSTER, NJ 07921

WNC CAPITAL CORPORATION
17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404

WOLF A. POPPER, INC.
99 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WOLF CAPITAL LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523

WOLF FINANCIAL MANAGEMENT, LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523-1927

WOLFE & HURST BOND BROKERS INC.
30 MONTGOMERY STREET STE 1040, JERSEY CITY, NJ 07302

WOLFENSOHN ADVISORS, L.L.C.
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019

WOLVERINE CAPITAL MARKETS LLC
175 W. JACKSON SUITE 200, CHICAGO, IL 60604
Mailing Address: 175 W. JACKSON BLVD. SUITE 200, CHICAGO, IL 60604

WOLVERINE EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604

WOLVERTON SECURITIES (USA), LTD.
777 DUNSMUIR STREET #1700, VANCOUVER BC, V7Y 1J5 CANADA

WOOD (ARTHUR W.) COMPANY, INC.
50 CONGRESS STREET, SUITE 300, BOSTON, MA 02109-4069

WOOD WARREN & CO. SECURITIES, LLC
2000 POWELL STREET, SUITE 1260, EMERYVILLE, CA 94608

WOODBRIDGE FINANCIAL GROUP, LLC
120 SOUTH SIXTH STREET, SUITE 2005, MINNEAPOLIS, MN 55402

WOODBURY FINANCIAL SERVICES, INC.
7755 THIRD STREET NORTH, OAKDALE, MN 55128
Mailing Address: P.O. BOX 64284, ST. PAUL, MN 55164-0284

WOODLANDS SECURITIES CORPORATION
10077 GROGANS MILL RD #130, THE WOODLANDS, TX 77380

WOODLAWN ADVISORS LLC
2 OVERHILL ROAD (SUITE 400), SCARSDALE, NY 10583

WOODMEN FINANCIAL SERVICES, INC.
1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102

WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027

WOODSTOCK FINANCIAL GROUP, INC.
117 TOWNE LAKE PARKWAY, WOODSTOCK, GA 30188
Mailing Address: 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, GA 30188

WOODVILLE HALL CAPITAL, LLC
SUITE 201, 2 WEST WASHINGTON STREET, MIDDLEBURG, VA 20117
Mailing Address: PO BOX 113, MIDDLEBURG, VA 20118

WOORI INVESTMENT & SECURITIES AMERICA, INC.
120 WEST 45TH STREET, SUITE 3010, NEW YORK, NY 10036

WORDEN CAPITAL MANAGEMENT LLC
1981 MARCUS AVE, SUITE 240, LAKE SUCCESS, NY 11042

WORKMAN SECURITIES CORPORATION
6500 CITY WEST PARKWAY, SUITE 350, EDEN PRAIRIE, MN 55344

WORLD CAPITAL BROKERAGE, INC.
110 16TH STREET, SUITE 1400, DENVER, CO 80202-5202

WORLD CHOICE SECURITIES, INC.
1420 BROWN TRAIL, BEDFORD, TX 76022

WORLD EQUITY GROUP, INC.
1650 N. ARLINGTON HEIGHTS RD, SUITE 100, ARLINGTON HEIGHTS, IL 60004-3984

WORLD GROUP SECURITIES, INC.
11315 JOHNS CREEK PARKWAY, DULUTH, GA 30097-1517

WORLD TRADE FINANCIAL CORPORATION
2010 HANCOCK STREET, 2ND FLOOR, SAN DIEGO, CA 92110

WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
210 2ND STREET SE SUITE 400, CEDAR RAPIDS, IA 52401
Mailing Address: PO BOX 75006, CEDAR RAPIDS, IA 52407

WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 1600, DALLAS, TX 75248

WRIGHT INVESTORS’ SERVICE DISTRIBUTORS, INC.
440 WHEELERS FARMS ROAD, MILFORD, CT 06461

WRP INVESTMENTS, INC.
4407 BELMONT AVENUE, YOUNGSTOWN, OH 44505

WSA FIXED INCOME, LLC
17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004

WULFF, HANSEN & CO.
351 CALIFORNIA STREET, SUITE 1000, SAN FRANCISCO, CA 94104

WUNDERLICH SECURITIES, INC.
6000 POPLAR AVENUE, SUITE 150, MEMPHIS, TN 38119

WWC SECURITIES, LLC
11911 FREEDOM DRIVE STE 1010, RESTON, VA 20190

WWK INVESTMENTS, INC.
133 WEST MAIN STREET – SUITE 130, NORTHVILLE, MI 48167

WYNSTON HILL CAPITAL, LLC
488 MADISON AVENUE, NEW YORK, NY 10022

WYNVALE FINANCIAL DISTRIBUTORS LLC
12 OLD MILL ROAD, STOCKTON, NJ 08559

WYSER-PRATTE & CO., INC.
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022
Mailing Address: 410 PARK AVENUE, SUITE 1520, NEW YORK, NY 10022

X

XMS CAPITAL PARTNERS, LLC
1603 ORRINGTON AVE. SUITE 725, EVANSTON, IL 60201

XNERGY FINANCIAL LLC
425 E 58STREET, SUITE 16C, NEW YORK, NY 10022-2300
Mailing Address: 425 E 58 STREET, SUITE 16C, NEW YORK, NY 10022-2300

XT CAPITAL PARTNERS, LLC
117 EAST 55TH STREET, NEW YORK, NY 10022

XTENT FINANCIAL GROUP, INC.
2115 FRONT STREET, CUYAHOGA FALLS, OH 44221

XZERTA TRADING, LLC
ONE PENN PLAZA, SUITE 4625, NEW YORK, NY 10019

Y

YIELDQUEST SECURITIES, LLC
3280 PEACHTREE ROAD, SUITE 2600, ATLANTA, GA 30305

YORK SECURITIES, INC.
160 BROADWAY, NEW YORK, NY 10038

YORK STOCKBROKERS, INC.
610 5TH AVENUE- 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 610 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10020

YOUNG & PARTNERS LLC
230 PARK AVENUE – SUITE 1145, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE STE. 1145, NEW YORK, NY 10169

YOUNG AMERICA CAPITAL, LLC
141 EAST BOSTON POST ROAD, MAMARONECK, NY 10543

YOUNG, STOVALL AND COMPANY
9627 S. DIXIE HWY-STE 101, MIAMI, FL 33156

YOUNGBLOOD SECURITIES CORP.
100 N. CENTRAL EXPRESSWAY #403, RICHARDSON, TX 75080

YSC GLOBAL SECURITIES, INC.
30 PARK AVENUE, SUITE 20A, NEW YORK, NY 10016

Z

ZACKS & COMPANY
111 N. CANAL STREET SUITE 1101, CHICAGO, IL 60606

ZANDER EVANS SECURITIES, INC.
5708 OLINGER BLVD., EDINA, MN 55436

ZECCO TRADING, INC.
35 NORTH LAKE AVENUE, SUITE 500, PASADENA, CA 91101

ZELMAN PARTNERS, LLC
25101 CHAGRIN BLVD., SUITE 200, BEACHWOOD, OH 44122

ZENITH AMERICAN SECURITIES CORPORATION
5049 BROADWAY, NEW YORK, NY 10034-1131

ZEUS SECURITIES, INC.
111 SMITHTOWN BYPASS, SUITE 209, HAUPPAUGE, NY 11788-0141
Mailing Address: PO BOX 5335, HAUPPAUGE, NY 11788-0141

ZIMBALIST SMITH INVESTMENTS, LLC
695 SW MILL VIEW WAY, SUITE 103, BEND, OR 97702

ZIONS DIRECT, INC.
ONE SOUTH MAIN STREET, 17TH FLOOR, SALT LAKE CITY, UT 84133

ZIV INVESTMENT COMPANY
141 W. JACKSON BLVD, SUITE # 2095, CHICAGO, IL 60604-2983
Mailing Address: 141 W. JACKSON BLVD, CHICAGO, IL 60604-2983

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